FA
Fcg Advisors, LLC Historical SEC 13F Holdings & Archive (Q3 2020)
Fcg Advisors, LLCCIK: 0001009950
Diversified strategySector-focusedMomentum follower
Total reported value
$425.4M
Reporting period: 2020-09-30 · Number of holdings: 187
FCG ADVISORS, LLC disclosed 187 holdings in its latest 13F filing for the period ending 2020-09-30, with total reported value of $425.4M and a quarterly turnover rate of 16.6%.
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Personality snowflake
- Concentration
- 21.43
- Portfolio Stability
- 16.56
- Momentum
- 100
- Sector conviction
- 100
- Diversification
- 100
- Sizing Uniformity
- 69.89
Fcg Advisors, LLC's disclosed holdings carry a Herfindahl concentration index of 0.054 — mathematically equivalent to about 19 equally-sized positions, well below its 187 actual disclosed holdings. That gap points to a strategy built around a small core of high-conviction bets rather than broad diversification.
Position sizes vary widely across the portfolio (a coefficient of variation of 3.01), with a handful of outsized bets alongside many smaller positions.
No strong tilt toward either adding to existing winners or initiating outsized new positions was observed in the latest reported quarter.
Sector classification currently covers about 28% of this portfolio's disclosed value; the remainder includes holdings (e.g. unmapped tickers, options, or other security types) not yet covered by our sector mapping.
Source and citation information
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Recent moves
View source Form 13F filing on SEC.govTrim BMY
+0.9% $1.9M
Trim VEA
-0.7% $1.7M
Trim BMY-R
+0.5% -$1.6M
Trim VXF
-3.6% $2.2M
Add IDV
+768.7% $2.1M
Add RPM
+153.1% $2.0M
Holdings Map
New buyAddUnchangedTrim
Top 10 holdings by weight
Full holdings list this quarter
| # | Ticker | Issuer | Asset Subclass | Weight | Weight Change | Shares Change | 4Q Trend |
|---|---|---|---|---|---|---|---|
| 1 | BMY | Bristol-myers Squibb Co | Stock-Healthcare | 13.27% | -0.96% | +0.90% | |
| 2 | IVW | Ishares S&p 500 Growth ETF | ETF-Large Cap & Growth | 10.01% | +0.29% | +2.64% | |
| 3 | VXF | Vanguard Extended Market ETF | ETF-Other | 9.73% | -0.49% | -3.65% | |
| 4 | VEA | Vanguard Ftse Developed ETF | ETF-Other | 9.11% | -0.55% | -0.74% | |
| 5 | IVE | Ishares S&p 500 Value ETF | ETF-Large Cap & Growth | 5.90% | -0.20% | +3.33% | |
| 6 | SPY | Ss Spdr S&p 500 ETF Trust-us | ETF-Large Cap & Growth | 2.69% | +0.44% | +22.16% | |
| 7 | AAPL | Apple Inc | Stock-Tech | 2.49% | +0.29% | +296.16% | |
| 8 | JMST | JPM Ultra-short Muni Income | ETF-Other | 1.91% | +0.02% | +12.54% | |
| 9 | BSCMUSD | Invesco Bulletshares 2022 Co | ETF-Other | 1.66% | — | +1.66% | |
| 10 | BSCL | Invesco Bulletshares 2021 Co | ETF-Other | 1.50% | — | -1.67% | |
| 11 | JNJ | Johnson & Johnson | Stock-Healthcare | 1.50% | +0.01% | +5.13% | |
| 12 | MSFT | Microsoft CORP | Stock-Tech | 1.41% | +0.12% | +17.01% | |
| 13 | BSGT | Invesco Bulletshares 2029 Treasury Bond ETF | ETF-Gov Bonds | 1.40% | -0.03% | +9.06% | |
| 14 | DVY | Ishares Select Dividend ETF | ETF-Other | 1.40% | +1.40% | NEW | |
| 15 | BSCK | Invesco Bulletshares 2020 Co | ETF-Other | 1.33% | -0.22% | -4.56% | |
| 16 | KKR | Kkr & Co Inc | Stock-Financials | 1.06% | +0.02% | +1.57% | |
| 17 | IVV | Ishares Core S&p 500 ETF | ETF-Large Cap & Growth | 1.01% | -0.25% | -17.58% | |
| 18 | BX | Blackstone Inc | Stock-Financials | 0.93% | — | +4.72% | |
| 19 | JPST | Jpmorgan Ultra-short Income | ETF-Other | 0.83% | +0.04% | +17.08% | |
| 20 | BSJK | Invesco Bulletshares 2020 Hi | ETF-Other | 0.78% | — | +0.69% | |
| 21 | BSJM1EUR | Invesco Bulletshares 2022 Hi | ETF-Other | 0.77% | — | +1.50% | |
| 22 | EFA | Ishares Msci Eafe ETF | ETF-Other | 0.77% | — | -4.47% | |
| 23 | BSCO | Invesco Bulletshares 2024 Cb | ETF-Other | 0.75% | — | +8.17% | |
| 24 | RPM | Rpm International Inc | Stock-Materials | 0.74% | +0.45% | +153.08% | |
| 25 | BSJL | Invesco Bulletshares 2021 Hi | ETF-Other | 0.70% | — | -0.89% | |
| 26 | BMY-R | Bristol-myers Squibb-cvr | Stock-Other | 0.66% | -0.50% | +0.54% | |
| 27 | JPM | Jpmorgan Chase & Co | Stock-Financials | 0.66% | — | +3.14% | |
| 28 | IWD | Ishares Russell 1000 Value E | ETF-Other | 0.65% | -0.20% | -18.27% | |
| 29 | ✓ | Invesco Exch Trd Slf Idx Fd | Stock-Other | 0.63% | — | +1.03% | |
| 30 | OEF | Ishares S&p 100 ETF | ETF-Other | 0.61% | +0.06% | +13.57% | |
| 31 | IWB | Ishares Russell 1000 ETF | ETF-Other | 0.60% | — | -7.23% | |
| 32 | IWF | Ishares Russell 1000 Growth | ETF-Other | 0.58% | — | -7.45% | |
| 33 | IDV | Ishares International Select | ETF-Other | 0.56% | +0.49% | +768.71% | |
| 34 | SPLV | Invesco S&p 500 Low Volatili | ETF-Large Cap & Growth | 0.44% | — | -3.94% | |
| 35 | VTI | Vanguard Total Stock Mkt ETF | ETF-Other | 0.44% | — | -8.02% | |
| 36 | BRK-B | Berkshire Hathaway Inc-cl B | Stock-Other | 0.43% | -0.42% | -52.62% | |
| 37 | MRK | Merck & Co. Inc. | Stock-Healthcare | 0.43% | +0.05% | +18.45% | |
| 38 | DIA | Ss Spdr Dow Jones Indus Avg | ETF-Large Cap & Growth | 0.41% | — | +0.35% | |
| 39 | KO | Coca-cola Co/the | Stock-Consumer Staples | 0.39% | — | -0.01% | |
| 40 | QDELUSD | Quidelortho CORP | Stock-Other | 0.38% | — | -7.16% | |
| 41 | IWP | Ishares Russell Mid-cap Grow | ETF-Other | 0.37% | — | -5.82% | |
| 42 | QQQ | Invesco Qqq Trust Series 1 | ETF-Tech | 0.37% | — | +1.47% | |
| 43 | META | Meta Platforms Inc-class A | Stock-Comm Services | 0.35% | — | -16.12% | |
| 44 | BSCP | Invesco Bulletshares 2025 Cb | ETF-Other | 0.35% | +0.06% | +31.09% | |
| 45 | AMZN | Amazon.com Inc | Stock-Consumer Disc | 0.35% | -0.11% | -26.95% | |
| 46 | FRME | First Merchants CORP | Stock-Other | 0.34% | -0.13% | -4.48% | |
| 47 | VOOV | Vanguard S&p 500 Value ETF | ETF-Large Cap & Growth | 0.34% | — | -4.15% | |
| 48 | GOOG | Alphabet Inc-cl C | Stock-Comm Services | 0.34% | — | -2.32% | |
| 49 | IWS | Ishares Russell Mid-cap Valu | ETF-Other | 0.33% | — | -1.90% | |
| 50 | PFE | Pfizer Inc | Stock-Healthcare | 0.33% | +0.05% | +16.29% |
1–50 of 187
Reported value over time
Sector allocation
Sector allocation over time
Quarterly history
| Period | Holdings | Total value | Stability | Top holdings | |
|---|---|---|---|---|---|
| 2020 Q3 | 187 | $425.4M | 17 | ||
| 2020 Q2 | 169 | $383.4M | 23 | ||
| 2020 Q1 | 159 | $350.6M | 35 | ||
| 2019 Q4 | 165 | $348.8M | 24 | ||
| 2019 Q3 | 160 | $328.0M | 6 | ||
| 2019 Q2 | 158 | $316.9M | 7 | ||
| 2019 Q1 | 148 | $302.0M | 16 | ||
| 2018 Q4 | 135 | $262.2M | 22 | ||
| 2018 Q3 | 137 | $290.9M | 7 | ||
| 2018 Q2 | 137 | $276.0M | 48 | ||
| 2018 Q1 | 122 | $289.5M | 11 | ||
| 2017 Q4 | 116 | $268.5M | 11 | ||
| 2017 Q3 | 120 | $270.0M | 16 | ||
| 2017 Q2 | 147 | $298.6M | 20 | ||
| 2017 Q1 | 120 | $247.4M | 13 | ||
| 2016 Q4 | 110 | $222.9M | 44 | ||
| 2016 Q3 | 118 | $325.7M | 22 | ||
| 2016 Q2 | 133 | $319.6M | 25 | ||
| 2016 Q1 | 97 | $285.3M | 74 | ||
| 2015 Q4 | 85 | $166.6M | 45 | ||
| 2015 Q3 | 80 | $121.1M | 11 | ||
| 2015 Q2 | 79 | $127.3M | 49 | ||
| 2015 Q1 | 100 | $194.9M | 19 | ||
| 2014 Q4 | 111 | $202.4M | 60 | ||
| 2014 Q3 | 78 | $151.9M | 49 | ||
| 2014 Q2 | 87 | $132.1M | 27 | ||
| 2014 Q1 | 84 | $140.9M | 20 | ||
| 2013 Q4 | 80 | $148.3M | 21 | ||
| 2013 Q3 | 69 | $140.5M | 26 | ||
| 2013 Q2 | 65 | $123.2M | 0 |
Holding changes this quarter
Fcg Advisors, LLC's most significant position changes for 2020-09-30: New buy: Ishares Select Dividend ETF (DVY); New buy: Ishares Core S&p Small-cap E (IJR); New buy: Lam Research CORP (LRCXEUR); Sold out: Ss Spdr Bb Conv Sec ETF (CWB); New buy: Ishares Core S&p Midcap ETF (IJH).
| # | Ticker | Issuer | Weight Change | Shares Change | Action |
|---|---|---|---|---|---|
| 1 | IDV | Ishares International Select | +0.5% | +768.71% | Add |
| 2 | RPM | Rpm International Inc | +0.5% | +153.08% | Add |
| 3 | SPY | Ss Spdr S&p 500 ETF Trust-us | +0.4% | +22.16% | Add |
| 4 | IVW | Ishares S&p 500 Growth ETF | +0.3% | +2.64% | Add |
| 5 | AAPL | Apple Inc | +0.3% | +296.16% | Add |
| 6 | PEP | Pepsico Inc | +0.2% | +235.89% | Add |
| 7 | MSFT | Microsoft CORP | +0.1% | +17.01% | Add |
| 8 | TSLA | Tesla Inc | +0.1% | +322.65% | Add |
| 9 | PG | Procter & Gamble Co/the | +0.1% | +48.91% | Add |
| 10 | OEF | Ishares S&p 100 ETF | +0.1% | +13.57% | Add |
| 11 | BSCP | Invesco Bulletshares 2025 Cb | +0.1% | +31.09% | Add |
| 12 | MRK | Merck & Co. Inc. | +0.1% | +18.45% | Add |
| 13 | PFE | Pfizer Inc | +0.1% | +16.29% | Add |
| 14 | JPST | Jpmorgan Ultra-short Income | 0% | +17.08% | Add |
| 15 | JMST | JPM Ultra-short Muni Income | 0% | +12.54% | Add |
| 16 | KKR | Kkr & Co Inc | 0% | +1.57% | Add |
| 17 | JNJ | Johnson & Johnson | 0% | +5.13% | Add |
| 18 | BSGT | Invesco Bulletshares 2029 Treasury Bond ETF | 0% | +9.06% | Add |
| 19 | AMZN | Amazon.com Inc | -0.1% | -26.95% | Trim |
| 20 | FRME | First Merchants CORP | -0.1% | -4.48% | Trim |
| 21 | IVE | Ishares S&p 500 Value ETF | -0.2% | +3.33% | Add |
| 22 | IWD | Ishares Russell 1000 Value E | -0.2% | -18.27% | Trim |
| 23 | BSCK | Invesco Bulletshares 2020 Co | -0.2% | -4.56% | Trim |
| 24 | IVV | Ishares Core S&p 500 ETF | -0.3% | -17.58% | Trim |
| 25 | GLD | Spdr Gold Shares | -0.3% | -50.13% | Trim |
| 26 | BRK-B | Berkshire Hathaway Inc-cl B | -0.4% | -52.62% | Trim |
| 27 | VXF | Vanguard Extended Market ETF | -0.5% | -3.65% | Trim |
| 28 | BMY-R | Bristol-myers Squibb-cvr | -0.5% | +0.54% | Add |
| 29 | VEA | Vanguard Ftse Developed ETF | -0.6% | -0.74% | Trim |
| 30 | BMY | Bristol-myers Squibb Co | -1% | +0.90% | Add |
| 31 | DVY | Ishares Select Dividend ETF | — | NEW | New buy |
| 32 | IJR | Ishares Core S&p Small-cap E | — | NEW | New buy |
| 33 | LRCXEUR | Lam Research CORP | — | NEW | New buy |
| 34 | CWB | Ss Spdr Bb Conv Sec ETF | — | EXIT | Sold out |
| 35 | IJH | Ishares Core S&p Midcap ETF | — | NEW | New buy |
| 36 | DBEF | Xtrackers Msci Eafe Hedged E | — | NEW | New buy |
| 37 | WEC | Wec Energy Group Inc | — | NEW | New buy |
| 38 | SPYG | Ss Spdr P S&p 500 Growth ETF | — | NEW | New buy |
| 39 | ASPN | Aspen Aerogels Inc | — | NEW | New buy |
| 40 | DGRO | Ishares Core Dividend Growth | — | NEW | New buy |
| 41 | AVGO | Broadcom Inc | — | NEW | New buy |
| 42 | ACWX | Ishares Msci Acwi Ex US ETF | — | EXIT | Sold out |
| 43 | EGAN | Egain CORP | — | NEW | New buy |
| 44 | IWC | Ishares Micro-cap ETF | — | NEW | New buy |
| 45 | ESGU | Ishares Esg Aware Msci USA | — | EXIT | Sold out |
| 46 | CEVA | Ceva Inc | — | NEW | New buy |
| 47 | TXN | Texas Instruments Inc | — | NEW | New buy |
| 48 | MXIM | Maxim Integrated Products | — | NEW | New buy |
| 49 | EMR | Emerson Electric Co | — | NEW | New buy |
| 50 | GRMN | Garmin Ltd. | — | NEW | New buy |
Filing History
FAQ
What is Fcg Advisors, LLC and what type of investor is it?
Fcg Advisors, LLC is an investment manager that files SEC Form 13F quarterly, disclosing its U.S. public equity holdings to regulators. As of the most recent reporting period (2020-09-30), the firm manages a tracked equity portfolio valued at approximately $425.4M, spread across 187 disclosed positions.
What are Fcg Advisors, LLC's largest equity positions?
Based on the latest 13F filing, Fcg Advisors, LLC's top holdings by market value are:
1. Bristol-myers Squibb Co (BMY) — $56.4M (13.3%)
2. Ishares S&p 500 Growth ETF (IVW) — $42.6M (10.0%)
3. Vanguard Extended Market ETF (VXF) — $41.4M (9.7%)
4. Vanguard Ftse Developed ETF (VEA) — $38.7M (9.1%)
5. Ishares S&p 500 Value ETF (IVE) — $25.1M (5.9%)
What changes did Fcg Advisors, LLC make in its most recent portfolio filing?
In the latest reported quarter, Fcg Advisors, LLC made 50 notable position adjustments: 17 new positions were initiated, 21 existing holdings were added to, 9 positions were partially reduced, and 3 were completely exited. The largest of these moves: New buy: Ishares Select Dividend ETF (DVY); New buy: Ishares Core S&p Small-cap E (IJR); New buy: Lam Research CORP (LRCXEUR); Sold out: Ss Spdr Bb Conv Sec ETF (CWB); New buy: Ishares Core S&p Midcap ETF (IJH)
What sectors does Fcg Advisors, LLC focus on?
Fcg Advisors, LLC is concentrated in the following sectors based on its current disclosed equity portfolio:
• Health Care: 56.7%
• Information Technology: 17.8%
• Financials: 9.3%
• Communication Services: 6.0%
• Consumer Discretionary: 4.0%
• Consumer Staples: 3.4%
Investment Profile
Fcg Advisors, LLC's portfolio is broadly diversified and long-term-holding, with 56.7% of the portfolio concentrated in Health Care.
It has added to its VXF position over the past two quarters (+$11.4M, now $41.4M), while trimming IVV over the same stretch (-$3.2M, still holding $4.3M).
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