DL
Donald L. Hagan, LLC Historical SEC 13F Holdings & Archive (Q3 2025)
Donald L. Hagan, LLCCIK: 0001638049
Diversified strategyMomentum followerQuality / disciplined sizing
Total reported value
$203.7M
Reporting period: 2025-09-30 · Number of holdings: 86
Donald L. Hagan, LLC disclosed 86 holdings in its latest 13F filing for the period ending 2025-09-30, with total reported value of $203.7M and a quarterly turnover rate of 28.5%.
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Personality snowflake
- Concentration
- 22.87
- Portfolio Stability
- 28.54
- Momentum
- 100
- Sector conviction
- 53.35
- Diversification
- 100
- Sizing Uniformity
- 80.09
Donald L. Hagan, LLC's disclosed holdings carry a Herfindahl concentration index of 0.057 — mathematically equivalent to about 17 equally-sized positions, well below its 86 actual disclosed holdings. That gap points to a strategy built around a small core of high-conviction bets rather than broad diversification.
Position sizes vary widely across the portfolio (a coefficient of variation of 1.99), with a handful of outsized bets alongside many smaller positions.
No strong tilt toward either adding to existing winners or initiating outsized new positions was observed in the latest reported quarter.
Sector classification currently covers about 21% of this portfolio's disclosed value; the remainder includes holdings (e.g. unmapped tickers, options, or other security types) not yet covered by our sector mapping.
Source and citation information
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Recent moves
View source Form 13F filing on SEC.govAdd DHSB
+6.2% $5.2M
Trim UPS
+0.0% -$3.3M
Add SSUS
-2.9% $4.2M
Add XLK
+4.2% $2.3M
Add BIL
+27.2% $2.3M
Add SSXU
-1.4% $2.5M
Holdings Map
New buyAddUnchangedTrim
Top 10 holdings by weight
Full holdings list this quarter
| # | Ticker | Issuer | Asset Subclass | Weight | Weight Change | Shares Change | 4Q Trend |
|---|---|---|---|---|---|---|---|
| 1 | SSUS | Day Hagan Smart Sector ETF | ETF-Other | 16.12% | +1.20% | -2.91% | |
| 2 | DHSB | Dy Hgn Smrt Bffr ETF | ETF-Other | 9.27% | +2.11% | +6.21% | |
| 3 | SSXU | Day Hagan Smart Sector Inter | ETF-Other | 9.25% | +0.73% | -1.38% | |
| 4 | SSFI | Day Hagan Ss Fix In Etf-usdi | ETF-Other | 6.14% | -0.63% | -1.67% | |
| 5 | BIL | Ss Spdr Bb 1-3m T-bill ETF | ETF-Gov Bonds | 5.13% | +0.89% | +27.17% | |
| 6 | UPS | United Parcel Service-cl B | Stock-Industrials | 5.04% | -2.02% | +0.01% | |
| 7 | XLK | Ss Technology Select Sector | ETF-Tech | 3.24% | +1.00% | +4.25% | |
| 8 | SPYM | Ste Str Spdr Pt S&p 500 ETF | ETF-Large Cap & Growth | 3.23% | +0.23% | -6.25% | |
| 9 | GOOGL | Alphabet Inc-cl A | Stock-Comm Services | 1.42% | +0.22% | -23.68% | |
| 10 | META | Meta Platforms Inc-class A | Stock-Comm Services | 1.23% | -0.30% | -34.45% | |
| 11 | XLF | Ss Financial Select Sector | ETF-Other | 1.21% | -0.32% | +45.75% | |
| 12 | XLY | Ss Consumer Disc Select Sect | ETF-Other | 1.14% | +0.37% | -9.57% | |
| 13 | BNY | Bank Of New York Mellon CORP | Stock-Financials | 0.96% | +0.13% | -3.37% | |
| 14 | UDEC | Innovator U.s. Equity Ultra | ETF-Other | 0.95% | — | -6.33% | |
| 15 | JPM | Jpmorgan Chase & Co | Stock-Financials | 0.93% | -0.41% | -2.78% | |
| 16 | QCOM | Qualcomm Inc | Stock-Tech | 0.92% | +0.16% | -3.26% | |
| 17 | MAXJ | Ishares Lg Cap Max Buff Jun | ETF-Other | 0.91% | +0.91% | NEW | |
| 18 | XLV | Ss Health Care Select Sector | ETF-Other | 0.90% | -0.20% | +41.01% | |
| 19 | FEBM | Ft Vest US Eq Max Buf Feb | ETF-Other | 0.90% | — | -5.65% | |
| 20 | XLC | Ss Comm Select Sector Spdr | ETF-Other | 0.88% | +0.21% | -41.15% | |
| 21 | BRK-B | Berkshire Hathaway Inc-cl B | Stock-Other | 0.88% | +0.59% | -2.12% | |
| 22 | CSCO | Cisco Systems Inc | Stock-Tech | 0.86% | — | -7.28% | |
| 23 | BX | Blackstone Inc | Stock-Financials | 0.84% | +0.11% | — | |
| 24 | O | Realty Income CORP | Stock-Real Estate | 0.82% | — | -3.53% | |
| 25 | GS | Goldman Sachs Group Inc | Stock-Financials | 0.78% | +0.19% | -2.91% | |
| 26 | OC | Owens Corning | Stock-Industrials | 0.78% | — | -3.36% | |
| 27 | AAPL | Apple Inc | Stock-Tech | 0.77% | — | — | |
| 28 | KMI | Kinder Morgan, Inc. | Stock-Energy | 0.75% | — | -3.29% | |
| 29 | ZM | Zoom Communications Inc | Stock-Tech | 0.72% | +0.35% | -3.54% | |
| 30 | SSBUSD | Southstate Bank CORP | Stock-Other | 0.72% | — | — | |
| 31 | MRK | Merck & Co. Inc. | Stock-Healthcare | 0.71% | +0.31% | +107.29% | |
| 32 | BLK | Blackrock Inc | Stock-Financials | 0.71% | — | -3.29% | |
| 33 | CTSH | Cognizant Tech Solutions-a | Stock-Tech | 0.68% | -0.18% | -3.42% | |
| 34 | DOX | Amdocs Limited | Stock-Tech | 0.67% | — | -3.27% | |
| 35 | HSY | Hershey Co/the | Stock-Consumer Staples | 0.67% | +0.67% | NEW | |
| 36 | NFG | National Fuel Gas Co | Stock-Energy | 0.66% | — | -2.85% | |
| 37 | CMCSA | Comcast Corp-class A | Stock-Comm Services | 0.66% | -0.20% | -3.12% | |
| 38 | XLP | Ss Consumer Staples Sel Sect | ETF-Other | 0.65% | +0.15% | -24.81% | |
| 39 | CLX | Clorox Company | Stock-Consumer Staples | 0.60% | -0.20% | -2.89% | |
| 40 | ULTA | Ulta Beauty Inc | Stock-Consumer Disc | 0.60% | +0.12% | -2.88% | |
| 41 | SJM | Jm Smucker Co/the | Stock-Consumer Staples | 0.59% | +0.59% | NEW | |
| 42 | CBT | Cabot CORP | Stock-Materials | 0.58% | +0.58% | NEW | |
| 43 | SEIC | Sei Investments Company | Stock-Financials | 0.58% | — | -3.20% | |
| 44 | DE | Deere & Co | Stock-Industrials | 0.57% | — | -4.04% | |
| 45 | DBX | Dropbox Inc-class A | Stock-Tech | 0.57% | +0.37% | -3.50% | |
| 46 | CF | Cf Industries Holdings Inc | Stock-Materials | 0.54% | — | -3.31% | |
| 47 | XOM | Exxon Mobil CORP | Stock-Energy | 0.51% | — | +8.18% | |
| 48 | VICI | Vici Properties Inc | Stock-Real Estate | 0.49% | — | -3.37% | |
| 49 | SPMB | Ss Spdr P Mort Back Bond ETF | ETF-Other | 0.47% | — | +1.19% | |
| 50 | SBUX | Starbucks CORP | Stock-Consumer Disc | 0.47% | — | -3.44% |
1–50 of 86
Portfolio Performance
Performance for Q3 2026
+2.2%
Performance Last 4 Quarters
+15.3%
- Stdev
- +10.2%
- Beta
- +0.74
- Alpha
- -2.7%
- Max Drawdown
- -7%
- Annualized Perf
- +12.2%
- Batting Avg vs S&P
- +38.9%
- Sortino
- +2.08
- Stutzer
- +0.34
- Treynor
- +0.16
- Sterling
- +0.8
- Calmar
- +1.75
- Information Ratio
- -1.61
- Tracking Error
- +4.9%
- Stdev Down
- +5.8%
- Winning Months %
- +66.7%
- Losing Months %
- +33.3%
- Best 12 Months
- +24.5%
- Worst 12 Months
- +3.4%
- Efficiency Ratio
- +0.44
- Sharpe
- +1.19
- Stdev Sectors
- +8.1%
- Skewness
- -0.32
- Kurtosis
- -0.47
- Upside Potential
- +3.72
Reported value over time
Sector allocation
Sector allocation over time
Quarterly history
| Period | Holdings | Total value | Stability | Top holdings | |
|---|---|---|---|---|---|
| 2025 Q3 | 86 | $203.7M | 29 | ||
| 2025 Q2 | 88 | $200.3M | 0 | ||
| 2025 Q1 | 92 | $191.7M | 100 | ||
| 2024 Q4 | 90 | $192.6M | 0 | ||
| 2024 Q3 | 97 | $195.9M | 0 | ||
| 2024 Q2 | 92 | $188.9M | 0 | ||
| 2024 Q1 | 102 | $192.0M | 0 | ||
| 2023 Q4 | 100 | $183.9M | 0 | ||
| 2023 Q3 | 92 | $167.0M | 0 | ||
| 2023 Q2 | 94 | $177.6M | 0 | ||
| 2023 Q1 | 102 | $181.3M | 0 | ||
| 2022 Q4 | 86 | $159.0M | 0 | ||
| 2022 Q3 | 85 | $141.0M | 0 | ||
| 2022 Q2 | 92 | $157.0M | 0 | ||
| 2022 Q1 | 93 | $177.8M | 0 | ||
| 2021 Q4 | 100 | $193.7M | 0 | ||
| 2021 Q3 | 97 | $172.7M | 0 | ||
| 2021 Q2 | 93 | $169.8M | 95 | ||
| 2021 Q1 | 91 | $152.3M | 19 | ||
| 2020 Q4 | 83 | $136.8M | 21 | ||
| 2020 Q3 | 79 | $126.1M | 38 | ||
| 2020 Q2 | 81 | $115.1M | 25 | ||
| 2020 Q1 | 80 | $111.5M | 82 | ||
| 2019 Q4 | 87 | $115.1M | 56 | ||
| 2019 Q3 | 90 | $121.9M | 30 | ||
| 2019 Q2 | 95 | $115.7M | 41 | ||
| 2019 Q1 | 92 | $115.3M | 76 | ||
| 2018 Q4 | 76 | $108.2M | 53 | ||
| 2018 Q3 | 83 | $128.5M | 26 | ||
| 2018 Q2 | 83 | $123.9M | 48 | ||
| 2018 Q1 | 79 | $119.9M | 46 | ||
| 2017 Q4 | 71 | $118.1M | 66 | ||
| 2017 Q3 | 72 | $110.1M | 31 | ||
| 2017 Q2 | 73 | $105.7M | 35 | ||
| 2017 Q1 | 73 | $103.7M | 52 | ||
| 2016 Q4 | 75 | $105.9M | 37 | ||
| 2016 Q3 | 70 | $101.5M | 46 | ||
| 2016 Q2 | 83 | $103.5M | 43 | ||
| 2016 Q1 | 387 | $108.7M | 45 | ||
| 2015 Q4 | 71 | $100.9M | 29 | ||
| 2015 Q3 | 400 | $111.1M | 44 | ||
| 2015 Q2 | 72 | $106.8M | 54 | ||
| 2015 Q1 | 76 | $100.5M | 34 | ||
| 2014 Q4 | 79 | $107.2M | 0 |
Holding changes this quarter
Donald L. Hagan, LLC's most significant position changes for 2025-09-30: Sold out: Innovator U.s. Equity Ultra (UOCT); New buy: Ishares Lg Cap Max Buff Jun (MAXJ); Sold out: Paypal Holdings Inc (PYPL); Sold out: LyondellBasell Industries N.V. (LYB); Sold out: Masco CORP (MAS).
| # | Ticker | Issuer | Weight Change | Shares Change | Action |
|---|---|---|---|---|---|
| 1 | DHSB | Dy Hgn Smrt Bffr ETF | +2.1% | +6.21% | Add |
| 2 | SSUS | Day Hagan Smart Sector ETF | +1.2% | -2.91% | Trim |
| 3 | XLK | Ss Technology Select Sector | +1% | +4.25% | Add |
| 4 | BIL | Ss Spdr Bb 1-3m T-bill ETF | +0.9% | +27.17% | Add |
| 5 | SSXU | Day Hagan Smart Sector Inter | +0.7% | -1.38% | Trim |
| 6 | BRK-B | Berkshire Hathaway Inc-cl B | +0.6% | -2.12% | Add |
| 7 | XLY | Ss Consumer Disc Select Sect | +0.4% | -9.57% | Add |
| 8 | DBX | Dropbox Inc-class A | +0.4% | -3.50% | Add |
| 9 | ZM | Zoom Communications Inc | +0.4% | -3.54% | Add |
| 10 | MRK | Merck & Co. Inc. | +0.3% | +107.29% | Add |
| 11 | SPYM | Ste Str Spdr Pt S&p 500 ETF | +0.2% | -6.25% | Trim |
| 12 | GOOGL | Alphabet Inc-cl A | +0.2% | -23.68% | Trim |
| 13 | XLC | Ss Comm Select Sector Spdr | +0.2% | -41.15% | Add |
| 14 | GS | Goldman Sachs Group Inc | +0.2% | -2.91% | Trim |
| 15 | QCOM | Qualcomm Inc | +0.2% | -3.26% | Add |
| 16 | XLP | Ss Consumer Staples Sel Sect | +0.2% | -24.81% | Add |
| 17 | BNY | Bank Of New York Mellon CORP | +0.1% | -3.37% | Trim |
| 18 | ULTA | Ulta Beauty Inc | +0.1% | -2.88% | Trim |
| 19 | BX | Blackstone Inc | +0.1% | — | Unchanged |
| 20 | SPTL | Ss Spdr Pf Lng Trm Tsy E-usd | -0.2% | +1.60% | Trim |
| 21 | CTSH | Cognizant Tech Solutions-a | -0.2% | -3.42% | Trim |
| 22 | CMCSA | Comcast Corp-class A | -0.2% | -3.12% | Trim |
| 23 | CLX | Clorox Company | -0.2% | -2.89% | Trim |
| 24 | XLV | Ss Health Care Select Sector | -0.2% | +41.01% | Trim |
| 25 | LULU | Lululemon Athletica Inc | -0.2% | -3.05% | Trim |
| 26 | XLU | St Sr Utl Sl Se Spdr Etf-usd | -0.3% | — | Trim |
| 27 | META | Meta Platforms Inc-class A | -0.3% | -34.45% | Trim |
| 28 | XLF | Ss Financial Select Sector | -0.3% | +45.75% | Trim |
| 29 | RSP | Invesco S&p 500 Equal Weight | -0.3% | -11.93% | Trim |
| 30 | JPM | Jpmorgan Chase & Co | -0.4% | -2.78% | Trim |
| 31 | XLI | Ss Industrial Select Sector | -0.4% | -46.86% | Trim |
| 32 | SSFI | Day Hagan Ss Fix In Etf-usdi | -0.6% | -1.67% | Trim |
| 33 | UPS | United Parcel Service-cl B | -2% | +0.01% | Add |
| 34 | UOCT | Innovator U.s. Equity Ultra | — | EXIT | Sold out |
| 35 | MAXJ | Ishares Lg Cap Max Buff Jun | — | NEW | New buy |
| 36 | PYPL | Paypal Holdings Inc | — | EXIT | Sold out |
| 37 | LYB | LyondellBasell Industries N.V. | — | EXIT | Sold out |
| 38 | MAS | Masco CORP | — | EXIT | Sold out |
| 39 | HSY | Hershey Co/the | — | NEW | New buy |
| 40 | SJM | Jm Smucker Co/the | — | NEW | New buy |
| 41 | CBT | Cabot CORP | — | NEW | New buy |
| 42 | NKE | Nike Inc -cl B | — | EXIT | Sold out |
| 43 | TGT | Target CORP | — | EXIT | Sold out |
| 44 | TEX | Terex CORP | — | EXIT | Sold out |
| 45 | BMY | Bristol-myers Squibb Co | — | NEW | New buy |
| 46 | BEN | Franklin Resources Inc | — | EXIT | Sold out |
| 47 | CRM | Salesforce Inc | — | NEW | New buy |
| 48 | SPTS | Ss Spdr P St Term Tsy ETF | — | NEW | New buy |
| 49 | XLE | Ss Energy Select Sector | — | EXIT | Sold out |
| 50 | EWU | Ishares Msci United Kingdom | — | EXIT | Sold out |
Filing History
FAQ
What is Donald L. Hagan, LLC and what type of investor is it?
Donald L. Hagan, LLC is an investment manager that files SEC Form 13F quarterly, disclosing its U.S. public equity holdings to regulators. As of the most recent reporting period (2025-09-30), the firm manages a tracked equity portfolio valued at approximately $203.7M, spread across 86 disclosed positions.
What are Donald L. Hagan, LLC's largest equity positions?
Based on the latest 13F filing, Donald L. Hagan, LLC's top holdings by market value are:
1. Day Hagan Smart Sector ETF (SSUS) — $32.8M (16.1%)
2. Dy Hgn Smrt Bffr ETF (DHSB) — $18.9M (9.3%)
3. Day Hagan Smart Sector Inter (SSXU) — $18.8M (9.3%)
4. Day Hagan Ss Fix In Etf-usdi (SSFI) — $12.5M (6.1%)
5. Ss Spdr Bb 1-3m T-bill ETF (BIL) — $10.5M (5.1%)
What changes did Donald L. Hagan, LLC make in its most recent portfolio filing?
In the latest reported quarter, Donald L. Hagan, LLC made 49 notable position adjustments: 7 new positions were initiated, 12 existing holdings were added to, 20 positions were partially reduced, and 10 were completely exited. The largest of these moves: Sold out: Innovator U.s. Equity Ultra (UOCT); New buy: Ishares Lg Cap Max Buff Jun (MAXJ); Sold out: Paypal Holdings Inc (PYPL); Sold out: LyondellBasell Industries N.V. (LYB); Sold out: Masco CORP (MAS)
What sectors does Donald L. Hagan, LLC focus on?
Donald L. Hagan, LLC is concentrated in the following sectors based on its current disclosed equity portfolio:
• Industrials: 27.3%
• Information Technology: 19.3%
• Communication Services: 18.2%
• Financials: 13.9%
• Health Care: 8.8%
• Consumer Discretionary: 5.5%
💡
Data Source Notice: AlphaSMO is the web's most authoritative 13F / Inside Trader database. Institutional holdings and insider trades presented here are precisely computed to deliver accurate portfolio reporting.
Investment Profile
Donald L. Hagan, LLC returned an annualized 12.2% over the trailing 36 months — underperforming the S&P 500 by 2.7 points — based on a reconstructed track record of its disclosed 13F positions, with a beta of 0.74 (less volatile than the market) and a 39% quarterly batting average against the index.
Its portfolio is broadly diversified and moderately active.
Its turnover score has risen from 0 to 29 over the past 4 quarters — a shift toward more active trading.
It has added to its DHSB position over the past two quarters (+$5.2M, now $18.9M), while trimming UPS over the same stretch (-$3.3M, still holding $10.3M).
Peer Institutions
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LI
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Total reported value
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Concentration9.8
Portfolio Stability17.9
Sector conviction51.3
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PA
Pacific Asset Management, LLC
CIK 0002054012
Total reported value
$203.8M
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AA
AF Advisors, Inc.
CIK 0001818044
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Portfolio Stability12.1
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