DS
Daiwa SB Investments Ltd. Historical SEC 13F Holdings & Archive (Q1 2019)
Daiwa SB Investments Ltd.CIK: 0001435346
Diversified strategyMomentum followerQuality / disciplined sizing
Total reported value
$505.5M
Reporting period: 2019-03-31 · Number of holdings: 221
Daiwa SB Investments Ltd. disclosed 221 holdings in its latest 13F filing for the period ending 2019-03-31, with total reported value of $505.5M and a quarterly turnover rate of 25.7%.
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Personality snowflake
- Concentration
- 8.3
- Portfolio Stability
- 25.69
- Momentum
- 100
- Sector conviction
- 59.99
- Diversification
- 100
- Sizing Uniformity
- 81.02
Daiwa SB Investments Ltd.'s disclosed holdings carry a Herfindahl concentration index of 0.021 — mathematically equivalent to about 48 equally-sized positions, well below its 221 actual disclosed holdings. That gap points to a strategy built around a small core of high-conviction bets rather than broad diversification.
Position sizes vary widely across the portfolio (a coefficient of variation of 1.90), with a handful of outsized bets alongside many smaller positions.
No strong tilt toward either adding to existing winners or initiating outsized new positions was observed in the latest reported quarter.
Sector classification currently covers about 42% of this portfolio's disclosed value; the remainder includes holdings (e.g. unmapped tickers, options, or other security types) not yet covered by our sector mapping.
Source and citation information
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Recent moves
View source Form 13F filing on SEC.govAdd BXP
+66.6% $5.6M
Trim COP
-25.3% -$2.4M
Trim SFM
-39.0% -$2.9M
Add AGREUR
+42.0% $5.2M
Add BLKB
+9.5% $3.4M
Add NUANEUR
+9.2% $3.2M
Holdings Map
New buyAddUnchangedTrim
Top 10 holdings by weight
Full holdings list this quarter
Showing top 200 holdings (of 221 total)
| # | Ticker | Issuer | Asset Subclass | Weight | Weight Change | Shares Change | 4Q Trend |
|---|---|---|---|---|---|---|---|
| 1 | EEM | Ishares Msci Emerging Market | ETF-Emerging Markets | 5.91% | +5.91% | NEW | |
| 2 | AGREUR | Avangrid Inc | Stock-Other | 3.45% | +0.63% | +42.03% | |
| 3 | NEE | Nextera Energy Inc | Stock-Utilities | 3.10% | -0.20% | -1.34% | |
| 4 | ZTS | Zoetis Inc | Stock-Healthcare | 2.86% | -0.07% | -3.28% | |
| 5 | JNJ | Johnson & Johnson | Stock-Healthcare | 2.85% | -0.29% | -2.21% | |
| 6 | MSFT | Microsoft CORP | Stock-Tech | 2.81% | -0.12% | -3.82% | |
| 7 | XYL | Xylem Inc | Stock-Industrials | 2.74% | +0.03% | -0.30% | |
| 8 | FSLR | First Solar Inc | Stock-Tech | 2.70% | +0.14% | -0.95% | |
| 9 | LAUR | Laureate Education Inc | Stock-Other | 2.63% | -0.30% | +6.95% | |
| 10 | AWK | American Water Works Co Inc | Stock-Utilities | 2.53% | -0.04% | — | |
| 11 | BLKB | Blackbaud Inc | Stock-Other | 2.44% | +0.39% | +9.45% | |
| 12 | JNJ | Johnson & Johnson | Stock-Healthcare | 2.36% | -0.19% | -13.59% | |
| 13 | PEGIEUR | Pattern Energy Group Inc -a | Stock-Other | 2.34% | +0.11% | +3.82% | |
| 14 | BXP | Bxp Inc | Stock-Real Estate | 2.25% | +0.92% | +66.60% | |
| 15 | NUANEUR | Nuance Communications Inc | Stock-Other | 2.25% | +0.37% | +9.23% | |
| 16 | HD | Home Depot Inc | Stock-Consumer Disc | 2.15% | -0.08% | +0.76% | |
| 17 | XYZ | Block Inc | Stock-Financials | 2.12% | +0.37% | +6.14% | |
| 18 | ITRI | Itron Inc | Stock-Tech | 2.08% | -0.20% | +7.79% | |
| 19 | JPM | Jpmorgan Chase & Co | Stock-Financials | 2.00% | — | -2.10% | |
| 20 | TXN | Texas Instruments Inc | Stock-Tech | 2.00% | -0.08% | — | |
| 21 | CVA1EUR | Covanta Holding CORP | Stock-Other | 1.99% | +0.10% | -4.96% | |
| 22 | MCD | Mcdonald's CORP | Stock-Consumer Disc | 1.92% | -0.20% | -1.24% | |
| 23 | COP | Conocophillips | Stock-Energy | 1.92% | -0.88% | -25.25% | |
| 24 | INSTEUR | Instructure Inc | Stock-Other | 1.83% | +0.27% | +8.71% | |
| 25 | CSCO | Cisco Systems Inc | Stock-Tech | 1.73% | +0.08% | -2.17% | |
| 26 | BABA | Alibaba Group Holding-sp Adr | Stock-Consumer Disc | 1.69% | +0.15% | -3.90% | |
| 27 | RTN1USD | Raytheon Company | Stock-Other | 1.66% | -0.15% | -9.94% | |
| 28 | ADI | Analog Devices Inc | Stock-Tech | 1.63% | +0.04% | -2.41% | |
| 29 | TSLA | Tesla Inc | Stock-Consumer Disc | 1.62% | +0.14% | +52.07% | |
| 30 | UNH | Unitedhealth Group Inc | Stock-Healthcare | 1.61% | — | -3.35% | |
| 31 | PAGS | PagSeguro Digital Ltd. | Stock-Other | 1.53% | -0.14% | -32.73% | |
| 32 | NTRS | Northern Trust CORP | Stock-Financials | 1.52% | -0.14% | -0.86% | |
| 33 | CVX | Chevron CORP | Stock-Energy | 1.38% | -0.04% | — | |
| 34 | T | At&t Inc | Stock-Comm Services | 1.36% | -0.08% | — | |
| 35 | WTS | Watts Water Technologies-a | Stock-Industrials | 1.10% | -0.08% | -12.97% | |
| 36 | INTC | Intel CORP | Stock-Tech | 0.98% | -0.05% | -3.34% | |
| 37 | WBA | Walgreens Boots Alliance Inc | Stock-Other | 0.96% | — | — | |
| 38 | MO | Altria Group Inc | Stock-Consumer Staples | 0.92% | -0.01% | — | |
| 39 | WMS | Advanced Drainage Systems In | Stock-Industrials | 0.86% | -0.33% | -20.97% | |
| 40 | RPD | Rapid7 Inc | Stock-Other | 0.76% | — | -40.00% | |
| 41 | SFM | Sprouts Farmers Market Inc | Stock-Consumer Staples | 0.73% | -0.80% | -39.00% | |
| 42 | CCL1EUR | Carnival CORP LTD | Stock-Consumer Disc | 0.73% | — | — | |
| 43 | NVTA1EUR | Invitae CORP | Stock-Other | 0.64% | — | -56.69% | |
| 44 | SPY | Ss Spdr S&p 500 ETF Trust-us | ETF-Large Cap & Growth | 0.59% | +0.11% | +27.42% | |
| 45 | AAPL | Apple Inc | Stock-Tech | 0.59% | — | -11.72% | |
| 46 | UBNTEUR | Ubiquiti Networks Inc | Stock-Other | 0.52% | -0.32% | -52.07% | |
| 47 | EDU | New Oriental Education & Technology Group Inc. | Stock-Consumer Staples | 0.47% | +0.14% | -0.38% | |
| 48 | AMZN | Amazon.com Inc | Stock-Consumer Disc | 0.45% | — | -16.45% | |
| 49 | V | Visa Inc-class A Shares | Stock-Financials | 0.42% | — | -5.67% | |
| 50 | NTES | Netease Inc-adr | Stock-Comm Services | 0.39% | — | +3.80% |
1–50 of 200
Reported value over time
Sector allocation
Sector allocation over time
Quarterly history
| Period | Holdings | Total value | Stability | Top holdings | |
|---|---|---|---|---|---|
| 2019 Q1 | 221 | $505.5M | 26 | ||
| 2018 Q4 | 235 | $433.3M | 37 | ||
| 2018 Q3 | 244 | $505.8M | 39 | ||
| 2018 Q2 | 247 | $409.9M | 41 | ||
| 2018 Q1 | 234 | $344.8M | 43 | ||
| 2017 Q4 | 238 | $379.2M | 19 | ||
| 2017 Q3 | 237 | $361.1M | 19 | ||
| 2017 Q2 | 242 | $366.0M | 17 | ||
| 2017 Q1 | 244 | $372.4M | 23 | ||
| 2016 Q4 | 236 | $380.1M | 22 | ||
| 2016 Q3 | 211 | $387.3M | 38 | ||
| 2016 Q2 | 162 | $345.7M | 55 | ||
| 2016 Q1 | 172 | $393.8M | 27 | ||
| 2015 Q4 | 129 | $428.5M | 62 | ||
| 2015 Q3 | 171 | $437.8M | 45 | ||
| 2015 Q2 | 171 | $514.3M | 45 | ||
| 2015 Q1 | 156 | $559.5M | 62 | ||
| 2014 Q4 | 142 | $624.4M | 71 | ||
| 2014 Q3 | 131 | $798.8M | 72 | ||
| 2014 Q2 | 120 | $789.9M | 56 | ||
| 2014 Q1 | 114 | $835.6M | 54 | ||
| 2013 Q4 | 141 | $893.9M | 31 | ||
| 2013 Q3 | 145 | $876.2M | 67 | ||
| 2013 Q2 | 151 | $589.9M | 0 |
Holding changes this quarter
Daiwa SB Investments Ltd.'s most significant position changes for 2019-03-31: New buy: Ishares Msci Emerging Market (EEM); Sold out: Clean Harbors Inc (CLH); Sold out: Manulife Financial CORP (MFC); New buy: Accenture plc (ACN); Sold out: Celgene CORP (CELG).
| # | Ticker | Issuer | Weight Change | Shares Change | Action |
|---|---|---|---|---|---|
| 1 | BXP | Bxp Inc | +0.9% | +66.60% | Add |
| 2 | AGREUR | Avangrid Inc | +0.6% | +42.03% | Add |
| 3 | BLKB | Blackbaud Inc | +0.4% | +9.45% | Add |
| 4 | NUANEUR | Nuance Communications Inc | +0.4% | +9.23% | Add |
| 5 | XYZ | Block Inc | +0.4% | +6.14% | Add |
| 6 | INSTEUR | Instructure Inc | +0.3% | +8.71% | Add |
| 7 | BABA | Alibaba Group Holding-sp Adr | +0.2% | -3.90% | Trim |
| 8 | FSLR | First Solar Inc | +0.1% | -0.95% | Trim |
| 9 | TSLA | Tesla Inc | +0.1% | +52.07% | Add |
| 10 | EDU | New Oriental Education & Technology Group Inc. | +0.1% | -0.38% | Trim |
| 11 | PEGIEUR | Pattern Energy Group Inc -a | +0.1% | +3.82% | Add |
| 12 | SPY | Ss Spdr S&p 500 ETF Trust-us | +0.1% | +27.42% | Add |
| 13 | SYK | Stryker CORP | +0.1% | +184.31% | Add |
| 14 | CVA1EUR | Covanta Holding CORP | +0.1% | -4.96% | Trim |
| 15 | CTAS | Cintas CORP | +0.1% | +90.40% | Add |
| 16 | URTH | Ishares Msci World ETF | +0.1% | +241.82% | Add |
| 17 | CSCO | Cisco Systems Inc | +0.1% | -2.17% | Trim |
| 18 | ADI | Analog Devices Inc | 0% | -2.41% | Trim |
| 19 | XYL | Xylem Inc | 0% | -0.30% | Trim |
| 20 | MO | Altria Group Inc | 0% | — | Unchanged |
| 21 | AWK | American Water Works Co Inc | 0% | — | Unchanged |
| 22 | CVX | Chevron CORP | 0% | — | Unchanged |
| 23 | INTC | Intel CORP | -0.1% | -3.34% | Trim |
| 24 | ZTS | Zoetis Inc | -0.1% | -3.28% | Trim |
| 25 | HD | Home Depot Inc | -0.1% | +0.76% | Add |
| 26 | TXN | Texas Instruments Inc | -0.1% | — | Unchanged |
| 27 | T | At&t Inc | -0.1% | — | Unchanged |
| 28 | WTS | Watts Water Technologies-a | -0.1% | -12.97% | Trim |
| 29 | MSFT | Microsoft CORP | -0.1% | -3.82% | Trim |
| 30 | PAGS | PagSeguro Digital Ltd. | -0.1% | -32.73% | Trim |
| 31 | NTRS | Northern Trust CORP | -0.1% | -0.86% | Trim |
| 32 | RTN1USD | Raytheon Company | -0.2% | -9.94% | Trim |
| 33 | JNJ | Johnson & Johnson | -0.2% | -13.59% | Trim |
| 34 | NEE | Nextera Energy Inc | -0.2% | -1.34% | Trim |
| 35 | ITRI | Itron Inc | -0.2% | +7.79% | Add |
| 36 | MCD | Mcdonald's CORP | -0.2% | -1.24% | Trim |
| 37 | JNJ | Johnson & Johnson | -0.3% | -2.21% | Trim |
| 38 | LAUR | Laureate Education Inc | -0.3% | +6.95% | Add |
| 39 | UBNTEUR | Ubiquiti Networks Inc | -0.3% | -52.07% | Trim |
| 40 | WMS | Advanced Drainage Systems In | -0.3% | -20.97% | Trim |
| 41 | SFM | Sprouts Farmers Market Inc | -0.8% | -39.00% | Trim |
| 42 | COP | Conocophillips | -0.9% | -25.25% | Trim |
| 43 | EEM | Ishares Msci Emerging Market | — | NEW | New buy |
| 44 | CLH | Clean Harbors Inc | — | EXIT | Sold out |
| 45 | MFC | Manulife Financial CORP | — | EXIT | Sold out |
| 46 | ACN | Accenture plc | — | NEW | New buy |
| 47 | CELG | Celgene CORP | — | EXIT | Sold out |
| 48 | RHT1EUR | Red Hat Inc | — | EXIT | Sold out |
| 49 | WBC1EUR | Wabco Holdings Inc | — | EXIT | Sold out |
| 50 | TCPA | TransCanada PipeLines Limited 6 | — | EXIT | Sold out |
Filing History
FAQ
What is Daiwa SB Investments Ltd. and what type of investor is it?
Daiwa SB Investments Ltd. is an investment manager that files SEC Form 13F quarterly, disclosing its U.S. public equity holdings to regulators. As of the most recent reporting period (2019-03-31), the firm manages a tracked equity portfolio valued at approximately $505.5M, spread across 221 disclosed positions.
What are Daiwa SB Investments Ltd.'s largest equity positions?
Based on the latest 13F filing, Daiwa SB Investments Ltd.'s top holdings by market value are:
1. Ishares Msci Emerging Market (EEM) — $29.9M (5.9%)
2. Avangrid Inc (AGREUR) — $17.4M (3.5%)
3. Nextera Energy Inc (NEE) — $15.7M (3.1%)
4. Zoetis Inc (ZTS) — $14.4M (2.9%)
5. Johnson & Johnson (JNJ) — $14.4M (2.9%)
What changes did Daiwa SB Investments Ltd. make in its most recent portfolio filing?
In the latest reported quarter, Daiwa SB Investments Ltd. made 45 notable position adjustments: 2 new positions were initiated, 15 existing holdings were added to, 22 positions were partially reduced, and 6 were completely exited. The largest of these moves: New buy: Ishares Msci Emerging Market (EEM); Sold out: Clean Harbors Inc (CLH); Sold out: Manulife Financial CORP (MFC); New buy: Accenture plc (ACN); Sold out: Celgene CORP (CELG)
What sectors does Daiwa SB Investments Ltd. focus on?
Daiwa SB Investments Ltd. is concentrated in the following sectors based on its current disclosed equity portfolio:
• Information Technology: 30.3%
• Consumer Discretionary: 21.5%
• Health Care: 19.0%
• Financials: 12.5%
• Energy: 8.1%
• Communication Services: 5.7%
Investment Profile
Daiwa SB Investments Ltd.'s portfolio is broadly diversified and moderately active, with 30.3% of the portfolio concentrated in Information Technology.
Its turnover score has fallen from 43 to 26 over the past 4 quarters — a shift toward longer holding periods.
It has added to its XYZ position over the past two quarters (+$7.8M, now $10.7M), while trimming COP over the same stretch (-$5.3M, still holding $9.7M).
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