13F GuideFiling Basics
What is SEC Form 13F? Ultimate Guide to Institutional Equity Filings
Learn how SEC Form 13F filings work, the $100M threshold, 45-day reporting lag, and how to track top hedge fund holdings.
AlphaSMO Research GuideRead Guide
CIK: 0001510434
Total reported value
$6.9B
$6.9B
559 檔
11.4%
The Q2 2024 SEC filing reveals that Empirical Financial Services, LLC d.b.a. Empirical Wealth Management held a total portfolio value of $6.9B, covering 559 public equity positions.
During Q2 2024, Empirical Financial Services, LLC d.b.a. Empirical Wealth Management's portfolio maintained high stability with no major positional turnover, reflecting a continuous long-term holding approach.
Showing top 200 holdings (of 559 total)
| # | Ticker | Issuer | Asset Subclass | Weight | Weight Change | Shares Change | 4Q Trend |
|---|---|---|---|---|---|---|---|
| 1 | NVDA | Nvidia CORP | Stock-Tech | 4.92% | -0.05% | +436.27% | |
| 2 | MTUM | Ishares Msci USA Momentum Fa | ETF-Other | 4.79% | +0.68% | +1.09% | |
| 3 | VTIP | Vanguard Short-term Tips | ETF-Other | 4.74% | -0.45% | +3.19% | |
| 4 | VCSH | Vanguard S/t CORP Bond ETF | ETF-Corp Bonds | 4.64% | -0.43% | +1.11% | |
| 5 | QUAL | Ishares Msci USA Quality Fac | ETF-Other | 4.06% | -0.11% | +3.04% | |
| 6 | IQLT | Ishares Msci International Q | ETF-Other | 2.99% | +0.24% | +2.53% | |
| 7 | AAPL | Apple Inc | Stock-Tech | 2.99% | -0.07% | -0.51% | |
| 8 | VCIT | Vanguard Int-term Corporate | ETF-Corp Bonds | 2.73% | -0.24% | +1.32% | |
| 9 | DFUV | Dimensional US Marketwide Va | ETF-Other | 2.61% | +0.01% | +4.89% | |
| 10 | IEMG | Ishares Core Msci Emerging | ETF-Emerging Markets | 2.59% | +0.06% | -0.12% | |
| 11 | MSFT | Microsoft CORP | Stock-Tech | 2.56% | -0.16% | +7.80% | |
| 12 | EFV | Ishares Msci Eafe Value ETF | ETF-Other | 2.50% | -0.20% | +3.45% | |
| 13 | SJNK | Ss Spdr Bb St Hi Yield ETF | ETF-Other | 1.91% | -0.16% | -0.27% | |
| 14 | DFIV | Dimensional International Va | ETF-Other | 1.89% | -0.18% | -0.70% | |
| 15 | VGSH | Vanguard Short-term Treasury | ETF-Gov Bonds | 1.51% | -0.13% | +3.13% | |
| 16 | SPY | Ss Spdr S&p 500 ETF Trust-us | ETF-Large Cap & Growth | 1.49% | +0.05% | -0.39% | |
| 17 | VNQ | Vanguard Real Estate ETF | ETF-Other | 1.46% | -0.02% | -4.84% | |
| 18 | VTV | Vanguard Value ETF | ETF-Other | 1.38% | -0.08% | -3.53% | |
| 19 | DFAT | Dimensional US Target Value | ETF-Other | 1.29% | -0.05% | -1.89% | |
| 20 | META | Meta Platforms Inc-class A | Stock-Comm Services | 1.23% | -0.15% | +161.97% | |
| 21 | VEA | Vanguard Ftse Developed ETF | ETF-Other | 1.07% | -0.06% | -0.91% | |
| 22 | AVDV | Avantis Intl S/c Value ETF | ETF-Other | 0.97% | -0.09% | +0.13% | |
| 23 | AMZN | Amazon.com Inc | Stock-Consumer Disc | 0.90% | +0.04% | -0.89% | |
| 24 | COST | Costco Wholesale CORP | Stock-Consumer Staples | 0.82% | -0.05% | +1.88% | |
| 25 | VSS | Vanguard Ftse All Wo X-us Sc | ETF-Other | 0.77% | -0.06% | -0.17% | |
| 26 | DFAC | Dimensional US Core Equity 2 | ETF-Other | 0.71% | -0.02% | -5.12% | |
| 27 | ESGD | Ishares Trust Ishares Esg Aw | ETF-Other | 0.71% | -0.05% | -4.04% | |
| 28 | VBR | Vanguard Small-cap Value ETF | ETF-Other | 0.63% | -0.02% | -0.57% | |
| 29 | SCHC | Schwab Intl Small-cap Equity | ETF-Other | 0.57% | -0.02% | +2.80% | |
| 30 | AVUV | Avantis US Small Cap Value | ETF-Small Cap | 0.57% | +0.02% | +15.72% | |
| 31 | FPE | Ft-preferred Secur & Inc ETF | ETF-Other | 0.55% | -0.04% | +1.29% | |
| 32 | STIP | Ishares 0-5 Year Tips Bond E | ETF-Other | 0.55% | -0.05% | -3.19% | |
| 33 | ACGL | Arch Capital Group Ltd. | Stock-Financials | 0.54% | -0.01% | -2.83% | |
| 34 | DFAS | Dimensional US Small Cap ETF | ETF-Small Cap | 0.54% | -0.01% | +0.64% | |
| 35 | GOOG | Alphabet Inc-cl C | Stock-Comm Services | 0.52% | +0.10% | +7.46% | |
| 36 | VNQI | Vanguard Glbl Ex-us Real Est | ETF-Other | 0.50% | -0.02% | -1.38% | |
| 37 | NVR | Nvr Inc | Stock-Consumer Disc | 0.50% | -0.01% | +0.36% | |
| 38 | DELL | Dell Technologies -c | Stock-Tech | 0.47% | +0.28% | +23.25% | |
| 39 | VTI | Vanguard Total Stock Mkt ETF | ETF-Other | 0.46% | +0.04% | -4.98% | |
| 40 | OZ | Belpointe Prep Llc- Class A | Stock-Other | 0.45% | -0.07% | -3.14% | |
| 41 | SCHX | Schwab US Large-cap ETF | ETF-Other | 0.44% | -0.02% | +0.31% | |
| 42 | MCK | Mckesson CORP | Stock-Healthcare | 0.43% | -0.04% | +10.56% | |
| 43 | TSLA | Tesla Inc | Stock-Consumer Disc | 0.43% | +0.02% | +18.83% | |
| 44 | FEM | First Trust Emerging Markets | ETF-Emerging Markets | 0.42% | -0.02% | -3.47% | |
| 45 | ADBE | Adobe Inc | Stock-Tech | 0.42% | -0.08% | -1.17% | |
| 46 | SCHF | Schwab Intl Equity ETF | ETF-Other | 0.42% | +0.02% | +9.51% | |
| 47 | NULV | Nuveen Esg Large-cap Val ETF | ETF-Other | 0.41% | -0.03% | -3.47% | |
| 48 | GOOGL | Alphabet Inc-cl A | Stock-Comm Services | 0.41% | +0.05% | -3.36% | |
| 49 | SCHE | Schwab Emrg Mrkts Eqty ETF | ETF-Other | 0.41% | -0.03% | +6.27% | |
| 50 | HPQ | Hp Inc | Stock-Tech | 0.41% | — | +3.40% |
According to official SEC Form 13F filings, Empirical Financial Services, LLC d.b.a. Empirical Wealth Management reported a total U.S. public equity portfolio value of $6.9B across 559 disclosed positions in Q2 2024.
Expert Analysis & Guides for Tracking Wall Street Smart Money Movements
Learn how SEC Form 13F filings work, the $100M threshold, 45-day reporting lag, and how to track top hedge fund holdings.
In terms of portfolio concentration, the top 5 core holdings (including NVDA, MTUM, VTIP) accounted for 11.4% of total reported equity market value during Q2 2024.
During Q2 2024, Empirical Financial Services, LLC d.b.a. Empirical Wealth Management's top holdings by market value included NVDA (4.9%)、MTUM (4.8%)、VTIP (4.7%). The largest single position, NVDA, represented 4.9% of total portfolio value.
In Q2 2024, Empirical Financial Services, LLC d.b.a. Empirical Wealth Management made 0 total portfolio adjustments, initiating 0 new buys, adding to 0 positions, trimming 0 holdings, and fully liquidating 0 stocks.
All holding records on this page are fetched directly from the U.S. Securities and Exchange Commission (SEC) EDGAR system (Form 13F-HR). AlphaSMO parses CUSIP identifiers and formats data into Schema.org-compliant datasets.
Understand SEC Form 4 insider disclosures for corporate officers, directors, and 10% owners to track executive transactions.
Understand Rule 144 restricted stock sale notices to spot planned insider liquidations before market sell pressure arrives.
Explore the 5% beneficial ownership threshold, 13D vs 13G filing differences, and recent SEC accelerated deadline rules.
Best practices for analyzing 13F quarterly changes without getting misled by stock splits, options, or market valuation drift.
Learn how AlphaSMO's flagship signal detects high-conviction stocks where 13F hedge funds and corporate insiders buy at the same time.