DW
Defined Wealth Management, LLC 13F Holdings & Position Changes (Q2 2026)
Defined Wealth Management, LLCCIK: 0001849518
Diversified strategyLong-term holderQuality / disciplined sizing
Total reported value
$194.3M
Reporting period: 2026-06-30 · Number of holdings: 115
DEFINED WEALTH MANAGEMENT, LLC disclosed 115 holdings in its latest 13F filing for the period ending 2026-06-30, with total reported value of $194.3M and a quarterly turnover rate of 0.0%.
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Personality snowflake
- Concentration
- 8.47
- Portfolio Stability
- 0
- Momentum
- 50
- Sector conviction
- 65.3
- Diversification
- 100
- Sizing Uniformity
- 87.97
Defined Wealth Management, LLC's disclosed holdings carry a Herfindahl concentration index of 0.021 — mathematically equivalent to about 47 equally-sized positions, well below its 115 actual disclosed holdings. That gap points to a strategy built around a small core of high-conviction bets rather than broad diversification.
Position sizes vary widely across the portfolio (a coefficient of variation of 1.20), with a handful of outsized bets alongside many smaller positions.
No strong tilt toward either adding to existing winners or initiating outsized new positions was observed in the latest reported quarter.
Sector classification currently covers about 27% of this portfolio's disclosed value; the remainder includes holdings (e.g. unmapped tickers, options, or other security types) not yet covered by our sector mapping.
Source and citation information
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Recent moves
View source Form 13F filing on SEC.govTrim IEFA
-84.6% -$8.7M
New buy FENI
Sold out IUSV
New buy AVEM
Trim IEMG
-81.8% -$4.8M
New buy PSC
Holdings Map
New buyAddUnchangedTrim
Top 10 holdings by weight
Full holdings list this quarter
| # | Ticker | Issuer | Asset Subclass | Weight | Weight Change | Shares Change | 4Q Trend |
|---|---|---|---|---|---|---|---|
| 1 | VOO | Vanguard S&p 500 ETF | ETF-Large Cap & Growth | 5.43% | +0.05% | +0.04% | |
| 2 | FENI | Fidelity Enhanced Intl ETF | ETF-Other | 4.64% | +4.64% | NEW | |
| 3 | VUG | Vanguard Growth ETF | ETF-Other | 4.29% | +0.13% | +495.39% | |
| 4 | SPY | Ss Spdr S&p 500 ETF Trust-us | ETF-Large Cap & Growth | 3.57% | +0.03% | -0.14% | |
| 5 | IVV | Ishares Core S&p 500 ETF | ETF-Large Cap & Growth | 3.40% | — | -0.53% | |
| 6 | AVEM | Avantis Emerging Markets Eq | ETF-Emerging Markets | 3.32% | +3.32% | NEW | |
| 7 | VTV | Vanguard Value ETF | ETF-Other | 3.21% | -0.10% | -0.74% | |
| 8 | QQQ | Invesco Qqq Trust Series 1 | ETF-Tech | 2.81% | +0.29% | -0.27% | |
| 9 | TDIV | Ft Nasdaq Tech Dvd Index Fd | ETF-Tech | 2.67% | +0.14% | -2.09% | |
| 10 | RSP | Invesco S&p 500 Equal Weight | ETF-Large Cap & Growth | 2.66% | -0.09% | -0.41% | |
| 11 | IXN | Ishares Global Tech ETF | ETF-Tech | 2.57% | +0.53% | -0.48% | |
| 12 | DIVI | Franklin International Core | ETF-Other | 2.57% | -0.21% | -2.07% | |
| 13 | AVGO | Broadcom Inc | Stock-Tech | 2.38% | +0.17% | +0.45% | |
| 14 | VWO | Vanguard Ftse Emerging Marke | ETF-Emerging Markets | 2.38% | -0.11% | -1.32% | |
| 15 | EFA | Ishares Msci Eafe ETF | ETF-Other | 1.91% | -0.14% | -0.94% | |
| 16 | IDEV | Ishares Core Msci Dev Mkts | ETF-Other | 1.80% | -0.12% | -0.33% | |
| 17 | USMV | Ishares Msci USA Min Vol Fac | ETF-Other | 1.78% | -0.08% | +4.87% | |
| 18 | AAPL | Apple Inc | Stock-Tech | 1.77% | +0.03% | +1.61% | |
| 19 | PSC | Principal US Small-cap ETF | ETF-Other | 1.73% | +1.73% | NEW | |
| 20 | FDVV | Fidelity High Dividend ETF | ETF-Other | 1.64% | +1.64% | NEW | |
| 21 | UCON | First Trust Smith Unconstrai | ETF-Other | 1.52% | -0.02% | +11.34% | |
| 22 | OMFL | Invesco Russell 1000 Dyn M/f | ETF-Other | 1.43% | -0.04% | -2.93% | |
| 23 | VO | Vanguard Mid-cap ETF | ETF-Other | 1.39% | — | +304.87% | |
| 24 | JPM | Jpmorgan Chase & Co | Stock-Financials | 1.30% | -0.02% | +0.93% | |
| 25 | SPSM | Ss Spdr P S&p 600 Small Cap | ETF-Small Cap | 1.27% | +0.06% | -0.40% | |
| 26 | VIG | Vanguard Dividend Apprec ETF | ETF-Other | 1.20% | -0.05% | -0.48% | |
| 27 | ONEQ | Fidelity Nasdaq Comp Indx | ETF-Tech | 1.11% | +0.05% | -1.79% | |
| 28 | FBND | Fidelity Total Bond ETF | ETF-Other | 1.11% | +0.43% | +86.03% | |
| 29 | GOOG | Alphabet Inc-cl C | Stock-Comm Services | 0.97% | +0.83% | +523.98% | |
| 30 | STX | Seagate Technology Holdings plc | Stock-Tech | 0.89% | +0.49% | +2.87% | |
| 31 | IEFA | Ishares Core Msci Eafe ETF | ETF-Other | 0.88% | -5.25% | -84.63% | |
| 32 | GOOGL | Alphabet Inc-cl A | Stock-Comm Services | 0.86% | +0.33% | +47.65% | |
| 33 | SPEM | State Street Sp Ptf Em ETF | ETF-Other | 0.83% | -0.03% | +0.09% | |
| 34 | VB | Vanguard Small-cap ETF | ETF-Other | 0.83% | — | -1.47% | |
| 35 | MSFT | Microsoft CORP | Stock-Tech | 0.79% | -0.12% | -1.66% | |
| 36 | ASML | ASML Holding N.V. | Stock-Tech | 0.78% | +0.19% | +0.39% | |
| 37 | VEA | Vanguard Ftse Developed ETF | ETF-Other | 0.76% | -0.03% | -0.98% | |
| 38 | USFR | Wisdomtree Floating Rate Tre | ETF-Other | 0.76% | +0.46% | +184.70% | |
| 39 | UNH | Unitedhealth Group Inc | Stock-Healthcare | 0.73% | +0.19% | +0.64% | |
| 40 | FDN | First Trust Dj Internet Ind | ETF-Other | 0.72% | -0.01% | -1.08% | |
| 41 | MOAT | Vaneck Morningstar Wide Moat | ETF-Other | 0.71% | -0.07% | -3.36% | |
| 42 | IEMG | Ishares Core Msci Emerging | ETF-Emerging Markets | 0.68% | -2.89% | -81.84% | |
| 43 | VTI | Vanguard Total Stock Mkt ETF | ETF-Other | 0.64% | +0.01% | -0.03% | |
| 44 | NVDA | Nvidia CORP | Stock-Tech | 0.63% | +0.05% | +7.14% | |
| 45 | SRE | Sempra | Stock-Utilities | 0.63% | -0.19% | -8.26% | |
| 46 | AMZN | Amazon.com Inc | Stock-Consumer Disc | 0.63% | +0.05% | +6.74% | |
| 47 | DE | Deere & Co | Stock-Industrials | 0.62% | -0.01% | +0.05% | |
| 48 | MSI | Motorola Solutions Inc | Stock-Tech | 0.61% | -0.12% | -0.07% | |
| 49 | BRK-B | Berkshire Hathaway Inc-cl B | Stock-Other | 0.61% | -0.02% | +4.89% | |
| 50 | AXP | American Express Co | Stock-Financials | 0.60% | -0.01% | +0.38% |
1–50 of 115
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Data Source Notice: AlphaSMO is the web's most authoritative 13F / Inside Trader database. Institutional holdings and insider trades presented here are precisely computed to deliver accurate portfolio reporting.
Portfolio Performance
Performance for Q3 2026
+2.3%
Performance Last 4 Quarters
+21.1%
- Stdev
- +11.3%
- Beta
- +0.84
- Alpha
- +0.5%
- Max Drawdown
- -5.3%
- Annualized Perf
- +18%
- Batting Avg vs S&P
- +41.7%
- Sortino
- +3.12
- Stutzer
- +0.45
- Treynor
- +0.21
- Sterling
- +1.22
- Calmar
- +3.39
- Information Ratio
- -0.73
- Tracking Error
- +3.8%
- Stdev Down
- +5.5%
- Winning Months %
- +69.4%
- Losing Months %
- +30.6%
- Best 12 Months
- +29.3%
- Worst 12 Months
- +5.7%
- Efficiency Ratio
- +0.62
- Sharpe
- +1.53
- Stdev Sectors
- +10.7%
- Skewness
- -0.03
- Kurtosis
- -0.12
- Upside Potential
- +4.66
Reported value over time
Sector allocation
Sector allocation over time
Quarterly history
| Period | Holdings | Total value | Stability | Top holdings | |
|---|---|---|---|---|---|
| 2026 Q2 | 115 | $194.3M | 0 | ||
| 2026 Q1 | 109 | $170.7M | 7 | ||
| 2025 Q4 | 109 | $173.5M | 5 | ||
| 2025 Q3 | 106 | $172.2M | 20 | ||
| 2025 Q2 | 106 | $161.7M | 0 | ||
| 2025 Q1 | 108 | $148.8M | 100 | ||
| 2024 Q4 | 106 | $151.0M | 0 | ||
| 2024 Q3 | 109 | $154.0M | 0 | ||
| 2024 Q2 | 107 | $143.8M | 0 | ||
| 2024 Q1 | 103 | $139.2M | 0 | ||
| 2023 Q4 | 98 | $130.6M | 0 | ||
| 2023 Q3 | 99 | $117.2M | 0 | ||
| 2023 Q2 | 98 | $118.5M | 0 | ||
| 2023 Q1 | 99 | $107.1M | 0 | ||
| 2022 Q4 | 103 | $106.4M | 0 | ||
| 2022 Q3 | 91 | $91.8M | 0 | ||
| 2022 Q2 | 89 | $97.6M | 0 | ||
| 2022 Q1 | 93 | $113.7M | 0 | ||
| 2021 Q4 | 95 | $122.3M | 0 | ||
| 2021 Q3 | 91 | $112.8M | 0 | ||
| 2021 Q2 | 94 | $112.5M | 97 | ||
| 2021 Q1 | 95 | $105.5M | 28 | ||
| 2020 Q4 | 216 | $101.3M | 0 |
Holding changes this quarter
Defined Wealth Management, LLC's most significant position changes for 2026-06-30: New buy: Fidelity Enhanced Intl ETF (FENI); New buy: Avantis Emerging Markets Eq (AVEM); Sold out: Ishares Core S&p U.s. Value (IUSV); New buy: Principal US Small-cap ETF (PSC); New buy: Fidelity High Dividend ETF (FDVV).
| # | Ticker | Issuer | Weight Change | Shares Change | Action |
|---|---|---|---|---|---|
| 1 | FENI | Fidelity Enhanced Intl ETF | +4.6% | NEW | New buy |
| 2 | AVEM | Avantis Emerging Markets Eq | +3.3% | NEW | New buy |
| 3 | PSC | Principal US Small-cap ETF | +1.7% | NEW | New buy |
| 4 | FDVV | Fidelity High Dividend ETF | +1.6% | NEW | New buy |
| 5 | GOOG | Alphabet Inc-cl C | +0.8% | +523.98% | Add |
| 6 | IXN | Ishares Global Tech ETF | +0.5% | -0.48% | Trim |
| 7 | STX | Seagate Technology Holdings plc | +0.5% | +2.87% | Add |
| 8 | USFR | Wisdomtree Floating Rate Tre | +0.5% | +184.70% | Add |
| 9 | FBND | Fidelity Total Bond ETF | +0.4% | +86.03% | Add |
| 10 | INTC | Intel CORP | +0.4% | +1.28% | Add |
| 11 | GOOGL | Alphabet Inc-cl A | +0.3% | +47.65% | Add |
| 12 | QQQ | Invesco Qqq Trust Series 1 | +0.3% | -0.27% | Trim |
| 13 | ASML | ASML Holding N.V. | +0.2% | +0.39% | Add |
| 14 | UNH | Unitedhealth Group Inc | +0.2% | +0.64% | Add |
| 15 | AVGO | Broadcom Inc | +0.2% | +0.45% | Add |
| 16 | TDIV | Ft Nasdaq Tech Dvd Index Fd | +0.1% | -2.09% | Trim |
| 17 | VUG | Vanguard Growth ETF | +0.1% | +495.39% | Add |
| 18 | NVO | Novo-nordisk A/s-spons Adr | +0.1% | NEW | New buy |
| 19 | ✓ | +0.1% | NEW | New buy | |
| 20 | ✓ | +0.1% | NEW | New buy | |
| 21 | CRWD | Crowdstrike Holdings Inc - A | +0.1% | -3.54% | Trim |
| 22 | JCPB | Jpmorgan Core Plus Bond ETF | +0.1% | NEW | New buy |
| 23 | MU | Micron Technology Inc | +0.1% | NEW | New buy |
| 24 | KLAC | Kla CORP | +0.1% | NEW | New buy |
| 25 | AMAT | Applied Materials Inc | +0.1% | NEW | New buy |
| 26 | ETN | Eaton Corporation plc | +0.1% | NEW | New buy |
| 27 | TXN | Texas Instruments Inc | +0.1% | +0.59% | Add |
| 28 | TSM | Taiwan Semiconductor-sp Adr | +0.1% | +3.54% | Add |
| 29 | SPSM | Ss Spdr P S&p 600 Small Cap | +0.1% | -0.40% | Trim |
| 30 | VOO | Vanguard S&p 500 ETF | +0.1% | +0.04% | Add |
| 31 | ONEQ | Fidelity Nasdaq Comp Indx | +0.1% | -1.79% | Trim |
| 32 | NVDA | Nvidia CORP | +0.1% | +7.14% | Add |
| 33 | AMZN | Amazon.com Inc | +0.1% | +6.74% | Add |
| 34 | V | Visa Inc-class A Shares | +0.1% | +15.63% | Add |
| 35 | SPYM | Ste Str Spdr Pt S&p 500 ETF | 0% | +6.90% | Add |
| 36 | CVS | Cvs Health CORP | 0% | +0.64% | Add |
| 37 | SPY | Ss Spdr S&p 500 ETF Trust-us | 0% | -0.14% | Trim |
| 38 | AAPL | Apple Inc | 0% | +1.61% | Add |
| 39 | MCHP | Microchip Technology Inc | 0% | +0.21% | Add |
| 40 | TSLA | Tesla Inc | 0% | +13.77% | Add |
| 41 | PG | Procter & Gamble Co/the | 0% | +37.27% | Add |
| 42 | BAC | Bank Of America CORP | 0% | +2.12% | Add |
| 43 | ABBV | Abbvie Inc | 0% | +4.89% | Add |
| 44 | VTI | Vanguard Total Stock Mkt ETF | 0% | -0.03% | Trim |
| 45 | HWM | Howmet Aerospace Inc | 0% | +0.39% | Add |
| 46 | USB | US Bancorp | 0% | +0.81% | Add |
| 47 | IVV | Ishares Core S&p 500 ETF | — | -0.53% | Trim |
| 48 | VO | Vanguard Mid-cap ETF | — | +304.87% | Add |
| 49 | VB | Vanguard Small-cap ETF | — | -1.47% | Trim |
| 50 | IJH | Ishares Core S&p Midcap ETF | — | +0.58% | Add |
1–50 of 121
Filing History
FAQ
What is Defined Wealth Management, LLC and what type of investor is it?
Defined Wealth Management, LLC is an investment manager that files SEC Form 13F quarterly, disclosing its U.S. public equity holdings to regulators. As of the most recent reporting period (2026-06-30), the firm manages a tracked equity portfolio valued at approximately $194.3M, spread across 115 disclosed positions.
What are Defined Wealth Management, LLC's largest equity positions?
Based on the latest 13F filing, Defined Wealth Management, LLC's top holdings by market value are:
1. Vanguard S&p 500 ETF (VOO) — $10.6M (5.4%)
2. Fidelity Enhanced Intl ETF (FENI) — $9.0M (4.6%)
3. Vanguard Growth ETF (VUG) — $8.3M (4.3%)
4. Ss Spdr S&p 500 ETF Trust-us (SPY) — $6.9M (3.6%)
5. Ishares Core S&p 500 ETF (IVV) — $6.6M (3.4%)
What changes did Defined Wealth Management, LLC make in its most recent portfolio filing?
In the latest reported quarter, Defined Wealth Management, LLC made 119 notable position adjustments: 12 new positions were initiated, 56 existing holdings were added to, 45 positions were partially reduced, and 6 were completely exited. The largest of these moves: New buy: Fidelity Enhanced Intl ETF (FENI); New buy: Avantis Emerging Markets Eq (AVEM); Sold out: Ishares Core S&p U.s. Value (IUSV); New buy: Principal US Small-cap ETF (PSC); New buy: Fidelity High Dividend ETF (FDVV)
What sectors does Defined Wealth Management, LLC focus on?
Defined Wealth Management, LLC is concentrated in the following sectors based on its current disclosed equity portfolio:
• Information Technology: 40.4%
• Financials: 14.9%
• Health Care: 11.1%
• Communication Services: 8.7%
• Industrials: 7.7%
• Energy: 5.0%
Investment Profile
Defined Wealth Management, LLC returned an annualized 18.0% over the trailing 36 months — outperforming the S&P 500 by 0.5 points — based on a reconstructed track record of its disclosed 13F positions, with a beta of 0.84 (less volatile than the market) and a 42% quarterly batting average against the index.
Its portfolio is broadly diversified and long-term-holding, with 40.4% of the portfolio concentrated in Information Technology.
It has added to its STX position over the past two quarters (+$1.2M, now $1.7M), while trimming MSFT over the same stretch (-$429.1K, still holding $1.5M).
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Developer Access
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REST API
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