FC
Ferox Capital LLP Historical SEC 13F Holdings & Archive (Q4 2020)
Ferox Capital LLPCIK: 0001343231
ContrarianHigh-turnover traderQuality / disciplined sizing
Total reported value
$60.6K
Reporting period: 2020-12-31 · Number of holdings: 37
Ferox Capital LLP disclosed 37 holdings in its latest 13F filing for the period ending 2020-12-31, with total reported value of $60.6K and a quarterly turnover rate of 83.2%.
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Personality snowflake
- Concentration
- 20.82
- Portfolio Stability
- 83.2
- Momentum
- 0
- Sector conviction
- 0
- Diversification
- 74
- Sizing Uniformity
- 90.24
Sector classification currently covers about 56% of this portfolio's disclosed value; the remainder includes holdings (e.g. unmapped tickers, options, or other security types) not yet covered by our sector mapping.
Source and citation information
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Recent moves
View source Form 13F filing on SEC.govTrim LMCA 1.375 10-15-23
-92.2% -$7.0K
Add PFPT 0.25 08-15-24
+140.0% $3.4K
Trim TWTR 0.25 06-15-24
-63.8% -$4.7K
Trim PANW 0.75 07-01-23
-80.6% -$4.2K
Trim JOYY 1.375 06-15-26
-88.1% -$4.0K
Trim AAL 6.5 07-01-25
-88.9% -$2.9K
Holdings Map
💡
Data Source Notice: AlphaSMO is the web's most authoritative 13F / Inside Trader database. Institutional holdings and insider trades presented here are precisely computed to deliver accurate portfolio reporting.
Top 10 holdings by weight
Full holdings list this quarter
| # | Ticker | Issuer | Asset Subclass | Weight | Weight Change | Shares Change | 4Q Trend |
|---|---|---|---|---|---|---|---|
| 1 | PDD 0 12-01-25Bond | Pdd Holdings Inc | Bond | 8.94% | +8.94% | NEW | |
| 2 | PFPT 0.25 08-15-24Bond | Proofpoint Inc | Bond | 8.86% | +6.01% | +140.00% | |
| 3 | CYBR 0 11-15-24Bond | Cyberark Software LTD | Bond | 8.37% | +8.37% | NEW | |
| 4 | AKAM 0.375 09-01-27Bond | Akamai Technologies Inc | Bond | 8.27% | +0.92% | +1.12% | |
| 5 | GMED 2.25 03-15-21Bond | Nuvasive Inc | Bond | 7.53% | +0.92% | — | |
| 6 | PSTG 0.125 04-15-23Bond | Pure Storage Inc | Bond | 5.50% | +2.75% | +50.00% | |
| 7 | IONS 1 11-15-21Bond | Ionis Pharmaceuticals In | Bond | 5.13% | +0.90% | — | |
| 8 | TWTR 0.25 06-15-24Bond | Twitter Inc | Bond | 5.00% | -5.94% | -63.77% | |
| 9 | FTV 0.875 02-15-22Bond | Fortive Corporation | Bond | 4.55% | +0.68% | — | |
| 10 | IQ 4 12-15-26Bond | Iqiyi Inc | Bond | 3.17% | +3.17% | NEW | |
| 11 | SHOPCN 0.125 11-01-25Bond | Shopify Inc | Bond | 2.76% | +2.76% | NEW | |
| 12 | GWRE 1.25 03-15-25Bond | Guidewire Software Inc | Bond | 2.34% | -2.79% | -64.60% | |
| 13 | LNG 4.25 03-15-45Bond | Cheniere Energy Inc | Bond | 2.23% | -1.09% | -46.15% | |
| 14 | PANW 0.75 07-01-23Bond | Palo Alto Networks | Bond | 2.22% | -5.70% | -80.61% | |
| 15 | FWONK 1 01-30-23Bond | Liberty Media CORP | Bond | 1.93% | +0.23% | -10.00% | |
| 16 | EXAS 0.375 03-15-27Bond | Exact Sciences CORP | Bond | 1.86% | -0.32% | -38.46% | |
| 17 | PEB 1.75 12-15-26Bond | Pebblebrook Hotel Trust | Bond | 1.75% | +1.75% | NEW | |
| 18 | AKAM 0.125 05-01-25Bond | Akamai Technologies Inc | Bond | 1.74% | +0.35% | +13.33% | |
| 19 | SLAB 1.375 03-01-22Bond | Silicon Laboratories Inc | Bond | 1.60% | +0.23% | -12.50% | |
| 20 | AYX 1 08-01-26Bond | Alteryx Inc | Bond | 1.57% | +1.58% | NEW | |
| 21 | SPLK 0.5 09-15-23Bond | Splunk Inc | Bond | 1.30% | +0.70% | +100.00% | |
| 22 | LMCA 1.375 10-15-23Bond | Liberty Media CORP | Bond | 1.16% | -9.81% | -92.20% | |
| 23 | LYV 2.5 03-15-23Bond | Live Nation Entertainmen | Bond | 1.08% | -0.04% | -28.57% | |
| 24 | DOCU 0.5 09-15-23Bond | Docusign Inc | Bond | 1.05% | +0.19% | — | |
| 25 | XYZ 0.5 05-15-23Bond | Block Inc | Bond | 0.94% | +0.32% | — | |
| 26 | NUAN 1.5 11-01-35Bond | Nuance Communications | Bond | 0.88% | +0.29% | — | |
| 27 | AAL 6.5 07-01-25Bond | American Airlines Group | Bond | 0.85% | -3.99% | -88.89% | |
| 28 | LUV 1.25 05-01-25Bond | Southwest Airlines Co | Bond | 0.84% | -0.85% | -61.11% | |
| 29 | JOYY 1.375 06-15-26Bond | Joyy Inc | Bond | 0.84% | -5.62% | -88.10% | |
| 30 | MCHP 1.625 02-15-27Bond | Microchip Technology Inc | Bond | 0.83% | +0.28% | — | |
| 31 | RIG 0.5 01-30-23Bond | Transocean Inc | Bond | 0.83% | +0.55% | — | |
| 32 | WDAY 0.25 10-01-22Bond | Workday Inc | Bond | 0.82% | +0.15% | — | |
| 33 | ZEN 0.25 03-15-23Bond | Zendesk Inc | Bond | 0.75% | +0.26% | — | |
| 34 | Z 2.75 05-15-25Bond | Zillow Group Inc | Bond | 0.69% | -0.06% | -33.33% | |
| 35 | WIX 0 07-01-23Bond | Wix LTD | Bond | 0.62% | +0.08% | — | |
| 36 | ILMN 0.5 06-15-21Bond | Illumina Inc | Bond | 0.60% | +0.14% | — | |
| 37 | BKNG 0.9 09-15-21Bond | Booking Holdings Inc | Bond | 0.58% | -0.18% | -40.00% |
Reported value over time
Sector allocation
Sector allocation over time
Quarterly history
Holding changes this quarter
Ferox Capital LLP's most significant position changes for 2020-12-31: New buy: Pdd Holdings Inc (PDD 0 12-01-25); New buy: Cyberark Software LTD (CYBR 0 11-15-24); Sold out: Realpage Inc (RP 1.5 05-15-25); New buy: Iqiyi Inc (IQ 4 12-15-26); New buy: Shopify Inc (SHOPCN 0.125 11-01-25).
| # | Ticker | Issuer | Weight Change | Shares Change | Action |
|---|---|---|---|---|---|
| 1 | PFPT 0.25 08-15-24Bond | Proofpoint Inc | +6% | +140.00% | Add |
| 2 | PSTG 0.125 04-15-23Bond | Pure Storage Inc | +2.8% | +50.00% | Add |
| 3 | AKAM 0.375 09-01-27Bond | Akamai Technologies Inc | +0.9% | +1.12% | Add |
| 4 | GMED 2.25 03-15-21Bond | Nuvasive Inc | +0.9% | — | Unchanged |
| 5 | IONS 1 11-15-21Bond | Ionis Pharmaceuticals In | +0.9% | — | Unchanged |
| 6 | SPLK 0.5 09-15-23Bond | Splunk Inc | +0.7% | +100.00% | Add |
| 7 | FTV 0.875 02-15-22Bond | Fortive Corporation | +0.7% | — | Unchanged |
| 8 | RIG 0.5 01-30-23Bond | Transocean Inc | +0.6% | — | Unchanged |
| 9 | AKAM 0.125 05-01-25Bond | Akamai Technologies Inc | +0.4% | +13.33% | Add |
| 10 | XYZ 0.5 05-15-23Bond | Block Inc | +0.3% | — | Unchanged |
| 11 | NUAN 1.5 11-01-35Bond | Nuance Communications | +0.3% | — | Unchanged |
| 12 | MCHP 1.625 02-15-27Bond | Microchip Technology Inc | +0.3% | — | Unchanged |
| 13 | ZEN 0.25 03-15-23Bond | Zendesk Inc | +0.3% | — | Unchanged |
| 14 | FWONK 1 01-30-23Bond | Liberty Media CORP | +0.2% | -10.00% | Trim |
| 15 | SLAB 1.375 03-01-22Bond | Silicon Laboratories Inc | +0.2% | -12.50% | Trim |
| 16 | DOCU 0.5 09-15-23Bond | Docusign Inc | +0.2% | — | Unchanged |
| 17 | WDAY 0.25 10-01-22Bond | Workday Inc | +0.2% | — | Unchanged |
| 18 | ILMN 0.5 06-15-21Bond | Illumina Inc | +0.1% | — | Unchanged |
| 19 | WIX 0 07-01-23Bond | Wix LTD | +0.1% | — | Unchanged |
| 20 | LYV 2.5 03-15-23Bond | Live Nation Entertainmen | 0% | -28.57% | Trim |
| 21 | Z 2.75 05-15-25Bond | Zillow Group Inc | -0.1% | -33.33% | Trim |
| 22 | BKNG 0.9 09-15-21Bond | Booking Holdings Inc | -0.2% | -40.00% | Trim |
| 23 | EXAS 0.375 03-15-27Bond | Exact Sciences CORP | -0.3% | -38.46% | Trim |
| 24 | LUV 1.25 05-01-25Bond | Southwest Airlines Co | -0.9% | -61.11% | Trim |
| 25 | LNG 4.25 03-15-45Bond | Cheniere Energy Inc | -1.1% | -46.15% | Trim |
| 26 | GWRE 1.25 03-15-25Bond | Guidewire Software Inc | -2.8% | -64.60% | Trim |
| 27 | AAL 6.5 07-01-25Bond | American Airlines Group | -4% | -88.89% | Trim |
| 28 | JOYY 1.375 06-15-26Bond | Joyy Inc | -5.6% | -88.10% | Trim |
| 29 | PANW 0.75 07-01-23Bond | Palo Alto Networks | -5.7% | -80.61% | Trim |
| 30 | TWTR 0.25 06-15-24Bond | Twitter Inc | -5.9% | -63.77% | Trim |
| 31 | LMCA 1.375 10-15-23Bond | Liberty Media CORP | -9.8% | -92.20% | Trim |
| 32 | PDD 0 12-01-25Bond | Pdd Holdings Inc | — | NEW | New buy |
| 33 | CYBR 0 11-15-24Bond | Cyberark Software LTD | — | NEW | New buy |
| 34 | RP 1.5 05-15-25Bond | Realpage Inc | — | EXIT | Sold out |
| 35 | IQ 4 12-15-26Bond | Iqiyi Inc | — | NEW | New buy |
| 36 | SHOPCN 0.125 11-01-25Bond | Shopify Inc | — | NEW | New buy |
| 37 | CIM 7 04-01-23Bond | Chimera Investment CORP | — | EXIT | Sold out |
| 38 | PEB 1.75 12-15-26Bond | Pebblebrook Hotel Trust | — | NEW | New buy |
| 39 | ON 1 12-01-20Bond | On Semiconductor CORP | — | EXIT | Sold out |
| 40 | AYX 1 08-01-26Bond | Alteryx Inc | — | NEW | New buy |
Filing History
FAQ
What is Ferox Capital LLP and what type of investor is it?
Ferox Capital LLP is an investment manager that files SEC Form 13F quarterly, disclosing its U.S. public equity holdings to regulators. As of the most recent reporting period (2020-12-31), the firm manages a tracked equity portfolio valued at approximately $60.6K, spread across 37 disclosed positions.
What are Ferox Capital LLP's largest equity positions?
Based on the latest 13F filing, Ferox Capital LLP's top holdings by market value are:
1. Pdd Holdings Inc (PDD 0 12-01-25) — $5.4K (8.9%)
2. Proofpoint Inc (PFPT 0.25 08-15-24) — $5.4K (8.9%)
3. Cyberark Software LTD (CYBR 0 11-15-24) — $5.1K (8.4%)
4. Akamai Technologies Inc (AKAM 0.375 09-01-27) — $5.0K (8.3%)
5. Nuvasive Inc (GMED 2.25 03-15-21) — $4.6K (7.5%)
What changes did Ferox Capital LLP make in its most recent portfolio filing?
In the latest reported quarter, Ferox Capital LLP made 28 notable position adjustments: 6 new positions were initiated, 5 existing holdings were added to, 14 positions were partially reduced, and 3 were completely exited. The largest of these moves: New buy: Pdd Holdings Inc (PDD 0 12-01-25); New buy: Cyberark Software LTD (CYBR 0 11-15-24); Sold out: Realpage Inc (RP 1.5 05-15-25); New buy: Iqiyi Inc (IQ 4 12-15-26); New buy: Shopify Inc (SHOPCN 0.125 11-01-25)
What sectors does Ferox Capital LLP focus on?
Ferox Capital LLP is concentrated in the following sectors based on its current disclosed equity portfolio:
• Information Technology: 42.8%
• Health Care: 23.6%
• Consumer Discretionary: 16.9%
• Communication Services: 6.6%
• Energy: 5.4%
• Industrials: 3.0%
Investment Profile
Ferox Capital LLP's portfolio is broadly diversified and fast-trading, with 42.8% of the portfolio concentrated in Information Technology.
Its turnover score has risen from 0 to 83 over the past 2 quarters — a shift toward more active trading.
It has added to its ZEN 0.25 03-15-23 position over the past two quarters (+$159.0, now $453.0), while trimming PANW 0.75 07-01-23 over the same stretch (-$8.5K, still holding $1.3K).
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EA
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Developer Access
Access Ferox Capital LLP's institutional profile programmatically:
REST API
curl https://alphasmo.com/api/v1/institutions/ferox-capital-llpCLI
npx alphasmo institutions get ferox-capital-llp