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CIK: 0002109295
Total reported value
$125.0M
$125.0M
52 檔
36.3%
As reported in its official Q1 2026 Form 13F filing, Dougherty & Associates, LLC's tracked investment portfolio stood at $125.0M with 52 total positions.
During Q1 2026, Dougherty & Associates, LLC performed routine portfolio adjustments (0 new buys, 28 additions, 18 trims, and 4 full exits), keeping overall allocation balanced.
| # | Ticker | Issuer | Asset Subclass | Weight | Weight Change | Shares Change | 4Q Trend |
|---|---|---|---|---|---|---|---|
| 1 | NVDA | Nvidia CORP | Stock-Tech | 11.47% | -0.43% | -9.89% | |
| 2 | RCL | Royal Caribbean Cruises Ltd. | Stock-Consumer Disc | 9.34% | +0.06% | -4.81% | |
| 3 | PFXF | Vaneck Pref Sec X-financials | ETF-Other | 8.26% | -0.99% | +6.41% | |
| 4 | VGT | Vanguard Info Tech ETF | ETF-Tech | 6.55% | +1.46% | +7.54% | |
| 5 | VOO | Vanguard S&p 500 ETF | ETF-Large Cap & Growth | 6.12% | +0.06% | +1.76% | |
| 6 | GOOGL | Alphabet Inc-cl A | Stock-Comm Services | 5.76% | +0.49% | -1.58% | |
| 7 | AAPL | Apple Inc | Stock-Tech | 3.64% | -0.01% | -1.26% | |
| 8 | AMZN | Amazon.com Inc | Stock-Consumer Disc | 3.18% | +0.03% | +9.40% | |
| 9 | MSFT | Microsoft CORP | Stock-Tech | 3.14% | -0.64% | +43.02% | |
| 10 | VPU | Vanguard Utilities ETF | ETF-Other | 2.60% | -0.27% | +11.92% | |
| 11 | ANGL | Vaneck Fallen Angel High Yld | ETF-Other | 2.34% | -0.18% | +18.01% | |
| 12 | DUK | Duke Energy CORP | Stock-Utilities | 2.28% | -0.32% | +1.42% | |
| 13 | PGR | Progressive CORP | Stock-Financials | 2.26% | -0.08% | +14.21% | |
| 14 | QQQM | Invesco Nasdaq 100 ETF | ETF-Tech | 2.23% | +0.15% | +1.07% | |
| 15 | PANW | Palo Alto Networks Inc | Stock-Tech | 2.09% | +1.80% | +8.88% | |
| 16 | ED | Consolidated Edison Inc | Stock-Utilities | 2.07% | -0.27% | +0.74% | |
| 17 | MAR | Marriott International -cl A | Stock-Consumer Disc | 2.02% | -0.04% | -1.59% | |
| 18 | GE | General Electric | Stock-Industrials | 2.01% | +0.33% | -4.58% | |
| 19 | META | Meta Platforms Inc-class A | Stock-Comm Services | 2.01% | -0.07% | +21.24% | |
| 20 | BKNG | Booking Holdings Inc | Stock-Consumer Disc | 1.59% | — | +16.10% | |
| 21 | GOOG | Alphabet Inc-cl C | Stock-Comm Services | 1.32% | +0.07% | +0.02% | |
| 22 | V | Visa Inc-class A Shares | Stock-Financials | 1.28% | -0.04% | +3.87% | |
| 23 | SO | Southern Co/the | Stock-Utilities | 1.12% | -0.10% | +5.71% | |
| 24 | NVT | nVent Electric plc | Stock-Industrials | 1.02% | +0.24% | -2.87% | |
| 25 | GD | General Dynamics CORP | Stock-Industrials | 0.94% | -0.09% | — | |
| 26 | TMO | Thermo Fisher Scientific Inc | Stock-Healthcare | 0.92% | -0.14% | -4.96% | |
| 27 | WM | Waste Management Inc | Stock-Industrials | 0.90% | -0.13% | -2.08% | |
| 28 | HE | Hawaiian Electric Inds | Stock-Utilities | 0.90% | -0.12% | +7.12% | |
| 29 | HD | Home Depot Inc | Stock-Consumer Disc | 0.83% | -0.10% | -18.70% | |
| 30 | UBER | Uber Technologies Inc | Stock-Industrials | 0.69% | -0.01% | +63.03% | |
| 31 | VIK | Viking Holdings Ltd | Stock-Consumer Disc | 0.67% | +0.26% | +17.27% | |
| 32 | VHT | Vanguard Health Care ETF | ETF-Other | 0.67% | -0.09% | -3.47% | |
| 33 | WMT | Walmart Inc | Stock-Consumer Staples | 0.63% | -0.14% | -5.61% | |
| 34 | MMM | 3m Co | Stock-Industrials | 0.56% | -0.02% | — | |
| 35 | WEC | Wec Energy Group Inc | Stock-Utilities | 0.55% | -0.08% | -1.71% | |
| 36 | VTI | Vanguard Total Stock Mkt ETF | ETF-Other | 0.52% | -0.05% | -2.74% | |
| 37 | HCA | Hca Healthcare Inc | Stock-Healthcare | 0.51% | -0.07% | +4.57% | |
| 38 | EIX | Edison International | Stock-Utilities | 0.46% | -0.02% | +20.12% | |
| 39 | DTE | Dte Energy Company | Stock-Utilities | 0.44% | -0.04% | +0.84% | |
| 40 | ETR | Entergy CORP | Stock-Utilities | 0.44% | -0.05% | +7.63% | |
| 41 | BA | Boeing Co/the | Stock-Industrials | 0.40% | -0.02% | — | |
| 42 | DTM | Dt Midstream Inc | Stock-Energy | 0.39% | -0.02% | +0.71% | |
| 43 | NEE | Nextera Energy Inc | Stock-Utilities | 0.38% | -0.07% | +0.02% | |
| 44 | XOM | Exxon Mobil CORP | Stock-Energy | 0.37% | -0.11% | — | |
| 45 | APLE | Apple Hospitality Reit Inc | Stock-Real Estate | 0.34% | +0.10% | -7.82% | |
| 46 | LLY | Eli Lilly & Co | Stock-Healthcare | 0.29% | +0.02% | -2.83% | |
| 47 | SPY | Ss Spdr S&p 500 ETF Trust-us | ETF-Large Cap & Growth | 0.29% | — | — | |
| 48 | GLD | Spdr Gold Shares | ETF-Commodities | 0.27% | -0.27% | EXIT | |
| 49 | AEP | American Electric Power | Stock-Utilities | 0.25% | -0.02% | +0.09% | |
| 50 | VCLT | Vanguard Long-term CORP Bond | ETF-Corp Bonds | 0.25% | -0.03% | +0.08% |
| # | Ticker | Issuer | Weight Change | Shares Change | Action |
|---|---|---|---|---|---|
| 1 | PFXF | Vaneck Pref Sec X-financials | +0.7% | +6.41% | Add |
| 2 | VPU | Vanguard Utilities ETF | +0.5% | +11.92% | Add |
| 3 | ANGL | Vaneck Fallen Angel High Yld | +0.4% | +18.01% | Add |
| 4 | MSFT | Microsoft CORP | +0.4% | +43.02% | Add |
| 5 | DUK | Duke Energy CORP | +0.3% | +1.42% | Add |
| 6 | ED | Consolidated Edison Inc | +0.3% | +0.74% | Add |
| 7 | UBER | Uber Technologies Inc | +0.2% | +63.03% | Add |
| 8 | HE | Hawaiian Electric Inds | +0.2% | +7.12% | Add |
| 9 | SO | Southern Co/the | +0.2% | +5.71% | Add |
| 10 | EIX | Edison International | +0.2% | +20.12% | Add |
| 11 | META | Meta Platforms Inc-class A | +0.2% | +21.24% | Add |
| 12 | VGT | Vanguard Info Tech ETF | +0.2% | +7.54% | Add |
| 13 | NVT | nVent Electric plc | +0.1% | -2.87% | Trim |
| 14 | VIK | Viking Holdings Ltd | +0.1% | +17.27% | Add |
| 15 | XOM | Exxon Mobil CORP | +0.1% | — | Unchanged |
| 16 | ETR | Entergy CORP | +0.1% | +7.63% | Add |
| 17 | MAR | Marriott International -cl A | +0.1% | -1.59% | Trim |
| 18 | DTE | Dte Energy Company | +0.1% | +0.84% | Add |
| 19 | NEE | Nextera Energy Inc | +0.1% | +0.02% | Add |
| 20 | DTM | Dt Midstream Inc | +0.1% | +0.71% | Add |
| 21 | WEC | Wec Energy Group Inc | +0.1% | -1.71% | Trim |
| 22 | WMT | Walmart Inc | +0.1% | -5.61% | Trim |
| 23 | AMZN | Amazon.com Inc | 0% | +9.40% | Add |
| 24 | HCA | Hca Healthcare Inc | 0% | +4.57% | Add |
| 25 | WM | Waste Management Inc | 0% | -2.08% | Trim |
| 26 | GD | General Dynamics CORP | 0% | — | Unchanged |
| 27 | PGR | Progressive CORP | 0% | +14.21% | Add |
| 28 | AEP | American Electric Power | 0% | +0.09% | Add |
| 29 | GLD | Spdr Gold Shares | 0% | — | Unchanged |
| 30 | FE | Firstenergy CORP | 0% | -9.10% | Trim |
| 31 | SPY | Ss Spdr S&p 500 ETF Trust-us | — | — | Unchanged |
| 32 | XEL | Xcel Energy Inc | — | -10.26% | Trim |
| 33 | VCLT | Vanguard Long-term CORP Bond | — | +0.08% | Add |
| 34 | VOO | Vanguard S&p 500 ETF | 0% | +1.76% | Add |
| 35 | APLE | Apple Hospitality Reit Inc | 0% | -7.82% | Trim |
| 36 | VTI | Vanguard Total Stock Mkt ETF | 0% | -2.74% | Trim |
| 37 | BA | Boeing Co/the | 0% | — | Unchanged |
| 38 | VHT | Vanguard Health Care ETF | 0% | -3.47% | Trim |
| 39 | MMM | 3m Co | 0% | — | Unchanged |
| 40 | LLY | Eli Lilly & Co | -0.1% | -2.83% | Trim |
| 41 | QQQM | Invesco Nasdaq 100 ETF | -0.1% | +1.07% | Add |
| 42 | PANW | Palo Alto Networks Inc | -0.1% | +8.88% | Add |
| 43 | GOOG | Alphabet Inc-cl C | -0.1% | +0.02% | Add |
| 44 | BKNG | Booking Holdings Inc | -0.1% | +16.10% | Add |
| 45 | V | Visa Inc-class A Shares | -0.1% | +3.87% | Add |
| 46 | TMO | Thermo Fisher Scientific Inc | -0.2% | -4.96% | Trim |
| 47 | HD | Home Depot Inc | -0.2% | -18.70% | Trim |
| 48 | AAPL | Apple Inc | -0.2% | -1.26% | Trim |
| 49 | GE | General Electric | -0.2% | -4.58% | Trim |
| 50 | RCL | Royal Caribbean Cruises Ltd. | -0.3% | -4.81% | Trim |
According to official SEC Form 13F filings, Dougherty & Associates, LLC reported a total U.S. public equity portfolio value of $125.0M across 52 disclosed positions in Q1 2026.
Expert Analysis & Guides for Tracking Wall Street Smart Money Movements
Learn how SEC Form 13F filings work, the $100M threshold, 45-day reporting lag, and how to track top hedge fund holdings.
In terms of portfolio concentration, the top 5 core holdings (including NVDA, RCL, PFXF) accounted for 36.3% of total reported equity market value during Q1 2026.
Top Position Liquidated / Trimmed
VBK
前期市值: $231.4K
During Q1 2026, Dougherty & Associates, LLC's top holdings by market value included NVDA (11.5%)、RCL (9.3%)、PFXF (8.3%). The largest single position, NVDA, represented 11.5% of total portfolio value.
In Q1 2026, Dougherty & Associates, LLC made 50 total portfolio adjustments, initiating 0 new buys, adding to 28 positions, trimming 18 holdings, and fully liquidating 4 stocks.
All holding records on this page are fetched directly from the U.S. Securities and Exchange Commission (SEC) EDGAR system (Form 13F-HR). AlphaSMO parses CUSIP identifiers and formats data into Schema.org-compliant datasets.
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