CIK: 0001435346
Total reported value
$505.5M
Reporting period: 2019-03-31 · Number of holdings: 221
Daiwa SB Investments Ltd. disclosed 221 holdings in its latest 13F filing for the period ending 2019-03-31, with total reported value of $505.5M and a quarterly turnover rate of 25.7%.
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Daiwa SB Investments Ltd.'s disclosed holdings carry a Herfindahl concentration index of 0.021 — mathematically equivalent to about 48 equally-sized positions, well below its 221 actual disclosed holdings. That gap points to a strategy built around a small core of high-conviction bets rather than broad diversification.
Position sizes vary widely across the portfolio (a coefficient of variation of 1.90), with a handful of outsized bets alongside many smaller positions.
No strong tilt toward either adding to existing winners or initiating outsized new positions was observed in the latest reported quarter.
Sector classification currently covers about 42% of this portfolio's disclosed value; the remainder includes holdings (e.g. unmapped tickers, options, or other security types) not yet covered by our sector mapping.
Add BXP
+66.6% $5.6M
Trim COP
-25.3% -$2.4M
Trim SFM
-39.0% -$2.9M
Add AGREUR
+42.0% $5.2M
Add BLKB
+9.5% $3.4M
Add NUANEUR
+9.2% $3.2M
Showing top 200 holdings (of 221 total)
| # | Ticker | Issuer | Asset Subclass | Weight | Weight Change | Shares Change | 4Q Trend |
|---|---|---|---|---|---|---|---|
| 1 | EEM | Ishares Msci Emerging Market | ETF-Emerging Markets | 5.91% | +5.91% | NEW | |
| 2 | AGREUR | Avangrid INC | Stock-Other | 3.45% | +0.63% | +42.03% | |
| 3 | NEE | Nextera Energy INC | Stock-Utilities | 3.10% | -0.20% | -1.34% | |
| 4 | ZTS | Zoetis INC | Stock-Healthcare | 2.86% | -0.07% | -3.28% | |
| 5 | JNJ | Johnson & Johnson | Stock-Healthcare | 2.85% | -0.29% | -2.21% | |
| 6 | MSFT | Microsoft CORP | Stock-Tech | 2.81% | -0.12% | -3.82% | |
| 7 | XYL | Xylem INC | Stock-Industrials | 2.74% | +0.03% | -0.30% | |
| 8 | FSLR | First Solar INC | Stock-Tech | 2.70% | +0.14% | -0.95% | |
| 9 | LAUR | Laureate Education INC | Stock-Other | 2.63% | -0.30% | +6.95% | |
| 10 | AWK | American Water Works Co INC | Stock-Utilities | 2.53% | -0.04% | — | |
| 11 | BLKB | Blackbaud INC | Stock-Other | 2.44% | +0.39% | +9.45% | |
| 12 | JNJ | Johnson & Johnson | Stock-Healthcare | 2.36% | -0.19% | -13.59% | |
| 13 | PEGIEUR | Pattern Energy Group INC -a | Stock-Other | 2.34% | +0.11% | +3.82% | |
| 14 | BXP | Bxp INC | Stock-Real Estate | 2.25% | +0.92% | +66.60% | |
| 15 | NUANEUR | Nuance Communications INC | Stock-Other | 2.25% | +0.37% | +9.23% | |
| 16 | HD | Home Depot INC | Stock-Consumer Disc | 2.15% | -0.08% | +0.76% | |
| 17 | XYZ | Block INC | Stock-Financials | 2.12% | +0.37% | +6.14% | |
| 18 | ITRI | Itron INC | Stock-Tech | 2.08% | -0.20% | +7.79% | |
| 19 | JPM | Jpmorgan Chase & Co | Stock-Financials | 2.00% | — | -2.10% | |
| 20 | TXN | Texas Instruments INC | Stock-Tech | 2.00% | -0.08% | — | |
| 21 | CVA1EUR | Covanta Holding CORP | Stock-Other | 1.99% | +0.10% | -4.96% | |
| 22 | MCD | Mcdonald's CORP | Stock-Consumer Disc | 1.92% | -0.20% | -1.24% | |
| 23 | COP | Conocophillips | Stock-Energy | 1.92% | -0.88% | -25.25% | |
| 24 | INSTEUR | Instructure INC | Stock-Other | 1.83% | +0.27% | +8.71% | |
| 25 | CSCO | Cisco Systems INC | Stock-Tech | 1.73% | +0.08% | -2.17% | |
| 26 | BABA | Alibaba Group Holding-sp Adr | Stock-Consumer Disc | 1.69% | +0.15% | -3.90% | |
| 27 | RTN1USD | Raytheon Company | Stock-Other | 1.66% | -0.15% | -9.94% | |
| 28 | ADI | Analog Devices INC | Stock-Tech | 1.63% | +0.04% | -2.41% | |
| 29 | TSLA | Tesla INC | Stock-Consumer Disc | 1.62% | +0.14% | +52.07% | |
| 30 | UNH | Unitedhealth Group INC | Stock-Healthcare | 1.61% | — | -3.35% | |
| 31 | PAGS | PagSeguro Digital Ltd. | Stock-Other | 1.53% | -0.14% | -32.73% | |
| 32 | NTRS | Northern Trust CORP | Stock-Financials | 1.52% | -0.14% | -0.86% | |
| 33 | CVX | Chevron CORP | Stock-Energy | 1.38% | -0.04% | — | |
| 34 | T | At&t INC | Stock-Comm Services | 1.36% | -0.08% | — | |
| 35 | WTS | Watts Water Technologies-a | Stock-Industrials | 1.10% | -0.08% | -12.97% | |
| 36 | INTC | Intel CORP | Stock-Tech | 0.98% | -0.05% | -3.34% | |
| 37 | WBA | Walgreens Boots Alliance INC | Stock-Other | 0.96% | — | — | |
| 38 | MO | Altria Group INC | Stock-Consumer Staples | 0.92% | -0.01% | — | |
| 39 | WMS | Advanced Drainage Systems In | Stock-Industrials | 0.86% | -0.33% | -20.97% | |
| 40 | RPD | Rapid7 INC | Stock-Other | 0.76% | — | -40.00% | |
| 41 | SFM | Sprouts Farmers Market INC | Stock-Consumer Staples | 0.73% | -0.80% | -39.00% | |
| 42 | CCL1EUR | Carnival CORP LTD | Stock-Consumer Disc | 0.73% | — | — | |
| 43 | NVTA1EUR | Invitae CORP | Stock-Other | 0.64% | — | -56.69% | |
| 44 | SPY | Ss Spdr S&p 500 ETF Trust-us | ETF-Large Cap & Growth | 0.59% | +0.11% | +27.42% | |
| 45 | AAPL | Apple INC | Stock-Tech | 0.59% | — | -11.72% | |
| 46 | UBNTEUR | Ubiquiti Networks INC | Stock-Other | 0.52% | -0.32% | -52.07% | |
| 47 | EDU | New Oriental Education & Technology Group Inc. | Stock-Consumer Staples | 0.47% | +0.14% | -0.38% | |
| 48 | AMZN | Amazon.com INC | Stock-Consumer Disc | 0.45% | — | -16.45% | |
| 49 | V | Visa Inc-class A Shares | Stock-Financials | 0.42% | — | -5.67% | |
| 50 | NTES | Netease Inc-adr | Stock-Comm Services | 0.39% | — | +3.80% |
Not enough priced holdings yet to compute performance
| Period | Holdings | Total value | Stability | Top holdings |
|---|---|---|---|---|
| 2019-03-31 | 221 | $505.5M | 26 | |
| 2018-12-31 | 235 | $433.3M | 37 | |
| 2018-09-30 | 244 | $505.8M | 39 | |
| 2018-06-30 | 247 | $409.9M | 41 | |
| 2018-03-31 | 234 | $344.8M | 43 | |
| 2017-12-31 | 238 | $379.2M | 19 | |
| 2017-09-30 | 237 | $361.1M | 19 | |
| 2017-06-30 | 242 | $366.0M | 17 | |
| 2017-03-31 | 244 | $372.4M | 23 | |
| 2016-12-31 | 236 | $380.1M | 22 | |
| 2016-09-30 | 211 | $387.3M | 38 | |
| 2016-06-30 | 162 | $345.7M | 55 | |
| 2016-03-31 | 172 | $393.8M | 27 | |
| 2015-12-31 | 129 | $428.5M | 62 | |
| 2015-09-30 | 171 | $437.8M | 45 | |
| 2015-06-30 | 171 | $514.3M | 45 | |
| 2015-03-31 | 156 | $559.5M | 62 | |
| 2014-12-31 | 142 | $624.4M | 71 | |
| 2014-09-30 | 131 | $798.8M | 72 | |
| 2014-06-30 | 120 | $789.9M | 56 | |
| 2014-03-31 | 114 | $835.6M | 54 | |
| 2013-12-31 | 141 | $893.9M | 31 | |
| 2013-09-30 | 145 | $876.2M | 67 | |
| 2013-06-30 | 151 | $589.9M | 0 |
Daiwa SB Investments Ltd.'s most significant position changes for 2019-03-31: New buy: Ishares Msci Emerging Market (EEM); Sold out: Clean Harbors INC (CLH); Sold out: Manulife Financial CORP (MFC); New buy: Accenture plc (ACN); Sold out: Celgene CORP (CELG).
| # | Ticker | Issuer | Weight Change | Shares Change | Action |
|---|---|---|---|---|---|
| 1 | BXP | Bxp INC | +0.9% | +66.60% | Add |
| 2 | AGREUR | Avangrid INC | +0.6% | +42.03% | Add |
| 3 | BLKB | Blackbaud INC | +0.4% | +9.45% | Add |
| 4 | NUANEUR | Nuance Communications INC | +0.4% | +9.23% | Add |
| 5 | XYZ | Block INC | +0.4% | +6.14% | Add |
| 6 | INSTEUR | Instructure INC | +0.3% | +8.71% | Add |
| 7 | BABA | Alibaba Group Holding-sp Adr | +0.2% | -3.90% | Trim |
| 8 | FSLR | First Solar INC | +0.1% | -0.95% | Trim |
| 9 | TSLA | Tesla INC | +0.1% | +52.07% | Add |
| 10 | EDU | New Oriental Education & Technology Group Inc. | +0.1% | -0.38% | Trim |
| 11 | PEGIEUR | Pattern Energy Group INC -a | +0.1% | +3.82% | Add |
| 12 | SPY | Ss Spdr S&p 500 ETF Trust-us | +0.1% | +27.42% | Add |
| 13 | SYK | Stryker CORP | +0.1% | +184.31% | Add |
| 14 | CVA1EUR | Covanta Holding CORP | +0.1% | -4.96% | Trim |
| 15 | CTAS | Cintas CORP | +0.1% | +90.40% | Add |
| 16 | URTH | Ishares Msci World ETF | +0.1% | +241.82% | Add |
| 17 | CSCO | Cisco Systems INC | +0.1% | -2.17% | Trim |
| 18 | ADI | Analog Devices INC | 0% | -2.41% | Trim |
| 19 | XYL | Xylem INC | 0% | -0.30% | Trim |
| 20 | MO | Altria Group INC | 0% | — | Unchanged |
| 21 | AWK | American Water Works Co INC | 0% | — | Unchanged |
| 22 | CVX | Chevron CORP | 0% | — | Unchanged |
| 23 | INTC | Intel CORP | -0.1% | -3.34% | Trim |
| 24 | ZTS | Zoetis INC | -0.1% | -3.28% | Trim |
| 25 | HD | Home Depot INC | -0.1% | +0.76% | Add |
| 26 | TXN | Texas Instruments INC | -0.1% | — | Unchanged |
| 27 | T | At&t INC | -0.1% | — | Unchanged |
| 28 | WTS | Watts Water Technologies-a | -0.1% | -12.97% | Trim |
| 29 | MSFT | Microsoft CORP | -0.1% | -3.82% | Trim |
| 30 | PAGS | PagSeguro Digital Ltd. | -0.1% | -32.73% | Trim |
| 31 | NTRS | Northern Trust CORP | -0.1% | -0.86% | Trim |
| 32 | RTN1USD | Raytheon Company | -0.2% | -9.94% | Trim |
| 33 | JNJ | Johnson & Johnson | -0.2% | -13.59% | Trim |
| 34 | NEE | Nextera Energy INC | -0.2% | -1.34% | Trim |
| 35 | ITRI | Itron INC | -0.2% | +7.79% | Add |
| 36 | MCD | Mcdonald's CORP | -0.2% | -1.24% | Trim |
| 37 | JNJ | Johnson & Johnson | -0.3% | -2.21% | Trim |
| 38 | LAUR | Laureate Education INC | -0.3% | +6.95% | Add |
| 39 | UBNTEUR | Ubiquiti Networks INC | -0.3% | -52.07% | Trim |
| 40 | WMS | Advanced Drainage Systems In | -0.3% | -20.97% | Trim |
| 41 | SFM | Sprouts Farmers Market INC | -0.8% | -39.00% | Trim |
| 42 | COP | Conocophillips | -0.9% | -25.25% | Trim |
| 43 | EEM | Ishares Msci Emerging Market | — | NEW | New buy |
| 44 | CLH | Clean Harbors INC | — | EXIT | Sold out |
| 45 | MFC | Manulife Financial CORP | — | EXIT | Sold out |
| 46 | ACN | Accenture plc | — | NEW | New buy |
| 47 | CELG | Celgene CORP | — | EXIT | Sold out |
| 48 | RHT1EUR | Red Hat INC | — | EXIT | Sold out |
| 49 | WBC1EUR | Wabco Holdings INC | — | EXIT | Sold out |
| 50 | TCPA | TransCanada PipeLines Limited 6 | — | EXIT | Sold out |
| Period | Filed | Type | EDGAR |
|---|---|---|---|
| 2019-03-31 | 2019-04-18 | 13F-HR | View on EDGAR |
| 2018-12-31 | 2019-01-16 | 13F-HR | View on EDGAR |
| 2018-09-30 | 2018-10-10 | 13F-HR | View on EDGAR |
| 2018-06-30 | 2018-07-12 | 13F-HR | View on EDGAR |
| 2018-03-31 | 2018-04-10 | 13F-HR | View on EDGAR |
| 2017-12-31 | 2018-01-12 | 13F-HR | View on EDGAR |
| 2017-09-30 | 2018-01-25 | Amendment | View on EDGAR |
| 2017-09-30 | 2018-01-24 | Amendment | View on EDGAR |
| 2017-09-30 | 2017-10-13 | 13F-HR | View on EDGAR |
| 2017-06-30 | 2017-07-11 | 13F-HR | View on EDGAR |
| 2017-03-31 | 2017-04-12 | 13F-HR | View on EDGAR |
| 2016-12-31 | 2017-01-11 | 13F-HR | View on EDGAR |
| 2016-09-30 | 2016-10-12 | 13F-HR | View on EDGAR |
| 2016-06-30 | 2016-07-08 | 13F-HR | View on EDGAR |
| 2016-03-31 | 2016-04-12 | 13F-HR | View on EDGAR |
| 2015-12-31 | 2016-01-08 | 13F-HR | View on EDGAR |
| 2015-09-30 | 2015-10-09 | 13F-HR | View on EDGAR |
| 2015-06-30 | 2015-07-10 | 13F-HR | View on EDGAR |
| 2015-03-31 | 2015-04-16 | 13F-HR | View on EDGAR |
| 2014-12-31 | 2015-01-28 | 13F-HR | View on EDGAR |
| 2014-09-30 | 2014-11-13 | 13F-HR | View on EDGAR |
| 2014-06-30 | 2014-07-25 | 13F-HR | View on EDGAR |
| 2014-03-31 | 2014-04-30 | 13F-HR | View on EDGAR |
| 2013-12-31 | 2014-01-23 | 13F-HR | View on EDGAR |
| 2013-09-30 | 2013-10-22 | 13F-HR | View on EDGAR |
| 2013-06-30 | 2013-08-06 | 13F-HR | View on EDGAR |
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