EM
Emancipation Management LLC Historical SEC 13F Holdings & Archive (Q4 2019)
Emancipation Management LLCCIK: 0001478861
High-turnover traderConcentrated strategySector-focused
Total reported value
$22.4M
Reporting period: 2019-12-31 · Number of holdings: 16
Emancipation Management LLC disclosed 16 holdings in its latest 13F filing for the period ending 2019-12-31, with total reported value of $22.4M and a quarterly turnover rate of 131.4%.
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Personality snowflake
- Concentration
- 100
- Portfolio Stability
- 100
- Momentum
- 0
- Sector conviction
- 100
- Diversification
- 28
- Sizing Uniformity
- 81.75
Emancipation Management LLC's disclosed holdings carry a Herfindahl concentration index of 0.292 — mathematically equivalent to about 3 equally-sized positions, well below its 16 actual disclosed holdings. That gap points to a strategy built around a small core of high-conviction bets rather than broad diversification.
Position sizes vary widely across the portfolio (a coefficient of variation of 1.83), with a handful of outsized bets alongside many smaller positions.
Recent activity leans toward initiating meaningfully larger new positions than it adds to existing ones (a 21.7 percentage-point tilt) — a pattern consistent with a more contrarian, new-idea-driven approach.
Sector classification currently covers about 2% of this portfolio's disclosed value; the remainder includes holdings (e.g. unmapped tickers, options, or other security types) not yet covered by our sector mapping.
Source and citation information
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Recent moves
View source Form 13F filing on SEC.govAdd SNCREUR
+136.5% $1.8M
Trim NRT
-85.7% -$1.2M
Add AVYAUSD
-5.1% $383.0K
Trim SYNC
-55.6% -$716.0K
Add GEENQ 2.75 02-15-35
0.0% $39.0K
Add NWYUSD
+239.3% $126.0K
Holdings Map
New buyAddUnchangedTrim
Top 10 holdings by weight
Full holdings list this quarter
Showing top 14 holdings (of 16 total)
| # | Ticker | Issuer | Asset Subclass | Weight | Weight Change | Shares Change | 4Q Trend |
|---|---|---|---|---|---|---|---|
| 1 | AIOT | Powerfleet Inc | Stock-Other | 50.04% | +50.04% | NEW | |
| 2 | SNCREUR | Synchronoss Technologies Inc | Stock-Other | 15.80% | +9.77% | +136.51% | |
| 3 | AVYAUSD | Avaya Holdings CORP | Stock-Other | 8.51% | +3.12% | -5.09% | |
| 4 | GEENQ 2.75 02-15-35Bond | Eeg Glider Inc | Bond | 6.16% | +1.42% | — | |
| 5 | GHM | Graham CORP | Stock-Other | 5.06% | -0.35% | -32.65% | |
| 6 | ✓ | Global Eagle Acquisition Cor | Stock-Other | 3.73% | -0.39% | +3.77% | |
| 7 | SYNC | Synacor Inc | Stock-Other | 2.98% | -1.92% | -55.59% | |
| 8 | IBM | Intl Business Machines CORP | Stock-Tech | 2.36% | +0.33% | — | |
| 9 | ✓ | B Riley Principal Merger Cor | Stock-Other | 1.41% | +0.34% | — | |
| 10 | ✓ | Rand Cap CORP | Stock-Other | 1.40% | +0.35% | -1.84% | |
| 11 | NWYUSD | Rtw Retailwinds Inc | Stock-Other | 1.13% | +0.68% | +239.25% | |
| 12 | NRT | North European Oil Rty Trust | Stock-Other | 0.88% | -4.12% | -85.69% | |
| 13 | ✓ | Avita Medical Ltd-spons Adr | Stock-Other | 0.41% | +0.41% | NEW | |
| 14 | ✓ | Stock-Other | 0.14% | +0.02% | — |
Reported value over time
Sector allocation
Sector allocation over time
Quarterly history
| Period | Holdings | Total value | Stability | Top holdings | |
|---|---|---|---|---|---|
| 2019 Q4 | 16 | $22.4M | 100 | ||
| 2019 Q3 | 25 | $28.2M | 35 | ||
| 2019 Q2 | 24 | $29.1M | 59 | ||
| 2019 Q1 | 34 | $38.6M | 56 | ||
| 2018 Q4 | 27 | $28.1M | 45 | ||
| 2018 Q3 | 29 | $40.0M | 37 | ||
| 2018 Q2 | 33 | $47.7M | 40 | ||
| 2018 Q1 | 32 | $56.6M | 70 | ||
| 2017 Q4 | 41 | $59.5M | 49 | ||
| 2017 Q3 | 41 | $69.8M | 46 | ||
| 2017 Q2 | 41 | $60.8M | 34 | ||
| 2017 Q1 | 41 | $67.1M | 37 | ||
| 2016 Q4 | 41 | $61.2M | 34 | ||
| 2016 Q3 | 41 | $64.9M | 38 | ||
| 2016 Q2 | 45 | $82.0M | 54 | ||
| 2016 Q1 | 47 | $76.4M | 63 | ||
| 2015 Q4 | 46 | $106.9M | 19 | ||
| 2015 Q3 | 45 | $107.0M | 89 | ||
| 2015 Q2 | 54 | $121.6M | 0 |
Holding changes this quarter
Emancipation Management LLC's most significant position changes for 2019-12-31: New buy: Powerfleet Inc (AIOT); Sold out: Id Systems Inc; Sold out: Navigator Holdings Ltd. (NVGS); Sold out: Vonage Holdings CORP (VG1EUR); Sold out: Forescout Technologies Inc (FSCTEUR).
| # | Ticker | Issuer | Weight Change | Shares Change | Action |
|---|---|---|---|---|---|
| 1 | SNCREUR | Synchronoss Technologies Inc | +9.8% | +136.51% | Add |
| 2 | AVYAUSD | Avaya Holdings CORP | +3.1% | -5.09% | Trim |
| 3 | GEENQ 2.75 02-15-35Bond | Eeg Glider Inc | +1.4% | — | Unchanged |
| 4 | NWYUSD | Rtw Retailwinds Inc | +0.7% | +239.25% | Add |
| 5 | ✓ | Rand Cap CORP | +0.4% | -1.84% | Trim |
| 6 | ✓ | B Riley Principal Merger Cor | +0.3% | — | Unchanged |
| 7 | IBM | Intl Business Machines CORP | +0.3% | — | Unchanged |
| 8 | ✓ | 0% | — | Unchanged | |
| 9 | GHM | Graham CORP | -0.4% | -32.65% | Trim |
| 10 | ✓ | Global Eagle Acquisition Cor | -0.4% | +3.77% | Add |
| 11 | SYNC | Synacor Inc | -1.9% | -55.59% | Trim |
| 12 | NRT | North European Oil Rty Trust | -4.1% | -85.69% | Trim |
| 13 | AIOT | Powerfleet Inc | — | NEW | New buy |
| 14 | ✓ | Id Systems Inc | — | EXIT | Sold out |
| 15 | NVGS | Navigator Holdings Ltd. | — | EXIT | Sold out |
| 16 | VG1EUR | Vonage Holdings CORP | — | EXIT | Sold out |
| 17 | FSCTEUR | Forescout Technologies Inc | — | EXIT | Sold out |
| 18 | ARLO | Arlo Technologies Inc | — | EXIT | Sold out |
| 19 | TZAEUR | Direxion Dly Sm Cap Bear 3x | — | EXIT | Sold out |
| 20 | MSFT | Microsoft CORP | — | EXIT | Sold out |
| 21 | QUMUEUR | Qumu CORP | — | EXIT | Sold out |
| 22 | HYREQ | Hyrecar Inc | — | EXIT | Sold out |
| 23 | ✓ | Avita Medical Ltd-spons Adr | — | NEW | New buy |
| 24 | ✓ | Gse Sys Inc | — | EXIT | Sold out |
Filing History
FAQ
What is Emancipation Management LLC and what type of investor is it?
Emancipation Management LLC is an investment manager that files SEC Form 13F quarterly, disclosing its U.S. public equity holdings to regulators. As of the most recent reporting period (2019-12-31), the firm manages a tracked equity portfolio valued at approximately $22.4M, spread across 16 disclosed positions.
What are Emancipation Management LLC's largest equity positions?
Based on the latest 13F filing, Emancipation Management LLC's top holdings by market value are:
1. Powerfleet Inc (AIOT) — $11.2M (50.0%)
2. Synchronoss Technologies Inc (SNCREUR) — $3.5M (15.8%)
3. Avaya Holdings CORP (AVYAUSD) — $1.9M (8.5%)
4. Eeg Glider Inc (GEENQ 2.75 02-15-35) — $1.4M (6.2%)
5. Graham CORP (GHM) — $1.1M (5.1%)
What changes did Emancipation Management LLC make in its most recent portfolio filing?
In the latest reported quarter, Emancipation Management LLC made 20 notable position adjustments: 2 new positions were initiated, 3 existing holdings were added to, 5 positions were partially reduced, and 10 were completely exited. The largest of these moves: New buy: Powerfleet Inc (AIOT); Sold out: Id Systems Inc; Sold out: Navigator Holdings Ltd. (NVGS); Sold out: Vonage Holdings CORP (VG1EUR); Sold out: Forescout Technologies Inc (FSCTEUR)
What sectors does Emancipation Management LLC focus on?
Emancipation Management LLC is concentrated in the following sectors based on its current disclosed equity portfolio:
• Information Technology: 100.0%
Investment Profile
Emancipation Management LLC's portfolio is concentrated and fast-trading, with 100.0% of the portfolio concentrated in Information Technology.
Its turnover score has risen from 45 to 100 over the past 4 quarters — a shift toward more active trading.
It has added to its SNCREUR position over the past two quarters (+$1.9M, now $3.5M), while trimming NRT over the same stretch (-$2.9M, still holding $196.0K).
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