EF
Empire Financial Management Company, LLC Institutional Portfolio & 13F Holdings (Q2 2026)
Empire Financial Management Company, LLCCIK: 0001971875
Diversified strategyMomentum followerQuality / disciplined sizing
Total reported value
$252.5M
Reporting period: 2026-06-30 · Number of holdings: 139
Empire Financial Management Company, LLC disclosed 139 holdings in its latest 13F filing for the period ending 2026-06-30, with total reported value of $252.5M and a quarterly turnover rate of 69.8%.
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Personality snowflake
- Concentration
- 6.68
- Portfolio Stability
- 69.84
- Momentum
- 100
- Sector conviction
- 42.89
- Diversification
- 100
- Sizing Uniformity
- 88.46
Empire Financial Management Company, LLC's disclosed holdings carry a Herfindahl concentration index of 0.017 — mathematically equivalent to about 60 equally-sized positions, well below its 139 actual disclosed holdings. That gap points to a strategy built around a small core of high-conviction bets rather than broad diversification.
Position sizes are fairly uniform across the portfolio (a coefficient of variation of 1.15), suggesting a disciplined, rules-based approach to how much capital goes into each idea.
No strong tilt toward either adding to existing winners or initiating outsized new positions was observed in the latest reported quarter.
Sector classification currently covers about 56% of this portfolio's disclosed value; the remainder includes holdings (e.g. unmapped tickers, options, or other security types) not yet covered by our sector mapping.
Source and citation information
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Recent moves
View source Form 13F filing on SEC.govAdd DSTL
+0.8% $642.4K
Trim LLY
-98.5% -$11.2M
Sold out HON
Trim AMZN
-88.9% -$10.6M
Sold out BA
Trim AAPL
-74.6% -$9.9M
Holdings Map
New buyAddUnchangedTrim
Top 10 holdings by weight
Full holdings list this quarter
| # | Ticker | Issuer | Asset Subclass | Weight | Weight Change | Shares Change | 4Q Trend |
|---|---|---|---|---|---|---|---|
| 1 | DSTL | Distillate US Fundamental St | ETF-Other | 6.14% | +2.78% | +0.81% | |
| 2 | JPM | Jpmorgan Chase & Co | Stock-Financials | 3.48% | +0.87% | -31.63% | |
| 3 | DBMF | Imgp Dbi Managed Futures Str | ETF-Other | 2.62% | +1.16% | +1.05% | |
| 4 | AVDV | Avantis Intl S/c Value ETF | ETF-Other | 2.56% | +1.20% | +3.94% | |
| 5 | FDIV | Marketdsk Focused US Dvd ETF | ETF-Other | 2.56% | +1.19% | +2.92% | |
| 6 | ABBV | Abbvie Inc | Stock-Healthcare | 2.51% | +1.06% | -14.41% | |
| 7 | GOOGL | Alphabet Inc-cl A | Stock-Comm Services | 2.48% | +0.82% | -31.29% | |
| 8 | QDPL | Pacer Met US Lrg Cap Dvd 400 | ETF-Other | 2.32% | +1.16% | +1.98% | |
| 9 | HD | Home Depot Inc | Stock-Consumer Disc | 2.04% | +0.99% | +3.54% | |
| 10 | PHYS | Sprott Physical Gold Trust | Stock-Other | 2.00% | +0.67% | +1.34% | |
| 11 | AVGO | Broadcom Inc | Stock-Tech | 2.00% | +1.03% | -3.72% | |
| 12 | GCOW | Pacer Global Cash Cows Divid | ETF-Other | 1.93% | +0.76% | +0.86% | |
| 13 | HGER | Harbor Commodity All Weather | ETF-Commodities | 1.78% | +0.71% | +0.62% | |
| 14 | DSTX | Distillate International Fun | ETF-Other | 1.74% | +0.77% | +1.10% | |
| 15 | RTX | Rtx CORP | Stock-Industrials | 1.69% | -0.24% | -49.14% | |
| 16 | TRV | Travelers Cos Inc/the | Stock-Financials | 1.63% | +0.79% | -2.89% | |
| 17 | AAPL | Apple Inc | Stock-Tech | 1.60% | -1.55% | -74.59% | |
| 18 | JHSC | John Hancock Multi Small Cap | ETF-Small Cap | 1.57% | +0.78% | -0.40% | |
| 19 | AMD | Advanced Micro Devices | Stock-Tech | 1.56% | +0.63% | -66.40% | |
| 20 | NVDA | Nvidia CORP | Stock-Tech | 1.52% | +0.76% | -1.44% | |
| 21 | AMGN | Amgen Inc | Stock-Healthcare | 1.50% | +0.67% | +0.45% | |
| 22 | GS | Goldman Sachs Group Inc | Stock-Financials | 1.49% | +0.78% | -0.56% | |
| 23 | PANW | Palo Alto Networks Inc | Stock-Tech | 1.46% | +1.06% | -0.74% | |
| 24 | DUK | Duke Energy CORP | Stock-Utilities | 1.40% | +0.49% | -8.70% | |
| 25 | IBM | Intl Business Machines CORP | Stock-Tech | 1.35% | -0.07% | -53.36% | |
| 26 | MSFT | Microsoft CORP | Stock-Tech | 1.26% | -0.85% | -66.28% | |
| 27 | ET | Energy Transfer LP | Stock-Energy | 1.24% | -0.33% | -54.77% | |
| 28 | VTI | Vanguard Total Stock Mkt ETF | ETF-Other | 1.23% | +0.69% | +12.91% | |
| 29 | NSC | Norfolk Southern CORP | Stock-Industrials | 1.20% | +0.58% | +0.05% | |
| 30 | HSY | Hershey Co/the | Stock-Consumer Staples | 1.13% | +0.35% | -1.94% | |
| 31 | CVX | Chevron CORP | Stock-Energy | 1.13% | — | -29.10% | |
| 32 | QCOM | Qualcomm Inc | Stock-Tech | 1.10% | +0.62% | -8.25% | |
| 33 | CB | Chubb Limited | Stock-Financials | 1.10% | +0.14% | -37.33% | |
| 34 | PG | Procter & Gamble Co/the | Stock-Consumer Staples | 1.08% | +0.37% | -14.12% | |
| 35 | HAL | Halliburton Co | Stock-Energy | 1.02% | +0.31% | -5.64% | |
| 36 | NVS | Novartis Ag-sponsored Adr | Stock-Healthcare | 1.00% | +0.45% | +0.68% | |
| 37 | NOC | Northrop Grumman CORP | Stock-Industrials | 0.94% | +0.79% | +368.50% | |
| 38 | YORW | York Water Co | Stock-Other | 0.88% | +0.88% | NEW | |
| 39 | BRK-B | Berkshire Hathaway Inc-cl B | Stock-Other | 0.88% | +0.40% | -0.81% | |
| 40 | J | Jacobs Solutions Inc | Stock-Industrials | 0.85% | +0.39% | +6.23% | |
| 41 | AZO | Autozone Inc | Stock-Consumer Disc | 0.82% | +0.36% | +6.75% | |
| 42 | EMR | Emerson Electric Co | Stock-Industrials | 0.79% | +0.38% | +0.12% | |
| 43 | COP | Conocophillips | Stock-Energy | 0.75% | -0.07% | -33.77% | |
| 44 | ORCL | Oracle CORP | Stock-Tech | 0.75% | +0.35% | +7.26% | |
| 45 | NFLX | Netflix Inc | Stock-Comm Services | 0.74% | +0.23% | +10.81% | |
| 46 | EQR | Equity Residential | Stock-Real Estate | 0.70% | +0.70% | NEW | |
| 47 | DFEM | Dimensional Emrg Mrkt Core | ETF-Other | 0.70% | +0.37% | +1.65% | |
| 48 | PAYX | Paychex Inc | Stock-Tech | 0.68% | +0.32% | +1.50% | |
| 49 | WRB | Wr Berkley CORP | Stock-Financials | 0.67% | +0.32% | +1.54% | |
| 50 | GOAU | US Glb Gld & Metal Mnrs ETF | ETF-Other | 0.66% | +0.21% | +0.26% |
1–50 of 139
Portfolio Performance
Performance for Q3 2026
+5.1%
Performance Last 4 Quarters
+17.7%
- Stdev
- +10.3%
- Beta
- +0.73
- Alpha
- +2.2%
- Max Drawdown
- -6%
- Annualized Perf
- +17.5%
- Batting Avg vs S&P
- +44.4%
- Sortino
- +2.99
- Stutzer
- +0.46
- Treynor
- +0.23
- Sterling
- +1.19
- Calmar
- +2.93
- Information Ratio
- -0.59
- Tracking Error
- +5.5%
- Stdev Down
- +5.6%
- Winning Months %
- +72.2%
- Losing Months %
- +27.8%
- Best 12 Months
- +30.2%
- Worst 12 Months
- +7.7%
- Efficiency Ratio
- +0.61
- Sharpe
- +1.63
- Stdev Sectors
- +6.9%
- Skewness
- -0.61
- Kurtosis
- -0.21
- Upside Potential
- +4.5
Reported value over time
Sector allocation
Sector allocation over time
Quarterly history
| Period | Holdings | Total value | Stability | Top holdings | |
|---|---|---|---|---|---|
| 2026 Q2 | 139 | $252.5M | 70 | ||
| 2026 Q1 | 211 | $442.3M | 22 | ||
| 2025 Q4 | 210 | $460.2M | 19 | ||
| 2025 Q3 | 206 | $436.7M | 39 | ||
| 2025 Q2 | 196 | $346.6M | 0 | ||
| 2025 Q1 | 197 | $323.6M | 0 | ||
| 2024 Q4 | 196 | $320.6M | 0 | ||
| 2024 Q3 | 203 | $325.0M | 0 | ||
| 2024 Q2 | 199 | $302.3M | 0 | ||
| 2024 Q1 | 205 | $302.6M | 0 | ||
| 2023 Q4 | 190 | $255.5M | 0 | ||
| 2023 Q3 | 187 | $229.5M | 0 | ||
| 2023 Q2 | 191 | $251.1M | 0 | ||
| 2023 Q1 | 189 | $245.4M | 0 |
Holding changes this quarter
Empire Financial Management Company, LLC's most significant position changes for 2026-06-30: Sold out: Honeywell International Inc (HON); Sold out: Boeing Co/the (BA); Sold out: Vanda Pharmaceuticals Inc (VNDA); Sold out: Bank Of America CORP (BAC); Sold out: Merck & Co. Inc. (MRK).
Showing top 200 changes by size (of 225 total)
| # | Ticker | Issuer | Weight Change | Shares Change | Action |
|---|---|---|---|---|---|
| 1 | DSTL | Distillate US Fundamental St | +2.8% | +0.81% | Add |
| 2 | AVDV | Avantis Intl S/c Value ETF | +1.2% | +3.94% | Add |
| 3 | FDIV | Marketdsk Focused US Dvd ETF | +1.2% | +2.92% | Add |
| 4 | QDPL | Pacer Met US Lrg Cap Dvd 400 | +1.2% | +1.98% | Add |
| 5 | DBMF | Imgp Dbi Managed Futures Str | +1.2% | +1.05% | Add |
| 6 | PANW | Palo Alto Networks Inc | +1.1% | -0.74% | Trim |
| 7 | ABBV | Abbvie Inc | +1.1% | -14.41% | Trim |
| 8 | AVGO | Broadcom Inc | +1% | -3.72% | Trim |
| 9 | HD | Home Depot Inc | +1% | +3.54% | Add |
| 10 | YORW | York Water Co | +0.9% | NEW | New buy |
| 11 | JPM | Jpmorgan Chase & Co | +0.9% | -31.63% | Trim |
| 12 | GOOGL | Alphabet Inc-cl A | +0.8% | -31.29% | Trim |
| 13 | NOC | Northrop Grumman CORP | +0.8% | +368.50% | Add |
| 14 | TRV | Travelers Cos Inc/the | +0.8% | -2.89% | Trim |
| 15 | GS | Goldman Sachs Group Inc | +0.8% | -0.56% | Trim |
| 16 | JHSC | John Hancock Multi Small Cap | +0.8% | -0.40% | Trim |
| 17 | DSTX | Distillate International Fun | +0.8% | +1.10% | Add |
| 18 | NVDA | Nvidia CORP | +0.8% | -1.44% | Trim |
| 19 | GCOW | Pacer Global Cash Cows Divid | +0.8% | +0.86% | Add |
| 20 | HGER | Harbor Commodity All Weather | +0.7% | +0.62% | Add |
| 21 | EQR | Equity Residential | +0.7% | NEW | New buy |
| 22 | VTI | Vanguard Total Stock Mkt ETF | +0.7% | +12.91% | Add |
| 23 | PHYS | Sprott Physical Gold Trust | +0.7% | +1.34% | Add |
| 24 | AMGN | Amgen Inc | +0.7% | +0.45% | Add |
| 25 | AMD | Advanced Micro Devices | +0.6% | -66.40% | Trim |
| 26 | QCOM | Qualcomm Inc | +0.6% | -8.25% | Trim |
| 27 | NSC | Norfolk Southern CORP | +0.6% | +0.05% | Add |
| 28 | DUK | Duke Energy CORP | +0.5% | -8.70% | Trim |
| 29 | ✓ | +0.5% | NEW | New buy | |
| 30 | ✓ | +0.5% | NEW | New buy | |
| 31 | NVS | Novartis Ag-sponsored Adr | +0.5% | +0.68% | Add |
| 32 | HFND | Unltd Hfnd Mult St Ret Track | +0.4% | NEW | New buy |
| 33 | BRK-B | Berkshire Hathaway Inc-cl B | +0.4% | -0.81% | Trim |
| 34 | J | Jacobs Solutions Inc | +0.4% | +6.23% | Add |
| 35 | EMR | Emerson Electric Co | +0.4% | +0.12% | Add |
| 36 | PG | Procter & Gamble Co/the | +0.4% | -14.12% | Trim |
| 37 | DFEM | Dimensional Emrg Mrkt Core | +0.4% | +1.65% | Add |
| 38 | XLK | Ss Technology Select Sector | +0.4% | -1.04% | Trim |
| 39 | VG | Venture Global Inc-cl A | +0.4% | NEW | New buy |
| 40 | HSY | Hershey Co/the | +0.4% | -1.94% | Trim |
| 41 | ORCL | Oracle CORP | +0.4% | +7.26% | Add |
| 42 | PAYX | Paychex Inc | +0.3% | +1.50% | Add |
| 43 | WRB | Wr Berkley CORP | +0.3% | +1.54% | Add |
| 44 | HAL | Halliburton Co | +0.3% | -5.64% | Trim |
| 45 | IDEV | Ishares Core Msci Dev Mkts | +0.3% | +25.41% | Add |
| 46 | MS | Morgan Stanley | +0.3% | -0.45% | Trim |
| 47 | CMI | Cummins Inc | +0.3% | -6.16% | Trim |
| 48 | COWG | Pacer US Lrg Cap Cows Gr Ld | +0.3% | +0.76% | Add |
| 49 | BIP | Brookfield Infrastructure Partners L.P. | +0.3% | +1.25% | Add |
| 50 | AVRE | Avantis Real Estate ETF | +0.3% | +2.12% | Add |
1–50 of 200
💡
Data Source Notice: AlphaSMO is the web's most authoritative 13F / Inside Trader database. Institutional holdings and insider trades presented here are precisely computed to deliver accurate portfolio reporting.
Filing History
FAQ
What is Empire Financial Management Company, LLC and what type of investor is it?
Empire Financial Management Company, LLC is an investment manager that files SEC Form 13F quarterly, disclosing its U.S. public equity holdings to regulators. As of the most recent reporting period (2026-06-30), the firm manages a tracked equity portfolio valued at approximately $252.5M, spread across 139 disclosed positions.
What are Empire Financial Management Company, LLC's largest equity positions?
Based on the latest 13F filing, Empire Financial Management Company, LLC's top holdings by market value are:
1. Distillate US Fundamental St (DSTL) — $15.5M (6.1%)
2. Jpmorgan Chase & Co (JPM) — $8.8M (3.5%)
3. Imgp Dbi Managed Futures Str (DBMF) — $6.6M (2.6%)
4. Avantis Intl S/c Value ETF (AVDV) — $6.5M (2.6%)
5. Marketdsk Focused US Dvd ETF (FDIV) — $6.5M (2.6%)
What changes did Empire Financial Management Company, LLC make in its most recent portfolio filing?
In the latest reported quarter, Empire Financial Management Company, LLC made 194 notable position adjustments: 14 new positions were initiated, 39 existing holdings were added to, 55 positions were partially reduced, and 86 were completely exited. The largest of these moves: Sold out: Honeywell International Inc (HON); Sold out: Boeing Co/the (BA); Sold out: Vanda Pharmaceuticals Inc (VNDA); Sold out: Bank Of America CORP (BAC); Sold out: Merck & Co. Inc. (MRK)
What sectors does Empire Financial Management Company, LLC focus on?
Empire Financial Management Company, LLC is concentrated in the following sectors based on its current disclosed equity portfolio:
• Information Technology: 24.1%
• Financials: 18.2%
• Industrials: 13.3%
• Health Care: 12.0%
• Energy: 8.0%
• Consumer Discretionary: 6.9%
Investment Profile
Empire Financial Management Company, LLC returned an annualized 17.5% over the trailing 36 months — outperforming the S&P 500 by 2.2 points — based on a reconstructed track record of its disclosed 13F positions, with a beta of 0.73 (less volatile than the market) and a 44% quarterly batting average against the index.
Its portfolio is broadly diversified and fast-trading.
Its turnover score has risen from 0 to 70 over the past 4 quarters — a shift toward more active trading.
It has added to its NOC position over the past two quarters (+$1.8M, now $2.4M), while trimming AMZN over the same stretch (-$12.8M, still holding $1.5M).
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Total reported value
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Stale — no recent filing
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Portfolio Stability32.2
Sector conviction63.6
AUM within 0.1% of this institution
View detail
EM
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CIK 0001548882
Total reported value
$252.4M
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CA
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CIK 0001583672
Total reported value
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Portfolio Stability98.5
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Developer Access
Access Empire Financial Management Company, LLC's institutional profile programmatically:
REST API
curl https://alphasmo.com/api/v1/institutions/empire-financial-management-company-llcCLI
npx alphasmo institutions get empire-financial-management-company-llc