DI
Dfpg Investments, LLC Historical SEC 13F Holdings & Archive (Q4 2023)
Dfpg Investments, LLCCIK: 0001504665
Diversified strategyLong-term holderQuality / disciplined sizing
Total reported value
$1.3B
Reporting period: 2023-12-31 · Number of holdings: 621
DFPG INVESTMENTS, LLC disclosed 621 holdings in its latest 13F filing for the period ending 2023-12-31, with total reported value of $1.3B and a quarterly turnover rate of 0.0%.
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Personality snowflake
- Concentration
- 3.34
- Portfolio Stability
- 0
- Momentum
- 50
- Sector conviction
- 49.87
- Diversification
- 100
- Sizing Uniformity
- 79.51
Dfpg Investments, LLC's disclosed holdings carry a Herfindahl concentration index of 0.008 — mathematically equivalent to about 120 equally-sized positions, well below its 621 actual disclosed holdings. That gap points to a strategy built around a small core of high-conviction bets rather than broad diversification.
Position sizes vary widely across the portfolio (a coefficient of variation of 2.05), with a handful of outsized bets alongside many smaller positions.
No strong tilt toward either adding to existing winners or initiating outsized new positions was observed in the latest reported quarter.
Sector classification currently covers about 56% of this portfolio's disclosed value; the remainder includes holdings (e.g. unmapped tickers, options, or other security types) not yet covered by our sector mapping.
Source and citation information
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Recent moves
View source Form 13F filing on SEC.govNo holding changes this quarter
Holdings Map
New buyAddUnchangedTrim
Top 10 holdings by weight
Full holdings list this quarter
Showing top 200 holdings (of 621 total)
| # | Ticker | Issuer | Asset Subclass | Weight | Weight Change | Shares Change | 4Q Trend |
|---|---|---|---|---|---|---|---|
| 1 | AAPL | Apple Inc | Stock-Tech | 3.98% | — | +14.76% | |
| 2 | NVDA | Nvidia CORP | Stock-Tech | 3.01% | — | +3.74% | |
| 3 | MSFT | Microsoft CORP | Stock-Tech | 2.33% | — | +20.10% | |
| 4 | AMZN | Amazon.com Inc | Stock-Consumer Disc | 2.33% | — | +14.23% | |
| 5 | INDA | Ishares Msci India ETF | ETF-Other | 1.82% | — | -1.76% | |
| 6 | IVV | Ishares Core S&p 500 ETF | ETF-Large Cap & Growth | 1.73% | — | +11.86% | |
| 7 | BND | Vanguard Total Bond Market | ETF-Other | 1.67% | — | +184.73% | |
| 8 | AMD | Advanced Micro Devices | Stock-Tech | 1.40% | — | -0.21% | |
| 9 | BKLN | Invesco Senior Loan ETF | ETF-Other | 1.29% | — | +789.62% | |
| 10 | META | Meta Platforms Inc-class A | Stock-Comm Services | 1.28% | — | +2.90% | |
| 11 | STIP | Ishares 0-5 Year Tips Bond E | ETF-Other | 1.24% | — | +2.71% | |
| 12 | COST | Costco Wholesale CORP | Stock-Consumer Staples | 1.23% | — | +3.37% | |
| 13 | GOOGL | Alphabet Inc-cl A | Stock-Comm Services | 1.21% | — | +18.93% | |
| 14 | SPYV | Ss Spdr P S&p 500 Value ETF | ETF-Large Cap & Growth | 1.16% | — | +6.53% | |
| 15 | XLE | Ss Energy Select Sector | ETF-Other | 1.05% | — | -40.08% | |
| 16 | XOP | Ss Spdr S&p Og Exp & Prod | ETF-Other | 1.03% | — | -1.41% | |
| 17 | QQQ | Invesco Qqq Trust Series 1 | ETF-Tech | 1.03% | — | +10.82% | |
| 18 | SCHW | Schwab (charles) CORP | Stock-Financials | 1.02% | — | +11.14% | |
| 19 | SPYG | Ss Spdr P S&p 500 Growth ETF | ETF-Large Cap & Growth | 1.01% | — | +6.33% | |
| 20 | GOOG | Alphabet Inc-cl C | Stock-Comm Services | 1.00% | — | +2.22% | |
| 21 | SPY | Ss Spdr S&p 500 ETF Trust-us | ETF-Large Cap & Growth | 1.00% | — | +41.98% | |
| 22 | BKMC | Bny Mellon US M/c Core ETF | ETF-Other | 0.99% | — | +7.36% | |
| 23 | SPDW | Ste Str Spdr Pt Dw EU ETF | ETF-Other | 0.97% | — | +1.56% | |
| 24 | ET | Energy Transfer LP | Stock-Energy | 0.84% | — | -2.17% | |
| 25 | OXY | Occidental Petroleum CORP | Stock-Energy | 0.83% | — | +0.33% | |
| 26 | ZTS | Zoetis Inc | Stock-Healthcare | 0.73% | — | -0.48% | |
| 27 | JNJ | Johnson & Johnson | Stock-Healthcare | 0.71% | — | -0.03% | |
| 28 | JPM | Jpmorgan Chase & Co | Stock-Financials | 0.69% | — | +13.97% | |
| 29 | PANW | Palo Alto Networks Inc | Stock-Tech | 0.66% | — | +38.21% | |
| 30 | V | Visa Inc-class A Shares | Stock-Financials | 0.64% | — | +19.83% | |
| 31 | IUSB | Ishr Cr Unvrse Usd Bd Etf-ui | ETF-Other | 0.64% | — | +9.31% | |
| 32 | OPBK | Op Bancorp | Stock-Other | 0.60% | — | — | |
| 33 | BILL | Bill Holdings Inc | Stock-Tech | 0.58% | — | +662.49% | |
| 34 | VOO | Vanguard S&p 500 ETF | ETF-Large Cap & Growth | 0.57% | — | +6.42% | |
| 35 | VCIT | Vanguard Int-term Corporate | ETF-Corp Bonds | 0.56% | — | +802.60% | |
| 36 | VTI | Vanguard Total Stock Mkt ETF | ETF-Other | 0.53% | — | -1.26% | |
| 37 | SPSM | Ss Spdr P S&p 600 Small Cap | ETF-Small Cap | 0.53% | — | +6.37% | |
| 38 | IGIB | Ishares 5-10y Inv Grade CORP | ETF-Corp Bonds | 0.53% | — | +2180.83% | |
| 39 | VWO | Vanguard Ftse Emerging Marke | ETF-Emerging Markets | 0.52% | — | +1.27% | |
| 40 | CVX | Chevron CORP | Stock-Energy | 0.51% | — | -0.39% | |
| 41 | HQY | Healthequity Inc | Stock-Healthcare | 0.51% | — | -1.09% | |
| 42 | TSLA | Tesla Inc | Stock-Consumer Disc | 0.49% | — | +20.01% | |
| 43 | LMT | Lockheed Martin CORP | Stock-Industrials | 0.47% | — | +17.31% | |
| 44 | ITA | Ishares U.s. Aerospace & Def | ETF-Other | 0.46% | — | -1.72% | |
| 45 | AVGO | Broadcom Inc | Stock-Tech | 0.46% | — | +1.57% | |
| 46 | GLD | Spdr Gold Shares | ETF-Commodities | 0.45% | — | -8.25% | |
| 47 | UNH | Unitedhealth Group Inc | Stock-Healthcare | 0.45% | — | +1.72% | |
| 48 | OWL | Blue Owl Capital Inc | Stock-Financials | 0.45% | — | -34.98% | |
| 49 | MUB | Ishares National Muni Bond E | ETF-Other | 0.44% | — | +58.37% | |
| 50 | QCOM | Qualcomm Inc | Stock-Tech | 0.44% | — | +3.32% |
1–50 of 200
Portfolio Performance
Performance for Q3 2026
+2.9%
Performance Last 4 Quarters
+19.5%
- Stdev
- +11%
- Beta
- +0.83
- Alpha
- -0.2%
- Max Drawdown
- -7.1%
- Annualized Perf
- +17.1%
- Batting Avg vs S&P
- +41.7%
- Sortino
- +3.08
- Stutzer
- +0.44
- Treynor
- +0.2
- Sterling
- +1.14
- Calmar
- +2.4
- Information Ratio
- -1.14
- Tracking Error
- +3.1%
- Stdev Down
- +5.3%
- Winning Months %
- +66.7%
- Losing Months %
- +33.3%
- Best 12 Months
- +29%
- Worst 12 Months
- +5.4%
- Efficiency Ratio
- +0.59
- Sharpe
- +1.5
- Stdev Sectors
- +8.3%
- Skewness
- 0
- Kurtosis
- -0.39
- Upside Potential
- +4.74
Reported value over time
Sector allocation
Sector allocation over time
Quarterly history
| Period | Holdings | Total value | Stability | Top holdings | |
|---|---|---|---|---|---|
| 2023 Q4 | 621 | $1.3B | 0 | ||
| 2023 Q3 | 575 | $1.1B | 0 | ||
| 2023 Q2 | 575 | $1.1B | 0 | ||
| 2023 Q1 | 514 | $931.1M | 0 | ||
| 2022 Q4 | 434 | $606.9M | 0 | ||
| 2022 Q3 | 175 | $235.2M | 0 | ||
| 2022 Q2 | 159 | $229.3M | 0 | ||
| 2022 Q1 | 168 | $256.8M | 0 | ||
| 2021 Q4 | 179 | $239.5M | 0 | ||
| 2021 Q3 | 182 | $264.2M | 0 | ||
| 2021 Q2 | 173 | $264.3M | 94 | ||
| 2021 Q1 | 158 | $234.1M | 36 | ||
| 2020 Q4 | 163 | $217.5M | 42 | ||
| 2020 Q3 | 172 | $187.3M | 35 | ||
| 2020 Q2 | 175 | $164.2M | 34 | ||
| 2020 Q1 | 158 | $134.2M | 36 | ||
| 2019 Q4 | 165 | $152.9M | 36 | ||
| 2019 Q3 | 159 | $121.0M | 43 | ||
| 2019 Q2 | 163 | $104.4M | 53 | ||
| 2019 Q1 | 139 | $93.1M | 27 | ||
| 2018 Q4 | 120 | $75.5M | 0 |
Holding changes this quarter
| # | Ticker | Issuer | Weight Change | Shares Change | Action |
|---|
Filing History
FAQ
What is Dfpg Investments, LLC and what type of investor is it?
Dfpg Investments, LLC is an investment manager that files SEC Form 13F quarterly, disclosing its U.S. public equity holdings to regulators. As of the most recent reporting period (2023-12-31), the firm manages a tracked equity portfolio valued at approximately $1.3B, spread across 621 disclosed positions.
What are Dfpg Investments, LLC's largest equity positions?
Based on the latest 13F filing, Dfpg Investments, LLC's top holdings by market value are:
1. Apple Inc (AAPL) — $51.0M (4.0%)
2. Nvidia CORP (NVDA) — $38.6M (3.0%)
3. Microsoft CORP (MSFT) — $29.9M (2.3%)
4. Amazon.com Inc (AMZN) — $29.9M (2.3%)
5. Ishares Msci India ETF (INDA) — $23.3M (1.8%)
What changes did Dfpg Investments, LLC make in its most recent portfolio filing?
No notable portfolio changes were recorded for Dfpg Investments, LLC in the most recent quarter. Holdings appear to have remained relatively stable.
What sectors does Dfpg Investments, LLC focus on?
Dfpg Investments, LLC is concentrated in the following sectors based on its current disclosed equity portfolio:
• Information Technology: 32.2%
• Financials: 13.2%
• Health Care: 11.7%
• Consumer Discretionary: 10.1%
• Communication Services: 8.7%
• Energy: 6.9%
💡
Data Source Notice: AlphaSMO is the web's most authoritative 13F / Inside Trader database. Institutional holdings and insider trades presented here are precisely computed to deliver accurate portfolio reporting.
Investment Profile
Dfpg Investments, LLC returned an annualized 17.1% over the trailing 36 months — underperforming the S&P 500 by 0.2 points — based on a reconstructed track record of its disclosed 13F positions, with a beta of 0.83 (less volatile than the market) and a 42% quarterly batting average against the index.
Its portfolio is broadly diversified and long-term-holding, with 32.2% of the portfolio concentrated in Information Technology.
It has added to its IVV position over the past two quarters (+$9.8M, now $22.2M), while trimming GLD over the same stretch (-$19.6M, still holding $5.8M).
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