CIK: 0001504665
Total reported value
$1.3B
Reporting period: 2023-12-31 · Number of holdings: 621
DFPG INVESTMENTS, LLC disclosed 621 holdings in its latest 13F filing for the period ending 2023-12-31, with total reported value of $1.3B and a quarterly turnover rate of 0.0%.
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Dfpg Investments, LLC's disclosed holdings carry a Herfindahl concentration index of 0.008 — mathematically equivalent to about 120 equally-sized positions, well below its 621 actual disclosed holdings. That gap points to a strategy built around a small core of high-conviction bets rather than broad diversification.
Position sizes vary widely across the portfolio (a coefficient of variation of 2.05), with a handful of outsized bets alongside many smaller positions.
No strong tilt toward either adding to existing winners or initiating outsized new positions was observed in the latest reported quarter.
Sector classification currently covers about 56% of this portfolio's disclosed value; the remainder includes holdings (e.g. unmapped tickers, options, or other security types) not yet covered by our sector mapping.
No holding changes this quarter
Showing top 200 holdings (of 621 total)
| # | Ticker | Issuer | Asset Subclass | Weight | Weight Change | Shares Change | 4Q Trend |
|---|---|---|---|---|---|---|---|
| 1 | AAPL | Apple INC | Stock-Tech | 3.98% | — | +14.76% | |
| 2 | NVDA | Nvidia CORP | Stock-Tech | 3.01% | — | +3.74% | |
| 3 | MSFT | Microsoft CORP | Stock-Tech | 2.33% | — | +20.10% | |
| 4 | AMZN | Amazon.com INC | Stock-Consumer Disc | 2.33% | — | +14.23% | |
| 5 | INDA | Ishares Msci India ETF | ETF-Other | 1.82% | — | -1.76% | |
| 6 | IVV | Ishares Core S&p 500 ETF | ETF-Large Cap & Growth | 1.73% | — | +11.86% | |
| 7 | BND | Vanguard Total Bond Market | ETF-Other | 1.67% | — | +184.73% | |
| 8 | AMD | Advanced Micro Devices | Stock-Tech | 1.40% | — | -0.21% | |
| 9 | BKLN | Invesco Senior Loan ETF | ETF-Other | 1.29% | — | +789.62% | |
| 10 | META | Meta Platforms Inc-class A | Stock-Comm Services | 1.28% | — | +2.90% | |
| 11 | STIP | Ishares 0-5 Year Tips Bond E | ETF-Other | 1.24% | — | +2.71% | |
| 12 | COST | Costco Wholesale CORP | Stock-Consumer Staples | 1.23% | — | +3.37% | |
| 13 | GOOGL | Alphabet Inc-cl A | Stock-Comm Services | 1.21% | — | +18.93% | |
| 14 | SPYV | Ss Spdr P S&p 500 Value ETF | ETF-Large Cap & Growth | 1.16% | — | +6.53% | |
| 15 | XLE | Ss Energy Select Sector | ETF-Other | 1.05% | — | -40.08% | |
| 16 | XOP | Ss Spdr S&p Og Exp & Prod | ETF-Other | 1.03% | — | -1.41% | |
| 17 | QQQ | Invesco Qqq Trust Series 1 | ETF-Tech | 1.03% | — | +10.82% | |
| 18 | SCHW | Schwab (charles) CORP | Stock-Financials | 1.02% | — | +11.14% | |
| 19 | SPYG | Ss Spdr P S&p 500 Growth ETF | ETF-Large Cap & Growth | 1.01% | — | +6.33% | |
| 20 | GOOG | Alphabet Inc-cl C | Stock-Comm Services | 1.00% | — | +2.22% | |
| 21 | SPY | Ss Spdr S&p 500 ETF Trust-us | ETF-Large Cap & Growth | 1.00% | — | +41.98% | |
| 22 | BKMC | Bny Mellon US M/c Core ETF | ETF-Other | 0.99% | — | +7.36% | |
| 23 | SPDW | Ste Str Spdr Pt Dw EU ETF | ETF-Other | 0.97% | — | +1.56% | |
| 24 | ET | Energy Transfer LP | Stock-Energy | 0.84% | — | -2.17% | |
| 25 | OXY | Occidental Petroleum CORP | Stock-Energy | 0.83% | — | +0.33% | |
| 26 | ZTS | Zoetis INC | Stock-Healthcare | 0.73% | — | -0.48% | |
| 27 | JNJ | Johnson & Johnson | Stock-Healthcare | 0.71% | — | -0.03% | |
| 28 | JPM | Jpmorgan Chase & Co | Stock-Financials | 0.69% | — | +13.97% | |
| 29 | PANW | Palo Alto Networks INC | Stock-Tech | 0.66% | — | +38.21% | |
| 30 | V | Visa Inc-class A Shares | Stock-Financials | 0.64% | — | +19.83% | |
| 31 | IUSB | Ishr Cr Unvrse Usd Bd Etf-ui | ETF-Other | 0.64% | — | +9.31% | |
| 32 | OPBK | Op Bancorp | Stock-Other | 0.60% | — | — | |
| 33 | BILL | Bill Holdings INC | Stock-Tech | 0.58% | — | +662.49% | |
| 34 | VOO | Vanguard S&p 500 ETF | ETF-Large Cap & Growth | 0.57% | — | +6.42% | |
| 35 | VCIT | Vanguard Int-term Corporate | ETF-Corp Bonds | 0.56% | — | +802.60% | |
| 36 | VTI | Vanguard Total Stock Mkt ETF | ETF-Other | 0.53% | — | -1.26% | |
| 37 | SPSM | Ss Spdr P S&p 600 Small Cap | ETF-Small Cap | 0.53% | — | +6.37% | |
| 38 | IGIB | Ishares 5-10y Inv Grade CORP | ETF-Corp Bonds | 0.53% | — | +2180.83% | |
| 39 | VWO | Vanguard Ftse Emerging Marke | ETF-Emerging Markets | 0.52% | — | +1.27% | |
| 40 | CVX | Chevron CORP | Stock-Energy | 0.51% | — | -0.39% | |
| 41 | HQY | Healthequity INC | Stock-Healthcare | 0.51% | — | -1.09% | |
| 42 | TSLA | Tesla INC | Stock-Consumer Disc | 0.49% | — | +20.01% | |
| 43 | LMT | Lockheed Martin CORP | Stock-Industrials | 0.47% | — | +17.31% | |
| 44 | ITA | Ishares U.s. Aerospace & Def | ETF-Other | 0.46% | — | -1.72% | |
| 45 | AVGO | Broadcom INC | Stock-Tech | 0.46% | — | +1.57% | |
| 46 | GLD | Spdr Gold Shares | ETF-Commodities | 0.45% | — | -8.25% | |
| 47 | UNH | Unitedhealth Group INC | Stock-Healthcare | 0.45% | — | +1.72% | |
| 48 | OWL | Blue Owl Capital INC | Stock-Financials | 0.45% | — | -34.98% | |
| 49 | MUB | Ishares National Muni Bond E | ETF-Other | 0.44% | — | +58.37% | |
| 50 | QCOM | Qualcomm INC | Stock-Tech | 0.44% | — | +3.32% |
Performance for Q3 2026
+4.1%
Performance Last 4 Quarters
+20.8%
Based on 72% of reported portfolio value with available pricing
| Period | Holdings | Total value | Stability | Top holdings |
|---|---|---|---|---|
| 2023-12-31 | 621 | $1.3B | 0 | |
| 2023-09-30 | 575 | $1.1B | 0 | |
| 2023-06-30 | 575 | $1.1B | 0 | |
| 2023-03-31 | 514 | $931.1M | 0 | |
| 2022-12-31 | 434 | $606.9M | 0 | |
| 2022-09-30 | 175 | $235.2M | 0 | |
| 2022-06-30 | 159 | $229.3M | 0 | |
| 2022-03-31 | 168 | $256.8M | 0 | |
| 2021-12-31 | 179 | $239.5M | 0 | |
| 2021-09-30 | 182 | $264.2M | 0 | |
| 2021-06-30 | 173 | $264.3M | 94 | |
| 2021-03-31 | 158 | $234.1M | 36 | |
| 2020-12-31 | 163 | $217.5M | 42 | |
| 2020-09-30 | 172 | $187.3M | 35 | |
| 2020-06-30 | 175 | $164.2M | 34 | |
| 2020-03-31 | 158 | $134.2M | 36 | |
| 2019-12-31 | 165 | $152.9M | 36 | |
| 2019-09-30 | 159 | $121.0M | 43 | |
| 2019-06-30 | 163 | $104.4M | 53 | |
| 2019-03-31 | 139 | $93.1M | 27 | |
| 2018-12-31 | 120 | $75.5M | 0 |
| # | Ticker | Issuer | Weight Change | Shares Change | Action |
|---|
| Period | Filed | Type | EDGAR |
|---|---|---|---|
| 2023-12-31 | 2024-01-10 | 13F-HR | View on EDGAR |
| 2023-09-30 | 2023-11-13 | 13F-HR | View on EDGAR |
| 2023-06-30 | 2023-07-24 | 13F-HR | View on EDGAR |
| 2023-03-31 | 2023-04-11 | 13F-HR | View on EDGAR |
| 2022-12-31 | 2023-02-02 | 13F-HR | View on EDGAR |
| 2022-09-30 | 2022-10-24 | 13F-HR | View on EDGAR |
| 2022-06-30 | 2022-08-01 | 13F-HR | View on EDGAR |
| 2022-03-31 | 2022-04-22 | 13F-HR | View on EDGAR |
| 2021-12-31 | 2022-01-31 | 13F-HR | View on EDGAR |
| 2021-09-30 | 2021-10-19 | 13F-HR | View on EDGAR |
| 2021-06-30 | 2021-07-21 | 13F-HR | View on EDGAR |
| 2021-03-31 | 2021-04-14 | 13F-HR | View on EDGAR |
| 2020-12-31 | 2021-01-19 | 13F-HR | View on EDGAR |
| 2020-09-30 | 2020-10-13 | 13F-HR | View on EDGAR |
| 2020-06-30 | 2020-07-13 | 13F-HR | View on EDGAR |
| 2020-03-31 | 2020-04-17 | 13F-HR | View on EDGAR |
| 2019-12-31 | 2020-02-04 | 13F-HR | View on EDGAR |
| 2019-09-30 | 2019-10-15 | 13F-HR | View on EDGAR |
| 2019-06-30 | 2019-07-30 | 13F-HR | View on EDGAR |
| 2019-03-31 | 2019-04-10 | 13F-HR | View on EDGAR |
| 2018-12-31 | 2019-01-22 | 13F-HR | View on EDGAR |
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