EB
Essex Bank 13F Holdings & Position Changes (Q3 2026)
Essex BankCIK: 0001752212
Diversified strategyMomentum followerQuality / disciplined sizing
Total reported value
$502.5M
Reporting period: 2026-09-30 · Number of holdings: 574
Essex Bank disclosed 574 holdings in its latest 13F filing for the period ending 2026-09-30, with total reported value of $502.5M and a quarterly turnover rate of 18.1%.
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Personality snowflake
- Concentration
- 7.62
- Portfolio Stability
- 18.07
- Momentum
- 100
- Sector conviction
- 49.59
- Diversification
- 100
- Sizing Uniformity
- 77.47
Essex Bank's disclosed holdings carry a Herfindahl concentration index of 0.019 — mathematically equivalent to about 52 equally-sized positions, well below its 574 actual disclosed holdings. That gap points to a strategy built around a small core of high-conviction bets rather than broad diversification.
Position sizes vary widely across the portfolio (a coefficient of variation of 2.25), with a handful of outsized bets alongside many smaller positions.
No strong tilt toward either adding to existing winners or initiating outsized new positions was observed in the latest reported quarter.
Sector classification currently covers about 68% of this portfolio's disclosed value; the remainder includes holdings (e.g. unmapped tickers, options, or other security types) not yet covered by our sector mapping.
Source and citation information
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Recent moves
View source Form 13F filing on SEC.govNew buy 30233Q108
Add CVX
+0.3% $5.2M
Add MSFT
+1.2% $4.1M
Add AAPL
-0.3% $4.6M
Trim LLY
-0.9% -$551.2K
Trim CAT
-1.1% -$1.2M
Holdings Map
New buyAddUnchangedTrim
Top 10 holdings by weight
Full holdings list this quarter
Showing top 200 holdings (of 574 total)
| # | Ticker | Issuer | Asset Subclass | Weight | Weight Change | Shares Change | 4Q Trend |
|---|---|---|---|---|---|---|---|
| 1 | AAPL | Apple Inc | Stock-Tech | 7.06% | +0.38% | -0.27% | |
| 2 | ✓ | Stock-Other | 5.45% | +5.45% | NEW | ||
| 3 | CVX | Chevron CORP | Stock-Energy | 5.40% | +0.65% | +0.26% | |
| 4 | JNJ | Johnson & Johnson | Stock-Healthcare | 3.57% | -0.15% | +0.02% | |
| 5 | MSFT | Microsoft CORP | Stock-Tech | 2.86% | +0.62% | +1.23% | |
| 6 | BRK-A | Berkshire Hathaway Inc-cl A | Stock-Other | 2.38% | -0.21% | — | |
| 7 | LLY | Eli Lilly & Co | Stock-Healthcare | 2.36% | -0.33% | -0.94% | |
| 8 | ADP | Automatic Data Processing | Stock-Tech | 2.19% | +0.12% | -0.17% | |
| 9 | GOOG | Alphabet Inc-cl C | Stock-Comm Services | 1.96% | -0.27% | -1.17% | |
| 10 | JPM | Jpmorgan Chase & Co | Stock-Financials | 1.84% | -0.10% | +2.12% | |
| 11 | GOOGL | Alphabet Inc-cl A | Stock-Comm Services | 1.82% | -0.15% | +4.39% | |
| 12 | AMZN | Amazon.com Inc | Stock-Consumer Disc | 1.75% | +0.02% | +5.05% | |
| 13 | NVDA | Nvidia CORP | Stock-Tech | 1.63% | +0.08% | +0.19% | |
| 14 | AVGO | Broadcom Inc | Stock-Tech | 1.63% | -0.29% | -1.06% | |
| 15 | VOO | Vanguard S&p 500 ETF | ETF-Large Cap & Growth | 1.36% | -0.07% | +1.36% | |
| 16 | IVV | Ishares Core S&p 500 ETF | ETF-Large Cap & Growth | 1.25% | -0.08% | -0.70% | |
| 17 | SPY | Ss Spdr S&p 500 ETF Trust-us | ETF-Large Cap & Growth | 1.24% | +0.06% | +12.06% | |
| 18 | V | Visa Inc-class A Shares | Stock-Financials | 0.99% | -0.06% | -2.05% | |
| 19 | BRK-B | Berkshire Hathaway Inc-cl B | Stock-Other | 0.99% | -0.12% | -2.19% | |
| 20 | TGT | Target CORP | Stock-Consumer Disc | 0.97% | +0.09% | — | |
| 21 | WMT | Walmart Inc | Stock-Consumer Staples | 0.92% | -0.17% | -0.10% | |
| 22 | RTX | Rtx CORP | Stock-Industrials | 0.88% | -0.11% | -0.55% | |
| 23 | QQQ | Invesco Qqq Trust Series 1 | ETF-Tech | 0.87% | -0.09% | -2.13% | |
| 24 | PG | Procter & Gamble Co/the | Stock-Consumer Staples | 0.86% | -0.10% | -2.10% | |
| 25 | VEA | Vanguard Ftse Developed ETF | ETF-Other | 0.85% | -0.09% | -0.08% | |
| 26 | MRK | Merck & Co. Inc. | Stock-Healthcare | 0.82% | +0.04% | +0.58% | |
| 27 | META | Meta Platforms Inc-class A | Stock-Comm Services | 0.73% | +0.11% | +0.20% | |
| 28 | DE | Deere & Co | Stock-Industrials | 0.71% | -0.02% | -0.02% | |
| 29 | CAT | Caterpillar Inc | Stock-Industrials | 0.71% | -0.31% | -1.10% | |
| 30 | ABBV | Abbvie Inc | Stock-Healthcare | 0.71% | -0.03% | -0.45% | |
| 31 | JPST | Jpmorgan Ultra-short Income | ETF-Other | 0.71% | +0.25% | +66.89% | |
| 32 | PANW | Palo Alto Networks Inc | Stock-Tech | 0.67% | +0.04% | -0.01% | |
| 33 | HD | Home Depot Inc | Stock-Consumer Disc | 0.67% | -0.26% | -2.36% | |
| 34 | CSCO | Cisco Systems Inc | Stock-Tech | 0.66% | -0.17% | -6.07% | |
| 35 | ITOT | Ishares Core S&p Total U.s. | ETF-Other | 0.64% | -0.05% | — | |
| 36 | VO | Vanguard Mid-cap ETF | ETF-Other | 0.58% | -0.07% | -0.64% | |
| 37 | AMD | Advanced Micro Devices | Stock-Tech | 0.57% | -0.03% | -1.45% | |
| 38 | IWM | Ishares Russell 2000 ETF | ETF-Small Cap | 0.51% | -0.10% | -2.40% | |
| 39 | TT | Trane Technologies plc | Stock-Industrials | 0.49% | -0.09% | +0.26% | |
| 40 | VTI | Vanguard Total Stock Mkt ETF | ETF-Other | 0.48% | -0.04% | -0.73% | |
| 41 | VOOG | Vanguard S&p 500 Growth ETF | ETF-Large Cap & Growth | 0.46% | -0.04% | -3.65% | |
| 42 | VYM | Vanguard High Dvd Yield ETF | ETF-Other | 0.46% | -0.06% | -3.08% | |
| 43 | VB | Vanguard Small-cap ETF | ETF-Other | 0.46% | -0.07% | — | |
| 44 | VGIT | Vanguard Intermediate-term T | ETF-Other | 0.45% | -0.05% | — | |
| 45 | IVW | Ishares S&p 500 Growth ETF | ETF-Large Cap & Growth | 0.44% | -0.03% | -3.48% | |
| 46 | CMI | Cummins Inc | Stock-Industrials | 0.43% | -0.23% | -1.97% | |
| 47 | SCHW | Schwab (charles) CORP | Stock-Financials | 0.42% | -0.01% | — | |
| 48 | ASML | ASML Holding N.V. | Stock-Tech | 0.42% | -0.09% | -1.69% | |
| 49 | IWF | Ishares Russell 1000 Growth | ETF-Other | 0.41% | -0.04% | -1.77% | |
| 50 | UNP | Union Pacific CORP | Stock-Industrials | 0.39% | -0.04% | -0.33% |
1–50 of 200
Portfolio Performance
Performance for Q4 2026
+2.7%
Performance Last 4 Quarters
+18.5%
- Stdev
- +9.2%
- Beta
- +0.67
- Alpha
- +4.2%
- Max Drawdown
- -6.9%
- Annualized Perf
- +20.4%
- Batting Avg vs S&P
- +33.3%
- Sortino
- +4.25
- Stutzer
- +0.59
- Treynor
- +0.29
- Sterling
- +1.41
- Calmar
- +2.97
- Information Ratio
- -0.55
- Tracking Error
- +5.7%
- Stdev Down
- +4.5%
- Winning Months %
- +77.8%
- Losing Months %
- +22.2%
- Best 12 Months
- +29.2%
- Worst 12 Months
- +7.1%
- Efficiency Ratio
- +0.76
- Sharpe
- +2.09
- Stdev Sectors
- +8.2%
- Skewness
- -0.54
- Kurtosis
- -0.21
- Upside Potential
- +5.73
Reported value over time
Sector allocation
Sector allocation over time
Quarterly history
| Period | Holdings | Total value | Stability | Top holdings | |
|---|---|---|---|---|---|
| 2026 Q3 | 574 | $502.5M | 18 | ||
| 2026 Q2 | 574 | $462.5M | 24 | ||
| 2026 Q1 | 553 | $452.0M | 16 | ||
| 2025 Q4 | 572 | $461.4M | 11 | ||
| 2025 Q3 | 566 | $444.0M | 20 | ||
| 2025 Q2 | 573 | $419.6M | 0 | ||
| 2025 Q1 | 545 | $406.9M | 100 | ||
| 2024 Q4 | 551 | $404.0M | 0 | ||
| 2024 Q3 | 520 | $400.7M | 0 | ||
| 2024 Q2 | 495 | $371.5M | 0 | ||
| 2024 Q1 | 500 | $344.1M | 0 | ||
| 2023 Q4 | 499 | $343.8M | 0 | ||
| 2023 Q3 | 440 | $296.3M | 0 | ||
| 2023 Q2 | 433 | $299.5M | 0 | ||
| 2023 Q1 | 422 | $286.3M | 0 | ||
| 2022 Q4 | 411 | $284.3M | 0 | ||
| 2022 Q3 | 390 | $251.7M | 0 | ||
| 2022 Q2 | 396 | $261.7M | 0 | ||
| 2022 Q1 | 411 | $302.4M | 0 | ||
| 2021 Q4 | 410 | $295.0M | 0 | ||
| 2021 Q3 | 386 | $275.0M | 0 | ||
| 2021 Q2 | 388 | $258.7M | 94 | ||
| 2021 Q1 | 367 | $228.3M | 9 | ||
| 2020 Q4 | 363 | $224.0M | 16 | ||
| 2020 Q3 | 334 | $204.1M | 23 | ||
| 2020 Q2 | 320 | $168.3M | 24 | ||
| 2020 Q1 | 278 | $140.3M | 36 | ||
| 2019 Q4 | 333 | $196.1M | 13 | ||
| 2019 Q3 | 334 | $189.0M | 49 | ||
| 2019 Q2 | 1184 | $284.3M | 54 | ||
| 2019 Q1 | 662 | $176.0M | 16 | ||
| 2018 Q4 | 673 | $159.6M | 0 |
Holding changes this quarter
Essex Bank's most significant position changes for 2026-09-30: New buy: ; Sold out: Ishares Core 1-5 Year Usd Bo (ISTB); New buy: Vanguard Total Intl Stock (VXUS); Sold out: Ishares S&p Small-cap 600 Gr (IJT); Sold out: Ingersoll-rand Inc (IR).
Showing top 200 changes by size (of 337 total)
| # | Ticker | Issuer | Weight Change | Shares Change | Action |
|---|---|---|---|---|---|
| 1 | ✓ | +5.5% | NEW | New buy | |
| 2 | CVX | Chevron CORP | +0.7% | +0.26% | Add |
| 3 | MSFT | Microsoft CORP | +0.6% | +1.23% | Add |
| 4 | AAPL | Apple Inc | +0.4% | -0.27% | Trim |
| 5 | JPST | Jpmorgan Ultra-short Income | +0.3% | +66.89% | Add |
| 6 | AGG | Ishares Core U.s. Aggregate | +0.2% | +427.12% | Add |
| 7 | VXUS | Vanguard Total Intl Stock | +0.2% | NEW | New buy |
| 8 | ADP | Automatic Data Processing | +0.1% | -0.17% | Trim |
| 9 | META | Meta Platforms Inc-class A | +0.1% | +0.20% | Add |
| 10 | TGT | Target CORP | +0.1% | — | Unchanged |
| 11 | VWO | Vanguard Ftse Emerging Marke | +0.1% | +66.73% | Add |
| 12 | NVDA | Nvidia CORP | +0.1% | +0.19% | Add |
| 13 | CRM | Salesforce Inc | +0.1% | +20.06% | Add |
| 14 | SPY | Ss Spdr S&p 500 ETF Trust-us | +0.1% | +12.06% | Add |
| 15 | PSX | Phillips 66 | +0.1% | -4.53% | Trim |
| 16 | VEU | Vanguard Ftse All-world Ex-u | +0.1% | NEW | New buy |
| 17 | INCY | Incyte CORP | +0.1% | NEW | New buy |
| 18 | VLO | Valero Energy CORP | +0.1% | — | Unchanged |
| 19 | ✓ | +0.1% | NEW | New buy | |
| 20 | SHOP | Shopify Inc - Class A | +0.1% | NEW | New buy |
| 21 | MPC | Marathon Petroleum CORP | +0.1% | NEW | New buy |
| 22 | GDX | Vaneck Gold Miners ETF | +0.1% | NEW | New buy |
| 23 | SKYY | First Trust Cloud Computing | +0.1% | NEW | New buy |
| 24 | AEM | Agnico Eagle Mines LTD | +0.1% | NEW | New buy |
| 25 | ILMN | Illumina Inc | +0.1% | NEW | New buy |
| 26 | VONG | Vanguard Russell 1000 Growth | +0.1% | NEW | New buy |
| 27 | MRK | Merck & Co. Inc. | 0% | +0.58% | Add |
| 28 | PANW | Palo Alto Networks Inc | 0% | -0.01% | Trim |
| 29 | ACN | Accenture plc | 0% | +0.36% | Add |
| 30 | PLTR | Palantir Technologies Inc-a | 0% | +10.60% | Add |
| 31 | IEF | Ishares 7-10 Year Treasury B | 0% | NEW | New buy |
| 32 | XAGG | Ev Income Opportunities ETF | 0% | NEW | New buy |
| 33 | MCK | Mckesson CORP | 0% | NEW | New buy |
| 34 | REGN | Regeneron Pharmaceuticals | 0% | NEW | New buy |
| 35 | SPTS | Ss Spdr P St Term Tsy ETF | 0% | NEW | New buy |
| 36 | WELL | Welltower Inc | 0% | NEW | New buy |
| 37 | NEM | Newmont CORP | 0% | NEW | New buy |
| 38 | TMO | Thermo Fisher Scientific Inc | 0% | -2.77% | Trim |
| 39 | AMZN | Amazon.com Inc | 0% | +5.05% | Add |
| 40 | COP | Conocophillips | 0% | -0.32% | Trim |
| 41 | ANET | Arista Networks Inc | 0% | -0.35% | Trim |
| 42 | AMGN | Amgen Inc | 0% | +1.98% | Add |
| 43 | FCX | Freeport-mcmoran Inc | 0% | +5.41% | Add |
| 44 | NOC | Northrop Grumman CORP | 0% | +36.92% | Add |
| 45 | NOW | Servicenow Inc | 0% | -3.62% | Trim |
| 46 | COR | Cencora Inc | 0% | +36.33% | Add |
| 47 | COST | Costco Wholesale CORP | 0% | +13.28% | Add |
| 48 | DHR | Danaher CORP | 0% | +0.26% | Add |
| 49 | IWD | Ishares Russell 1000 Value E | 0% | +13.02% | Add |
| 50 | VGT | Vanguard Info Tech ETF | 0% | +10.86% | Add |
1–50 of 200
Filing History
FAQ
What is Essex Bank and what type of investor is it?
Essex Bank is an investment manager that files SEC Form 13F quarterly, disclosing its U.S. public equity holdings to regulators. As of the most recent reporting period (2026-09-30), the firm manages a tracked equity portfolio valued at approximately $502.5M, spread across 574 disclosed positions.
What are Essex Bank's largest equity positions?
Based on the latest 13F filing, Essex Bank's top holdings by market value are:
1. Apple Inc (AAPL) — $35.5M (7.1%)
2. — $27.4M (5.5%)
3. Chevron CORP (CVX) — $27.1M (5.4%)
4. Johnson & Johnson (JNJ) — $18.0M (3.6%)
5. Microsoft CORP (MSFT) — $14.4M (2.9%)
What changes did Essex Bank make in its most recent portfolio filing?
In the latest reported quarter, Essex Bank made 171 notable position adjustments: 19 new positions were initiated, 47 existing holdings were added to, 86 positions were partially reduced, and 19 were completely exited. The largest of these moves: New buy: ; Sold out: Ishares Core 1-5 Year Usd Bo (ISTB); New buy: Vanguard Total Intl Stock (VXUS); Sold out: Ishares S&p Small-cap 600 Gr (IJT); Sold out: Ingersoll-rand Inc (IR)
What sectors does Essex Bank focus on?
Essex Bank is concentrated in the following sectors based on its current disclosed equity portfolio:
• Information Technology: 31.1%
• Health Care: 15.0%
• Industrials: 11.1%
• Financials: 10.3%
• Energy: 9.7%
• Communication Services: 7.5%
* This report is exclusively curated by the AlphaSMO team. AlphaSMO is the web's most authoritative 13F / Inside Trader database, delivering precise insider trading and institutional holdings insights.
Investment Profile
Essex Bank returned an annualized 20.4% over the trailing 36 months — outperforming the S&P 500 by 4.2 points — based on a reconstructed track record of its disclosed 13F positions, with a beta of 0.67 (less volatile than the market) and a 33% quarterly batting average against the index.
Its portfolio is broadly diversified and long-term-holding, with 31.1% of the portfolio concentrated in Information Technology.
It has added to its AAPL position over the past two quarters (+$8.2M, now $35.5M), while trimming WMT over the same stretch (-$919.6K, still holding $4.6M).
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Developer Access
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REST API
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