CIK: 0001004248
Total reported value
$3.7B
Reporting period: 2015-12-31 · Number of holdings: 227
Douglas C. Lane & Associates, Inc. disclosed 227 holdings in its latest 13F filing for the period ending 2015-12-31, with total reported value of $3.7B and a quarterly turnover rate of 17.9%.
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Douglas C. Lane & Associates, Inc.'s disclosed holdings carry a Herfindahl concentration index of 0.012 — mathematically equivalent to about 86 equally-sized positions, well below its 227 actual disclosed holdings. That gap points to a strategy built around a small core of high-conviction bets rather than broad diversification.
Position sizes vary widely across the portfolio (a coefficient of variation of 1.29), with a handful of outsized bets alongside many smaller positions.
No strong tilt toward either adding to existing winners or initiating outsized new positions was observed in the latest reported quarter.
Sector classification currently covers about 36% of this portfolio's disclosed value; the remainder includes holdings (e.g. unmapped tickers, options, or other security types) not yet covered by our sector mapping.
Add SYF
+215.6% $30.5M
Trim MCHP
-69.9% -$21.9M
Add CMCSA
+476.7% $15.9M
Trim AEP
-31.7% -$11.7M
Add M
+177.4% $14.1M
Trim VYX
-42.7% -$11.3M
Showing top 200 holdings (of 227 total)
| # | Ticker | Issuer | Asset Subclass | Weight | Weight Change | Shares Change | 4Q Trend |
|---|---|---|---|---|---|---|---|
| 1 | DAL | Delta Air Lines INC | Stock-Industrials | 3.10% | +0.02% | -6.34% | |
| 2 | UAL | United Airlines Holdings INC | Stock-Industrials | 2.32% | — | -7.14% | |
| 3 | ILMN | Illumina INC | Stock-Healthcare | 2.22% | +0.22% | +6.41% | |
| 4 | V | Visa Inc-class A Shares | Stock-Financials | 2.10% | +0.07% | -2.46% | |
| 5 | MSFT | Microsoft CORP | Stock-Tech | 1.94% | +0.29% | -1.73% | |
| 6 | GM | General Motors Co | Stock-Consumer Disc | 1.93% | +0.13% | -0.34% | |
| 7 | ✓ | Delphi Automotive PLC | Stock-Other | 1.82% | +0.13% | +0.29% | |
| 8 | AEP | American Electric Power Company, Inc. | Stock-Utilities | 1.71% | -0.41% | -31.69% | |
| 9 | CSCO | Cisco Systems INC | Stock-Tech | 1.70% | — | -0.75% | |
| 10 | MA | Mastercard INC - A | Stock-Financials | 1.63% | +0.02% | -1.44% | |
| 11 | EQIX | Equinix INC | Stock-Real Estate | 1.63% | +0.10% | +0.64% | |
| 12 | BWA | Borgwarner INC | Stock-Consumer Disc | 1.61% | +0.12% | +8.94% | |
| 13 | AA | Alcoa INC Com | Stock-Materials | 1.61% | +0.05% | +6.21% | |
| 14 | QCOM | Qualcomm INC | Stock-Tech | 1.58% | — | +4.07% | |
| 15 | F | Ford Motor Co | Stock-Consumer Disc | 1.53% | — | -0.48% | |
| 16 | AMGN | Amgen INC | Stock-Healthcare | 1.52% | +0.13% | -1.82% | |
| 17 | ✓ | Stock-Other | 1.49% | — | +0.60% | ||
| 18 | TMO | Thermo Fisher Scientific INC | Stock-Healthcare | 1.48% | +0.12% | -1.39% | |
| 19 | YUM | Yum! Brands INC | Stock-Consumer Disc | 1.48% | -0.17% | +3.00% | |
| 20 | DHR | Danaher CORP | Stock-Healthcare | 1.44% | +0.04% | -0.92% | |
| 21 | QGEN | Qiagen N.V. | Stock-Healthcare | 1.44% | — | -1.77% | |
| 22 | GOOG | Alphabet Inc-cl C | Stock-Comm Services | 1.38% | +1.38% | NEW | |
| 23 | MET | Metlife INC | Stock-Financials | 1.37% | +0.13% | +13.25% | |
| 24 | LUV | Southwest Airlines Co | Stock-Industrials | 1.34% | — | -14.87% | |
| 25 | CERNCHF | Cerner CORP | Stock-Other | 1.31% | — | +6.74% | |
| 26 | AL | Air Lease CORP | Stock-Other | 1.29% | +0.04% | +0.33% | |
| 27 | VRSK | Verisk Analytics INC | Stock-Industrials | 1.25% | — | -1.07% | |
| 28 | DEO | Diageo Plc-sponsored Adr | Stock-Consumer Staples | 1.24% | — | -0.60% | |
| 29 | NVS | Novartis Ag-sponsored Adr | Stock-Healthcare | 1.24% | -0.17% | -1.91% | |
| 30 | SYF | Synchrony Financial | Stock-Financials | 1.22% | +0.80% | +215.59% | |
| 31 | NSRGY | Nestle Sa-spons Adr | Stock-Other | 1.13% | — | -0.71% | |
| 32 | VLO | Valero Energy CORP | Stock-Energy | 1.06% | +0.09% | -2.55% | |
| 33 | SRCLEUR | Stericycle INC | Stock-Other | 1.05% | -0.23% | -0.43% | |
| 34 | CELG | Celgene CORP | Stock-Other | 1.05% | +0.04% | -1.28% | |
| 35 | XRAY | DENTSPLY SIRONA Inc. | Stock-Healthcare | 1.02% | +0.12% | -0.95% | |
| 36 | PEP | Pepsico INC | Stock-Consumer Staples | 1.00% | — | -1.09% | |
| 37 | ECL | Ecolab INC | Stock-Materials | 1.00% | — | -1.24% | |
| 38 | AXP | American Express Co | Stock-Financials | 0.99% | +0.05% | +18.32% | |
| 39 | HBC1EUR | Hudson's Bay Co | Stock-Other | 0.94% | — | +34.02% | |
| 40 | INTC | Intel CORP | Stock-Tech | 0.91% | +0.05% | -2.73% | |
| 41 | GOOGL | Alphabet Inc-cl A | Stock-Comm Services | 0.91% | +0.91% | NEW | |
| 42 | PRU | Prudential Financial INC | Stock-Financials | 0.90% | +0.13% | +14.36% | |
| 43 | USB | US Bancorp | Stock-Financials | 0.88% | +0.21% | +31.58% | |
| 44 | GLW | Corning INC | Stock-Tech | 0.83% | — | -1.56% | |
| 45 | VFC | Vf CORP | Stock-Consumer Disc | 0.82% | +0.15% | +40.45% | |
| 46 | M | Macy's INC | Stock-Consumer Disc | 0.81% | +0.36% | +177.44% | |
| 47 | BKU | Bankunited INC | Stock-Other | 0.79% | +0.05% | +11.99% | |
| 48 | XPO | Xpo INC | Stock-Industrials | 0.79% | +0.19% | +21.79% | |
| 49 | HFCUSD | Hollyfrontier CORP | Stock-Other | 0.79% | -0.34% | -9.92% | |
| 50 | DNKN | Dunkin' Brands Group INC | Stock-Other | 0.79% | -0.13% | +3.26% |
Not enough priced holdings yet to compute performance
| Period | Holdings | Total value | Stability | Top holdings |
|---|---|---|---|---|
| 2015-12-31 | 227 | $3.7B | 18 | |
| 2015-09-30 | 244 | $3.5B | 15 | |
| 2015-06-30 | 236 | $3.7B | 14 | |
| 2015-03-31 | 247 | $3.8B | 15 | |
| 2014-12-31 | 239 | $3.7B | 16 | |
| 2014-09-30 | 234 | $3.4B | 13 | |
| 2014-06-30 | 224 | $3.3B | 16 | |
| 2014-03-31 | 219 | $3.1B | 18 | |
| 2013-12-31 | 195 | $3.0B | 17 | |
| 2013-09-30 | 191 | $2.7B | 12 | |
| 2013-06-30 | 202 | $2.6B | 0 |
Douglas C. Lane & Associates, Inc.'s most significant position changes for 2015-12-31: New buy: Alphabet Inc-cl C (GOOG); Sold out: Google INC Class C; New buy: Alphabet Inc-cl A (GOOGL); Sold out: Alphabet A (GOOG); Sold out: Comcast Corporation (CMCSA).
| # | Ticker | Issuer | Weight Change | Shares Change | Action |
|---|---|---|---|---|---|
| 1 | SYF | Synchrony Financial | +0.8% | +215.59% | Add |
| 2 | CMCSA | Comcast Corp-class A | +0.4% | +476.66% | Add |
| 3 | M | Macy's INC | +0.4% | +177.44% | Add |
| 4 | MSFT | Microsoft CORP | +0.3% | -1.73% | Trim |
| 5 | JWNUSD | Nordstrom INC | +0.2% | +150.29% | Add |
| 6 | ILMN | Illumina INC | +0.2% | +6.41% | Add |
| 7 | USB | US Bancorp | +0.2% | +31.58% | Add |
| 8 | XPO | Xpo INC | +0.2% | +21.79% | Add |
| 9 | BBTUSD | Bb&t CORP | +0.2% | +43.22% | Add |
| 10 | VFC | Vf CORP | +0.2% | +40.45% | Add |
| 11 | GM | General Motors Co | +0.1% | -0.34% | Trim |
| 12 | ✓ | Delphi Automotive PLC | +0.1% | +0.29% | Add |
| 13 | AMGN | Amgen INC | +0.1% | -1.82% | Trim |
| 14 | MET | Metlife INC | +0.1% | +13.25% | Add |
| 15 | PRU | Prudential Financial INC | +0.1% | +14.36% | Add |
| 16 | BWA | Borgwarner INC | +0.1% | +8.94% | Add |
| 17 | TMO | Thermo Fisher Scientific INC | +0.1% | -1.39% | Trim |
| 18 | XRAY | DENTSPLY SIRONA Inc. | +0.1% | -0.95% | Trim |
| 19 | EQIX | Equinix INC | +0.1% | +0.64% | Add |
| 20 | VLO | Valero Energy CORP | +0.1% | -2.55% | Trim |
| 21 | V | Visa Inc-class A Shares | +0.1% | -2.46% | Trim |
| 22 | BMY | Bristol-myers Squibb Co | +0.1% | -1.82% | Trim |
| 23 | AA | Alcoa INC Com | +0.1% | +6.21% | Add |
| 24 | AXP | American Express Co | +0.1% | +18.32% | Add |
| 25 | INTC | Intel CORP | +0.1% | -2.73% | Trim |
| 26 | BKU | Bankunited INC | +0.1% | +11.99% | Add |
| 27 | DHR | Danaher CORP | 0% | -0.92% | Trim |
| 28 | AL | Air Lease CORP | 0% | +0.33% | Add |
| 29 | CELG | Celgene CORP | 0% | -1.28% | Trim |
| 30 | DAL | Delta Air Lines INC | 0% | -6.34% | Trim |
| 31 | MA | Mastercard INC - A | 0% | -1.44% | Trim |
| 32 | SNY | Sanofi-adr | -0.1% | -10.28% | Trim |
| 33 | ✓ | Luxottica Group S P A | -0.1% | -25.22% | Trim |
| 34 | VTR | Ventas INC | -0.1% | -20.05% | Trim |
| 35 | DNKN | Dunkin' Brands Group INC | -0.1% | +3.26% | Add |
| 36 | NVS | Novartis Ag-sponsored Adr | -0.2% | -1.91% | Trim |
| 37 | YUM | Yum! Brands INC | -0.2% | +3.00% | Add |
| 38 | SRCLEUR | Stericycle INC | -0.2% | -0.43% | Trim |
| 39 | ✓ | Verifone Sys INC | -0.3% | -32.46% | Trim |
| 40 | HFCUSD | Hollyfrontier CORP | -0.3% | -9.92% | Trim |
| 41 | VYX | Ncr Voyix CORP | -0.4% | -42.66% | Trim |
| 42 | AEP | American Electric Power Company, Inc. | -0.4% | -31.69% | Trim |
| 43 | MCHP | Microchip Technology INC | -0.6% | -69.94% | Trim |
| 44 | GOOG | Alphabet Inc-cl C | — | NEW | New buy |
| 45 | ✓ | Google INC Class C | — | EXIT | Sold out |
| 46 | GOOGL | Alphabet Inc-cl A | — | NEW | New buy |
| 47 | GOOG | Alphabet A | — | EXIT | Sold out |
| 48 | CMCSA | Comcast Corporation | — | EXIT | Sold out |
| 49 | FRCB | First Republic Bank/ca | — | NEW | New buy |
| 50 | NVDA | Nvidia CORP | — | NEW | New buy |
| Period | Filed | Type | EDGAR |
|---|---|---|---|
| 2015-12-31 | 2016-01-25 | 13F-HR | View on EDGAR |
| 2015-09-30 | 2015-10-07 | 13F-HR | View on EDGAR |
| 2015-06-30 | 2015-07-21 | 13F-HR | View on EDGAR |
| 2015-03-31 | 2015-04-08 | 13F-HR | View on EDGAR |
| 2014-12-31 | 2015-01-22 | Amendment | View on EDGAR |
| 2014-12-31 | 2015-01-21 | 13F-HR | View on EDGAR |
| 2014-09-30 | 2014-10-27 | 13F-HR | View on EDGAR |
| 2014-06-30 | 2014-07-11 | 13F-HR | View on EDGAR |
| 2014-03-31 | 2014-04-30 | 13F-HR | View on EDGAR |
| 2013-12-31 | 2014-02-05 | 13F-HR | View on EDGAR |
| 2013-09-30 | 2013-10-31 | 13F-HR | View on EDGAR |
| 2013-06-30 | 2013-07-23 | 13F-HR | View on EDGAR |
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