FC
Financial Counselors Inc's 13F Portfolio ($74.0M, Q3 2026)
Financial Counselors IncCIK: 0000949623
Concentrated strategySector-focusedMomentum follower
Total reported value
$74.0M
Reporting period: 2026-09-30 · Number of holdings: 13
FINANCIAL COUNSELORS INC disclosed 13 holdings in its latest 13F filing for the period ending 2026-09-30, with total reported value of $74.0M and a quarterly turnover rate of 2.5%.
Browse other institutions with under $100M AUMBrowse other institutions starting with "F"
Personality snowflake
- Concentration
- 100
- Portfolio Stability
- 2.45
- Momentum
- 100
- Sector conviction
- 100
- Diversification
- 26
- Sizing Uniformity
- 71.45
Financial Counselors Inc's disclosed holdings carry a Herfindahl concentration index of 0.656 — mathematically equivalent to about 2 equally-sized positions, well below its 13 actual disclosed holdings. That gap points to a strategy built around a small core of high-conviction bets rather than broad diversification.
Position sizes vary widely across the portfolio (a coefficient of variation of 2.86), with a handful of outsized bets alongside many smaller positions.
Recent activity leans toward adding more aggressively to already-large existing positions than to newly initiated ones (a 3.1 percentage-point tilt) — a pattern consistent with a momentum-following approach.
Sector classification currently covers about 1% of this portfolio's disclosed value; the remainder includes holdings (e.g. unmapped tickers, options, or other security types) not yet covered by our sector mapping.
Source and citation information
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Recent moves
View source Form 13F filing on SEC.govTrim IJR
+4.5% -$123.0K
Add IVV
-0.2% $1.2M
Add VOO
+7.0% $116.5K
Add AAPL
+1.2% $101.9K
Trim VBR
+2.5% -$47.9K
Add IEMG
+5.1% $134.3K
Holdings Map
New buyAddUnchangedTrim
Top 10 holdings by weight
Full holdings list this quarter
| # | Ticker | Issuer | Asset Subclass | Weight | Weight Change | Shares Change | 4Q Trend |
|---|---|---|---|---|---|---|---|
| 1 | IVV | Ishares Core S&p 500 ETF | ETF-Large Cap & Growth | 80.56% | +0.18% | -0.22% | |
| 2 | IEMG | Ishares Core Msci Emerging | ETF-Emerging Markets | 6.38% | +0.07% | +5.06% | |
| 3 | IJR | Ishares Core S&p Small-cap E | ETF-Small Cap | 3.83% | -0.24% | +4.49% | |
| 4 | VBR | Vanguard Small-cap Value ETF | ETF-Other | 2.48% | -0.11% | +2.50% | |
| 5 | VOO | Vanguard S&p 500 ETF | ETF-Large Cap & Growth | 1.88% | +0.13% | +6.95% | |
| 6 | SPY | Ss Spdr S&p 500 ETF Trust-us | ETF-Large Cap & Growth | 1.31% | — | -0.94% | |
| 7 | AAPL | Apple Inc | Stock-Tech | 0.98% | +0.13% | +1.17% | |
| 8 | RSP | Invesco S&p 500 Equal Weight | ETF-Large Cap & Growth | 0.79% | -0.03% | — | |
| 9 | QQQ | Invesco Qqq Trust Series 1 | ETF-Tech | 0.53% | -0.01% | — | |
| 10 | GOOGL | Alphabet Inc-cl A | Stock-Comm Services | 0.51% | -0.04% | -0.99% | |
| 11 | MDY | State Street Spdr S&p Midcap | ETF-Other | 0.40% | -0.04% | — | |
| 12 | IWM | Ishares Russell 2000 ETF | ETF-Small Cap | 0.30% | -0.03% | — | |
| 13 | NFGC | New Found Gold CORP | Stock-Other | 0.06% | +0.01% | — |
Portfolio Performance
Performance for Q4 2026
+1.9%
Performance Last 4 Quarters
+14.6%
- Stdev
- +11.3%
- Beta
- +0.91
- Alpha
- -0.4%
- Max Drawdown
- -7.5%
- Annualized Perf
- +20.9%
- Batting Avg vs S&P
- +27.8%
- Sortino
- +3.87
- Stutzer
- +0.52
- Treynor
- +0.22
- Sterling
- +1.35
- Calmar
- +2.78
- Information Ratio
- -1.01
- Tracking Error
- +2.5%
- Stdev Down
- +5.1%
- Winning Months %
- +69.4%
- Losing Months %
- +30.6%
- Best 12 Months
- +31.7%
- Worst 12 Months
- +6.4%
- Efficiency Ratio
- +0.75
- Sharpe
- +1.75
- Stdev Sectors
- +15.6%
- Skewness
- +0.15
- Kurtosis
- +0.51
- Upside Potential
- +5.29
Reported value over time
Sector allocation
Sector allocation over time
Quarterly history
| Period | Holdings | Total value | Stability | Top holdings | |
|---|---|---|---|---|---|
| 2026 Q3 | 13 | $74.0M | 2 | ||
| 2026 Q2 | 13 | $72.7M | 24 | ||
| 2026 Q1 | 12 | $70.9M | 3 | ||
| 2025 Q4 | 13 | $72.1M | 100 | ||
| 2025 Q3 | 15 | $75.2M | 100 | ||
| 2025 Q2 | 15 | $70.7M | 0 | ||
| 2025 Q1 | 579 | $6.6B | 100 | ||
| 2024 Q4 | 576 | $6.9B | 0 | ||
| 2024 Q3 | 586 | $6.8B | 0 | ||
| 2024 Q2 | 559 | $6.2B | 0 | ||
| 2024 Q1 | 569 | $5.9B | 0 | ||
| 2023 Q4 | 569 | $5.6B | 0 | ||
| 2023 Q3 | 554 | $5.0B | 0 | ||
| 2023 Q2 | 498 | $4.9B | 0 | ||
| 2023 Q1 | 499 | $4.6B | 0 | ||
| 2022 Q4 | 502 | $4.5B | 0 | ||
| 2022 Q3 | 483 | $4.1B | 0 | ||
| 2022 Q2 | 502 | $4.3B | 0 | ||
| 2022 Q1 | 516 | $4.8B | 0 | ||
| 2021 Q4 | 517 | $4.9B | 0 | ||
| 2021 Q3 | 539 | $4.7B | 0 | ||
| 2021 Q2 | 529 | $4.6B | 100 | ||
| 2021 Q1 | 528 | $4.3B | 12 | ||
| 2020 Q4 | 528 | $4.0B | 17 | ||
| 2020 Q3 | 502 | $3.4B | 17 | ||
| 2020 Q2 | 517 | $3.1B | 36 | ||
| 2020 Q1 | 477 | $2.3B | 25 | ||
| 2019 Q4 | 546 | $2.8B | 14 | ||
| 2019 Q3 | 538 | $2.5B | 10 | ||
| 2019 Q2 | 525 | $2.5B | 11 | ||
| 2019 Q1 | 530 | $2.4B | 21 | ||
| 2018 Q4 | 472 | $2.0B | 20 | ||
| 2018 Q3 | 499 | $2.3B | 12 | ||
| 2018 Q2 | 495 | $2.2B | 11 | ||
| 2018 Q1 | 488 | $2.1B | 15 | ||
| 2017 Q4 | 482 | $2.2B | 13 | ||
| 2017 Q3 | 489 | $2.1B | 15 | ||
| 2017 Q2 | 491 | $2.0B | 10 | ||
| 2017 Q1 | 494 | $2.0B | 19 | ||
| 2016 Q4 | 496 | $1.9B | 25 | ||
| 2016 Q2 | 439 | $1.7B | 13 | ||
| 2016 Q1 | 440 | $1.6B | 22 | ||
| 2015 Q4 | 444 | $1.6B | 15 | ||
| 2015 Q3 | 442 | $1.5B | 20 | ||
| 2015 Q2 | 450 | $1.6B | 12 | ||
| 2015 Q1 | 457 | $1.6B | 19 | ||
| 2014 Q4 | 447 | $1.6B | 21 | ||
| 2014 Q3 | 432 | $1.4B | 15 | ||
| 2014 Q2 | 424 | $1.4B | 14 | ||
| 2014 Q1 | 437 | $1.4B | 15 | ||
| 2013 Q4 | 408 | $1.3B | 15 | ||
| 2013 Q3 | 397 | $1.2B | 14 | ||
| 2013 Q2 | 390 | $1.2B | — |
Holding changes this quarter
Financial Counselors Inc's most significant position changes for 2026-09-30: Add: Ishares Core S&p Small-cap E (IJR) — shares +4.49%; Trim: Ishares Core S&p 500 ETF (IVV) — shares -0.22%; Add: Vanguard S&p 500 ETF (VOO) — shares +6.95%; Add: Apple Inc (AAPL) — shares +1.17%; Add: Vanguard Small-cap Value ETF (VBR) — shares +2.50%.
| # | Ticker | Issuer | Weight Change | Shares Change | Action |
|---|---|---|---|---|---|
| 1 | IVV | Ishares Core S&p 500 ETF | +0.2% | -0.22% | Trim |
| 2 | VOO | Vanguard S&p 500 ETF | +0.1% | +6.95% | Add |
| 3 | AAPL | Apple Inc | +0.1% | +1.17% | Add |
| 4 | IEMG | Ishares Core Msci Emerging | +0.1% | +5.06% | Add |
| 5 | NFGC | New Found Gold CORP | 0% | — | Unchanged |
| 6 | SPY | Ss Spdr S&p 500 ETF Trust-us | — | -0.94% | Trim |
| 7 | QQQ | Invesco Qqq Trust Series 1 | 0% | — | Unchanged |
| 8 | IWM | Ishares Russell 2000 ETF | 0% | — | Unchanged |
| 9 | RSP | Invesco S&p 500 Equal Weight | 0% | — | Unchanged |
| 10 | MDY | State Street Spdr S&p Midcap | 0% | — | Unchanged |
| 11 | GOOGL | Alphabet Inc-cl A | 0% | -0.99% | Trim |
| 12 | VBR | Vanguard Small-cap Value ETF | -0.1% | +2.50% | Add |
| 13 | IJR | Ishares Core S&p Small-cap E | -0.2% | +4.49% | Add |
💡
Data Source Notice: AlphaSMO is the web's most authoritative 13F / Inside Trader database. Institutional holdings and insider trades presented here are precisely computed to deliver accurate portfolio reporting.
Filing History
FAQ
What is Financial Counselors Inc and what type of investor is it?
Financial Counselors Inc is an investment manager that files SEC Form 13F quarterly, disclosing its U.S. public equity holdings to regulators. As of the most recent reporting period (2026-09-30), the firm manages a tracked equity portfolio valued at approximately $74.0M, spread across 13 disclosed positions.
What are Financial Counselors Inc's largest equity positions?
Based on the latest 13F filing, Financial Counselors Inc's top holdings by market value are:
1. Ishares Core S&p 500 ETF (IVV) — $59.6M (80.6%)
2. Ishares Core Msci Emerging (IEMG) — $4.7M (6.4%)
3. Ishares Core S&p Small-cap E (IJR) — $2.8M (3.8%)
4. Vanguard Small-cap Value ETF (VBR) — $1.8M (2.5%)
5. Vanguard S&p 500 ETF (VOO) — $1.4M (1.9%)
What changes did Financial Counselors Inc make in its most recent portfolio filing?
In the latest reported quarter, Financial Counselors Inc made 8 notable position adjustments: 0 new positions were initiated, 5 existing holdings were added to, 3 positions were partially reduced, and 0 were completely exited. The largest of these moves: Add: Ishares Core S&p Small-cap E (IJR) — shares +4.49%; Trim: Ishares Core S&p 500 ETF (IVV) — shares -0.22%; Add: Vanguard S&p 500 ETF (VOO) — shares +6.95%; Add: Apple Inc (AAPL) — shares +1.17%; Add: Vanguard Small-cap Value ETF (VBR) — shares +2.50%
What sectors does Financial Counselors Inc focus on?
Financial Counselors Inc is concentrated in the following sectors based on its current disclosed equity portfolio:
• Information Technology: 65.6%
• Communication Services: 34.4%
Investment Profile
Financial Counselors Inc returned an annualized 20.9% over the trailing 36 months — underperforming the S&P 500 by 0.4 points — based on a reconstructed track record of its disclosed 13F positions, with a beta of 0.91 (roughly in line with the market) and a 28% quarterly batting average against the index.
Its portfolio is concentrated and long-term-holding, with 65.6% of the portfolio concentrated in Information Technology.
Its turnover score has fallen from 100 to 2 over the past 4 quarters — a shift toward longer holding periods.
It has added to its IVV position for two straight quarters, increasing it by $5.9M to reach $59.6M.
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Developer Access
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