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Fiduciary Financial Services Of THE Southwest Inc /tx Historical SEC 13F Holdings & Archive (Q4 2019)
Fiduciary Financial Services Of THE Southwest Inc /txCIK: 0001079373
Diversified strategyMomentum followerQuality / disciplined sizing
Total reported value
$382.5M
Reporting period: 2019-12-31 · Number of holdings: 148
FIDUCIARY FINANCIAL SERVICES OF THE SOUTHWEST INC /TX disclosed 148 holdings in its latest 13F filing for the period ending 2019-12-31, with total reported value of $382.5M and a quarterly turnover rate of 10.1%.
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Personality snowflake
- Concentration
- 6.86
- Portfolio Stability
- 10.07
- Momentum
- 100
- Sector conviction
- 43.57
- Diversification
- 100
- Sizing Uniformity
- 87.62
Fiduciary Financial Services Of THE Southwest Inc /tx's disclosed holdings carry a Herfindahl concentration index of 0.017 — mathematically equivalent to about 58 equally-sized positions, well below its 148 actual disclosed holdings. That gap points to a strategy built around a small core of high-conviction bets rather than broad diversification.
Position sizes vary widely across the portfolio (a coefficient of variation of 1.24), with a handful of outsized bets alongside many smaller positions.
No strong tilt toward either adding to existing winners or initiating outsized new positions was observed in the latest reported quarter.
Sector classification currently covers about 45% of this portfolio's disclosed value; the remainder includes holdings (e.g. unmapped tickers, options, or other security types) not yet covered by our sector mapping.
Source and citation information
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Recent moves
View source Form 13F filing on SEC.govTrim BA
-6.4% -$2.7M
Add AAPL
-2.4% $1.9M
Add BMY
-2.0% $1.4M
Add UNH
-5.0% $1.0M
Trim GOOD
+0.9% -$660.0K
Trim HD
+0.1% -$616.0K
Holdings Map
New buyAddUnchangedTrim
Top 10 holdings by weight
Full holdings list this quarter
Showing top 147 holdings (of 148 total)
| # | Ticker | Issuer | Asset Subclass | Weight | Weight Change | Shares Change | 4Q Trend |
|---|---|---|---|---|---|---|---|
| 1 | EPD | Enterprise Products Partners | Stock-Energy | 5.96% | -0.22% | -1.15% | |
| 2 | AMT | American Tower CORP | Stock-Real Estate | 3.47% | — | -3.39% | |
| 3 | BA | Boeing Co/the | Stock-Industrials | 2.87% | -0.79% | -6.38% | |
| 4 | GOOD | Gladstone Commercial CORP | Stock-Other | 2.63% | -0.24% | +0.88% | |
| 5 | HD | Home Depot Inc | Stock-Consumer Disc | 2.63% | -0.22% | +0.12% | |
| 6 | AMZN | Amazon.com Inc | Stock-Consumer Disc | 2.54% | +0.18% | +3.26% | |
| 7 | AAPL | Apple Inc | Stock-Tech | 2.32% | +0.47% | -2.42% | |
| 8 | MRK | Merck & Co. Inc. | Stock-Healthcare | 2.27% | +0.06% | -2.71% | |
| 9 | WEP | Magellan Midstream Partners | Stock-Other | 2.25% | -0.18% | -0.50% | |
| 10 | TMO | Thermo Fisher Scientific Inc | Stock-Healthcare | 2.19% | +0.08% | -4.77% | |
| 11 | HON | Honeywell International Inc | Stock-Industrials | 2.04% | +0.06% | +1.08% | |
| 12 | MSFT | Microsoft CORP | Stock-Tech | 2.01% | +0.21% | +0.82% | |
| 13 | CCI | Crown Castle Inc | Stock-Real Estate | 1.96% | — | -0.08% | |
| 14 | BMY | Bristol-myers Squibb Co | Stock-Healthcare | 1.90% | +0.34% | -2.03% | |
| 15 | NEE | Nextera Energy Inc | Stock-Utilities | 1.87% | — | -1.11% | |
| 16 | R6C2 | Royal Dutch Shell-spon Adr-b | Stock-Other | 1.78% | — | +1.06% | |
| 17 | MA | Mastercard Inc - A | Stock-Financials | 1.77% | +0.14% | +0.58% | |
| 18 | STWD | Starwood Property Trust Inc | Stock-Real Estate | 1.77% | +0.09% | +4.55% | |
| 19 | PFE | Pfizer Inc | Stock-Healthcare | 1.73% | +0.09% | -1.16% | |
| 20 | D | Dominion Energy Inc | Stock-Utilities | 1.60% | +0.02% | +1.46% | |
| 21 | SPY | Ss Spdr S&p 500 ETF Trust-us | ETF-Large Cap & Growth | 1.58% | +0.04% | -3.39% | |
| 22 | RTN1USD | Raytheon Company | Stock-Other | 1.54% | +0.15% | +1.58% | |
| 23 | WELL | Welltower Inc | Stock-Real Estate | 1.52% | -0.20% | -0.22% | |
| 24 | DUK | Duke Energy CORP | Stock-Utilities | 1.50% | -0.13% | -1.35% | |
| 25 | ET | Energy Transfer LP | Stock-Energy | 1.48% | — | -1.55% | |
| 26 | ONEQ | Fidelity Nasdaq Comp Indx | ETF-Tech | 1.39% | +0.11% | -0.15% | |
| 27 | VZ | Verizon Communications Inc | Stock-Comm Services | 1.21% | — | -0.81% | |
| 28 | LMT | Lockheed Martin CORP | Stock-Industrials | 1.21% | — | -0.68% | |
| 29 | UNH | Unitedhealth Group Inc | Stock-Healthcare | 1.18% | +0.24% | -4.98% | |
| 30 | T | At&t Inc | Stock-Comm Services | 1.18% | +0.12% | +10.74% | |
| 31 | PEP | Pepsico Inc | Stock-Consumer Staples | 1.11% | — | -2.11% | |
| 32 | COST | Costco Wholesale CORP | Stock-Consumer Staples | 1.07% | — | +0.33% | |
| 33 | XOM | Exxon Mobil CORP | Stock-Energy | 1.04% | — | -1.74% | |
| 34 | MDY | State Street Spdr S&p Midcap | ETF-Other | 1.02% | +0.03% | -0.94% | |
| 35 | CWB | Ss Spdr Bb Conv Sec ETF | ETF-Other | 0.94% | — | -4.47% | |
| 36 | V | Visa Inc-class A Shares | Stock-Financials | 0.90% | +0.06% | +0.97% | |
| 37 | GOOGL | Alphabet Inc-cl A | Stock-Comm Services | 0.90% | +0.06% | -0.70% | |
| 38 | SRE | Sempra | Stock-Utilities | 0.85% | — | -3.78% | |
| 39 | HPF | John Hancock Prefer Inc Ii | Stock-Other | 0.85% | — | +1.95% | |
| 40 | DIS | Walt Disney Co/the | Stock-Comm Services | 0.84% | +0.06% | -0.81% | |
| 41 | DOC | Healthpeak Properties Inc | Stock-Real Estate | 0.83% | +0.83% | NEW | |
| 42 | PG | Procter & Gamble Co/the | Stock-Consumer Staples | 0.83% | — | -3.15% | |
| 43 | NKE | Nike Inc -cl B | Stock-Consumer Disc | 0.71% | +0.05% | +0.94% | |
| 44 | GD | General Dynamics CORP | Stock-Industrials | 0.70% | -0.11% | -9.31% | |
| 45 | ENB | Enbridge Inc | Stock-Energy | 0.69% | +0.07% | +0.15% | |
| 46 | WM | Waste Management Inc | Stock-Industrials | 0.68% | — | -5.77% | |
| 47 | DOW | Dow Inc | Stock-Materials | 0.67% | +0.11% | +5.98% | |
| 48 | NOC | Northrop Grumman CORP | Stock-Industrials | 0.66% | -0.07% | +0.41% | |
| 49 | META | Meta Platforms Inc-class A | Stock-Comm Services | 0.65% | +0.06% | -1.67% | |
| 50 | PRU | Prudential Financial Inc | Stock-Financials | 0.64% | — | -2.52% |
1–50 of 147
Reported value over time
Sector allocation
Sector allocation over time
Quarterly history
| Period | Holdings | Total value | Stability | Top holdings | |
|---|---|---|---|---|---|
| 2019 Q4 | 148 | $382.5M | 10 | ||
| 2019 Q3 | 148 | $374.3M | 12 | ||
| 2019 Q2 | 146 | $353.2M | 9 | ||
| 2019 Q1 | 146 | $343.6M | 17 | ||
| 2018 Q4 | 145 | $317.0M | 19 | ||
| 2018 Q3 | 151 | $359.6M | 13 | ||
| 2018 Q2 | 153 | $330.1M | 9 | ||
| 2018 Q1 | 154 | $326.6M | 11 | ||
| 2017 Q4 | 154 | $341.2M | 10 | ||
| 2017 Q3 | 150 | $334.1M | 12 | ||
| 2017 Q2 | 150 | $324.4M | 16 | ||
| 2017 Q1 | 142 | $314.3M | 11 | ||
| 2016 Q4 | 143 | $303.4M | 24 | ||
| 2016 Q3 | 150 | $311.2M | 22 | ||
| 2016 Q2 | 150 | $310.9M | 22 | ||
| 2016 Q1 | 142 | $281.9M | 13 | ||
| 2015 Q4 | 144 | $281.2M | 14 | ||
| 2015 Q3 | 152 | $285.1M | 29 | ||
| 2015 Q2 | 166 | $324.0M | 12 | ||
| 2015 Q1 | 164 | $341.0M | 10 | ||
| 2014 Q4 | 168 | $348.9M | 21 | ||
| 2014 Q3 | 171 | $353.9M | 9 | ||
| 2014 Q2 | 164 | $356.7M | 10 | ||
| 2014 Q1 | 163 | $331.2M | 8 | ||
| 2013 Q4 | 161 | $318.3M | 13 | ||
| 2013 Q3 | 158 | $303.0M | 10 | ||
| 2013 Q2 | 155 | $300.0M | 0 |
Holding changes this quarter
Fiduciary Financial Services Of THE Southwest Inc /tx's most significant position changes for 2019-12-31: Sold out: Healthpeak Properties, Inc. (DOC); New buy: Healthpeak Properties Inc (DOC); Sold out: Tortoise Energy Infrastruct (TYGEUR); Sold out: Buckeye Partners LP (BPLUSD); New buy: Alibaba Group Holding-sp Adr (BABA).
| # | Ticker | Issuer | Weight Change | Shares Change | Action |
|---|---|---|---|---|---|
| 1 | AAPL | Apple Inc | +0.5% | -2.42% | Trim |
| 2 | BMY | Bristol-myers Squibb Co | +0.3% | -2.03% | Trim |
| 3 | UNH | Unitedhealth Group Inc | +0.2% | -4.98% | Trim |
| 4 | MSFT | Microsoft CORP | +0.2% | +0.82% | Add |
| 5 | AMZN | Amazon.com Inc | +0.2% | +3.26% | Add |
| 6 | RTN1USD | Raytheon Company | +0.2% | +1.58% | Add |
| 7 | MA | Mastercard Inc - A | +0.1% | +0.58% | Add |
| 8 | T | At&t Inc | +0.1% | +10.74% | Add |
| 9 | ONEQ | Fidelity Nasdaq Comp Indx | +0.1% | -0.15% | Trim |
| 10 | DOW | Dow Inc | +0.1% | +5.98% | Add |
| 11 | PFE | Pfizer Inc | +0.1% | -1.16% | Trim |
| 12 | STWD | Starwood Property Trust Inc | +0.1% | +4.55% | Add |
| 13 | TMO | Thermo Fisher Scientific Inc | +0.1% | -4.77% | Trim |
| 14 | ENB | Enbridge Inc | +0.1% | +0.15% | Add |
| 15 | LLY | Eli Lilly & Co | +0.1% | +3.49% | Add |
| 16 | ADBE | Adobe Inc | +0.1% | -0.72% | Trim |
| 17 | HON | Honeywell International Inc | +0.1% | +1.08% | Add |
| 18 | MRK | Merck & Co. Inc. | +0.1% | -2.71% | Trim |
| 19 | V | Visa Inc-class A Shares | +0.1% | +0.97% | Add |
| 20 | META | Meta Platforms Inc-class A | +0.1% | -1.67% | Trim |
| 21 | DIS | Walt Disney Co/the | +0.1% | -0.81% | Trim |
| 22 | AMGN | Amgen Inc | +0.1% | -8.51% | Trim |
| 23 | GOOGL | Alphabet Inc-cl A | +0.1% | -0.70% | Trim |
| 24 | JPM | Jpmorgan Chase & Co | +0.1% | +5.90% | Add |
| 25 | UTXZ | United Tech CORP | +0.1% | +10.04% | Add |
| 26 | NKE | Nike Inc -cl B | +0.1% | +0.94% | Add |
| 27 | SPY | Ss Spdr S&p 500 ETF Trust-us | 0% | -3.39% | Trim |
| 28 | JNJ | Johnson & Johnson | 0% | -1.80% | Trim |
| 29 | MDY | State Street Spdr S&p Midcap | 0% | -0.94% | Trim |
| 30 | D | Dominion Energy Inc | 0% | +1.46% | Add |
| 31 | 6D8 | Dupont De Nemours Inc | -0.1% | -37.97% | Trim |
| 32 | NOC | Northrop Grumman CORP | -0.1% | +0.41% | Add |
| 33 | SNH1EUR | Senior Housing Prop Trust | -0.1% | -10.66% | Trim |
| 34 | VTR | Ventas Inc | -0.1% | -2.06% | Trim |
| 35 | GVA | Granite Construction Inc | -0.1% | -31.40% | Trim |
| 36 | GD | General Dynamics CORP | -0.1% | -9.31% | Trim |
| 37 | DUK | Duke Energy CORP | -0.1% | -1.35% | Trim |
| 38 | WEP | Magellan Midstream Partners | -0.2% | -0.50% | Trim |
| 39 | WELL | Welltower Inc | -0.2% | -0.22% | Trim |
| 40 | HD | Home Depot Inc | -0.2% | +0.12% | Add |
| 41 | EPD | Enterprise Products Partners | -0.2% | -1.15% | Trim |
| 42 | GOOD | Gladstone Commercial CORP | -0.2% | +0.88% | Add |
| 43 | BA | Boeing Co/the | -0.8% | -6.38% | Trim |
| 44 | DOC | Healthpeak Properties, Inc. | — | EXIT | Sold out |
| 45 | DOC | Healthpeak Properties Inc | — | NEW | New buy |
| 46 | TYGEUR | Tortoise Energy Infrastruct | — | EXIT | Sold out |
| 47 | BPLUSD | Buckeye Partners LP | — | EXIT | Sold out |
| 48 | BABA | Alibaba Group Holding-sp Adr | — | NEW | New buy |
| 49 | CTVA | Corteva Inc | — | EXIT | Sold out |
| 50 | IVV | Ishares Core S&p 500 ETF | — | NEW | New buy |
💡
Data Source Notice: AlphaSMO is the web's most authoritative 13F / Inside Trader database. Institutional holdings and insider trades presented here are precisely computed to deliver accurate portfolio reporting.
Filing History
FAQ
What is Fiduciary Financial Services Of THE Southwest Inc /tx and what type of investor is it?
Fiduciary Financial Services Of THE Southwest Inc /tx is an investment manager that files SEC Form 13F quarterly, disclosing its U.S. public equity holdings to regulators. As of the most recent reporting period (2019-12-31), the firm manages a tracked equity portfolio valued at approximately $382.5M, spread across 148 disclosed positions.
What are Fiduciary Financial Services Of THE Southwest Inc /tx's largest equity positions?
Based on the latest 13F filing, Fiduciary Financial Services Of THE Southwest Inc /tx's top holdings by market value are:
1. Enterprise Products Partners (EPD) — $22.8M (6.0%)
2. American Tower CORP (AMT) — $13.3M (3.5%)
3. Boeing Co/the (BA) — $11.0M (2.9%)
4. Gladstone Commercial CORP (GOOD) — $10.1M (2.6%)
5. Home Depot Inc (HD) — $10.1M (2.6%)
What changes did Fiduciary Financial Services Of THE Southwest Inc /tx make in its most recent portfolio filing?
In the latest reported quarter, Fiduciary Financial Services Of THE Southwest Inc /tx made 50 notable position adjustments: 3 new positions were initiated, 18 existing holdings were added to, 25 positions were partially reduced, and 4 were completely exited. The largest of these moves: Sold out: Healthpeak Properties, Inc. (DOC); New buy: Healthpeak Properties Inc (DOC); Sold out: Tortoise Energy Infrastruct (TYGEUR); Sold out: Buckeye Partners LP (BPLUSD); New buy: Alibaba Group Holding-sp Adr (BABA)
What sectors does Fiduciary Financial Services Of THE Southwest Inc /tx focus on?
Fiduciary Financial Services Of THE Southwest Inc /tx is concentrated in the following sectors based on its current disclosed equity portfolio:
• Health Care: 24.1%
• Industrials: 14.4%
• Consumer Discretionary: 14.3%
• Information Technology: 12.6%
• Communication Services: 11.2%
• Consumer Staples: 9.0%
Investment Profile
Fiduciary Financial Services Of THE Southwest Inc /tx's portfolio is broadly diversified and long-term-holding.
It has added to its AAPL position over the past two quarters (+$2.9M, now $8.9M), while trimming BA over the same stretch (-$3.1M, still holding $11.0M).
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