EF
Englebert Financial Advisers, LLC SEC 13F Holdings (Q3 2026) — Top Position: VANGUARD 0-3M T-BILL ETF
Englebert Financial Advisers, LLCCIK: 0002097035
Diversified strategyMomentum followerSector-focused
Total reported value
$101.1M
Reporting period: 2026-09-30 · Number of holdings: 62
Englebert Financial Advisers, LLC disclosed 62 holdings in its latest 13F filing for the period ending 2026-09-30, with total reported value of $101.1M and a quarterly turnover rate of 29.8%.
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Personality snowflake
- Concentration
- 21.7
- Portfolio Stability
- 29.78
- Momentum
- 100
- Sector conviction
- 85.07
- Diversification
- 100
- Sizing Uniformity
- 84.86
Englebert Financial Advisers, LLC's disclosed holdings carry a Herfindahl concentration index of 0.054 — mathematically equivalent to about 18 equally-sized positions, well below its 62 actual disclosed holdings. That gap points to a strategy built around a small core of high-conviction bets rather than broad diversification.
Position sizes vary widely across the portfolio (a coefficient of variation of 1.51), with a handful of outsized bets alongside many smaller positions.
Recent activity leans toward adding more aggressively to already-large existing positions than to newly initiated ones (a 2.3 percentage-point tilt) — a pattern consistent with a momentum-following approach.
Sector classification currently covers about 22% of this portfolio's disclosed value; the remainder includes holdings (e.g. unmapped tickers, options, or other security types) not yet covered by our sector mapping.
Source and citation information
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Recent moves
View source Form 13F filing on SEC.govNew buy FMTM
Trim VOO
-31.2% -$1.3M
New buy VTI
Add JSI
+16.0% $1.2M
New buy HPE
Sold out INTC
Holdings Map
New buyAddUnchangedTrim
Top 10 holdings by weight
Full holdings list this quarter
Showing top 60 holdings (of 62 total)
| # | Ticker | Issuer | Asset Subclass | Weight | Weight Change | Shares Change | 4Q Trend |
|---|---|---|---|---|---|---|---|
| 1 | VBIL | Vanguard 0-3m T-bill ETF | ETF-Other | 10.59% | -0.55% | -5.41% | |
| 2 | JSI | Jh Securitized Income ETF | ETF-Other | 10.02% | +1.20% | +15.98% | |
| 3 | JMBS | Janus Henderson Mortg Backed | ETF-Other | 9.55% | -0.51% | +0.56% | |
| 4 | JAAA | Janus Henderson Aaa Clo ETF | ETF-Other | 7.91% | +0.05% | +0.20% | |
| 5 | MGMT | Ballast Small/mid Cap ETF | ETF-Other | 7.83% | -0.61% | -2.96% | |
| 6 | VCRB | Vanguard Core Bond ETF | ETF-Other | 7.27% | -0.10% | +2.94% | |
| 7 | VOO | Vanguard S&p 500 ETF | ETF-Large Cap & Growth | 2.92% | -1.22% | -31.18% | |
| 8 | VYMI | Vanguard Int High Dvd Yld In | ETF-Other | 2.69% | +0.13% | +1.78% | |
| 9 | AVGO | Broadcom Inc | Stock-Tech | 2.25% | +0.37% | +22.13% | |
| 10 | JBBB | Janus Henderson B-bbb Clo Et | ETF-Other | 1.98% | +0.13% | +6.37% | |
| 11 | VTV | Vanguard Value ETF | ETF-Other | 1.82% | +0.03% | +2.34% | |
| 12 | FMTM | Mrktdsk Foc US Mmntm ETF | ETF-Other | 1.78% | +1.78% | NEW | |
| 13 | AAPL | Apple Inc | Stock-Tech | 1.56% | -0.07% | -13.63% | |
| 14 | JNJ | Johnson & Johnson | Stock-Healthcare | 1.41% | +0.04% | -1.66% | |
| 15 | EDV | Vanguard Extended Dur Treas | ETF-Other | 1.37% | -0.14% | +5.96% | |
| 16 | XSMO | Invesco S&p Smallcap Momentu | ETF-Other | 1.37% | -0.13% | +4.39% | |
| 17 | MSFT | Microsoft CORP | Stock-Tech | 1.36% | +0.34% | -3.21% | |
| 18 | DKNG | Draftkings Inc-cl A | Stock-Consumer Disc | 1.28% | -0.40% | +1.33% | |
| 19 | VTI | Vanguard Total Stock Mkt ETF | ETF-Other | 1.21% | +1.21% | NEW | |
| 20 | VEU | Vanguard Ftse All-world Ex-u | ETF-Other | 1.18% | -0.06% | -4.15% | |
| 21 | HPE | Hewlett Packard Enterprise | Stock-Tech | 1.13% | +1.13% | NEW | |
| 22 | APD | Air Products & Chemicals Inc | Stock-Materials | 1.12% | -0.05% | +0.42% | |
| 23 | CGBL | Cap Group Core Balanced | ETF-Other | 1.04% | -0.26% | -17.59% | |
| 24 | GH | Guardant Health Inc | Stock-Healthcare | 0.97% | +0.97% | NEW | |
| 25 | ROIV | Roivant Sciences Ltd. | Stock-Healthcare | 0.94% | +0.94% | NEW | |
| 26 | RVMD | Revolution Medicines Inc | Stock-Healthcare | 0.90% | +0.90% | NEW | |
| 27 | LLY | Eli Lilly & Co | Stock-Healthcare | 0.87% | +0.87% | NEW | |
| 28 | VSDB | Vanguard Short Dur Bond ETF | ETF-Other | 0.86% | -0.03% | -1.71% | |
| 29 | TEAM | Atlassian Corp-cl A | Stock-Tech | 0.85% | +0.85% | NEW | |
| 30 | CORT | Corcept Therapeutics Inc | Stock-Healthcare | 0.84% | +0.84% | NEW | |
| 31 | ATI | Ati Inc | Stock-Industrials | 0.84% | +0.84% | NEW | |
| 32 | FXL | First Trust Technology Alpha | ETF-Tech | 0.76% | +0.03% | +1.20% | |
| 33 | FTXH | First Trust Nasdaq Pharmaceu | ETF-Tech | 0.74% | +0.74% | NEW | |
| 34 | AJG | Arthur J Gallagher & Co | Stock-Financials | 0.74% | -0.12% | -13.63% | |
| 35 | FBT | First Trust Nyse Arca Biotec | ETF-Other | 0.74% | +0.01% | -7.50% | |
| 36 | FTXR | First Trust Nasdaq Transport | ETF-Tech | 0.72% | +0.02% | +14.31% | |
| 37 | FROG | JFrog Ltd. | Stock-Tech | 0.62% | -0.85% | -60.44% | |
| 38 | HWM | Howmet Aerospace Inc | Stock-Industrials | 0.62% | +0.07% | +32.81% | |
| 39 | FTXN | First Trust Nasdaq Oil & Gas | ETF-Tech | 0.61% | +0.61% | NEW | |
| 40 | ABBV | Abbvie Inc | Stock-Healthcare | 0.56% | -0.01% | -5.63% | |
| 41 | MDT | Medtronic plc | Stock-Healthcare | 0.56% | -0.05% | -18.03% | |
| 42 | VTEB | Vanguard Tax-exempt Bond ETF | ETF-Other | 0.53% | -0.19% | -22.19% | |
| 43 | UNH | Unitedhealth Group Inc | Stock-Healthcare | 0.51% | -0.13% | -10.87% | |
| 44 | JPM | Jpmorgan Chase & Co | Stock-Financials | 0.44% | -0.02% | -6.99% | |
| 45 | VKTX | Viking Therapeutics Inc | Stock-Healthcare | 0.36% | -0.09% | -4.03% | |
| 46 | RDIV | Invesco S&p Ultra Dividend | ETF-Other | 0.34% | -0.11% | -23.14% | |
| 47 | FTXO | First Trust Nasdaq Bank ETF | ETF-Tech | 0.29% | -0.11% | -24.61% | |
| 48 | PPL | Ppl CORP | Stock-Utilities | 0.29% | -0.02% | — | |
| 49 | MRK | Merck & Co. Inc. | Stock-Healthcare | 0.28% | -0.02% | -17.53% | |
| 50 | IWD | Ishares Russell 1000 Value E | ETF-Other | 0.28% | +0.01% | -0.09% |
1–50 of 60
Portfolio Performance
Performance for Q4 2026
-0.3%
Performance Last 4 Quarters
+3.2%
- Stdev
- +7.4%
- Beta
- +0.38
- Alpha
- -2.1%
- Max Drawdown
- -1.9%
- Annualized Perf
- +4.8%
- Batting Avg vs S&P
- +25%
- Sortino
- +1.18
- Stutzer
- +0.21
- Treynor
- +0.13
- Sterling
- —
- Calmar
- +2.5
- Information Ratio
- -1.25
- Tracking Error
- +10.8%
- Stdev Down
- +4.2%
- Winning Months %
- +62.5%
- Losing Months %
- +37.5%
- Best 12 Months
- —
- Worst 12 Months
- —
- Efficiency Ratio
- +0.22
- Sharpe
- +0.67
- Stdev Sectors
- +13.8%
- Skewness
- -0.15
- Kurtosis
- -1.29
- Upside Potential
- +3.16
Reported value over time
Sector allocation
Sector allocation over time
Quarterly history
💡
Data Source Notice: AlphaSMO is the web's most authoritative 13F / Inside Trader database. Institutional holdings and insider trades presented here are precisely computed to deliver accurate portfolio reporting.
Holding changes this quarter
Englebert Financial Advisers, LLC's most significant position changes for 2026-09-30: New buy: Mrktdsk Foc US Mmntm ETF (FMTM); New buy: Vanguard Total Stock Mkt ETF (VTI); New buy: Hewlett Packard Enterprise (HPE); Sold out: Intel CORP (INTC); New buy: Guardant Health Inc (GH).
| # | Ticker | Issuer | Weight Change | Shares Change | Action |
|---|---|---|---|---|---|
| 1 | FMTM | Mrktdsk Foc US Mmntm ETF | +1.8% | NEW | New buy |
| 2 | VTI | Vanguard Total Stock Mkt ETF | +1.2% | NEW | New buy |
| 3 | JSI | Jh Securitized Income ETF | +1.2% | +15.98% | Add |
| 4 | HPE | Hewlett Packard Enterprise | +1.1% | NEW | New buy |
| 5 | GH | Guardant Health Inc | +1% | NEW | New buy |
| 6 | ROIV | Roivant Sciences Ltd. | +0.9% | NEW | New buy |
| 7 | RVMD | Revolution Medicines Inc | +0.9% | NEW | New buy |
| 8 | LLY | Eli Lilly & Co | +0.9% | NEW | New buy |
| 9 | TEAM | Atlassian Corp-cl A | +0.9% | NEW | New buy |
| 10 | CORT | Corcept Therapeutics Inc | +0.8% | NEW | New buy |
| 11 | ATI | Ati Inc | +0.8% | NEW | New buy |
| 12 | FTXH | First Trust Nasdaq Pharmaceu | +0.7% | NEW | New buy |
| 13 | FTXN | First Trust Nasdaq Oil & Gas | +0.6% | NEW | New buy |
| 14 | AVGO | Broadcom Inc | +0.4% | +22.13% | Add |
| 15 | MSFT | Microsoft CORP | +0.3% | -3.21% | Trim |
| 16 | ✓ | +0.3% | NEW | New buy | |
| 17 | VLO | Valero Energy CORP | +0.2% | NEW | New buy |
| 18 | AMGN | Amgen Inc | +0.2% | NEW | New buy |
| 19 | VYMI | Vanguard Int High Dvd Yld In | +0.1% | +1.78% | Add |
| 20 | JBBB | Janus Henderson B-bbb Clo Et | +0.1% | +6.37% | Add |
| 21 | HWM | Howmet Aerospace Inc | +0.1% | +32.81% | Add |
| 22 | JAAA | Janus Henderson Aaa Clo ETF | +0.1% | +0.20% | Add |
| 23 | JNJ | Johnson & Johnson | 0% | -1.66% | Trim |
| 24 | VTV | Vanguard Value ETF | 0% | +2.34% | Add |
| 25 | FXL | First Trust Technology Alpha | 0% | +1.20% | Add |
| 26 | FTXR | First Trust Nasdaq Transport | 0% | +14.31% | Add |
| 27 | FBT | First Trust Nyse Arca Biotec | 0% | -7.50% | Trim |
| 28 | VRTX | Vertex Pharmaceuticals Inc | 0% | — | Unchanged |
| 29 | IWD | Ishares Russell 1000 Value E | 0% | -0.09% | Trim |
| 30 | GOOGL | Alphabet Inc-cl A | 0% | +4.27% | Add |
| 31 | HGER | Harbor Commodity All Weather | 0% | -16.61% | Trim |
| 32 | NRP | Natural Resource Partners LP | 0% | -15.54% | Trim |
| 33 | CSX | Csx CORP | 0% | -2.84% | Trim |
| 34 | ABBV | Abbvie Inc | 0% | -5.63% | Trim |
| 35 | VYM | Vanguard High Dvd Yield ETF | 0% | -0.45% | Trim |
| 36 | PPL | Ppl CORP | 0% | — | Unchanged |
| 37 | JPM | Jpmorgan Chase & Co | 0% | -6.99% | Trim |
| 38 | MRK | Merck & Co. Inc. | 0% | -17.53% | Trim |
| 39 | VSDB | Vanguard Short Dur Bond ETF | 0% | -1.71% | Trim |
| 40 | XMMO | Invesco S&p Midcap Momentum | 0% | -2.49% | Trim |
| 41 | MDT | Medtronic plc | -0.1% | -18.03% | Trim |
| 42 | APD | Air Products & Chemicals Inc | -0.1% | +0.42% | Add |
| 43 | VEU | Vanguard Ftse All-world Ex-u | -0.1% | -4.15% | Trim |
| 44 | AAPL | Apple Inc | -0.1% | -13.63% | Trim |
| 45 | VKTX | Viking Therapeutics Inc | -0.1% | -4.03% | Trim |
| 46 | VCRB | Vanguard Core Bond ETF | -0.1% | +2.94% | Add |
| 47 | FTXO | First Trust Nasdaq Bank ETF | -0.1% | -24.61% | Trim |
| 48 | RDIV | Invesco S&p Ultra Dividend | -0.1% | -23.14% | Trim |
| 49 | AJG | Arthur J Gallagher & Co | -0.1% | -13.63% | Trim |
| 50 | UNH | Unitedhealth Group Inc | -0.1% | -10.87% | Trim |
1–50 of 78
Filing History
FAQ
What is Englebert Financial Advisers, LLC and what type of investor is it?
Englebert Financial Advisers, LLC is an investment manager that files SEC Form 13F quarterly, disclosing its U.S. public equity holdings to regulators. As of the most recent reporting period (2026-09-30), the firm manages a tracked equity portfolio valued at approximately $101.1M, spread across 62 disclosed positions.
What are Englebert Financial Advisers, LLC's largest equity positions?
Based on the latest 13F filing, Englebert Financial Advisers, LLC's top holdings by market value are:
1. Vanguard 0-3m T-bill ETF (VBIL) — $10.7M (10.6%)
2. Jh Securitized Income ETF (JSI) — $10.1M (10.0%)
3. Janus Henderson Mortg Backed (JMBS) — $9.6M (9.6%)
4. Janus Henderson Aaa Clo ETF (JAAA) — $8.0M (7.9%)
5. Ballast Small/mid Cap ETF (MGMT) — $7.9M (7.8%)
What changes did Englebert Financial Advisers, LLC make in its most recent portfolio filing?
In the latest reported quarter, Englebert Financial Advisers, LLC made 76 notable position adjustments: 15 new positions were initiated, 16 existing holdings were added to, 27 positions were partially reduced, and 18 were completely exited. The largest of these moves: New buy: Mrktdsk Foc US Mmntm ETF (FMTM); New buy: Vanguard Total Stock Mkt ETF (VTI); New buy: Hewlett Packard Enterprise (HPE); Sold out: Intel CORP (INTC); New buy: Guardant Health Inc (GH)
What sectors does Englebert Financial Advisers, LLC focus on?
Englebert Financial Advisers, LLC is concentrated in the following sectors based on its current disclosed equity portfolio:
• Health Care: 38.5%
• Information Technology: 34.8%
• Industrials: 7.5%
• Consumer Discretionary: 5.7%
• Financials: 5.3%
• Materials: 5.0%
Investment Profile
Englebert Financial Advisers, LLC returned an annualized 4.8% over the trailing 8 months — underperforming the S&P 500 by 2.1 points — based on a reconstructed track record of its disclosed 13F positions, with a beta of 0.38 (less volatile than the market) and a 25% quarterly batting average against the index.
Its portfolio is broadly diversified and moderately active, with 38.5% of the portfolio concentrated in Health Care.
Its turnover score has risen from 0 to 30 over the past 3 quarters — a shift toward more active trading.
It has added to its JSI position over the past two quarters (+$2.0M, now $10.1M), while trimming FTXO over the same stretch (-$666.2K, still holding $290.1K).
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