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DKM Wealth Management, Inc. SEC 13F Filing (Q3 2026) — Holdings & Portfolio
DKM Wealth Management, Inc.CIK: 0002055833
Diversified strategySector-focusedMomentum follower
Total reported value
$157.9M
Reporting period: 2026-09-30 · Number of holdings: 76
DKM Wealth Management, Inc. disclosed 76 holdings in its latest 13F filing for the period ending 2026-09-30, with total reported value of $157.9M and a quarterly turnover rate of 7.8%.
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Personality snowflake
- Concentration
- 23.89
- Portfolio Stability
- 7.8
- Momentum
- 100
- Sector conviction
- 100
- Diversification
- 100
- Sizing Uniformity
- 81.06
DKM Wealth Management, Inc.'s disclosed holdings carry a Herfindahl concentration index of 0.060 — mathematically equivalent to about 17 equally-sized positions, well below its 76 actual disclosed holdings. That gap points to a strategy built around a small core of high-conviction bets rather than broad diversification.
Position sizes vary widely across the portfolio (a coefficient of variation of 1.89), with a handful of outsized bets alongside many smaller positions.
Recent activity leans toward adding more aggressively to already-large existing positions than to newly initiated ones (a 2.1 percentage-point tilt) — a pattern consistent with a momentum-following approach.
Sector classification currently covers about 10% of this portfolio's disclosed value; the remainder includes holdings (e.g. unmapped tickers, options, or other security types) not yet covered by our sector mapping.
Source and citation information
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Recent moves
View source Form 13F filing on SEC.govTrim TBLD
+1.6% -$1.4M
Add TLT
+75.1% $1.4M
New buy SCHQ
Trim TCAF
-4.8% -$318.1K
Trim STBF
-10.1% -$625.9K
Add AAPL
-0.7% $933.6K
Holdings Map
New buyAddUnchangedTrim
Top 10 holdings by weight
Full holdings list this quarter
| # | Ticker | Issuer | Asset Subclass | Weight | Weight Change | Shares Change | 4Q Trend |
|---|---|---|---|---|---|---|---|
| 1 | TBLD | Thornburg Income Builder Opp | Stock-Other | 12.53% | -1.29% | +1.64% | |
| 2 | GRNY | Fundstr Gran Sh US Lrg Cap | ETF-Other | 9.43% | +0.26% | +5.42% | |
| 3 | TCAF | T Rowe Prc Cap Appreciation | ETF-Other | 9.42% | -0.51% | -4.80% | |
| 4 | XSORX | Source Capital Inc | Stock-Other | 9.17% | -0.24% | +1.78% | |
| 5 | IVV | Ishares Core S&p 500 ETF | ETF-Large Cap & Growth | 5.48% | -0.06% | -0.11% | |
| 6 | ITOT | Ishares Core S&p Total U.s. | ETF-Other | 5.36% | +0.16% | +5.21% | |
| 7 | AAPL | Apple Inc | Stock-Tech | 4.74% | +0.46% | -0.72% | |
| 8 | GRNJ | Fundstr Gran Sh US Sm & Mid | ETF-Other | 4.53% | +0.22% | +16.01% | |
| 9 | QQQ | Invesco Qqq Trust Series 1 | ETF-Tech | 3.89% | +0.01% | +2.86% | |
| 10 | SYLD | Cambria Shareholder Yield Et | ETF-Other | 3.72% | -0.01% | +1.04% | |
| 11 | VTI | Vanguard Total Stock Mkt ETF | ETF-Other | 3.48% | -0.07% | +0.03% | |
| 12 | STBF | Perf Trust Short Term Bd ETF | ETF-Other | 2.93% | -0.50% | -10.13% | |
| 13 | TLT | Ishares 20+ Year Treasury Bd | ETF-Gov Bonds | 2.39% | +0.83% | +75.10% | |
| 14 | COPY | Tweedy Browne Insdr+valu ETF | ETF-Other | 2.10% | — | -0.85% | |
| 15 | OAKM | Oakmark US Large Cap ETF | ETF-Large Cap & Growth | 1.94% | +0.03% | +0.54% | |
| 16 | XNCMX | Nuveen Ca Amt-fr Muni Inc | Stock-Other | 1.77% | +0.03% | +24.53% | |
| 17 | NAC | Nuveen Ca Qlty Muni Inc | Stock-Other | 1.57% | +0.44% | +70.22% | |
| 18 | ACWX | Ishares Msci Acwi Ex US ETF | ETF-Other | 1.27% | +0.02% | +6.04% | |
| 19 | TMSL | T.rowe Prc Small-mid Cap ETF | ETF-Other | 0.95% | -0.05% | +4.93% | |
| 20 | SPY | Ss Spdr S&p 500 ETF Trust-us | ETF-Large Cap & Growth | 0.84% | -0.01% | +0.23% | |
| 21 | VEA | Vanguard Ftse Developed ETF | ETF-Other | 0.75% | -0.04% | -1.03% | |
| 22 | AMZN | Amazon.com Inc | Stock-Consumer Disc | 0.74% | +0.01% | — | |
| 23 | CAT | Caterpillar Inc | Stock-Industrials | 0.58% | +0.18% | +97.22% | |
| 24 | TSLA | Tesla Inc | Stock-Consumer Disc | 0.57% | -0.13% | — | |
| 25 | SCHQ | Schwab Long-term US Treasury | ETF-Gov Bonds | 0.55% | +0.55% | NEW | |
| 26 | LMT | Lockheed Martin CORP | Stock-Industrials | 0.53% | -0.01% | +0.43% | |
| 27 | NVDA | Nvidia CORP | Stock-Tech | 0.53% | -0.01% | -11.07% | |
| 28 | OEF | Ishares S&p 100 ETF | ETF-Other | 0.45% | +0.01% | +1.97% | |
| 29 | VOO | Vanguard S&p 500 ETF | ETF-Large Cap & Growth | 0.42% | +0.02% | +6.47% | |
| 30 | IWM | Ishares Russell 2000 ETF | ETF-Small Cap | 0.39% | -0.07% | -3.32% | |
| 31 | MSFT | Microsoft CORP | Stock-Tech | 0.37% | +0.08% | -4.99% | |
| 32 | WFC | Wells Fargo & Co | Stock-Financials | 0.37% | -0.02% | — | |
| 33 | KEYS | Keysight Technologies In | Stock-Tech | 0.34% | — | — | |
| 34 | SCHD | Schwab US Dvd Equity ETF | ETF-Other | 0.31% | — | — | |
| 35 | FPAG | Fpa Global Equity ETF New | ETF-Other | 0.31% | +0.03% | +9.26% | |
| 36 | IJR | Ishares Core S&p Small-cap E | ETF-Small Cap | 0.28% | -0.04% | -1.52% | |
| 37 | VWO | Vanguard Ftse Emerging Marke | ETF-Emerging Markets | 0.28% | -0.01% | — | |
| 38 | JOF | Japan Smaller Capitalization | Stock-Other | 0.27% | +0.01% | — | |
| 39 | IEF | Ishares 7-10 Year Treasury B | ETF-Gov Bonds | 0.27% | -0.02% | — | |
| 40 | META | Meta Platforms Inc-class A | Stock-Comm Services | 0.24% | +0.01% | -15.51% | |
| 41 | JOET | Virtus Terranova US Qual Mom | ETF-Other | 0.21% | -0.02% | -2.73% | |
| 42 | IREN | IREN Limited | Stock-Other | 0.21% | -0.01% | +9.14% | |
| 43 | IEFA | Ishares Core Msci Eafe ETF | ETF-Other | 0.20% | -0.01% | — | |
| 44 | GLD | Spdr Gold Shares | ETF-Commodities | 0.20% | — | — | |
| 45 | RMT | Royce Micro-cap Trust Inc | Stock-Other | 0.20% | -0.02% | — | |
| 46 | RIO | Rio Tinto Plc-spon Adr | Stock-Materials | 0.19% | -0.01% | — | |
| 47 | BMNR | Bitmine Immersion Technologi | Stock-Financials | 0.19% | +0.08% | -10.07% | |
| 48 | BRK-B | Berkshire Hathaway Inc-cl B | Stock-Other | 0.17% | — | — | |
| 49 | VNQ | Vanguard Real Estate ETF | ETF-Other | 0.17% | -0.02% | -2.48% | |
| 50 | BTQ | Btq Technologies CORP | Stock-Other | 0.16% | -0.14% | +4.96% |
1–50 of 76
Portfolio Performance
Performance for Q4 2026
+1.7%
Performance Last 4 Quarters
+10.5%
- Stdev
- +10.4%
- Beta
- +0.78
- Alpha
- +0.6%
- Max Drawdown
- -4.8%
- Annualized Perf
- +15.4%
- Batting Avg vs S&P
- +30%
- Sortino
- +2.97
- Stutzer
- +0.43
- Treynor
- +0.19
- Sterling
- +1.04
- Calmar
- +3.23
- Information Ratio
- -0.85
- Tracking Error
- +4%
- Stdev Down
- +5%
- Winning Months %
- +65%
- Losing Months %
- +35%
- Best 12 Months
- +27.2%
- Worst 12 Months
- +10.5%
- Efficiency Ratio
- +0.53
- Sharpe
- +1.44
- Stdev Sectors
- +19.1%
- Skewness
- -0.02
- Kurtosis
- -0.17
- Upside Potential
- +4.54
Reported value over time
Sector allocation
Sector allocation over time
Quarterly history
Holding changes this quarter
DKM Wealth Management, Inc.'s most significant position changes for 2026-09-30: New buy: Schwab Long-term US Treasury (SCHQ); New buy: Agilent Technologies Inc (A); New buy: Barrick Mining CORP (B); Sold out: Srx Health Solutions Inc (SRXH); Add: Thornburg Income Builder Opp (TBLD) — shares +1.64%.
| # | Ticker | Issuer | Weight Change | Shares Change | Action |
|---|---|---|---|---|---|
| 1 | TLT | Ishares 20+ Year Treasury Bd | +0.8% | +75.10% | Add |
| 2 | SCHQ | Schwab Long-term US Treasury | +0.6% | NEW | New buy |
| 3 | AAPL | Apple Inc | +0.5% | -0.72% | Trim |
| 4 | NAC | Nuveen Ca Qlty Muni Inc | +0.4% | +70.22% | Add |
| 5 | GRNY | Fundstr Gran Sh US Lrg Cap | +0.3% | +5.42% | Add |
| 6 | GRNJ | Fundstr Gran Sh US Sm & Mid | +0.2% | +16.01% | Add |
| 7 | CAT | Caterpillar Inc | +0.2% | +97.22% | Add |
| 8 | ITOT | Ishares Core S&p Total U.s. | +0.2% | +5.21% | Add |
| 9 | A | Agilent Technologies Inc | +0.2% | NEW | New buy |
| 10 | B | Barrick Mining CORP | +0.1% | NEW | New buy |
| 11 | MSFT | Microsoft CORP | +0.1% | -4.99% | Trim |
| 12 | BMNR | Bitmine Immersion Technologi | +0.1% | -10.07% | Trim |
| 13 | ABCL | Abcellera Biologics Inc | 0% | — | Unchanged |
| 14 | OAKM | Oakmark US Large Cap ETF | 0% | +0.54% | Add |
| 15 | XNCMX | Nuveen Ca Amt-fr Muni Inc | 0% | +24.53% | Add |
| 16 | FPAG | Fpa Global Equity ETF New | 0% | +9.26% | Add |
| 17 | ACWX | Ishares Msci Acwi Ex US ETF | 0% | +6.04% | Add |
| 18 | VOO | Vanguard S&p 500 ETF | 0% | +6.47% | Add |
| 19 | QQQ | Invesco Qqq Trust Series 1 | 0% | +2.86% | Add |
| 20 | AMZN | Amazon.com Inc | 0% | — | Unchanged |
| 21 | OEF | Ishares S&p 100 ETF | 0% | +1.97% | Add |
| 22 | META | Meta Platforms Inc-class A | 0% | -15.51% | Trim |
| 23 | JOF | Japan Smaller Capitalization | 0% | — | Unchanged |
| 24 | PACB | Pacific Biosciences Of Calif | 0% | — | Unchanged |
| 25 | COPY | Tweedy Browne Insdr+valu ETF | — | -0.85% | Trim |
| 26 | KEYS | Keysight Technologies In | — | — | Unchanged |
| 27 | ASA | ASA Gold and Precious Metals Limited | — | — | Unchanged |
| 28 | SCHD | Schwab US Dvd Equity ETF | — | — | Unchanged |
| 29 | GLD | Spdr Gold Shares | — | — | Unchanged |
| 30 | BIZD | Vaneck Bdc Income ETF | — | — | Unchanged |
| 31 | KOPN | Kopin CORP | — | — | Unchanged |
| 32 | IAUX | I-80 Gold CORP | — | — | Unchanged |
| 33 | XJQCX | Nuveen Credit Strategies Inc | — | — | Unchanged |
| 34 | BRK-B | Berkshire Hathaway Inc-cl B | — | — | Unchanged |
| 35 | NNDM | Nano Dimension LTD - Adr | — | — | Unchanged |
| 36 | SRXH | Srx Health Solutions Inc | — | EXIT | Sold out |
| 37 | DVLT | Datavault Ai Inc | — | +80.00% | Add |
| 38 | DEFT | Defi Technologies Inc | — | +5.17% | Add |
| 39 | SYLD | Cambria Shareholder Yield Et | 0% | +1.04% | Add |
| 40 | SPY | Ss Spdr S&p 500 ETF Trust-us | 0% | +0.23% | Add |
| 41 | ABSI | Absci CORP | 0% | — | Unchanged |
| 42 | NCA | Nuveen California Muni Val | 0% | — | Unchanged |
| 43 | TIP | Ishares Tips Bond ETF | 0% | — | Unchanged |
| 44 | NVDA | Nvidia CORP | 0% | -11.07% | Trim |
| 45 | IREN | IREN Limited | 0% | +9.14% | Add |
| 46 | ✓ | Sealsq CORP | 0% | — | Unchanged |
| 47 | PLUG | Plug Power Inc | 0% | — | Unchanged |
| 48 | WIW | Western Asst Infl-lnk Opp | 0% | — | Unchanged |
| 49 | LMT | Lockheed Martin CORP | 0% | +0.43% | Add |
| 50 | VWO | Vanguard Ftse Emerging Marke | 0% | — | Unchanged |
1–50 of 77
Filing History
FAQ
What is DKM Wealth Management, Inc. and what type of investor is it?
DKM Wealth Management, Inc. is an investment manager that files SEC Form 13F quarterly, disclosing its U.S. public equity holdings to regulators. As of the most recent reporting period (2026-09-30), the firm manages a tracked equity portfolio valued at approximately $157.9M, spread across 76 disclosed positions.
What are DKM Wealth Management, Inc.'s largest equity positions?
Based on the latest 13F filing, DKM Wealth Management, Inc.'s top holdings by market value are:
1. Thornburg Income Builder Opp (TBLD) — $19.8M (12.5%)
2. Fundstr Gran Sh US Lrg Cap (GRNY) — $14.9M (9.4%)
3. T Rowe Prc Cap Appreciation (TCAF) — $14.9M (9.4%)
4. Source Capital Inc (XSORX) — $14.5M (9.2%)
5. Ishares Core S&p 500 ETF (IVV) — $8.7M (5.5%)
What changes did DKM Wealth Management, Inc. make in its most recent portfolio filing?
In the latest reported quarter, DKM Wealth Management, Inc. made 46 notable position adjustments: 3 new positions were initiated, 27 existing holdings were added to, 15 positions were partially reduced, and 1 were completely exited. The largest of these moves: New buy: Schwab Long-term US Treasury (SCHQ); New buy: Agilent Technologies Inc (A); New buy: Barrick Mining CORP (B); Sold out: Srx Health Solutions Inc (SRXH); Add: Thornburg Income Builder Opp (TBLD) — shares +1.64%
What sectors does DKM Wealth Management, Inc. focus on?
DKM Wealth Management, Inc. is concentrated in the following sectors based on its current disclosed equity portfolio:
• Information Technology: 61.6%
• Consumer Discretionary: 13.2%
• Industrials: 11.7%
• Financials: 5.7%
• Materials: 3.3%
• Communication Services: 2.4%
* This report is exclusively curated by the AlphaSMO team. AlphaSMO is the web's most authoritative 13F / Inside Trader database, delivering precise insider trading and institutional holdings insights.
Investment Profile
DKM Wealth Management, Inc. returned an annualized 15.4% over the trailing 20 months — outperforming the S&P 500 by 0.6 points — based on a reconstructed track record of its disclosed 13F positions, with a beta of 0.78 (less volatile than the market) and a 30% quarterly batting average against the index.
Its portfolio is broadly diversified and long-term-holding, with 61.6% of the portfolio concentrated in Information Technology.
Its turnover score has fallen from 36 to 8 over the past 4 quarters — a shift toward longer holding periods.
It has added to its GRNY position over the past two quarters (+$3.4M, now $14.9M), while trimming GRNI over the same stretch (-$231.7K, still holding $255.9K).
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