DW
Defined Wealth Management, LLC 13F Holdings & Position Changes (Q3 2026)
Defined Wealth Management, LLCCIK: 0001849518
Diversified strategyMomentum followerQuality / disciplined sizing
Total reported value
$194.9M
Reporting period: 2026-09-30 · Number of holdings: 115
DEFINED WEALTH MANAGEMENT, LLC disclosed 115 holdings in its latest 13F filing for the period ending 2026-09-30, with total reported value of $194.9M and a quarterly turnover rate of 6.9%.
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Personality snowflake
- Concentration
- 8.57
- Portfolio Stability
- 6.92
- Momentum
- 100
- Sector conviction
- 67.92
- Diversification
- 100
- Sizing Uniformity
- 87.85
Defined Wealth Management, LLC's disclosed holdings carry a Herfindahl concentration index of 0.021 — mathematically equivalent to about 47 equally-sized positions, well below its 115 actual disclosed holdings. That gap points to a strategy built around a small core of high-conviction bets rather than broad diversification.
Position sizes vary widely across the portfolio (a coefficient of variation of 1.22), with a handful of outsized bets alongside many smaller positions.
No strong tilt toward either adding to existing winners or initiating outsized new positions was observed in the latest reported quarter.
Sector classification currently covers about 27% of this portfolio's disclosed value; the remainder includes holdings (e.g. unmapped tickers, options, or other security types) not yet covered by our sector mapping.
Source and citation information
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Recent moves
View source Form 13F filing on SEC.govNew buy 30233Q108
Sold out XOM
Add MSFT
+6.3% $712.4K
Add AAPL
+1.0% $558.7K
Add VUG
+0.8% $451.4K
Sold out ITW
Holdings Map
New buyAddUnchangedTrim
Top 10 holdings by weight
Full holdings list this quarter
| # | Ticker | Issuer | Asset Subclass | Weight | Weight Change | Shares Change | 4Q Trend |
|---|---|---|---|---|---|---|---|
| 1 | VOO | Vanguard S&p 500 ETF | ETF-Large Cap & Growth | 5.55% | +0.12% | +0.32% | |
| 2 | FENI | Fidelity Enhanced Intl ETF | ETF-Other | 4.62% | -0.02% | +0.41% | |
| 3 | VUG | Vanguard Growth ETF | ETF-Other | 4.51% | +0.22% | +0.77% | |
| 4 | SPY | Ss Spdr S&p 500 ETF Trust-us | ETF-Large Cap & Growth | 3.63% | +0.06% | -0.08% | |
| 5 | IVV | Ishares Core S&p 500 ETF | ETF-Large Cap & Growth | 3.47% | +0.07% | — | |
| 6 | AVEM | Avantis Emerging Markets Eq | ETF-Emerging Markets | 3.24% | -0.08% | +0.46% | |
| 7 | VTV | Vanguard Value ETF | ETF-Other | 3.17% | -0.04% | +0.16% | |
| 8 | QQQ | Invesco Qqq Trust Series 1 | ETF-Tech | 2.81% | +0.01% | -0.12% | |
| 9 | IXN | Ishares Global Tech ETF | ETF-Tech | 2.63% | +0.06% | -0.06% | |
| 10 | TDIV | Ft Nasdaq Tech Dvd Index Fd | ETF-Tech | 2.61% | -0.06% | +0.12% | |
| 11 | RSP | Invesco S&p 500 Equal Weight | ETF-Large Cap & Growth | 2.59% | -0.07% | -0.14% | |
| 12 | DIVI | Franklin International Core | ETF-Other | 2.56% | -0.01% | +0.23% | |
| 13 | VWO | Vanguard Ftse Emerging Marke | ETF-Emerging Markets | 2.36% | -0.02% | +0.11% | |
| 14 | AVGO | Broadcom Inc | Stock-Tech | 2.21% | -0.17% | +0.19% | |
| 15 | AAPL | Apple Inc | Stock-Tech | 2.05% | +0.28% | +0.99% | |
| 16 | EFA | Ishares Msci Eafe ETF | ETF-Other | 1.89% | -0.02% | -1.00% | |
| 17 | IDEV | Ishares Core Msci Dev Mkts | ETF-Other | 1.80% | — | +0.08% | |
| 18 | USMV | Ishares Msci USA Min Vol Fac | ETF-Other | 1.80% | +0.02% | +0.31% | |
| 19 | FDVV | Fidelity High Dividend ETF | ETF-Other | 1.66% | +0.02% | +0.46% | |
| 20 | PSC | Principal US Small-cap ETF | ETF-Other | 1.65% | -0.08% | +0.07% | |
| 21 | UCON | First Trust Smith Unconstrai | ETF-Other | 1.46% | -0.06% | +0.88% | |
| 22 | OMFL | Invesco Russell 1000 Dyn M/f | ETF-Other | 1.44% | +0.01% | -0.65% | |
| 23 | VO | Vanguard Mid-cap ETF | ETF-Other | 1.35% | -0.04% | +0.12% | |
| 24 | JPM | Jpmorgan Chase & Co | Stock-Financials | 1.31% | +0.01% | +0.47% | |
| 25 | VIG | Vanguard Dividend Apprec ETF | ETF-Other | 1.18% | -0.02% | -0.02% | |
| 26 | MSFT | Microsoft CORP | Stock-Tech | 1.16% | +0.37% | +6.28% | |
| 27 | SPSM | Ss Spdr P S&p 600 Small Cap | ETF-Small Cap | 1.15% | -0.12% | -0.28% | |
| 28 | ONEQ | Fidelity Nasdaq Comp Indx | ETF-Tech | 1.14% | +0.03% | — | |
| 29 | FBND | Fidelity Total Bond ETF | ETF-Other | 1.06% | -0.05% | +0.42% | |
| 30 | GOOG | Alphabet Inc-cl C | Stock-Comm Services | 0.94% | -0.03% | +0.37% | |
| 31 | IEFA | Ishares Core Msci Eafe ETF | ETF-Other | 0.88% | — | +0.06% | |
| 32 | STX | Seagate Technology Holdings plc | Stock-Tech | 0.85% | -0.04% | — | |
| 33 | SPEM | State Street Sp Ptf Em ETF | ETF-Other | 0.83% | — | -0.01% | |
| 34 | GOOGL | Alphabet Inc-cl A | Stock-Comm Services | 0.83% | -0.03% | -0.09% | |
| 35 | NVDA | Nvidia CORP | Stock-Tech | 0.79% | +0.16% | +10.34% | |
| 36 | VB | Vanguard Small-cap ETF | ETF-Other | 0.78% | -0.05% | +0.75% | |
| 37 | FDN | First Trust Dj Internet Ind | ETF-Other | 0.78% | +0.06% | -0.66% | |
| 38 | USFR | Wisdomtree Floating Rate Tre | ETF-Other | 0.76% | — | +0.70% | |
| 39 | VEA | Vanguard Ftse Developed ETF | ETF-Other | 0.74% | -0.02% | -1.11% | |
| 40 | ASML | ASML Holding N.V. | Stock-Tech | 0.74% | -0.04% | +3.39% | |
| 41 | MOAT | Vaneck Morningstar Wide Moat | ETF-Other | 0.68% | -0.03% | -5.13% | |
| 42 | AMZN | Amazon.com Inc | Stock-Consumer Disc | 0.67% | +0.04% | +3.05% | |
| 43 | DE | Deere & Co | Stock-Industrials | 0.66% | +0.04% | +0.21% | |
| 44 | MSI | Motorola Solutions Inc | Stock-Tech | 0.65% | +0.04% | +0.07% | |
| 45 | UNH | Unitedhealth Group Inc | Stock-Healthcare | 0.65% | -0.08% | +0.06% | |
| 46 | VTI | Vanguard Total Stock Mkt ETF | ETF-Other | 0.64% | — | — | |
| 47 | IEMG | Ishares Core Msci Emerging | ETF-Emerging Markets | 0.62% | -0.06% | -5.57% | |
| 48 | BRK-B | Berkshire Hathaway Inc-cl B | Stock-Other | 0.61% | — | +0.59% | |
| 49 | AXP | American Express Co | Stock-Financials | 0.54% | -0.06% | -0.09% | |
| 50 | SRE | Sempra | Stock-Utilities | 0.53% | -0.10% | -0.03% |
1–50 of 115
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Data Source Notice: AlphaSMO is the web's most authoritative 13F / Inside Trader database. Institutional holdings and insider trades presented here are precisely computed to deliver accurate portfolio reporting.
Portfolio Performance
Performance for Q4 2026
+0.6%
Performance Last 4 Quarters
+13.1%
- Stdev
- +10.7%
- Beta
- +0.84
- Alpha
- +0.1%
- Max Drawdown
- -5.3%
- Annualized Perf
- +19.8%
- Batting Avg vs S&P
- +38.9%
- Sortino
- +3.81
- Stutzer
- +0.51
- Treynor
- +0.22
- Sterling
- +1.34
- Calmar
- +3.72
- Information Ratio
- -0.94
- Tracking Error
- +3.8%
- Stdev Down
- +4.9%
- Winning Months %
- +69.4%
- Losing Months %
- +30.6%
- Best 12 Months
- +29.3%
- Worst 12 Months
- +5.7%
- Efficiency Ratio
- +0.73
- Sharpe
- +1.74
- Stdev Sectors
- +11.1%
- Skewness
- +0.03
- Kurtosis
- +0.15
- Upside Potential
- +5.23
Reported value over time
Sector allocation
Sector allocation over time
Quarterly history
| Period | Holdings | Total value | Stability | Top holdings | |
|---|---|---|---|---|---|
| 2026 Q3 | 115 | $194.9M | 7 | ||
| 2026 Q2 | 115 | $194.3M | 0 | ||
| 2026 Q1 | 109 | $170.7M | 7 | ||
| 2025 Q4 | 109 | $173.5M | 5 | ||
| 2025 Q3 | 106 | $172.2M | 20 | ||
| 2025 Q2 | 106 | $161.7M | 0 | ||
| 2025 Q1 | 108 | $148.8M | 100 | ||
| 2024 Q4 | 106 | $151.0M | 0 | ||
| 2024 Q3 | 109 | $154.0M | 0 | ||
| 2024 Q2 | 107 | $143.8M | 0 | ||
| 2024 Q1 | 103 | $139.2M | 0 | ||
| 2023 Q4 | 98 | $130.6M | 0 | ||
| 2023 Q3 | 99 | $117.2M | 0 | ||
| 2023 Q2 | 98 | $118.5M | 0 | ||
| 2023 Q1 | 99 | $107.1M | 0 | ||
| 2022 Q4 | 103 | $106.4M | 0 | ||
| 2022 Q3 | 91 | $91.8M | 0 | ||
| 2022 Q2 | 89 | $97.6M | 0 | ||
| 2022 Q1 | 93 | $113.7M | 0 | ||
| 2021 Q4 | 95 | $122.3M | 0 | ||
| 2021 Q3 | 91 | $112.8M | 0 | ||
| 2021 Q2 | 94 | $112.5M | 97 | ||
| 2021 Q1 | 95 | $105.5M | 28 | ||
| 2020 Q4 | 216 | $101.3M | 0 |
Holding changes this quarter
Defined Wealth Management, LLC's most significant position changes for 2026-09-30: New buy: ; Sold out: Exxon Mobil CORP (XOM); Sold out: Illinois Tool Works (ITW); Sold out: Novo-nordisk A/s-spons Adr (NVO); Sold out: .
| # | Ticker | Issuer | Weight Change | Shares Change | Action |
|---|---|---|---|---|---|
| 1 | ✓ | +0.5% | NEW | New buy | |
| 2 | MSFT | Microsoft CORP | +0.4% | +6.28% | Add |
| 3 | AAPL | Apple Inc | +0.3% | +0.99% | Add |
| 4 | VUG | Vanguard Growth ETF | +0.2% | +0.77% | Add |
| 5 | NVDA | Nvidia CORP | +0.2% | +10.34% | Add |
| 6 | META | Meta Platforms Inc-class A | +0.1% | +5.28% | Add |
| 7 | VOO | Vanguard S&p 500 ETF | +0.1% | +0.32% | Add |
| 8 | TMO | Thermo Fisher Scientific Inc | +0.1% | NEW | New buy |
| 9 | BDX | Becton Dickinson And Co | +0.1% | NEW | New buy |
| 10 | WAT | Waters CORP | +0.1% | NEW | New buy |
| 11 | CRWD | Crowdstrike Holdings Inc - A | +0.1% | +300.79% | Add |
| 12 | KO | Coca-cola Co/the | +0.1% | NEW | New buy |
| 13 | MRK | Merck & Co. Inc. | +0.1% | NEW | New buy |
| 14 | CVX | Chevron CORP | +0.1% | +0.62% | Add |
| 15 | PDBC | Invesco Optimum Yield Divers | +0.1% | +0.94% | Add |
| 16 | IVV | Ishares Core S&p 500 ETF | +0.1% | — | Unchanged |
| 17 | SPY | Ss Spdr S&p 500 ETF Trust-us | +0.1% | -0.08% | Trim |
| 18 | IXN | Ishares Global Tech ETF | +0.1% | -0.06% | Trim |
| 19 | FDN | First Trust Dj Internet Ind | +0.1% | -0.66% | Trim |
| 20 | MTD | Mettler-toledo International | +0.1% | — | Unchanged |
| 21 | COP | Conocophillips | +0.1% | -0.09% | Trim |
| 22 | AMZN | Amazon.com Inc | 0% | +3.05% | Add |
| 23 | MSI | Motorola Solutions Inc | 0% | +0.07% | Add |
| 24 | MUB | Ishares National Muni Bond E | 0% | +44.09% | Add |
| 25 | DE | Deere & Co | 0% | +0.21% | Add |
| 26 | MCK | Mckesson CORP | 0% | +0.15% | Add |
| 27 | ONEQ | Fidelity Nasdaq Comp Indx | 0% | — | Unchanged |
| 28 | TRV | Travelers Cos Inc/the | 0% | +0.15% | Add |
| 29 | MU | Micron Technology Inc | 0% | +32.35% | Add |
| 30 | V | Visa Inc-class A Shares | 0% | +3.56% | Add |
| 31 | USMV | Ishares Msci USA Min Vol Fac | 0% | +0.31% | Add |
| 32 | SCHW | Schwab (charles) CORP | 0% | +0.33% | Add |
| 33 | FDVV | Fidelity High Dividend ETF | 0% | +0.46% | Add |
| 34 | JCPB | Jpmorgan Core Plus Bond ETF | 0% | +19.47% | Add |
| 35 | JNJ | Johnson & Johnson | 0% | +0.54% | Add |
| 36 | JPM | Jpmorgan Chase & Co | 0% | +0.47% | Add |
| 37 | AZN | AstraZeneca PLC | 0% | +32.64% | Add |
| 38 | ABBV | Abbvie Inc | 0% | +1.98% | Add |
| 39 | OMFL | Invesco Russell 1000 Dyn M/f | 0% | -0.65% | Trim |
| 40 | ADSK | Autodesk Inc | 0% | -0.70% | Trim |
| 41 | QQQ | Invesco Qqq Trust Series 1 | 0% | -0.12% | Trim |
| 42 | PG | Procter & Gamble Co/the | 0% | +4.95% | Add |
| 43 | MRSH | Marsh & Mclennan Cos | 0% | -1.27% | Trim |
| 44 | ITOT | Ishares Core S&p Total U.s. | 0% | — | Unchanged |
| 45 | IDEV | Ishares Core Msci Dev Mkts | — | +0.08% | Add |
| 46 | VTI | Vanguard Total Stock Mkt ETF | — | — | Unchanged |
| 47 | USFR | Wisdomtree Floating Rate Tre | — | +0.70% | Add |
| 48 | HLN | Haleon Plc-adr | — | +0.03% | Add |
| 49 | IEFA | Ishares Core Msci Eafe ETF | — | +0.06% | Add |
| 50 | JNJ | Johnson & Johnson | — | -0.04% | Trim |
1–50 of 121
Filing History
FAQ
What is Defined Wealth Management, LLC and what type of investor is it?
Defined Wealth Management, LLC is an investment manager that files SEC Form 13F quarterly, disclosing its U.S. public equity holdings to regulators. As of the most recent reporting period (2026-09-30), the firm manages a tracked equity portfolio valued at approximately $194.9M, spread across 115 disclosed positions.
What are Defined Wealth Management, LLC's largest equity positions?
Based on the latest 13F filing, Defined Wealth Management, LLC's top holdings by market value are:
1. Vanguard S&p 500 ETF (VOO) — $10.8M (5.5%)
2. Fidelity Enhanced Intl ETF (FENI) — $9.0M (4.6%)
3. Vanguard Growth ETF (VUG) — $8.8M (4.5%)
4. Ss Spdr S&p 500 ETF Trust-us (SPY) — $7.1M (3.6%)
5. Ishares Core S&p 500 ETF (IVV) — $6.8M (3.5%)
What changes did Defined Wealth Management, LLC make in its most recent portfolio filing?
In the latest reported quarter, Defined Wealth Management, LLC made 113 notable position adjustments: 6 new positions were initiated, 62 existing holdings were added to, 39 positions were partially reduced, and 6 were completely exited. The largest of these moves: New buy: ; Sold out: Exxon Mobil CORP (XOM); Sold out: Illinois Tool Works (ITW); Sold out: Novo-nordisk A/s-spons Adr (NVO); Sold out:
What sectors does Defined Wealth Management, LLC focus on?
Defined Wealth Management, LLC is concentrated in the following sectors based on its current disclosed equity portfolio:
• Information Technology: 41.4%
• Financials: 14.9%
• Health Care: 12.4%
• Communication Services: 8.9%
• Industrials: 6.7%
• Consumer Discretionary: 4.4%
Investment Profile
Defined Wealth Management, LLC returned an annualized 19.8% over the trailing 36 months — outperforming the S&P 500 by 0.1 points — based on a reconstructed track record of its disclosed 13F positions, with a beta of 0.84 (less volatile than the market) and a 39% quarterly batting average against the index.
Its portfolio is broadly diversified and long-term-holding, with 41.4% of the portfolio concentrated in Information Technology.
It has added to its VUG position over the past two quarters (+$1.7M, now $8.8M), while trimming IEMG over the same stretch (-$4.9M, still holding $1.2M).
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Developer Access
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REST API
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