EL
Essex LLC 13F Filings & Institutional Holdings (Q3 2026)
Essex LLCCIK: 0001889147
Diversified strategyMomentum followerQuality / disciplined sizing
Total reported value
$659.9M
Reporting period: 2026-09-30 · Number of holdings: 183
Essex LLC disclosed 183 holdings in its latest 13F filing for the period ending 2026-09-30, with total reported value of $659.9M and a quarterly turnover rate of 16.2%.
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Personality snowflake
- Concentration
- 11.5
- Portfolio Stability
- 16.19
- Momentum
- 100
- Sector conviction
- 50.22
- Diversification
- 100
- Sizing Uniformity
- 79.3
Essex LLC's disclosed holdings carry a Herfindahl concentration index of 0.029 — mathematically equivalent to about 35 equally-sized positions, well below its 183 actual disclosed holdings. That gap points to a strategy built around a small core of high-conviction bets rather than broad diversification.
Position sizes vary widely across the portfolio (a coefficient of variation of 2.07), with a handful of outsized bets alongside many smaller positions.
No strong tilt toward either adding to existing winners or initiating outsized new positions was observed in the latest reported quarter.
Sector classification currently covers about 25% of this portfolio's disclosed value; the remainder includes holdings (e.g. unmapped tickers, options, or other security types) not yet covered by our sector mapping.
Source and citation information
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Recent moves
View source Form 13F filing on SEC.govNew buy BND
Add FBND
+886.5% $9.2M
Trim NBIS
-0.9% -$8.5M
Trim JBND
-16.0% -$8.4M
Trim VCRB
-15.9% -$8.4M
Trim VCIT
-8.9% -$4.0M
Holdings Map
New buyAddUnchangedTrim
Top 10 holdings by weight
Full holdings list this quarter
| # | Ticker | Issuer | Asset Subclass | Weight | Weight Change | Shares Change | 4Q Trend |
|---|---|---|---|---|---|---|---|
| 1 | XLK | Ss Technology Select Sector | ETF-Tech | 7.66% | +0.20% | +0.14% | |
| 2 | NBIS | Nebius Group N.V. | Stock-Other | 7.10% | -1.30% | -0.92% | |
| 3 | JBND | Jpmorgan Active Bond ETF | ETF-Other | 5.19% | -1.29% | -15.99% | |
| 4 | VCRB | Vanguard Core Bond ETF | ETF-Other | 5.11% | -1.28% | -15.94% | |
| 5 | SCHX | Schwab US Large-cap ETF | ETF-Other | 4.29% | +0.06% | -0.33% | |
| 6 | VCIT | Vanguard Int-term Corporate | ETF-Corp Bonds | 3.82% | -0.61% | -8.87% | |
| 7 | SJNK | Ss Spdr Bb St Hi Yield ETF | ETF-Other | 3.58% | -0.24% | -3.18% | |
| 8 | SCHM | Schwab US Mid Cap ETF | ETF-Other | 3.56% | -0.21% | +2.51% | |
| 9 | SCHF | Schwab Intl Equity ETF | ETF-Other | 3.38% | +0.04% | +2.22% | |
| 10 | VCSH | Vanguard S/t CORP Bond ETF | ETF-Corp Bonds | 2.66% | -0.04% | +1.29% | |
| 11 | SCHA | Schwab US Small-cap ETF | ETF-Other | 1.92% | -0.20% | +0.59% | |
| 12 | FPEI | First Trust Institutional Pr | ETF-Other | 1.79% | -0.11% | -1.01% | |
| 13 | IYW | Ishares Ustechnology ETF | ETF-Tech | 1.78% | +0.07% | -1.11% | |
| 14 | NVDA | Nvidia CORP | Stock-Tech | 1.68% | +0.23% | +1.58% | |
| 15 | GS | Goldman Sachs Group Inc | Stock-Financials | 1.67% | -0.45% | -11.33% | |
| 16 | AAPL | Apple Inc | Stock-Tech | 1.59% | +0.21% | +0.51% | |
| 17 | FBND | Fidelity Total Bond ETF | ETF-Other | 1.56% | +1.39% | +886.47% | |
| 18 | JPM | Jpmorgan Chase & Co | Stock-Financials | 1.51% | -0.01% | -1.86% | |
| 19 | XLF | Ss Financial Select Sector | ETF-Other | 1.48% | +0.03% | +2.76% | |
| 20 | BND | Vanguard Total Bond Market | ETF-Other | 1.44% | +1.44% | NEW | |
| 21 | XLV | Ss Health Care Select Sector | ETF-Other | 1.30% | +0.10% | +2.33% | |
| 22 | GOOGL | Alphabet Inc-cl A | Stock-Comm Services | 1.29% | -0.03% | +1.35% | |
| 23 | MSFT | Microsoft CORP | Stock-Tech | 1.23% | +0.36% | +3.58% | |
| 24 | XLI | Ss Industrial Select Sector | ETF-Other | 1.22% | -0.09% | +3.55% | |
| 25 | XLC | Ss Comm Select Sector Spdr | ETF-Other | 1.13% | +0.06% | +2.49% | |
| 26 | FNDE | Schwab Fndmntl Em Mrk Eq ETF | ETF-Other | 1.08% | +0.09% | +3.51% | |
| 27 | GOOG | Alphabet Inc-cl C | Stock-Comm Services | 1.06% | -0.05% | -0.70% | |
| 28 | JNJ | Johnson & Johnson | Stock-Healthcare | 0.93% | +0.05% | +1.55% | |
| 29 | DE | Deere & Co | Stock-Industrials | 0.88% | +0.04% | -0.57% | |
| 30 | AMZN | Amazon.com Inc | Stock-Consumer Disc | 0.82% | +0.08% | +6.18% | |
| 31 | NBIL | Granite 2x Long Nbil ETF | ETF-Other | 0.74% | +0.56% | +781.53% | |
| 32 | SPY | Ss Spdr S&p 500 ETF Trust-us | ETF-Large Cap & Growth | 0.73% | +0.01% | — | |
| 33 | GE | General Electric | Stock-Industrials | 0.70% | -0.31% | -16.61% | |
| 34 | SCHI | Schwab 5-10 Year Corporate B | ETF-Corp Bonds | 0.69% | +0.38% | +136.34% | |
| 35 | MRK | Merck & Co. Inc. | Stock-Healthcare | 0.61% | +0.08% | +1.15% | |
| 36 | RTX | Rtx CORP | Stock-Industrials | 0.59% | -0.01% | -0.38% | |
| 37 | MLPX | Global X Mlp & Energy Infras | ETF-Other | 0.52% | -0.04% | -1.33% | |
| 38 | META | Meta Platforms Inc-class A | Stock-Comm Services | 0.52% | +0.11% | -0.29% | |
| 39 | GD | General Dynamics CORP | Stock-Industrials | 0.51% | -0.04% | -0.85% | |
| 40 | EMR | Emerson Electric Co | Stock-Industrials | 0.51% | +0.03% | -2.00% | |
| 41 | LLY | Eli Lilly & Co | Stock-Healthcare | 0.49% | -0.02% | -1.03% | |
| 42 | SHYG | Ishares 0-5 Yr Hy CORP Bond | ETF-Corp Bonds | 0.47% | +0.03% | +9.33% | |
| 43 | XSW | Ss Spdr S&p Soft & Serv ETF | ETF-Other | 0.47% | +0.09% | +10.13% | |
| 44 | XLE | Ss Energy Select Sector | ETF-Other | 0.47% | +0.07% | +1.09% | |
| 45 | XLP | Ss Consumer Staples Sel Sect | ETF-Other | 0.44% | +0.01% | +5.08% | |
| 46 | IVV | Ishares Core S&p 500 ETF | ETF-Large Cap & Growth | 0.42% | +0.02% | +2.84% | |
| 47 | VXUS | Vanguard Total Intl Stock | ETF-Other | 0.42% | +0.08% | +23.82% | |
| 48 | MRSH | Marsh & Mclennan Cos | Stock-Financials | 0.40% | — | -0.61% | |
| 49 | DY | Dycom Industries Inc | Stock-Industrials | 0.39% | +0.39% | NEW | |
| 50 | GEV | GE Vernova Inc | Stock-Industrials | 0.39% | -0.10% | -0.33% |
1–50 of 183
Portfolio Performance
Performance for Q4 2026
+0.5%
Performance Last 4 Quarters
+14%
- Stdev
- +9.9%
- Beta
- +0.73
- Alpha
- +1.2%
- Max Drawdown
- -4.6%
- Annualized Perf
- +18.7%
- Batting Avg vs S&P
- +30.6%
- Sortino
- +4.02
- Stutzer
- +0.53
- Treynor
- +0.24
- Sterling
- +1.36
- Calmar
- +4.03
- Information Ratio
- -0.89
- Tracking Error
- +5.4%
- Stdev Down
- +4.4%
- Winning Months %
- +69.4%
- Losing Months %
- +30.6%
- Best 12 Months
- +31%
- Worst 12 Months
- +6%
- Efficiency Ratio
- +0.71
- Sharpe
- +1.78
- Stdev Sectors
- +8.3%
- Skewness
- +0.07
- Kurtosis
- -0.2
- Upside Potential
- +5.58
Reported value over time
Sector allocation
Sector allocation over time
Quarterly history
| Period | Holdings | Total value | Stability | Top holdings | |
|---|---|---|---|---|---|
| 2026 Q3 | 183 | $659.9M | 16 | ||
| 2026 Q2 | 180 | $658.8M | 21 | ||
| 2026 Q1 | 175 | $566.5M | 10 | ||
| 2025 Q4 | 182 | $564.6M | 13 | ||
| 2025 Q3 | 174 | $552.0M | 41 | ||
| 2025 Q2 | 176 | $508.3M | 0 | ||
| 2025 Q1 | 168 | $461.5M | 0 | ||
| 2024 Q4 | 170 | $476.4M | 0 | ||
| 2024 Q3 | 169 | $488.1M | 0 | ||
| 2024 Q2 | 155 | $447.1M | 0 | ||
| 2024 Q1 | 154 | $434.2M | 0 | ||
| 2023 Q4 | 149 | $401.9M | 0 | ||
| 2023 Q3 | 160 | $356.1M | 0 | ||
| 2023 Q2 | 149 | $359.1M | 0 | ||
| 2023 Q1 | 149 | $330.8M | 0 | ||
| 2022 Q4 | 149 | $330.8M | 0 | ||
| 2022 Q3 | 145 | $303.6M | 0 | ||
| 2022 Q2 | 154 | $322.6M | 0 | ||
| 2022 Q1 | 165 | $368.9M | 0 | ||
| 2021 Q4 | 172 | $373.8M | 0 | ||
| 2021 Q3 | 168 | $360.7M | 0 |
Holding changes this quarter
Essex LLC's most significant position changes for 2026-09-30: New buy: Vanguard Total Bond Market (BND); New buy: Dycom Industries Inc (DY); New buy: ; New buy: Vanguard Core Tax-ex Bond (VCRM); Sold out: Exxon Mobil CORP (XOM).
| # | Ticker | Issuer | Weight Change | Shares Change | Action |
|---|---|---|---|---|---|
| 1 | BND | Vanguard Total Bond Market | +1.4% | NEW | New buy |
| 2 | FBND | Fidelity Total Bond ETF | +1.4% | +886.47% | Add |
| 3 | NBIL | Granite 2x Long Nbil ETF | +0.6% | +781.53% | Add |
| 4 | DY | Dycom Industries Inc | +0.4% | NEW | New buy |
| 5 | SCHI | Schwab 5-10 Year Corporate B | +0.4% | +136.34% | Add |
| 6 | MSFT | Microsoft CORP | +0.4% | +3.58% | Add |
| 7 | ✓ | +0.3% | NEW | New buy | |
| 8 | VCRM | Vanguard Core Tax-ex Bond | +0.3% | NEW | New buy |
| 9 | NVDA | Nvidia CORP | +0.2% | +1.58% | Add |
| 10 | AAPL | Apple Inc | +0.2% | +0.51% | Add |
| 11 | XLK | Ss Technology Select Sector | +0.2% | +0.14% | Add |
| 12 | META | Meta Platforms Inc-class A | +0.1% | -0.29% | Trim |
| 13 | CAT | Caterpillar Inc | +0.1% | NEW | New buy |
| 14 | XLV | Ss Health Care Select Sector | +0.1% | +2.33% | Add |
| 15 | BSV | Vanguard Short-term Bond ETF | +0.1% | NEW | New buy |
| 16 | XSW | Ss Spdr S&p Soft & Serv ETF | +0.1% | +10.13% | Add |
| 17 | FNDE | Schwab Fndmntl Em Mrk Eq ETF | +0.1% | +3.51% | Add |
| 18 | XNCR | Xencor Inc | +0.1% | -13.82% | Trim |
| 19 | AMZN | Amazon.com Inc | +0.1% | +6.18% | Add |
| 20 | VXUS | Vanguard Total Intl Stock | +0.1% | +23.82% | Add |
| 21 | MRK | Merck & Co. Inc. | +0.1% | +1.15% | Add |
| 22 | XLE | Ss Energy Select Sector | +0.1% | +1.09% | Add |
| 23 | IYW | Ishares Ustechnology ETF | +0.1% | -1.11% | Trim |
| 24 | SCHX | Schwab US Large-cap ETF | +0.1% | -0.33% | Trim |
| 25 | XLC | Ss Comm Select Sector Spdr | +0.1% | +2.49% | Add |
| 26 | SCHJ | Schwab 1-5 Yr CORP Bnd ETF | +0.1% | +24.54% | Add |
| 27 | WELL | Welltower Inc | +0.1% | NEW | New buy |
| 28 | MU | Micron Technology Inc | +0.1% | +89.24% | Add |
| 29 | PFE | Pfizer Inc | +0.1% | +5.00% | Add |
| 30 | JNJ | Johnson & Johnson | +0.1% | +1.55% | Add |
| 31 | VUSB | Vanguard Ultra Short Bond Et | +0.1% | NEW | New buy |
| 32 | SCHF | Schwab Intl Equity ETF | 0% | +2.22% | Add |
| 33 | DE | Deere & Co | 0% | -0.57% | Trim |
| 34 | ANET | Arista Networks Inc | 0% | -3.18% | Trim |
| 35 | CRWD | Crowdstrike Holdings Inc - A | 0% | +278.87% | Add |
| 36 | CB | Chubb Limited | 0% | NEW | New buy |
| 37 | JPST | Jpmorgan Ultra-short Income | 0% | +17.43% | Add |
| 38 | XLF | Ss Financial Select Sector | 0% | +2.76% | Add |
| 39 | COF | Capital One Financial CORP | 0% | NEW | New buy |
| 40 | TEM | Tempus Ai Inc-cl A | 0% | NEW | New buy |
| 41 | DOCU | Docusign Inc | 0% | NEW | New buy |
| 42 | SPIB | Ss Spdr P Int C CORP ETF | 0% | NEW | New buy |
| 43 | OKTA | Okta Inc | 0% | NEW | New buy |
| 44 | EMR | Emerson Electric Co | 0% | -2.00% | Trim |
| 45 | SHYG | Ishares 0-5 Yr Hy CORP Bond | 0% | +9.33% | Add |
| 46 | AMD | Advanced Micro Devices | 0% | +5.49% | Add |
| 47 | CRM | Salesforce Inc | 0% | — | Unchanged |
| 48 | IVV | Ishares Core S&p 500 ETF | 0% | +2.84% | Add |
| 49 | SHOP | Shopify Inc - Class A | 0% | -1.59% | Trim |
| 50 | VRSN | Verisign Inc | 0% | -1.96% | Trim |
1–50 of 195
* This report is exclusively curated by the AlphaSMO team. AlphaSMO is the web's most authoritative 13F / Inside Trader database, delivering precise insider trading and institutional holdings insights.
Filing History
FAQ
What is Essex LLC and what type of investor is it?
Essex LLC is an investment manager that files SEC Form 13F quarterly, disclosing its U.S. public equity holdings to regulators. As of the most recent reporting period (2026-09-30), the firm manages a tracked equity portfolio valued at approximately $659.9M, spread across 183 disclosed positions.
What are Essex LLC's largest equity positions?
Based on the latest 13F filing, Essex LLC's top holdings by market value are:
1. Ss Technology Select Sector (XLK) — $50.6M (7.7%)
2. Nebius Group N.V. (NBIS) — $46.8M (7.1%)
3. Jpmorgan Active Bond ETF (JBND) — $34.3M (5.2%)
4. Vanguard Core Bond ETF (VCRB) — $33.8M (5.1%)
5. Schwab US Large-cap ETF (SCHX) — $28.3M (4.3%)
What changes did Essex LLC make in its most recent portfolio filing?
In the latest reported quarter, Essex LLC made 166 notable position adjustments: 15 new positions were initiated, 56 existing holdings were added to, 83 positions were partially reduced, and 12 were completely exited. The largest of these moves: New buy: Vanguard Total Bond Market (BND); New buy: Dycom Industries Inc (DY); New buy: ; New buy: Vanguard Core Tax-ex Bond (VCRM); Sold out: Exxon Mobil CORP (XOM)
What sectors does Essex LLC focus on?
Essex LLC is concentrated in the following sectors based on its current disclosed equity portfolio:
• Information Technology: 27.1%
• Industrials: 19.0%
• Financials: 16.1%
• Communication Services: 12.0%
• Health Care: 11.3%
• Consumer Discretionary: 4.9%
Investment Profile
Essex LLC returned an annualized 18.7% over the trailing 36 months — outperforming the S&P 500 by 1.2 points — based on a reconstructed track record of its disclosed 13F positions, with a beta of 0.73 (less volatile than the market) and a 31% quarterly batting average against the index.
Its portfolio is broadly diversified and long-term-holding.
Its turnover score has fallen from 41 to 16 over the past 4 quarters — a shift toward longer holding periods.
It has added to its XLK position over the past two quarters (+$16.0M, now $50.6M), while trimming RTX over the same stretch (-$881.3K, still holding $3.9M).
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Developer Access
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REST API
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