FG
Financial Guidance Group, Inc. — 13F Portfolio Changes & Top Buys (Q3 2026)
Financial Guidance Group, Inc.CIK: 0001929349
Diversified strategySector-focusedMomentum follower
Total reported value
$279.4M
Reporting period: 2026-09-30 · Number of holdings: 94
Financial Guidance Group, Inc. disclosed 94 holdings in its latest 13F filing for the period ending 2026-09-30, with total reported value of $279.4M and a quarterly turnover rate of 9.3%.
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Personality snowflake
- Concentration
- 13.11
- Portfolio Stability
- 9.31
- Momentum
- 100
- Sector conviction
- 100
- Diversification
- 100
- Sizing Uniformity
- 85.49
Financial Guidance Group, Inc.'s disclosed holdings carry a Herfindahl concentration index of 0.033 — mathematically equivalent to about 31 equally-sized positions, well below its 94 actual disclosed holdings. That gap points to a strategy built around a small core of high-conviction bets rather than broad diversification.
Position sizes vary widely across the portfolio (a coefficient of variation of 1.45), with a handful of outsized bets alongside many smaller positions.
No strong tilt toward either adding to existing winners or initiating outsized new positions was observed in the latest reported quarter.
Sector classification currently covers about 4% of this portfolio's disclosed value; the remainder includes holdings (e.g. unmapped tickers, options, or other security types) not yet covered by our sector mapping.
Source and citation information
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Recent moves
View source Form 13F filing on SEC.govNew buy 268961620
Trim BUFR
-57.0% -$2.4M
Trim FJUN
-35.7% -$1.4M
Add SPYM
+15.5% $1.5M
Add VFLO
+7.2% $1.2M
Add ACIO
+9.4% $1.4M
Holdings Map
New buyAddUnchangedTrim
Top 10 holdings by weight
Full holdings list this quarter
| # | Ticker | Issuer | Asset Subclass | Weight | Weight Change | Shares Change | 4Q Trend |
|---|---|---|---|---|---|---|---|
| 1 | QQQ | Invesco Qqq Trust Series 1 | ETF-Tech | 8.90% | +0.04% | +4.54% | |
| 2 | SCHD | Schwab US Dvd Equity ETF | ETF-Other | 6.09% | -0.05% | +1.10% | |
| 3 | QEFA | Stsr Spd Msc Eaf Stgfs-us In | ETF-Other | 5.62% | +0.17% | +6.21% | |
| 4 | SPY | Ss Spdr S&p 500 ETF Trust-us | ETF-Large Cap & Growth | 5.37% | -0.20% | -1.25% | |
| 5 | ACIO | Aptus Collared Invest Opp | ETF-Other | 5.04% | +0.31% | +9.40% | |
| 6 | JEPI | Jpmorgan Equity Premium Inco | ETF-Other | 4.32% | -0.29% | -1.54% | |
| 7 | SPYM | Ste Str Spdr Pt S&p 500 ETF | ETF-Large Cap & Growth | 3.53% | +0.40% | +15.46% | |
| 8 | RSP | Invesco S&p 500 Equal Weight | ETF-Large Cap & Growth | 3.06% | +0.07% | +9.39% | |
| 9 | OSCV | Opus Small Cap Value ETF | ETF-Small Cap | 2.61% | -0.03% | +11.52% | |
| 10 | VFLO | Victoryshares Free Cash Flow | ETF-Other | 2.60% | +0.33% | +7.16% | |
| 11 | KOMP | Ss Spdr S&p Kensho Ne Comp | ETF-Other | 2.51% | -0.12% | +7.04% | |
| 12 | DRSK | Aptus Defined Risk ETF | ETF-Other | 2.47% | -0.12% | +5.40% | |
| 13 | GLDM | Spdr Gold Minishares Trust | ETF-Commodities | 2.32% | -0.01% | +0.43% | |
| 14 | XMAR | Ft Vest US Equity Enhance & | ETF-Other | 2.24% | -0.09% | -1.36% | |
| 15 | XONE | Bondbloxx Bbg 1 Dur US Treas | ETF-Other | 2.15% | -0.21% | -4.69% | |
| 16 | UPSD | Aptus Large Cap Upside ETF | ETF-Large Cap & Growth | 2.03% | +0.29% | +15.17% | |
| 17 | QJUN | Ft Vest Nasdaq-100 Buffer Et | ETF-Tech | 1.99% | -0.07% | -0.75% | |
| 18 | XLE | Ss Energy Select Sector | ETF-Other | 1.79% | +0.15% | -1.54% | |
| 19 | BUFQ | Ft Vst Lad Nsdq Buf Etf-usdi | ETF-Other | 1.66% | +0.05% | +4.51% | |
| 20 | COWZ | Pacer US Cash Cows 100 ETF | ETF-Other | 1.56% | -0.01% | -3.48% | |
| 21 | ✓ | Stock-Other | 1.53% | +1.53% | NEW | ||
| 22 | VWO | Vanguard Ftse Emerging Marke | ETF-Emerging Markets | 1.45% | +0.04% | +8.14% | |
| 23 | AIQ | Global X Art Intel & Tech | ETF-Tech | 1.40% | +0.09% | +11.91% | |
| 24 | RSPG | Invesco S&p 500 Equal Weight | ETF-Large Cap & Growth | 1.33% | +0.16% | +8.35% | |
| 25 | VTEB | Vanguard Tax-exempt Bond ETF | ETF-Other | 1.30% | -0.20% | -3.84% | |
| 26 | VIG | Vanguard Dividend Apprec ETF | ETF-Other | 1.29% | -0.08% | +0.11% | |
| 27 | JUCY | Aptus Enhanced Yield ETF | ETF-Other | 1.28% | -0.07% | +0.78% | |
| 28 | FRDM | Freedom 100 Emeging Mrkt ETF | ETF-Other | 1.27% | +0.04% | +12.53% | |
| 29 | XOCT | Ft Vest US Equity Enhance & | ETF-Other | 1.19% | -0.07% | -2.94% | |
| 30 | XFIV | Bondbloxx Bbg 5 Yr US Treas | ETF-Other | 1.16% | -0.06% | +3.90% | |
| 31 | SLYV | Ss Spdr S&p 600 Sc Val ETF | ETF-Other | 1.15% | -0.19% | -4.76% | |
| 32 | ARKW | Ark Next Generation Internet | ETF-Other | 1.11% | +0.04% | -2.39% | |
| 33 | GLD | Spdr Gold Shares | ETF-Commodities | 0.98% | -0.01% | -0.57% | |
| 34 | FJUN | Ft Vest US Equity Buff Etf-j | ETF-Other | 0.95% | -0.57% | -35.67% | |
| 35 | AAPL | Apple Inc | Stock-Tech | 0.81% | +0.02% | -6.09% | |
| 36 | VOE | Vanguard Mid-cap Value ETF | ETF-Other | 0.77% | -0.06% | -2.02% | |
| 37 | JEPQ | JPM Nasdaq Equity Premium | ETF-Tech | 0.70% | -0.03% | — | |
| 38 | BUFR | Ft Vest Lad Buffervetf-usd I | ETF-Other | 0.69% | -0.94% | -56.96% | |
| 39 | MDYV | Ss Spdr S&p 400 Mc Val ETF | ETF-Other | 0.64% | -0.08% | -0.68% | |
| 40 | MSFT | Microsoft CORP | Stock-Tech | 0.53% | +0.12% | -1.42% | |
| 41 | SGOV | Ishares 0-3 Month Treasury B | ETF-Gov Bonds | 0.53% | — | +3.90% | |
| 42 | NVDA | Nvidia CORP | Stock-Tech | 0.46% | +0.06% | +6.02% | |
| 43 | IWS | Ishares Russell Mid-cap Valu | ETF-Other | 0.46% | -0.04% | -1.97% | |
| 44 | AMZN | Amazon.com Inc | Stock-Consumer Disc | 0.45% | +0.01% | +2.00% | |
| 45 | XNOV | Ft Vest US Equity Enhance & | ETF-Other | 0.41% | -0.01% | — | |
| 46 | IWN | Ishares Russell 2000 Value E | ETF-Small Cap | 0.40% | -0.05% | -1.96% | |
| 47 | BUFT | Ft Vest Buffered Allocation | ETF-Other | 0.38% | -0.01% | — | |
| 48 | BAR | Graniteshares Gold Trust | ETF-Commodities | 0.38% | -0.03% | -7.99% | |
| 49 | VGT | Vanguard Info Tech ETF | ETF-Tech | 0.34% | +0.01% | — | |
| 50 | BITB | Bitwise Bitcoin ETF | ETF-Crypto | 0.32% | +0.13% | +26.98% |
1–50 of 94
Portfolio Performance
Performance for Q4 2026
+2.9%
Performance Last 4 Quarters
+13.7%
- Stdev
- +9.1%
- Beta
- +0.69
- Alpha
- +2.3%
- Max Drawdown
- -4.9%
- Annualized Perf
- +18.7%
- Batting Avg vs S&P
- +41.7%
- Sortino
- +4.44
- Stutzer
- +0.57
- Treynor
- +0.26
- Sterling
- +1.34
- Calmar
- +3.82
- Information Ratio
- -0.91
- Tracking Error
- +5.1%
- Stdev Down
- +4%
- Winning Months %
- +72.2%
- Losing Months %
- +27.8%
- Best 12 Months
- +26.8%
- Worst 12 Months
- +7%
- Efficiency Ratio
- +0.75
- Sharpe
- +1.94
- Stdev Sectors
- +19.1%
- Skewness
- -0.06
- Kurtosis
- -0.27
- Upside Potential
- +5.99
Reported value over time
Sector allocation
Sector allocation over time
Quarterly history
| Period | Holdings | Total value | Stability | Top holdings | |
|---|---|---|---|---|---|
| 2026 Q3 | 94 | $279.4M | 9 | ||
| 2026 Q2 | 91 | $267.3M | 11 | ||
| 2026 Q1 | 89 | $248.8M | 6 | ||
| 2025 Q4 | 89 | $244.5M | 14 | ||
| 2025 Q3 | 85 | $223.0M | 30 | ||
| 2025 Q2 | 84 | $205.9M | 0 | ||
| 2025 Q1 | 72 | $185.2M | 0 | ||
| 2024 Q4 | 72 | $182.5M | 0 | ||
| 2024 Q3 | 67 | $171.3M | 0 | ||
| 2024 Q2 | 69 | $162.8M | 0 | ||
| 2024 Q1 | 57 | $154.0M | 0 | ||
| 2023 Q4 | 53 | $144.0M | 0 | ||
| 2023 Q3 | 52 | $132.9M | 0 | ||
| 2023 Q2 | 52 | $136.0M | 0 | ||
| 2023 Q1 | 51 | $131.5M | 0 | ||
| 2022 Q4 | 50 | $122.9M | 0 | ||
| 2022 Q3 | 49 | $124.7M | 0 | ||
| 2022 Q2 | 45 | $127.2M | 0 | ||
| 2022 Q1 | 41 | $145.4M | 0 |
Holding changes this quarter
Financial Guidance Group, Inc.'s most significant position changes for 2026-09-30: New buy: ; New buy: ; New buy: Wisdomtree Floating Rate Tre (USFR); Trim: Ft Vest Lad Buffervetf-usd I (BUFR) — shares -56.96%; Trim: Ft Vest US Equity Buff Etf-j (FJUN) — shares -35.67%.
| # | Ticker | Issuer | Weight Change | Shares Change | Action |
|---|---|---|---|---|---|
| 1 | ✓ | +1.5% | NEW | New buy | |
| 2 | SPYM | Ste Str Spdr Pt S&p 500 ETF | +0.4% | +15.46% | Add |
| 3 | VFLO | Victoryshares Free Cash Flow | +0.3% | +7.16% | Add |
| 4 | ACIO | Aptus Collared Invest Opp | +0.3% | +9.40% | Add |
| 5 | UPSD | Aptus Large Cap Upside ETF | +0.3% | +15.17% | Add |
| 6 | QEFA | Stsr Spd Msc Eaf Stgfs-us In | +0.2% | +6.21% | Add |
| 7 | RSPG | Invesco S&p 500 Equal Weight | +0.2% | +8.35% | Add |
| 8 | XLE | Ss Energy Select Sector | +0.2% | -1.54% | Trim |
| 9 | BITB | Bitwise Bitcoin ETF | +0.1% | +26.98% | Add |
| 10 | MSFT | Microsoft CORP | +0.1% | -1.42% | Trim |
| 11 | ✓ | +0.1% | NEW | New buy | |
| 12 | AIQ | Global X Art Intel & Tech | +0.1% | +11.91% | Add |
| 13 | USFR | Wisdomtree Floating Rate Tre | +0.1% | NEW | New buy |
| 14 | RSP | Invesco S&p 500 Equal Weight | +0.1% | +9.39% | Add |
| 15 | NVDA | Nvidia CORP | +0.1% | +6.02% | Add |
| 16 | BUFQ | Ft Vst Lad Nsdq Buf Etf-usdi | +0.1% | +4.51% | Add |
| 17 | QQQ | Invesco Qqq Trust Series 1 | 0% | +4.54% | Add |
| 18 | VWO | Vanguard Ftse Emerging Marke | 0% | +8.14% | Add |
| 19 | FRDM | Freedom 100 Emeging Mrkt ETF | 0% | +12.53% | Add |
| 20 | ARKW | Ark Next Generation Internet | 0% | -2.39% | Trim |
| 21 | AAPL | Apple Inc | 0% | -6.09% | Trim |
| 22 | ✓ | Alpha Tau Medical LTD | 0% | — | Unchanged |
| 23 | AMZN | Amazon.com Inc | 0% | +2.00% | Add |
| 24 | VGT | Vanguard Info Tech ETF | 0% | — | Unchanged |
| 25 | GPN | Global Payments Inc | 0% | +0.55% | Add |
| 26 | HCA | Hca Healthcare Inc | 0% | — | Unchanged |
| 27 | JPM | Jpmorgan Chase & Co | 0% | +5.74% | Add |
| 28 | SGOV | Ishares 0-3 Month Treasury B | — | +3.90% | Add |
| 29 | GOOGL | Alphabet Inc-cl A | — | +16.52% | Add |
| 30 | DE | Deere & Co | — | +3.27% | Add |
| 31 | QUS | Ss Spdr Msci U Stratfact ETF | — | — | Unchanged |
| 32 | VONV | Vanguard Russell 1000 Value | — | — | Unchanged |
| 33 | IDUB | Aptus Intl Enhan Yld ETF | — | — | Unchanged |
| 34 | GLDM | Spdr Gold Minishares Trust | 0% | +0.43% | Add |
| 35 | COWZ | Pacer US Cash Cows 100 ETF | 0% | -3.48% | Trim |
| 36 | GLD | Spdr Gold Shares | 0% | -0.57% | Trim |
| 37 | VTWO | Vanguard Russell 2000 ETF | 0% | -4.07% | Trim |
| 38 | XNOV | Ft Vest US Equity Enhance & | 0% | — | Unchanged |
| 39 | EFA | Ishares Msci Eafe ETF | 0% | -3.66% | Trim |
| 40 | BUFT | Ft Vest Buffered Allocation | 0% | — | Unchanged |
| 41 | IWD | Ishares Russell 1000 Value E | 0% | — | Unchanged |
| 42 | WM | Waste Management Inc | 0% | +0.48% | Add |
| 43 | WMT | Walmart Inc | 0% | +1.01% | Add |
| 44 | EEM | Ishares Msci Emerging Market | 0% | -3.28% | Trim |
| 45 | DSEP | Ft Vest U.s. Equity Deep Buf | 0% | — | Unchanged |
| 46 | BUFG | Ft Vest Buffered Allocation | 0% | -0.71% | Trim |
| 47 | XSEP | Ft Vest U.s. Equity Enhance | 0% | — | Unchanged |
| 48 | VONG | Vanguard Russell 1000 Growth | 0% | — | Unchanged |
| 49 | BRK-B | Berkshire Hathaway Inc-cl B | 0% | +2.03% | Add |
| 50 | VOO | Vanguard S&p 500 ETF | 0% | — | Unchanged |
1–50 of 94
Filing History
FAQ
What is Financial Guidance Group, Inc. and what type of investor is it?
Financial Guidance Group, Inc. is an investment manager that files SEC Form 13F quarterly, disclosing its U.S. public equity holdings to regulators. As of the most recent reporting period (2026-09-30), the firm manages a tracked equity portfolio valued at approximately $279.4M, spread across 94 disclosed positions.
What are Financial Guidance Group, Inc.'s largest equity positions?
Based on the latest 13F filing, Financial Guidance Group, Inc.'s top holdings by market value are:
1. Invesco Qqq Trust Series 1 (QQQ) — $24.9M (8.9%)
2. Schwab US Dvd Equity ETF (SCHD) — $17.0M (6.1%)
3. Stsr Spd Msc Eaf Stgfs-us In (QEFA) — $15.7M (5.6%)
4. Ss Spdr S&p 500 ETF Trust-us (SPY) — $15.0M (5.4%)
5. Aptus Collared Invest Opp (ACIO) — $14.1M (5.0%)
What changes did Financial Guidance Group, Inc. make in its most recent portfolio filing?
In the latest reported quarter, Financial Guidance Group, Inc. made 71 notable position adjustments: 3 new positions were initiated, 35 existing holdings were added to, 33 positions were partially reduced, and 0 were completely exited. The largest of these moves: New buy: ; New buy: ; New buy: Wisdomtree Floating Rate Tre (USFR); Trim: Ft Vest Lad Buffervetf-usd I (BUFR) — shares -56.96%; Trim: Ft Vest US Equity Buff Etf-j (FJUN) — shares -35.67%
What sectors does Financial Guidance Group, Inc. focus on?
Financial Guidance Group, Inc. is concentrated in the following sectors based on its current disclosed equity portfolio:
• Information Technology: 59.9%
• Financials: 12.6%
• Consumer Discretionary: 12.2%
• Industrials: 8.1%
• Health Care: 2.9%
• Communication Services: 2.3%
Investment Profile
Financial Guidance Group, Inc. returned an annualized 18.7% over the trailing 36 months — outperforming the S&P 500 by 2.3 points — based on a reconstructed track record of its disclosed 13F positions, with a beta of 0.69 (less volatile than the market) and a 42% quarterly batting average against the index.
Its portfolio is broadly diversified and long-term-holding, with 59.9% of the portfolio concentrated in Information Technology.
Its turnover score has fallen from 30 to 9 over the past 4 quarters — a shift toward longer holding periods.
It has added to its QQQ position over the past two quarters (+$6.5M, now $24.9M), while trimming JEPI over the same stretch (-$673.7K, still holding $12.1M).
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Developer Access
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