CF
CWS Financial Advisors, LLC Holdings Report (Q3 2026) — 13F Stock Portfolio
CWS Financial Advisors, LLCCIK: 0001802459
Diversified strategyMomentum followerSector-focused
Total reported value
$454.1M
Reporting period: 2026-09-30 · Number of holdings: 171
CWS Financial Advisors, LLC disclosed 171 holdings in its latest 13F filing for the period ending 2026-09-30, with total reported value of $454.1M and a quarterly turnover rate of 11.8%.
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Personality snowflake
- Concentration
- 20.35
- Portfolio Stability
- 11.76
- Momentum
- 100
- Sector conviction
- 84.84
- Diversification
- 100
- Sizing Uniformity
- 72.17
CWS Financial Advisors, LLC's disclosed holdings carry a Herfindahl concentration index of 0.051 — mathematically equivalent to about 20 equally-sized positions, well below its 171 actual disclosed holdings. That gap points to a strategy built around a small core of high-conviction bets rather than broad diversification.
Position sizes vary widely across the portfolio (a coefficient of variation of 2.78), with a handful of outsized bets alongside many smaller positions.
No strong tilt toward either adding to existing winners or initiating outsized new positions was observed in the latest reported quarter.
Sector classification currently covers about 35% of this portfolio's disclosed value; the remainder includes holdings (e.g. unmapped tickers, options, or other security types) not yet covered by our sector mapping.
Source and citation information
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Recent moves
View source Form 13F filing on SEC.govTrim SYK
-0.6% -$10.0M
Add DFUS
+11.4% $6.2M
Trim IJR
-10.8% -$3.2M
Add DFAI
+22.0% $3.3M
Add MSFT
-0.6% $2.5M
Add AAPL
-1.1% $2.6M
Holdings Map
New buyAddUnchangedTrim
Top 10 holdings by weight
Full holdings list this quarter
| # | Ticker | Issuer | Asset Subclass | Weight | Weight Change | Shares Change | 4Q Trend |
|---|---|---|---|---|---|---|---|
| 1 | SYK | Stryker CORP | Stock-Healthcare | 14.66% | -2.34% | -0.65% | |
| 2 | DFUS | Dimensional US Eq Mkt ETF | ETF-Other | 11.95% | +1.28% | +11.37% | |
| 3 | VOO | Vanguard S&p 500 ETF | ETF-Large Cap & Growth | 5.47% | -0.31% | -6.56% | |
| 4 | AAPL | Apple Inc | Stock-Tech | 4.63% | +0.53% | -1.06% | |
| 5 | DFAI | Dimensional International Co | ETF-Other | 3.97% | +0.70% | +22.03% | |
| 6 | VXUS | Vanguard Total Intl Stock | ETF-Other | 3.31% | -0.19% | -4.27% | |
| 7 | IJR | Ishares Core S&p Small-cap E | ETF-Small Cap | 3.18% | -0.74% | -10.81% | |
| 8 | VUG | Vanguard Growth ETF | ETF-Other | 2.97% | +0.09% | -0.86% | |
| 9 | VIG | Vanguard Dividend Apprec ETF | ETF-Other | 2.77% | -0.03% | +1.07% | |
| 10 | VTI | Vanguard Total Stock Mkt ETF | ETF-Other | 2.74% | +0.02% | +0.22% | |
| 11 | VTV | Vanguard Value ETF | ETF-Other | 2.69% | -0.07% | -1.03% | |
| 12 | QQQ | Invesco Qqq Trust Series 1 | ETF-Tech | 2.64% | -0.01% | +0.11% | |
| 13 | MSFT | Microsoft CORP | Stock-Tech | 2.06% | +0.54% | -0.55% | |
| 14 | CGGR | Cap Group Growth Equity | ETF-Other | 1.53% | +0.05% | +3.89% | |
| 15 | VCSH | Vanguard S/t CORP Bond ETF | ETF-Corp Bonds | 1.42% | +0.06% | +7.68% | |
| 16 | CGBL | Cap Group Core Balanced | ETF-Other | 1.15% | -0.01% | +4.04% | |
| 17 | VGSH | Vanguard Short-term Treasury | ETF-Gov Bonds | 1.14% | +0.13% | +15.26% | |
| 18 | AVXC | Avantis Emg Mkt Ex China ETF | ETF-Emerging Markets | 1.12% | +0.15% | +21.99% | |
| 19 | VB | Vanguard Small-cap ETF | ETF-Other | 1.01% | -0.10% | -1.77% | |
| 20 | SPY | Ss Spdr S&p 500 ETF Trust-us | ETF-Large Cap & Growth | 1.00% | +0.02% | +0.27% | |
| 21 | VUSB | Vanguard Ultra Short Bond Et | ETF-Other | 0.98% | +0.12% | +14.77% | |
| 22 | SCHD | Schwab US Dvd Equity ETF | ETF-Other | 0.86% | +0.04% | +2.15% | |
| 23 | IVV | Ishares Core S&p 500 ETF | ETF-Large Cap & Growth | 0.79% | +0.01% | +0.02% | |
| 24 | VO | Vanguard Mid-cap ETF | ETF-Other | 0.76% | -0.02% | +0.30% | |
| 25 | VGT | Vanguard Info Tech ETF | ETF-Tech | 0.65% | +0.03% | -0.17% | |
| 26 | VTEB | Vanguard Tax-exempt Bond ETF | ETF-Other | 0.63% | +0.27% | +89.00% | |
| 27 | VXF | Vanguard Extended Market ETF | ETF-Other | 0.58% | -0.06% | -2.89% | |
| 28 | CGXU | Cap Group Intl Focus | ETF-Other | 0.56% | — | +2.52% | |
| 29 | IEFA | Ishares Core Msci Eafe ETF | ETF-Other | 0.56% | -0.01% | — | |
| 30 | WMT | Walmart Inc | Stock-Consumer Staples | 0.54% | -0.05% | +0.28% | |
| 31 | CGDV | Cap Group Dividend Value | ETF-Other | 0.52% | +0.12% | +31.12% | |
| 32 | MDY | State Street Spdr S&p Midcap | ETF-Other | 0.48% | -0.04% | +0.27% | |
| 33 | CGDG | Cap Group Dividend Growers | ETF-Other | 0.42% | -0.02% | -3.79% | |
| 34 | GOOGL | Alphabet Inc-cl A | Stock-Comm Services | 0.41% | -0.02% | +0.64% | |
| 35 | BND | Vanguard Total Bond Market | ETF-Other | 0.41% | +0.24% | +156.22% | |
| 36 | VGIT | Vanguard Intermediate-term T | ETF-Other | 0.41% | +0.04% | +14.51% | |
| 37 | CGCB | Cap Group Core Bond | ETF-Other | 0.40% | -0.02% | +0.46% | |
| 38 | CGUS | Cap Group Core Equity | ETF-Other | 0.39% | — | +0.73% | |
| 39 | PM | Philip Morris International | Stock-Consumer Staples | 0.38% | +0.06% | +14.38% | |
| 40 | CGCV | Cap Group Conservative Eq | ETF-Other | 0.38% | -0.01% | +0.99% | |
| 41 | AMZN | Amazon.com Inc | Stock-Consumer Disc | 0.38% | +0.02% | +0.28% | |
| 42 | PG | Procter & Gamble Co/the | Stock-Consumer Staples | 0.37% | -0.01% | +0.11% | |
| 43 | SUB | Ishares Short-term National | ETF-Other | 0.36% | +0.07% | +28.79% | |
| 44 | CVX | Chevron CORP | Stock-Energy | 0.36% | +0.06% | +0.22% | |
| 45 | IBM | Intl Business Machines CORP | Stock-Tech | 0.36% | -0.10% | -0.33% | |
| 46 | MCD | Mcdonald's CORP | Stock-Consumer Disc | 0.35% | -0.08% | -3.84% | |
| 47 | ✓ | Stock-Other | 0.35% | +0.35% | NEW | ||
| 48 | JPM | Jpmorgan Chase & Co | Stock-Financials | 0.34% | — | +0.65% | |
| 49 | CSCO | Cisco Systems Inc | Stock-Tech | 0.34% | -0.03% | +0.03% | |
| 50 | VIGI | Vanguard Int Div App Indx Fd | ETF-Other | 0.34% | -0.01% | -3.69% |
1–50 of 171
Portfolio Performance
Performance for Q4 2026
-0.4%
Performance Last 4 Quarters
+6.2%
- Stdev
- +11.7%
- Beta
- +0.8
- Alpha
- -2.4%
- Max Drawdown
- -7.6%
- Annualized Perf
- +15.7%
- Batting Avg vs S&P
- +38.9%
- Sortino
- +2.24
- Stutzer
- +0.37
- Treynor
- +0.19
- Sterling
- +0.98
- Calmar
- +2.07
- Information Ratio
- -0.99
- Tracking Error
- +7%
- Stdev Down
- +6.9%
- Winning Months %
- +72.2%
- Losing Months %
- +27.8%
- Best 12 Months
- +30.5%
- Worst 12 Months
- +4.1%
- Efficiency Ratio
- +0.52
- Sharpe
- +1.31
- Stdev Sectors
- +13.5%
- Skewness
- -0.53
- Kurtosis
- +0.39
- Upside Potential
- +3.69
Reported value over time
Sector allocation
Sector allocation over time
Quarterly history
| Period | Holdings | Total value | Stability | Top holdings | |
|---|---|---|---|---|---|
| 2026 Q3 | 171 | $454.1M | 12 | ||
| 2026 Q2 | 171 | $450.6M | 0 | ||
| 2026 Q1 | 157 | $390.3M | 21 | ||
| 2025 Q4 | 150 | $368.3M | 7 | ||
| 2025 Q3 | 140 | $360.3M | 16 | ||
| 2025 Q2 | 136 | $343.7M | 0 | ||
| 2025 Q1 | 128 | $316.7M | 100 | ||
| 2024 Q4 | 126 | $308.9M | 0 | ||
| 2024 Q3 | 121 | $282.3M | 0 | ||
| 2024 Q2 | 106 | $254.2M | 0 | ||
| 2024 Q1 | 106 | $244.1M | 0 | ||
| 2023 Q4 | 144 | $266.5M | 0 | ||
| 2023 Q3 | 173 | $249.4M | 0 | ||
| 2023 Q2 | 150 | $263.7M | 0 | ||
| 2023 Q1 | 142 | $251.4M | 0 | ||
| 2022 Q4 | 141 | $232.0M | 0 | ||
| 2022 Q3 | 135 | $208.9M | 0 | ||
| 2022 Q2 | 163 | $218.7M | 0 | ||
| 2022 Q1 | 153 | $264.8M | 0 | ||
| 2021 Q4 | 151 | $283.7M | 0 | ||
| 2021 Q2 | 145 | $250.8M | 96 | ||
| 2021 Q1 | 141 | $232.0M | 35 | ||
| 2020 Q4 | 136 | $172.0M | 17 | ||
| 2020 Q3 | 124 | $150.3M | 16 | ||
| 2020 Q2 | 119 | $138.7M | 25 | ||
| 2020 Q1 | 124 | $135.1M | 2 | ||
| 2019 Q4 | 124 | $137.1M | 0 |
Holding changes this quarter
CWS Financial Advisors, LLC's most significant position changes for 2026-09-30: New buy: ; Sold out: Exxon Mobil CORP (XOM); Sold out: Dimensional US Core Eq 1 ETF (DCOR); New buy: ; Sold out: Kla CORP (KLAC).
| # | Ticker | Issuer | Weight Change | Shares Change | Action |
|---|---|---|---|---|---|
| 1 | DFUS | Dimensional US Eq Mkt ETF | +1.3% | +11.37% | Add |
| 2 | DFAI | Dimensional International Co | +0.7% | +22.03% | Add |
| 3 | MSFT | Microsoft CORP | +0.5% | -0.55% | Trim |
| 4 | AAPL | Apple Inc | +0.5% | -1.06% | Trim |
| 5 | ✓ | +0.4% | NEW | New buy | |
| 6 | VTEB | Vanguard Tax-exempt Bond ETF | +0.3% | +89.00% | Add |
| 7 | BND | Vanguard Total Bond Market | +0.2% | +156.22% | Add |
| 8 | AVXC | Avantis Emg Mkt Ex China ETF | +0.2% | +21.99% | Add |
| 9 | VGSH | Vanguard Short-term Treasury | +0.1% | +15.26% | Add |
| 10 | ✓ | +0.1% | NEW | New buy | |
| 11 | VUSB | Vanguard Ultra Short Bond Et | +0.1% | +14.77% | Add |
| 12 | CGDV | Cap Group Dividend Value | +0.1% | +31.12% | Add |
| 13 | VUG | Vanguard Growth ETF | +0.1% | -0.86% | Trim |
| 14 | SUB | Ishares Short-term National | +0.1% | +28.79% | Add |
| 15 | MPC | Marathon Petroleum CORP | +0.1% | NEW | New buy |
| 16 | VCSH | Vanguard S/t CORP Bond ETF | +0.1% | +7.68% | Add |
| 17 | CVX | Chevron CORP | +0.1% | +0.22% | Add |
| 18 | PM | Philip Morris International | +0.1% | +14.38% | Add |
| 19 | VGUS | Vanguard Ultra Shrt Treasury | +0.1% | +111.36% | Add |
| 20 | CGGR | Cap Group Growth Equity | +0.1% | +3.89% | Add |
| 21 | TMO | Thermo Fisher Scientific Inc | +0.1% | NEW | New buy |
| 22 | CRWD | Crowdstrike Holdings Inc - A | +0.1% | NEW | New buy |
| 23 | AGG | Ishares Core U.s. Aggregate | +0.1% | NEW | New buy |
| 24 | BIV | Vanguard Intermediate-term B | +0.1% | NEW | New buy |
| 25 | SCHD | Schwab US Dvd Equity ETF | 0% | +2.15% | Add |
| 26 | PSX | Phillips 66 | 0% | +13.21% | Add |
| 27 | VGIT | Vanguard Intermediate-term T | 0% | +14.51% | Add |
| 28 | META | Meta Platforms Inc-class A | 0% | -0.10% | Trim |
| 29 | VGT | Vanguard Info Tech ETF | 0% | -0.17% | Trim |
| 30 | MA | Mastercard Inc - A | 0% | +14.05% | Add |
| 31 | NDSN | Nordson CORP | 0% | +37.46% | Add |
| 32 | VTI | Vanguard Total Stock Mkt ETF | 0% | +0.22% | Add |
| 33 | SPY | Ss Spdr S&p 500 ETF Trust-us | 0% | +0.27% | Add |
| 34 | BR | Broadridge Financial Solutio | 0% | +3.92% | Add |
| 35 | NET | Cloudflare Inc - Class A | 0% | — | Unchanged |
| 36 | AMGN | Amgen Inc | 0% | -0.40% | Trim |
| 37 | COP | Conocophillips | 0% | +0.13% | Add |
| 38 | PFE | Pfizer Inc | 0% | +3.66% | Add |
| 39 | AMZN | Amazon.com Inc | 0% | +0.28% | Add |
| 40 | ABBV | Abbvie Inc | 0% | +2.01% | Add |
| 41 | IVV | Ishares Core S&p 500 ETF | 0% | +0.02% | Add |
| 42 | GILD | Gilead Sciences Inc | 0% | -0.13% | Trim |
| 43 | VOOG | Vanguard S&p 500 Growth ETF | 0% | +1.58% | Add |
| 44 | NVDA | Nvidia CORP | 0% | +3.05% | Add |
| 45 | NSC | Norfolk Southern CORP | 0% | +23.20% | Add |
| 46 | VZ | Verizon Communications Inc | 0% | +0.03% | Add |
| 47 | WRB | Wr Berkley CORP | 0% | +21.10% | Add |
| 48 | T | At&t Inc | 0% | -3.90% | Trim |
| 49 | SPGI | S&p Global Inc | 0% | +22.81% | Add |
| 50 | BRK-B | Berkshire Hathaway Inc-cl B | 0% | +4.84% | Add |
1–50 of 178
Filing History
FAQ
What is CWS Financial Advisors, LLC and what type of investor is it?
CWS Financial Advisors, LLC is an investment manager that files SEC Form 13F quarterly, disclosing its U.S. public equity holdings to regulators. As of the most recent reporting period (2026-09-30), the firm manages a tracked equity portfolio valued at approximately $454.1M, spread across 171 disclosed positions.
What are CWS Financial Advisors, LLC's largest equity positions?
Based on the latest 13F filing, CWS Financial Advisors, LLC's top holdings by market value are:
1. Stryker CORP (SYK) — $66.6M (14.7%)
2. Dimensional US Eq Mkt ETF (DFUS) — $54.3M (11.9%)
3. Vanguard S&p 500 ETF (VOO) — $24.9M (5.5%)
4. Apple Inc (AAPL) — $21.0M (4.6%)
5. Dimensional International Co (DFAI) — $18.0M (4.0%)
What changes did CWS Financial Advisors, LLC make in its most recent portfolio filing?
In the latest reported quarter, CWS Financial Advisors, LLC made 154 notable position adjustments: 7 new positions were initiated, 90 existing holdings were added to, 50 positions were partially reduced, and 7 were completely exited. The largest of these moves: New buy: ; Sold out: Exxon Mobil CORP (XOM); Sold out: Dimensional US Core Eq 1 ETF (DCOR); New buy: ; Sold out: Kla CORP (KLAC)
What sectors does CWS Financial Advisors, LLC focus on?
CWS Financial Advisors, LLC is concentrated in the following sectors based on its current disclosed equity portfolio:
• Health Care: 45.8%
• Information Technology: 24.4%
• Consumer Staples: 6.3%
• Industrials: 5.9%
• Financials: 4.8%
• Consumer Discretionary: 3.5%
* This report is exclusively curated by the AlphaSMO team. AlphaSMO is the web's most authoritative 13F / Inside Trader database, delivering precise insider trading and institutional holdings insights.
Investment Profile
CWS Financial Advisors, LLC returned an annualized 15.7% over the trailing 36 months — underperforming the S&P 500 by 2.4 points — based on a reconstructed track record of its disclosed 13F positions, with a beta of 0.80 (less volatile than the market) and a 39% quarterly batting average against the index.
Its portfolio is broadly diversified and long-term-holding, with 45.8% of the portfolio concentrated in Health Care.
It has added to its DFUS position over the past two quarters (+$22.8M, now $54.3M), while trimming SYK over the same stretch (-$13.3M, still holding $66.6M).
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Developer Access
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REST API
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