DA
Dunvegan Associates, Inc. Historical SEC 13F Holdings & Archive (Q4 2015)
Dunvegan Associates, Inc.CIK: 0001344422
Diversified strategyMomentum followerSector-focused
Total reported value
$85.1M
Reporting period: 2015-12-31 · Number of holdings: 203
Dunvegan Associates, Inc. disclosed 203 holdings in its latest 13F filing for the period ending 2015-12-31, with total reported value of $85.1M and a quarterly turnover rate of 16.1%.
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Personality snowflake
- Concentration
- 15.64
- Portfolio Stability
- 16.11
- Momentum
- 100
- Sector conviction
- 93.93
- Diversification
- 100
- Sizing Uniformity
- 73.59
Dunvegan Associates, Inc.'s disclosed holdings carry a Herfindahl concentration index of 0.039 — mathematically equivalent to about 26 equally-sized positions, well below its 203 actual disclosed holdings. That gap points to a strategy built around a small core of high-conviction bets rather than broad diversification.
Position sizes vary widely across the portfolio (a coefficient of variation of 2.64), with a handful of outsized bets alongside many smaller positions.
No strong tilt toward either adding to existing winners or initiating outsized new positions was observed in the latest reported quarter.
Sector classification currently covers about 36% of this portfolio's disclosed value; the remainder includes holdings (e.g. unmapped tickers, options, or other security types) not yet covered by our sector mapping.
Source and citation information
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Recent moves
View source Form 13F filing on SEC.govTrim LNG
-3.6% -$1.3M
Trim ENB
-54.5% -$1.2M
Trim TCPA
-77.6% -$828.0K
Add MA
-1.9% $534.0K
Add EMR
+371.0% $785.0K
Add V
-1.3% $509.0K
Holdings Map
New buyAddUnchangedTrim
Top 10 holdings by weight
Full holdings list this quarter
Showing top 200 holdings (of 203 total)
| # | Ticker | Issuer | Asset Subclass | Weight | Weight Change | Shares Change | 4Q Trend |
|---|---|---|---|---|---|---|---|
| 1 | MA | Mastercard Inc - A | Stock-Financials | 11.21% | +0.94% | -1.95% | |
| 2 | MKC | Mccormick & Co-non Vtg Shrs | Stock-Consumer Staples | 7.96% | +0.67% | +1.70% | |
| 3 | V | Visa Inc-class A Shares | Stock-Financials | 6.63% | +0.78% | -1.28% | |
| 4 | LNG | Cheniere Energy Inc | Stock-Energy | 4.57% | -1.39% | -3.65% | |
| 5 | LLY | Eli Lilly & Co | Stock-Healthcare | 4.10% | — | -1.01% | |
| 6 | GLD | Spdr Gold Shares | ETF-Commodities | 4.05% | -0.20% | -2.52% | |
| 7 | XLP | Ss Consumer Staples Sel Sect | ETF-Other | 3.96% | +0.31% | -1.67% | |
| 8 | NVS | Novartis Ag-sponsored Adr | Stock-Healthcare | 3.70% | -0.17% | -0.91% | |
| 9 | ACN | Accenture plc | Stock-Tech | 3.19% | +0.22% | -2.09% | |
| 10 | ✓ | Allergan PLC | Stock-Other | 3.09% | +0.44% | -1.78% | |
| 11 | UPS | United Parcel Service-cl B | Stock-Industrials | 2.46% | -0.02% | -1.44% | |
| 12 | ✓ | Williams Partners, LP | Stock-Other | 2.39% | -0.36% | -3.48% | |
| 13 | IBB | Ishares Biotechnology ETF | ETF-Tech | 2.05% | +0.15% | -6.29% | |
| 14 | STZ | Constellation Brands Inc-a | Stock-Consumer Staples | 1.96% | +0.26% | -1.55% | |
| 15 | ✓ | Stock-Other | 1.80% | +0.25% | -2.09% | ||
| 16 | NVO | Novo-nordisk A/s-spons Adr | Stock-Healthcare | 1.72% | +0.13% | -2.13% | |
| 17 | MMM | 3m Co | Stock-Industrials | 1.67% | +0.11% | -2.38% | |
| 18 | EWY | Ishares Msci South Korea ETF | ETF-Other | 1.59% | -0.04% | -6.84% | |
| 19 | TIFEUR | Tiffany & Co | Stock-Other | 1.40% | -0.08% | -7.10% | |
| 20 | ✓ | CK Hutchison Holdings Ltd | Stock-Other | 1.40% | +0.08% | -1.45% | |
| 21 | UNP | Union Pacific CORP | Stock-Industrials | 1.36% | -0.27% | -8.54% | |
| 22 | TELFY | Telefonica Sa-spon Adr | Stock-Other | 1.35% | -0.15% | -4.50% | |
| 23 | EWI | iShares MSCI Italy ETF | ETF-Other | 1.32% | -0.02% | -0.48% | |
| 24 | TTMCHF | Tata Motors Ltd-spon Adr | Stock-Other | 1.26% | +1.26% | NEW | |
| 25 | EMR | Emerson Electric Co | Stock-Industrials | 1.15% | +0.93% | +371.02% | |
| 26 | DVN | Devon Energy CORP | Stock-Energy | 1.14% | -0.70% | -30.30% | |
| 27 | ✓ | Taser Intl Inc | Stock-Other | 1.13% | -0.32% | -3.86% | |
| 28 | AMLPUSD | Alerian Mlp ETF | ETF-Other | 1.00% | -0.42% | -29.43% | |
| 29 | ENB | Enbridge Inc | Stock-Energy | 0.93% | -1.29% | -54.49% | |
| 30 | DIS | Walt Disney Co/the | Stock-Comm Services | 0.81% | — | -0.73% | |
| 31 | ✓ | Invsc Water Resc Portfolio ETF | ETF-Other | 0.78% | — | -7.68% | |
| 32 | NKE | Nike Inc -cl B | Stock-Consumer Disc | 0.75% | — | +101.69% | |
| 33 | FIZZ | National Beverage CORP | Stock-Other | 0.73% | +0.25% | — | |
| 34 | ✓ | Cheung Kong Proper | Stock-Other | 0.67% | -0.07% | -1.45% | |
| 35 | NFLX | Netflix Inc | Stock-Comm Services | 0.67% | +0.09% | +0.77% | |
| 36 | ✓ | Stock-Other | 0.60% | -0.04% | -0.83% | ||
| 37 | CLX | Clorox Company | Stock-Consumer Staples | 0.57% | +0.05% | -3.09% | |
| 38 | KMB | Kimberly-clark CORP | Stock-Consumer Staples | 0.56% | +0.08% | -2.76% | |
| 39 | ✓ | New Ireland Fund Inc | Stock-Other | 0.55% | — | -8.14% | |
| 40 | COST | Costco Wholesale CORP | Stock-Consumer Staples | 0.50% | +0.07% | — | |
| 41 | CLRUSD | Continental Resources Inc/ok | Stock-Other | 0.48% | -0.42% | -33.98% | |
| 42 | CVX | Chevron CORP | Stock-Energy | 0.41% | +0.27% | +144.71% | |
| 43 | CHRW | C.h. Robinson Worldwide Inc | Stock-Industrials | 0.40% | -0.03% | -1.26% | |
| 44 | ✓ | Stock-Other | 0.40% | — | -2.99% | ||
| 45 | UNH | Unitedhealth Group Inc | Stock-Healthcare | 0.39% | -0.19% | -36.86% | |
| 46 | WYNN | Wynn Resorts LTD | Stock-Consumer Disc | 0.38% | +0.16% | +26.65% | |
| 47 | DEO | Diageo Plc-sponsored Adr | Stock-Consumer Staples | 0.37% | — | — | |
| 48 | MSFT | Microsoft CORP | Stock-Tech | 0.35% | -0.02% | -28.24% | |
| 49 | TCPA | TransCanada PipeLines Limited 6 | Stock-Other | 0.29% | -0.94% | -77.57% | |
| 50 | UGP | Ultrapar Particpac-spon Adr | Stock-Other | 0.29% | -0.13% | -27.15% |
1–50 of 200
Reported value over time
Sector allocation
Sector allocation over time
Quarterly history
Holding changes this quarter
Dunvegan Associates, Inc.'s most significant position changes for 2015-12-31: New buy: Tata Motors Ltd-spon Adr (TTMCHF); New buy: ; Sold out: Credit Suisse Nassau Brh; Trim: Cheniere Energy Inc (LNG) — shares -3.65%; Trim: Enbridge Inc (ENB) — shares -54.49%.
| # | Ticker | Issuer | Weight Change | Shares Change | Action |
|---|---|---|---|---|---|
| 1 | MA | Mastercard Inc - A | +0.9% | -1.95% | Trim |
| 2 | EMR | Emerson Electric Co | +0.9% | +371.02% | Add |
| 3 | V | Visa Inc-class A Shares | +0.8% | -1.28% | Trim |
| 4 | MKC | Mccormick & Co-non Vtg Shrs | +0.7% | +1.70% | Add |
| 5 | ✓ | Allergan PLC | +0.4% | -1.78% | Trim |
| 6 | XLP | Ss Consumer Staples Sel Sect | +0.3% | -1.67% | Trim |
| 7 | CVX | Chevron CORP | +0.3% | +144.71% | Add |
| 8 | STZ | Constellation Brands Inc-a | +0.3% | -1.55% | Trim |
| 9 | FIZZ | National Beverage CORP | +0.3% | — | Unchanged |
| 10 | ✓ | +0.3% | -2.09% | Trim | |
| 11 | ACN | Accenture plc | +0.2% | -2.09% | Trim |
| 12 | WYNN | Wynn Resorts LTD | +0.2% | +26.65% | Add |
| 13 | IBB | Ishares Biotechnology ETF | +0.2% | -6.29% | Trim |
| 14 | NVO | Novo-nordisk A/s-spons Adr | +0.1% | -2.13% | Trim |
| 15 | BDX | Becton Dickinson And Co | +0.1% | +45.23% | Add |
| 16 | MMM | 3m Co | +0.1% | -2.38% | Trim |
| 17 | NFLX | Netflix Inc | +0.1% | +0.77% | Add |
| 18 | KMB | Kimberly-clark CORP | +0.1% | -2.76% | Trim |
| 19 | ✓ | CK Hutchison Holdings Ltd | +0.1% | -1.45% | Trim |
| 20 | COST | Costco Wholesale CORP | +0.1% | — | Unchanged |
| 21 | AMZN | Amazon.com Inc | +0.1% | — | Unchanged |
| 22 | CLX | Clorox Company | +0.1% | -3.09% | Trim |
| 23 | UPS | United Parcel Service-cl B | 0% | -1.44% | Trim |
| 24 | EWI | iShares MSCI Italy ETF | 0% | -0.48% | Trim |
| 25 | MSFT | Microsoft CORP | 0% | -28.24% | Trim |
| 26 | CHRW | C.h. Robinson Worldwide Inc | 0% | -1.26% | Trim |
| 27 | ✓ | Market Vectors | 0% | -46.08% | Trim |
| 28 | EWY | Ishares Msci South Korea ETF | 0% | -6.84% | Trim |
| 29 | ✓ | 0% | -0.83% | Trim | |
| 30 | ✓ | Cheung Kong Proper | -0.1% | -1.45% | Trim |
| 31 | TIFEUR | Tiffany & Co | -0.1% | -7.10% | Trim |
| 32 | UGP | Ultrapar Particpac-spon Adr | -0.1% | -27.15% | Trim |
| 33 | TELFY | Telefonica Sa-spon Adr | -0.2% | -4.50% | Trim |
| 34 | NVS | Novartis Ag-sponsored Adr | -0.2% | -0.91% | Trim |
| 35 | ✓ | Powershares Global ETF Trust | -0.2% | -67.73% | Trim |
| 36 | UNH | Unitedhealth Group Inc | -0.2% | -36.86% | Trim |
| 37 | GLD | Spdr Gold Shares | -0.2% | -2.52% | Trim |
| 38 | UNP | Union Pacific CORP | -0.3% | -8.54% | Trim |
| 39 | ✓ | Taser Intl Inc | -0.3% | -3.86% | Trim |
| 40 | ✓ | Williams Partners, LP | -0.4% | -3.48% | Trim |
| 41 | AMLPUSD | Alerian Mlp ETF | -0.4% | -29.43% | Trim |
| 42 | CLRUSD | Continental Resources Inc/ok | -0.4% | -33.98% | Trim |
| 43 | D | Dominion Energy Inc | -0.6% | -81.32% | Trim |
| 44 | DVN | Devon Energy CORP | -0.7% | -30.30% | Trim |
| 45 | TCPA | TransCanada PipeLines Limited 6 | -0.9% | -77.57% | Trim |
| 46 | ENB | Enbridge Inc | -1.3% | -54.49% | Trim |
| 47 | LNG | Cheniere Energy Inc | -1.4% | -3.65% | Trim |
| 48 | TTMCHF | Tata Motors Ltd-spon Adr | — | NEW | New buy |
| 49 | ✓ | — | NEW | New buy | |
| 50 | ✓ | Credit Suisse Nassau Brh | — | EXIT | Sold out |
Filing History
FAQ
What is Dunvegan Associates, Inc. and what type of investor is it?
Dunvegan Associates, Inc. is an investment manager that files SEC Form 13F quarterly, disclosing its U.S. public equity holdings to regulators. As of the most recent reporting period (2015-12-31), the firm manages a tracked equity portfolio valued at approximately $85.1M, spread across 203 disclosed positions.
What are Dunvegan Associates, Inc.'s largest equity positions?
Based on the latest 13F filing, Dunvegan Associates, Inc.'s top holdings by market value are:
1. Mastercard Inc - A (MA) — $9.5M (11.2%)
2. Mccormick & Co-non Vtg Shrs (MKC) — $6.8M (8.0%)
3. Visa Inc-class A Shares (V) — $5.6M (6.6%)
4. Cheniere Energy Inc (LNG) — $3.9M (4.6%)
5. Eli Lilly & Co (LLY) — $3.5M (4.1%)
What changes did Dunvegan Associates, Inc. make in its most recent portfolio filing?
In the latest reported quarter, Dunvegan Associates, Inc. made 47 notable position adjustments: 2 new positions were initiated, 6 existing holdings were added to, 38 positions were partially reduced, and 1 were completely exited. The largest of these moves: New buy: Tata Motors Ltd-spon Adr (TTMCHF); New buy: ; Sold out: Credit Suisse Nassau Brh; Trim: Cheniere Energy Inc (LNG) — shares -3.65%; Trim: Enbridge Inc (ENB) — shares -54.49%
What sectors does Dunvegan Associates, Inc. focus on?
Dunvegan Associates, Inc. is concentrated in the following sectors based on its current disclosed equity portfolio:
• Financials: 50.3%
• Health Care: 19.7%
• Industrials: 10.8%
• Consumer Staples: 7.9%
• Communication Services: 4.4%
• Consumer Discretionary: 3.2%
Investment Profile
Dunvegan Associates, Inc.'s portfolio is broadly diversified and long-term-holding, with 50.3% of the portfolio concentrated in Financials.
It has added to its XLP position over the past two quarters (+$3.4M, now $3.4M), while trimming LNG over the same stretch (-$4.0M, still holding $3.9M).
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