CIK: 0001512251
Total reported value
$262.5M
Reporting period: 2017-09-30 · Number of holdings: 119
FIC CAPITAL INC disclosed 119 holdings in its latest 13F filing for the period ending 2017-09-30, with total reported value of $262.5M and a quarterly turnover rate of 10.7%.
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Fic Capital INC's disclosed holdings carry a Herfindahl concentration index of 0.024 — mathematically equivalent to about 41 equally-sized positions, well below its 119 actual disclosed holdings. That gap points to a strategy built around a small core of high-conviction bets rather than broad diversification.
Position sizes vary widely across the portfolio (a coefficient of variation of 1.37), with a handful of outsized bets alongside many smaller positions.
No strong tilt toward either adding to existing winners or initiating outsized new positions was observed in the latest reported quarter.
Sector classification currently covers about 48% of this portfolio's disclosed value; the remainder includes holdings (e.g. unmapped tickers, options, or other security types) not yet covered by our sector mapping.
Add SGMOQ
-5.3% $5.2M
Add ALNY
-11.5% $4.1M
Trim CMCSA
-2.0% -$309.0K
Add BSV
+25.7% $1.4M
Trim LINTA 3.75 02-15-30
-44.1% -$675.0K
Trim ADBE
-1.6% $711.0K
| # | Ticker | Issuer | Asset Subclass | Weight | Weight Change | Shares Change | 4Q Trend |
|---|---|---|---|---|---|---|---|
| 1 | ADBE | Adobe INC | Stock-Tech | 7.36% | -0.29% | -1.56% | |
| 2 | ALNY | Alnylam Pharmaceuticals INC | Stock-Healthcare | 6.74% | +1.15% | -11.54% | |
| 3 | SGMOQ | Sangamo Therapeutics INC | Stock-Other | 5.20% | +1.72% | -5.30% | |
| 4 | CMCSA | Comcast Corp-class A | Stock-Comm Services | 3.69% | -0.42% | -1.98% | |
| 5 | SBAC | Sba Communications CORP | Stock-Real Estate | 3.17% | -0.17% | -4.17% | |
| 6 | BRK-B | Berkshire Hathaway Inc-cl B | Stock-Other | 3.11% | -0.12% | -4.03% | |
| 7 | BSV | Vanguard Short-term Bond ETF | ETF-Other | 2.57% | +0.36% | +25.74% | |
| 8 | GOOG | Alphabet Inc-cl C | Stock-Comm Services | 2.34% | -0.08% | -1.22% | |
| 9 | NXPI | NXP Semiconductors N.V. | Stock-Tech | 2.22% | — | -3.45% | |
| 10 | MSFT | Microsoft CORP | Stock-Tech | 1.94% | -0.03% | -1.39% | |
| 11 | LBTYA | Liberty Global Ltd. | Stock-Other | 1.92% | -0.07% | -0.60% | |
| 12 | AMT | American Tower CORP | Stock-Real Estate | 1.85% | — | -1.13% | |
| 13 | LLY | Eli Lilly & Co | Stock-Healthcare | 1.78% | -0.07% | -0.06% | |
| 14 | PNC | Pnc Financial Services Group | Stock-Financials | 1.61% | -0.02% | -1.39% | |
| 15 | HN9 | Hanesbrands INC | Stock-Other | 1.60% | — | -5.67% | |
| 16 | UPS | United Parcel Service-cl B | Stock-Industrials | 1.58% | -0.01% | -1.00% | |
| 17 | CHKP | Check Point Software Technologies Ltd. | Stock-Tech | 1.51% | +0.02% | +4.67% | |
| 18 | INTC | Intel CORP | Stock-Tech | 1.41% | +0.05% | -1.26% | |
| 19 | BND | Vanguard Total Bond Market | ETF-Other | 1.41% | -0.06% | +3.07% | |
| 20 | LBRDA | Liberty Broadband-a | Stock-Other | 1.38% | +0.02% | -0.32% | |
| 21 | MAA | Mid-america Apartment Comm | Stock-Real Estate | 1.38% | — | +0.17% | |
| 22 | ELV | Elevance Health INC | Stock-Healthcare | 1.34% | — | -1.70% | |
| 23 | BBTUSD | Bb&t CORP | Stock-Other | 1.30% | — | -0.81% | |
| 24 | HD | Home Depot INC | Stock-Consumer Disc | 1.29% | — | -5.39% | |
| 25 | WFC | Wells Fargo & Co | Stock-Financials | 1.28% | — | +1.89% | |
| 26 | META | Meta Platforms Inc-class A | Stock-Comm Services | 1.27% | +0.08% | +1.73% | |
| 27 | BALL | Ball CORP | Stock-Consumer Disc | 1.15% | -0.22% | -7.40% | |
| 28 | JNJ | Johnson & Johnson | Stock-Healthcare | 1.13% | -0.15% | -3.18% | |
| 29 | ✓ | Transmontaigne Partners L P | Stock-Other | 1.11% | — | -1.89% | |
| 30 | FDX | Fedex CORP | Stock-Industrials | 1.03% | — | — | |
| 31 | APC3EUR | Anadarko Petroleum CORP | Stock-Other | 1.01% | +0.03% | +2.51% | |
| 32 | AAPL | Apple INC | Stock-Tech | 0.99% | -0.02% | -1.36% | |
| 33 | NVS | Novartis Ag-sponsored Adr | Stock-Healthcare | 0.93% | — | -0.87% | |
| 34 | ✓ | Microsemi CORP Com | Stock-Other | 0.93% | +0.05% | +3.59% | |
| 35 | RMBS | Rambus INC | Stock-Tech | 0.92% | +0.07% | — | |
| 36 | USA | Liberty All-Star Equity Fund | Stock-Other | 0.91% | -0.02% | -3.99% | |
| 37 | UNH | Unitedhealth Group INC | Stock-Healthcare | 0.91% | -0.02% | -0.04% | |
| 38 | TD | Toronto-dominion Bank | Stock-Financials | 0.87% | +0.03% | — | |
| 39 | LEXEA | Liberty Expedia Hold-a | Stock-Other | 0.83% | — | +0.76% | |
| 40 | ✓ | Powershares | Stock-Other | 0.81% | — | +0.99% | |
| 41 | AVGO | Broadcom Inc. | Stock-Tech | 0.78% | +0.08% | +15.56% | |
| 42 | KO | Coca-cola Co/the | Stock-Consumer Staples | 0.78% | — | -1.05% | |
| 43 | NKTREUR | Nektar Therapeutics | Stock-Other | 0.78% | +0.15% | +10.04% | |
| 44 | BABA | Alibaba Group Holding-sp Adr | Stock-Consumer Disc | 0.75% | +0.14% | +8.35% | |
| 45 | LGF-BEUR | Lions Gate Entertainment-b | Stock-Other | 0.73% | +0.07% | -1.30% | |
| 46 | AES | Aes CORP | Stock-Utilities | 0.72% | — | -2.60% | |
| 47 | DIS | Walt Disney Co/the | Stock-Comm Services | 0.70% | — | +6.70% | |
| 48 | LGFEUR | Lions Gate Entertainment-a | Stock-Other | 0.66% | +0.05% | -1.51% | |
| 49 | 9990302D | Apache CORP | Stock-Other | 0.65% | — | +4.32% | |
| 50 | XOM | Exxon Mobil CORP | Stock-Energy | 0.65% | — | -4.52% |
Not enough priced holdings yet to compute performance
| Period | Holdings | Total value | Stability | Top holdings |
|---|---|---|---|---|
| 2017-09-30 | 119 | $262.5M | 11 | |
| 2017-06-30 | 116 | $243.1M | 17 | |
| 2017-03-31 | 118 | $225.7M | 24 | |
| 2016-12-31 | 113 | $198.5M | 25 | |
| 2016-09-30 | 117 | $222.7M | 15 | |
| 2016-06-30 | 121 | $211.2M | 16 | |
| 2016-03-31 | 116 | $206.6M | 42 | |
| 2015-12-31 | 119 | $225.6M | 28 | |
| 2015-09-30 | 108 | $212.9M | 34 | |
| 2015-06-30 | 120 | $251.9M | 34 | |
| 2015-03-31 | 128 | $262.8M | 17 | |
| 2014-12-31 | 129 | $258.3M | 18 | |
| 2014-09-30 | 134 | $250.0M | 21 | |
| 2014-06-30 | 143 | $256.7M | 29 | |
| 2014-03-31 | 148 | $244.7M | 41 | |
| 2013-12-31 | 148 | $222.9M | 19 | |
| 2013-09-30 | 141 | $196.9M | 34 | |
| 2013-06-30 | 130 | $156.3M | 0 |
Fic Capital INC's most significant position changes for 2017-09-30: New buy: Inphi CORP (IPHI); New buy: Baker Hughes Co (BKR); Sold out: Rockwell Automation, Inc. (ROK); New buy: Boeing Co/the (BA); Sold out: Zimmer Biomet Holdings INC (ZBH).
| # | Ticker | Issuer | Weight Change | Shares Change | Action |
|---|---|---|---|---|---|
| 1 | SGMOQ | Sangamo Therapeutics INC | +1.7% | -5.30% | Trim |
| 2 | ALNY | Alnylam Pharmaceuticals INC | +1.2% | -11.54% | Trim |
| 3 | BSV | Vanguard Short-term Bond ETF | +0.4% | +25.74% | Add |
| 4 | NKTREUR | Nektar Therapeutics | +0.2% | +10.04% | Add |
| 5 | BABA | Alibaba Group Holding-sp Adr | +0.1% | +8.35% | Add |
| 6 | META | Meta Platforms Inc-class A | +0.1% | +1.73% | Add |
| 7 | AVGO | Broadcom Inc. | +0.1% | +15.56% | Add |
| 8 | RMBS | Rambus INC | +0.1% | — | Unchanged |
| 9 | LGF-BEUR | Lions Gate Entertainment-b | +0.1% | -1.30% | Trim |
| 10 | BNY | Bank Of New York Mellon CORP | +0.1% | +14.05% | Add |
| 11 | INTC | Intel CORP | +0.1% | -1.26% | Trim |
| 12 | ✓ | Microsemi CORP Com | +0.1% | +3.59% | Add |
| 13 | LGFEUR | Lions Gate Entertainment-a | +0.1% | -1.51% | Trim |
| 14 | LAB | Standard Biotools INC | +0.1% | — | Unchanged |
| 15 | APC3EUR | Anadarko Petroleum CORP | 0% | +2.51% | Add |
| 16 | TD | Toronto-dominion Bank | 0% | — | Unchanged |
| 17 | CHKP | Check Point Software Technologies Ltd. | 0% | +4.67% | Add |
| 18 | LBRDA | Liberty Broadband-a | 0% | -0.32% | Trim |
| 19 | DLTH | Duluth Holdings INC - Cl B | 0% | -1.72% | Trim |
| 20 | BIIB | Biogen INC | 0% | -4.85% | Trim |
| 21 | ILMN | Illumina INC | — | -6.60% | Trim |
| 22 | UPS | United Parcel Service-cl B | 0% | -1.00% | Trim |
| 23 | PNC | Pnc Financial Services Group | 0% | -1.39% | Trim |
| 24 | AAPL | Apple INC | 0% | -1.36% | Trim |
| 25 | USA | Liberty All-Star Equity Fund | 0% | -3.99% | Trim |
| 26 | UNH | Unitedhealth Group INC | 0% | -0.04% | Trim |
| 27 | MSFT | Microsoft CORP | 0% | -1.39% | Trim |
| 28 | BND | Vanguard Total Bond Market | -0.1% | +3.07% | Add |
| 29 | LBTYA | Liberty Global Ltd. | -0.1% | -0.60% | Trim |
| 30 | LLY | Eli Lilly & Co | -0.1% | -0.06% | Trim |
| 31 | GOOG | Alphabet Inc-cl C | -0.1% | -1.22% | Trim |
| 32 | DISCKUSD | Discovery Inc-c | -0.1% | -5.58% | Trim |
| 33 | PEP | Pepsico INC | -0.1% | -18.44% | Trim |
| 34 | HSIC | Henry Schein INC | -0.1% | +92.90% | Add |
| 35 | BRK-B | Berkshire Hathaway Inc-cl B | -0.1% | -4.03% | Trim |
| 36 | ✓ | -0.1% | -2.93% | Trim | |
| 37 | NKE | Nike INC -cl B | -0.1% | -0.55% | Trim |
| 38 | JNJ | Johnson & Johnson | -0.2% | -3.18% | Trim |
| 39 | SBAC | Sba Communications CORP | -0.2% | -4.17% | Trim |
| 40 | BALL | Ball CORP | -0.2% | -7.40% | Trim |
| 41 | ADBE | Adobe INC | -0.3% | -1.56% | Trim |
| 42 | LINTA 3.75 02-15-30 | Liberty Interactive LLC | -0.3% | -44.14% | Trim |
| 43 | CMCSA | Comcast Corp-class A | -0.4% | -1.98% | Trim |
| 44 | IPHI | Inphi CORP | — | NEW | New buy |
| 45 | BKR | Baker Hughes Co | — | NEW | New buy |
| 46 | ROK | Rockwell Automation, Inc. | — | EXIT | Sold out |
| 47 | BA | Boeing Co/the | — | NEW | New buy |
| 48 | ZBH | Zimmer Biomet Holdings INC | — | EXIT | Sold out |
| 49 | ✓ | Liberty Interactive CORP | — | NEW | New buy |
| 50 | TRIP | Tripadvisor INC | — | NEW | New buy |
| Period | Filed | Type | EDGAR |
|---|---|---|---|
| 2017-09-30 | 2017-11-14 | 13F-HR | View on EDGAR |
| 2017-06-30 | 2017-08-11 | 13F-HR | View on EDGAR |
| 2017-03-31 | 2017-05-12 | 13F-HR | View on EDGAR |
| 2016-12-31 | 2017-02-14 | 13F-HR | View on EDGAR |
| 2016-09-30 | 2016-11-14 | 13F-HR | View on EDGAR |
| 2016-06-30 | 2016-08-11 | 13F-HR | View on EDGAR |
| 2016-03-31 | 2016-05-12 | 13F-HR | View on EDGAR |
| 2015-12-31 | 2016-02-11 | 13F-HR | View on EDGAR |
| 2015-09-30 | 2015-11-13 | 13F-HR | View on EDGAR |
| 2015-06-30 | 2015-08-14 | Amendment | View on EDGAR |
| 2015-06-30 | 2015-08-13 | 13F-HR | View on EDGAR |
| 2015-03-31 | 2015-05-12 | 13F-HR | View on EDGAR |
| 2014-12-31 | 2015-02-11 | 13F-HR | View on EDGAR |
| 2014-09-30 | 2014-11-13 | Amendment | View on EDGAR |
| 2014-09-30 | 2014-11-13 | 13F-HR | View on EDGAR |
| 2014-06-30 | 2014-08-12 | 13F-HR | View on EDGAR |
| 2014-03-31 | 2014-05-14 | 13F-HR | View on EDGAR |
| 2013-12-31 | 2014-02-12 | 13F-HR | View on EDGAR |
| 2013-09-30 | 2013-11-08 | 13F-HR | View on EDGAR |
| 2013-06-30 | 2013-08-13 | 13F-HR | View on EDGAR |
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