CIK: 0001802459
Total reported value
$390.3M
Reporting period: 2026-03-31 · Number of holdings: 157
CWS Financial Advisors, LLC disclosed 157 holdings in its latest 13F filing for the period ending 2026-03-31, with total reported value of $390.3M and a quarterly turnover rate of 20.5%.
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CWS Financial Advisors, LLC's disclosed holdings carry a Herfindahl concentration index of 0.064 — mathematically equivalent to about 16 equally-sized positions, well below its 157 actual disclosed holdings. That gap points to a strategy built around a small core of high-conviction bets rather than broad diversification.
Position sizes vary widely across the portfolio (a coefficient of variation of 3.01), with a handful of outsized bets alongside many smaller positions.
No strong tilt toward either adding to existing winners or initiating outsized new positions was observed in the latest reported quarter.
Sector classification currently covers about 16% of this portfolio's disclosed value; the remainder includes holdings (e.g. unmapped tickers, options, or other security types) not yet covered by our sector mapping.
Add DFUS
+1128.4% $28.7M
Trim SYK
-3.6% -$8.7M
Add DFAI
+889.7% $5.7M
Trim VOO
-6.1% -$2.9M
Trim IJR
-14.4% -$2.3M
Trim AAPL
-4.0% -$1.8M
| # | Ticker | Issuer | Asset Subclass | Weight | Weight Change | Shares Change | 4Q Trend |
|---|---|---|---|---|---|---|---|
| 1 | SYK | Stryker CORP | Stock-Healthcare | 20.47% | -3.59% | -3.57% | |
| 2 | DFUS | Dimensional US Eq Mkt ETF | ETF-Other | 8.05% | +7.32% | +1128.41% | |
| 3 | VOO | Vanguard S&p 500 ETF | ETF-Large Cap & Growth | 6.35% | -1.17% | -6.14% | |
| 4 | IJR | Ishares Core S&p Small-cap E | ETF-Small Cap | 4.65% | -0.91% | -14.39% | |
| 5 | AAPL | Apple INC | Stock-Tech | 3.94% | -0.71% | -3.98% | |
| 6 | VXUS | Vanguard Total Intl Stock | ETF-Other | 3.80% | -0.15% | -0.29% | |
| 7 | VIG | Vanguard Dividend Apprec ETF | ETF-Other | 3.02% | -0.24% | +0.18% | |
| 8 | VTV | Vanguard Value ETF | ETF-Other | 2.92% | — | -2.81% | |
| 9 | VUG | Vanguard Growth ETF | ETF-Other | 2.83% | -0.60% | -2.43% | |
| 10 | VTI | Vanguard Total Stock Mkt ETF | ETF-Other | 2.74% | -0.31% | -0.47% | |
| 11 | QQQ | Invesco Qqq Trust Series 1 | ETF-Tech | 2.40% | -0.30% | +0.12% | |
| 12 | MSFT | Microsoft CORP | Stock-Tech | 1.73% | -0.64% | +1.04% | |
| 13 | DFAI | Dimensional International Co | ETF-Other | 1.62% | +1.45% | +889.71% | |
| 14 | CGGR | Cap Group Growth Equity | ETF-Other | 1.38% | -0.14% | +6.58% | |
| 15 | VB | Vanguard Small-cap ETF | ETF-Other | 1.13% | — | +0.24% | |
| 16 | CGBL | Cap Group Core Balanced | ETF-Other | 1.07% | +0.04% | +12.78% | |
| 17 | VGSH | Vanguard Short-term Treasury | ETF-Gov Bonds | 1.05% | +0.02% | +8.82% | |
| 18 | SPY | Ss Spdr S&p 500 ETF Trust-us | ETF-Large Cap & Growth | 0.99% | — | +0.29% | |
| 19 | VCSH | Vanguard S/t CORP Bond ETF | ETF-Corp Bonds | 0.93% | +0.61% | +207.42% | |
| 20 | SCHD | Schwab US Dvd Equity ETF | ETF-Other | 0.83% | +0.05% | +0.96% | |
| 21 | VUSB | Vanguard Ultra Short Bond Et | ETF-Other | 0.82% | +0.18% | +36.31% | |
| 22 | VO | Vanguard Mid-cap ETF | ETF-Other | 0.80% | — | +1.58% | |
| 23 | IVV | Ishares Core S&p 500 ETF | ETF-Large Cap & Growth | 0.79% | -0.14% | -5.96% | |
| 24 | WMT | Walmart INC | Stock-Consumer Staples | 0.75% | +0.04% | +0.04% | |
| 25 | VXF | Vanguard Extended Market ETF | ETF-Other | 0.70% | — | -1.60% | |
| 26 | IEFA | Ishares Core Msci Eafe ETF | ETF-Other | 0.61% | -0.28% | -28.65% | |
| 27 | MCD | Mcdonald's CORP | Stock-Consumer Disc | 0.58% | — | +0.64% | |
| 28 | CGXU | Cap Group Intl Focus | ETF-Other | 0.55% | — | +0.38% | |
| 29 | MDY | State Street Spdr S&p Midcap | ETF-Other | 0.53% | — | +0.36% | |
| 30 | VGT | Vanguard Info Tech ETF | ETF-Tech | 0.52% | — | -0.61% | |
| 31 | CGDG | Cap Group Dividend Growers | ETF-Other | 0.49% | — | +2.21% | |
| 32 | CGCB | Cap Group Core Bond | ETF-Other | 0.48% | — | +2.94% | |
| 33 | IBM | Intl Business Machines CORP | Stock-Tech | 0.46% | -0.13% | +0.03% | |
| 34 | AVXC | Avantis Emg Mkt Ex China ETF | ETF-Emerging Markets | 0.44% | +0.44% | NEW | |
| 35 | PG | Procter & Gamble Co/the | Stock-Consumer Staples | 0.44% | — | +0.69% | |
| 36 | CGCV | Cap Group Conservative Eq | ETF-Other | 0.42% | — | +0.50% | |
| 37 | PEP | Pepsico INC | Stock-Consumer Staples | 0.42% | — | +0.02% | |
| 38 | SO | Southern Co/the | Stock-Utilities | 0.42% | +0.04% | +7.17% | |
| 39 | XOM | Exxon Mobil CORP | Stock-Energy | 0.42% | +0.08% | -7.19% | |
| 40 | VGIT | Vanguard Intermediate-term T | ETF-Other | 0.42% | — | -6.38% | |
| 41 | CVX | Chevron CORP | Stock-Energy | 0.40% | +0.10% | +1.90% | |
| 42 | GOOGL | Alphabet Inc-cl A | Stock-Comm Services | 0.40% | — | +2.61% | |
| 43 | CGUS | Cap Group Core Equity | ETF-Other | 0.39% | — | +1.00% | |
| 44 | VIGI | Vanguard Int Div App Indx Fd | ETF-Other | 0.38% | — | -7.38% | |
| 45 | CGDV | Cap Group Dividend Value | ETF-Other | 0.37% | +0.06% | +29.28% | |
| 46 | AMZN | Amazon.com INC | Stock-Consumer Disc | 0.36% | — | — | |
| 47 | JPM | Jpmorgan Chase & Co | Stock-Financials | 0.35% | — | +0.39% | |
| 48 | PM | Philip Morris International | Stock-Consumer Staples | 0.34% | — | +0.18% | |
| 49 | IJH | Ishares Core S&p Midcap ETF | ETF-Other | 0.33% | — | -12.23% | |
| 50 | LMT | Lockheed Martin CORP | Stock-Industrials | 0.31% | — | -6.66% |
Performance for Q3 2026
+3%
Performance Last 4 Quarters
+7.2%
Based on 83% of reported portfolio value with available pricing
| Period | Holdings | Total value | Stability | Top holdings |
|---|---|---|---|---|
| 2026-03-31 | 157 | $390.3M | 21 | |
| 2025-12-31 | 150 | $368.3M | 7 | |
| 2025-09-30 | 140 | $360.3M | 16 | |
| 2025-06-30 | 136 | $343.7M | 0 | |
| 2025-03-31 | 128 | $316.7M | 100 | |
| 2024-12-31 | 126 | $308.9M | 0 | |
| 2024-09-30 | 121 | $282.3M | 0 | |
| 2024-06-30 | 106 | $254.2M | 0 | |
| 2024-03-31 | 106 | $244.1M | 0 | |
| 2023-12-31 | 144 | $266.5M | 0 | |
| 2023-09-30 | 173 | $249.4M | 0 | |
| 2023-06-30 | 150 | $263.7M | 0 | |
| 2023-03-31 | 142 | $251.4M | 0 | |
| 2022-12-31 | 141 | $232.0M | 0 | |
| 2022-09-30 | 135 | $208.9M | 0 | |
| 2022-06-30 | 163 | $218.7M | 0 | |
| 2022-03-31 | 153 | $264.8M | 0 | |
| 2021-12-31 | 151 | $283.7M | 0 | |
| 2021-06-30 | 145 | $250.8M | 96 | |
| 2021-03-31 | 141 | $232.0M | 35 | |
| 2020-12-31 | 136 | $172.0M | 17 | |
| 2020-09-30 | 124 | $150.3M | 16 | |
| 2020-06-30 | 119 | $138.7M | 25 | |
| 2020-03-31 | 124 | $135.1M | 2 | |
| 2019-12-31 | 124 | $137.1M | 0 |
CWS Financial Advisors, LLC's most significant position changes for 2026-03-31: New buy: Avantis Emg Mkt Ex China ETF (AVXC); New buy: Ishares Short-term National (SUB); New buy: Vanguard Tax-exempt Bond ETF (VTEB); Sold out: Ishares Russell 1000 Value E (IWD); New buy: Phillips 66 (PSX).
| # | Ticker | Issuer | Weight Change | Shares Change | Action |
|---|---|---|---|---|---|
| 1 | DFUS | Dimensional US Eq Mkt ETF | +7.3% | +1128.41% | Add |
| 2 | DFAI | Dimensional International Co | +1.5% | +889.71% | Add |
| 3 | VCSH | Vanguard S/t CORP Bond ETF | +0.6% | +207.42% | Add |
| 4 | VUSB | Vanguard Ultra Short Bond Et | +0.2% | +36.31% | Add |
| 5 | CVX | Chevron CORP | +0.1% | +1.90% | Add |
| 6 | XOM | Exxon Mobil CORP | +0.1% | -7.19% | Trim |
| 7 | CGDV | Cap Group Dividend Value | +0.1% | +29.28% | Add |
| 8 | BSV | Vanguard Short-term Bond ETF | +0.1% | +116.52% | Add |
| 9 | SCHD | Schwab US Dvd Equity ETF | +0.1% | +0.96% | Add |
| 10 | CGBL | Cap Group Core Balanced | 0% | +12.78% | Add |
| 11 | WMT | Walmart INC | 0% | +0.04% | Add |
| 12 | SO | Southern Co/the | 0% | +7.17% | Add |
| 13 | LIN | Linde plc | 0% | +7.80% | Add |
| 14 | ADI | Analog Devices INC | 0% | +6.41% | Add |
| 15 | ETR | Entergy CORP | 0% | +6.31% | Add |
| 16 | VGSH | Vanguard Short-term Treasury | 0% | +8.82% | Add |
| 17 | IEMG | Ishares Core Msci Emerging | -0.1% | -40.39% | Trim |
| 18 | MA | Mastercard INC - A | -0.1% | -35.03% | Trim |
| 19 | IBM | Intl Business Machines CORP | -0.1% | +0.03% | Add |
| 20 | IVV | Ishares Core S&p 500 ETF | -0.1% | -5.96% | Trim |
| 21 | CGGR | Cap Group Growth Equity | -0.1% | +6.58% | Add |
| 22 | VXUS | Vanguard Total Intl Stock | -0.2% | -0.29% | Trim |
| 23 | VIG | Vanguard Dividend Apprec ETF | -0.2% | +0.18% | Add |
| 24 | IEFA | Ishares Core Msci Eafe ETF | -0.3% | -28.65% | Trim |
| 25 | QQQ | Invesco Qqq Trust Series 1 | -0.3% | +0.12% | Add |
| 26 | VTI | Vanguard Total Stock Mkt ETF | -0.3% | -0.47% | Trim |
| 27 | VUG | Vanguard Growth ETF | -0.6% | -2.43% | Trim |
| 28 | MSFT | Microsoft CORP | -0.6% | +1.04% | Add |
| 29 | AAPL | Apple INC | -0.7% | -3.98% | Trim |
| 30 | IJR | Ishares Core S&p Small-cap E | -0.9% | -14.39% | Trim |
| 31 | VOO | Vanguard S&p 500 ETF | -1.2% | -6.14% | Trim |
| 32 | SYK | Stryker CORP | -3.6% | -3.57% | Trim |
| 33 | AVXC | Avantis Emg Mkt Ex China ETF | — | NEW | New buy |
| 34 | SUB | Ishares Short-term National | — | NEW | New buy |
| 35 | VTEB | Vanguard Tax-exempt Bond ETF | — | NEW | New buy |
| 36 | IWD | Ishares Russell 1000 Value E | — | EXIT | Sold out |
| 37 | PSX | Phillips 66 | — | NEW | New buy |
| 38 | HON | Honeywell International INC | — | NEW | New buy |
| 39 | USB | US Bancorp | — | EXIT | Sold out |
| 40 | DFAC | Dimensional US Core Equity 2 | — | NEW | New buy |
| 41 | VYM | Vanguard High Dvd Yield ETF | — | NEW | New buy |
| 42 | CGMU | Cap Group Municipal Income | — | NEW | New buy |
| 43 | UNH | Unitedhealth Group INC | — | EXIT | Sold out |
| 44 | CMI | Cummins INC | — | NEW | New buy |
| 45 | IWB | Ishares Russell 1000 ETF | — | EXIT | Sold out |
| 46 | AWK | American Water Works Co INC | — | EXIT | Sold out |
| 47 | LNG | Cheniere Energy INC | — | NEW | New buy |
| 48 | EPD | Enterprise Products Partners | — | NEW | New buy |
| 49 | DE | Deere & Co | — | NEW | New buy |
| 50 | NET | Cloudflare INC - Class A | — | NEW | New buy |
| Period | Filed | Type | EDGAR |
|---|---|---|---|
| 2026-03-31 | 2026-04-27 | 13F-HR | View on EDGAR |
| 2025-12-31 | 2026-02-06 | 13F-HR | View on EDGAR |
| 2025-09-30 | 2025-11-04 | 13F-HR | View on EDGAR |
| 2025-06-30 | 2025-08-08 | 13F-HR | View on EDGAR |
| 2025-03-31 | 2025-05-14 | 13F-HR | View on EDGAR |
| 2024-12-31 | 2025-02-04 | 13F-HR | View on EDGAR |
| 2024-09-30 | 2024-11-14 | 13F-HR | View on EDGAR |
| 2024-06-30 | 2024-07-31 | 13F-HR | View on EDGAR |
| 2024-03-31 | 2024-05-01 | 13F-HR | View on EDGAR |
| 2023-12-31 | 2024-02-08 | 13F-HR | View on EDGAR |
| 2023-09-30 | 2023-11-14 | 13F-HR | View on EDGAR |
| 2023-06-30 | 2023-08-14 | 13F-HR | View on EDGAR |
| 2023-03-31 | 2023-05-09 | 13F-HR | View on EDGAR |
| 2022-12-31 | 2023-02-10 | 13F-HR | View on EDGAR |
| 2022-09-30 | 2022-11-09 | 13F-HR | View on EDGAR |
| 2022-06-30 | 2022-08-08 | 13F-HR | View on EDGAR |
| 2022-03-31 | 2022-05-03 | 13F-HR | View on EDGAR |
| 2021-12-31 | 2022-02-15 | 13F-HR | View on EDGAR |
| 2021-06-30 | 2021-08-06 | 13F-HR | View on EDGAR |
| 2021-03-31 | 2021-05-13 | 13F-HR | View on EDGAR |
| 2020-12-31 | 2021-02-12 | 13F-HR | View on EDGAR |
| 2020-09-30 | 2020-11-10 | 13F-HR | View on EDGAR |
| 2020-06-30 | 2020-08-11 | 13F-HR | View on EDGAR |
| 2020-03-31 | 2020-04-02 | 13F-HR | View on EDGAR |
| 2019-12-31 | 2020-02-14 | 13F-HR | View on EDGAR |
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