FC
Financial Concepts Unlimited, Inc. 13F Holdings (Q2 2026) — Stock Portfolio & Buys
Financial Concepts Unlimited, Inc.CIK: 0002112099
Sector-focusedMomentum followerDiversified strategy
Total reported value
$127.5M
Reporting period: 2026-06-30 · Number of holdings: 44
Financial Concepts Unlimited, Inc. disclosed 44 holdings in its latest 13F filing for the period ending 2026-06-30, with total reported value of $127.5M and a quarterly turnover rate of 15.4%.
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Personality snowflake
- Concentration
- 33.01
- Portfolio Stability
- 15.38
- Momentum
- 100
- Sector conviction
- 100
- Diversification
- 88
- Sizing Uniformity
- 83.59
Financial Concepts Unlimited, Inc.'s disclosed holdings carry a Herfindahl concentration index of 0.083 — mathematically equivalent to about 12 equally-sized positions, well below its 44 actual disclosed holdings. That gap points to a strategy built around a small core of high-conviction bets rather than broad diversification.
Position sizes vary widely across the portfolio (a coefficient of variation of 1.64), with a handful of outsized bets alongside many smaller positions.
Recent activity leans toward adding more aggressively to already-large existing positions than to newly initiated ones (a 2.4 percentage-point tilt) — a pattern consistent with a momentum-following approach.
Sector classification currently covers about 13% of this portfolio's disclosed value; the remainder includes holdings (e.g. unmapped tickers, options, or other security types) not yet covered by our sector mapping.
Source and citation information
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Recent moves
View source Form 13F filing on SEC.govAdd QQQ
+0.1% $4.3M
Trim NVDA
-10.7% $217.1K
Add FSCC
+0.5% $1.6M
Trim MKTN
+0.7% $40.3K
Trim TSLA
-39.7% -$357.2K
Add SLYG
+0.6% $1.1M
Holdings Map
New buyAddUnchangedTrim
Top 10 holdings by weight
Full holdings list this quarter
| # | Ticker | Issuer | Asset Subclass | Weight | Weight Change | Shares Change | 4Q Trend |
|---|---|---|---|---|---|---|---|
| 1 | QQQ | Invesco Qqq Trust Series 1 | ETF-Tech | 15.66% | +1.64% | +0.05% | |
| 2 | DIA | Ss Spdr Dow Jones Indus Avg | ETF-Large Cap & Growth | 14.98% | +0.14% | +2.26% | |
| 3 | SPY | Ss Spdr S&p 500 ETF Trust-us | ETF-Large Cap & Growth | 9.08% | -0.20% | -2.62% | |
| 4 | FLCV | Fed Hermes Large Cap Value | ETF-Large Cap & Growth | 8.65% | -0.13% | -1.01% | |
| 5 | NVDA | Nvidia CORP | Stock-Tech | 7.21% | -0.84% | -10.73% | |
| 6 | FSCC | Fed Hermes Small Cap Core | ETF-Small Cap | 5.91% | +0.56% | +0.50% | |
| 7 | IVV | Ishares Core S&p 500 ETF | ETF-Large Cap & Growth | 5.20% | +0.29% | +5.60% | |
| 8 | SLYG | Ss Spdr S&p 600 Sc Gr ETF | ETF-Other | 4.65% | +0.36% | +0.59% | |
| 9 | MKTN | Fed Hrms Mdt Mkt Neutral ETF | ETF-Other | 4.13% | -0.55% | +0.73% | |
| 10 | MDYG | Ss Spdr S&p 400 Mc Gr ETF | ETF-Other | 4.09% | +0.16% | +2.00% | |
| 11 | FDV | Fed Hermes US Strat Div ETF | ETF-Other | 3.01% | -0.33% | +1.06% | |
| 12 | DGRO | Ishares Core Dividend Growth | ETF-Other | 2.66% | -0.13% | +0.87% | |
| 13 | OEF | Ishares S&p 100 ETF | ETF-Other | 1.77% | +0.02% | +0.19% | |
| 14 | FCSH | Fed Hermes Short Dur CORP | ETF-Other | 1.55% | +0.02% | +16.75% | |
| 15 | AAPL | Apple Inc | Stock-Tech | 1.49% | -0.28% | -15.74% | |
| 16 | BSV | Vanguard Short-term Bond ETF | ETF-Other | 1.38% | +0.07% | +21.56% | |
| 17 | AMZN | Amazon.com Inc | Stock-Consumer Disc | 0.61% | -0.11% | -14.83% | |
| 18 | TSLA | Tesla Inc | Stock-Consumer Disc | 0.60% | -0.41% | -39.74% | |
| 19 | VOO | Vanguard S&p 500 ETF | ETF-Large Cap & Growth | 0.59% | +0.02% | +1.68% | |
| 20 | IBB | Ishares Biotechnology ETF | ETF-Tech | 0.52% | — | +1.31% | |
| 21 | SCHM | Schwab US Mid Cap ETF | ETF-Other | 0.49% | +0.02% | +0.33% | |
| 22 | SCHA | Schwab US Small-cap ETF | ETF-Other | 0.42% | +0.04% | +0.31% | |
| 23 | JPM | Jpmorgan Chase & Co | Stock-Financials | 0.40% | -0.04% | -6.57% | |
| 24 | LLY | Eli Lilly & Co | Stock-Healthcare | 0.38% | +0.05% | +1.50% | |
| 25 | FXAIX | Fidelity 500 Index Fund | Stock-Other | 0.32% | — | +0.26% | |
| 26 | VVIAX | Vanguard Value Index-adm | Stock-Other | 0.30% | -0.01% | — | |
| 27 | SCHF | Schwab Intl Equity ETF | ETF-Other | 0.29% | -0.01% | +0.65% | |
| 28 | HD | Home Depot Inc | Stock-Consumer Disc | 0.29% | -0.02% | — | |
| 29 | WMT | Walmart Inc | Stock-Consumer Staples | 0.29% | -0.07% | +0.19% | |
| 30 | MSFT | Microsoft CORP | Stock-Tech | 0.28% | -0.07% | -11.81% | |
| 31 | MAR | Marriott International -cl A | Stock-Consumer Disc | 0.24% | -0.01% | — | |
| 32 | GOOGL | Alphabet Inc-cl A | Stock-Comm Services | 0.23% | +0.03% | +9.33% | |
| 33 | GLD | Spdr Gold Shares | ETF-Commodities | 0.23% | -0.07% | — | |
| 34 | SCHC | Schwab Intl Small-cap Equity | ETF-Other | 0.22% | -0.02% | +0.28% | |
| 35 | VIG | Vanguard Dividend Apprec ETF | ETF-Other | 0.22% | +0.01% | +7.77% | |
| 36 | PPA | Invesco Aerospace & Defense | ETF-Other | 0.20% | -0.02% | — | |
| 37 | FDVV | Fidelity High Dividend ETF | ETF-Other | 0.20% | — | +8.72% | |
| 38 | XOM | Exxon Mobil CORP | Stock-Energy | 0.20% | -0.11% | -6.95% | |
| 39 | META | Meta Platforms Inc-class A | Stock-Comm Services | 0.20% | -0.03% | +2.70% | |
| 40 | SDY | Ss Spdr S&p Dividend ETF | ETF-Other | 0.18% | -0.01% | +9.33% | |
| 41 | DFAT | Dimensional US Target Value | ETF-Other | 0.18% | — | — | |
| 42 | CSCO | Cisco Systems Inc | Stock-Tech | 0.17% | +0.17% | NEW | |
| 43 | SCHX | Schwab US Large-cap ETF | ETF-Other | 0.16% | +0.16% | NEW | |
| 44 | GOOG | Alphabet Inc-cl C | Stock-Comm Services | 0.16% | +0.16% | NEW |
Portfolio Performance
Performance for Q3 2026
+2.6%
Performance Last 4 Quarters
+2.6%
Based on 3 months of available history
- Stdev
- +6.5%
- Beta
- +0.78
- Alpha
- +5.5%
- Max Drawdown
- -1%
- Annualized Perf
- +10.7%
- Batting Avg vs S&P
- +66.7%
- Sortino
- +5.43
- Stutzer
- —
- Treynor
- +0.13
- Sterling
- —
- Calmar
- +11.22
- Information Ratio
- +0.92
- Tracking Error
- +4.5%
- Stdev Down
- +1.9%
- Winning Months %
- +66.7%
- Losing Months %
- +33.3%
- Best 12 Months
- —
- Worst 12 Months
- —
- Efficiency Ratio
- +0.57
- Sharpe
- +1.59
- Stdev Sectors
- +23.8%
- Skewness
- +0.12
- Kurtosis
- -1.5
- Upside Potential
- +7.43
Reported value over time
Sector allocation
Sector allocation over time
Quarterly history
Holding changes this quarter
Financial Concepts Unlimited, Inc.'s most significant position changes for 2026-06-30: Sold out: Caterpillar Inc (CAT); Sold out: American Express Co (AXP); New buy: Cisco Systems Inc (CSCO); New buy: Schwab US Large-cap ETF (SCHX); New buy: Alphabet Inc-cl C (GOOG).
| # | Ticker | Issuer | Weight Change | Shares Change | Action |
|---|---|---|---|---|---|
| 1 | QQQ | Invesco Qqq Trust Series 1 | +1.6% | +0.05% | Add |
| 2 | FSCC | Fed Hermes Small Cap Core | +0.6% | +0.50% | Add |
| 3 | SLYG | Ss Spdr S&p 600 Sc Gr ETF | +0.4% | +0.59% | Add |
| 4 | IVV | Ishares Core S&p 500 ETF | +0.3% | +5.60% | Add |
| 5 | CSCO | Cisco Systems Inc | +0.2% | NEW | New buy |
| 6 | MDYG | Ss Spdr S&p 400 Mc Gr ETF | +0.2% | +2.00% | Add |
| 7 | SCHX | Schwab US Large-cap ETF | +0.2% | NEW | New buy |
| 8 | GOOG | Alphabet Inc-cl C | +0.2% | NEW | New buy |
| 9 | DIA | Ss Spdr Dow Jones Indus Avg | +0.1% | +2.26% | Add |
| 10 | BSV | Vanguard Short-term Bond ETF | +0.1% | +21.56% | Add |
| 11 | LLY | Eli Lilly & Co | +0.1% | +1.50% | Add |
| 12 | SCHA | Schwab US Small-cap ETF | 0% | +0.31% | Add |
| 13 | GOOGL | Alphabet Inc-cl A | 0% | +9.33% | Add |
| 14 | OEF | Ishares S&p 100 ETF | 0% | +0.19% | Add |
| 15 | FCSH | Fed Hermes Short Dur CORP | 0% | +16.75% | Add |
| 16 | VOO | Vanguard S&p 500 ETF | 0% | +1.68% | Add |
| 17 | SCHM | Schwab US Mid Cap ETF | 0% | +0.33% | Add |
| 18 | VIG | Vanguard Dividend Apprec ETF | 0% | +7.77% | Add |
| 19 | IBB | Ishares Biotechnology ETF | — | +1.31% | Add |
| 20 | FXAIX | Fidelity 500 Index Fund | — | +0.26% | Add |
| 21 | FDVV | Fidelity High Dividend ETF | — | +8.72% | Add |
| 22 | DFAT | Dimensional US Target Value | — | — | Unchanged |
| 23 | ✓ | Spongetech Delivery Xxx | — | EXIT | Sold out |
| 24 | SCHF | Schwab Intl Equity ETF | 0% | +0.65% | Add |
| 25 | VVIAX | Vanguard Value Index-adm | 0% | — | Unchanged |
| 26 | MAR | Marriott International -cl A | 0% | — | Unchanged |
| 27 | SDY | Ss Spdr S&p Dividend ETF | 0% | +9.33% | Add |
| 28 | HD | Home Depot Inc | 0% | — | Unchanged |
| 29 | PPA | Invesco Aerospace & Defense | 0% | — | Unchanged |
| 30 | SCHC | Schwab Intl Small-cap Equity | 0% | +0.28% | Add |
| 31 | META | Meta Platforms Inc-class A | 0% | +2.70% | Add |
| 32 | JPM | Jpmorgan Chase & Co | 0% | -6.57% | Trim |
| 33 | GLD | Spdr Gold Shares | -0.1% | — | Unchanged |
| 34 | MSFT | Microsoft CORP | -0.1% | -11.81% | Trim |
| 35 | WMT | Walmart Inc | -0.1% | +0.19% | Add |
| 36 | XOM | Exxon Mobil CORP | -0.1% | -6.95% | Trim |
| 37 | AMZN | Amazon.com Inc | -0.1% | -14.83% | Trim |
| 38 | FLCV | Fed Hermes Large Cap Value | -0.1% | -1.01% | Trim |
| 39 | DGRO | Ishares Core Dividend Growth | -0.1% | +0.87% | Add |
| 40 | SPY | Ss Spdr S&p 500 ETF Trust-us | -0.2% | -2.62% | Trim |
| 41 | AXP | American Express Co | -0.2% | EXIT | Sold out |
| 42 | AAPL | Apple Inc | -0.3% | -15.74% | Trim |
| 43 | CAT | Caterpillar Inc | -0.3% | EXIT | Sold out |
| 44 | FDV | Fed Hermes US Strat Div ETF | -0.3% | +1.06% | Add |
| 45 | TSLA | Tesla Inc | -0.4% | -39.74% | Trim |
| 46 | MKTN | Fed Hrms Mdt Mkt Neutral ETF | -0.6% | +0.73% | Add |
| 47 | NVDA | Nvidia CORP | -0.8% | -10.73% | Trim |
Filing History
FAQ
What is Financial Concepts Unlimited, Inc. and what type of investor is it?
Financial Concepts Unlimited, Inc. is an investment manager that files SEC Form 13F quarterly, disclosing its U.S. public equity holdings to regulators. As of the most recent reporting period (2026-06-30), the firm manages a tracked equity portfolio valued at approximately $127.5M, spread across 44 disclosed positions.
What are Financial Concepts Unlimited, Inc.'s largest equity positions?
Based on the latest 13F filing, Financial Concepts Unlimited, Inc.'s top holdings by market value are:
1. Invesco Qqq Trust Series 1 (QQQ) — $20.0M (15.7%)
2. Ss Spdr Dow Jones Indus Avg (DIA) — $19.1M (15.0%)
3. Ss Spdr S&p 500 ETF Trust-us (SPY) — $11.6M (9.1%)
4. Fed Hermes Large Cap Value (FLCV) — $11.0M (8.7%)
5. Nvidia CORP (NVDA) — $9.2M (7.2%)
What changes did Financial Concepts Unlimited, Inc. make in its most recent portfolio filing?
In the latest reported quarter, Financial Concepts Unlimited, Inc. made 41 notable position adjustments: 3 new positions were initiated, 26 existing holdings were added to, 9 positions were partially reduced, and 3 were completely exited. The largest of these moves: Sold out: Caterpillar Inc (CAT); Sold out: American Express Co (AXP); New buy: Cisco Systems Inc (CSCO); New buy: Schwab US Large-cap ETF (SCHX); New buy: Alphabet Inc-cl C (GOOG)
What sectors does Financial Concepts Unlimited, Inc. focus on?
Financial Concepts Unlimited, Inc. is concentrated in the following sectors based on its current disclosed equity portfolio:
• Information Technology: 71.7%
• Consumer Discretionary: 13.7%
• Communication Services: 4.6%
• Financials: 3.1%
• Health Care: 3.0%
• Consumer Staples: 2.3%
💡
Data Source Notice: AlphaSMO is the web's most authoritative 13F / Inside Trader database. Institutional holdings and insider trades presented here are precisely computed to deliver accurate portfolio reporting.
Investment Profile
Financial Concepts Unlimited, Inc. returned an annualized 10.7% over the trailing 3 months — outperforming the S&P 500 by 5.5 points — based on a reconstructed track record of its disclosed 13F positions, with a beta of 0.78 (less volatile than the market) and a 67% quarterly batting average against the index.
Its portfolio is broadly diversified and long-term-holding, with 71.7% of the portfolio concentrated in Information Technology.
Its turnover score has risen from 0 to 15 over the past 1 quarters — a shift toward more active trading.
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Developer Access
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REST API
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