CU
Cornell University Historical SEC 13F Holdings & Archive (Q3 2024)
Cornell UniversityCIK: 0000315082
Concentrated strategySector-focusedQuality / disciplined sizing
Total reported value
$3.4M
Reporting period: 2024-09-30 · Number of holdings: 3
CORNELL UNIVERSITY disclosed 3 holdings in its latest 13F filing for the period ending 2024-09-30, with total reported value of $3.4M and a quarterly turnover rate of 0.0%.
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Personality snowflake
- Concentration
- 100
- Portfolio Stability
- 0
- Momentum
- 50
- Sector conviction
- 100
- Diversification
- 6
- Sizing Uniformity
- 91.57
Cornell University's disclosed holdings carry a Herfindahl concentration index of 0.491 — mathematically equivalent to about 2 equally-sized positions, close to its 3 actual disclosed holdings. Value is spread relatively evenly across the portfolio rather than concentrated in a handful of names.
Position sizes are fairly uniform across the portfolio (a coefficient of variation of 0.84), suggesting a disciplined, rules-based approach to how much capital goes into each idea.
No strong tilt toward either adding to existing winners or initiating outsized new positions was observed in the latest reported quarter.
Sector classification currently covers about 27% of this portfolio's disclosed value; the remainder includes holdings (e.g. unmapped tickers, options, or other security types) not yet covered by our sector mapping.
Source and citation information
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Recent moves
View source Form 13F filing on SEC.govTrim SHY
-36.6% -$1.2M
Add XOM
0.0% $16.8K
Add TMP
0.0% $46.5K
Holdings Map
New buyAddUnchangedTrim
Top 10 holdings by weight
Full holdings list this quarter
| # | Ticker | Issuer | Asset Subclass | Weight | Weight Change | Shares Change | 4Q Trend |
|---|---|---|---|---|---|---|---|
| 1 | SHY | Ishares 1-3 Year Treasury Bo | ETF-Gov Bonds | 64.00% | -10.37% | -36.59% | |
| 2 | XOM | Exxon Mobil CORP | Stock-Energy | 27.22% | +7.16% | — | |
| 3 | TMP | Tompkins Financial CORP | Stock-Other | 8.78% | +3.21% | — |
* This report is exclusively curated by the AlphaSMO team. AlphaSMO is the web's most authoritative 13F / Inside Trader database, delivering precise insider trading and institutional holdings insights.
Portfolio Performance
Performance for Q3 2026
+4.6%
Performance Last 4 Quarters
+17%
- Stdev
- +8.2%
- Beta
- -0.1
- Alpha
- +7.8%
- Max Drawdown
- -9%
- Annualized Perf
- +5.8%
- Batting Avg vs S&P
- +40%
- Sortino
- +1.23
- Stutzer
- +0.21
- Treynor
- -0.59
- Sterling
- +0.42
- Calmar
- +0.64
- Information Ratio
- -0.8
- Tracking Error
- +15.6%
- Stdev Down
- +4.8%
- Winning Months %
- +63.3%
- Losing Months %
- +36.7%
- Best 12 Months
- +19.3%
- Worst 12 Months
- -9%
- Efficiency Ratio
- +0.27
- Sharpe
- +0.73
- Stdev Sectors
- 0%
- Skewness
- -0.02
- Kurtosis
- +0.26
- Upside Potential
- +2.9
Reported value over time
Sector allocation
Sector allocation over time
Quarterly history
Holding changes this quarter
Cornell University's most significant position changes for 2024-09-30: Trim: Ishares 1-3 Year Treasury Bo (SHY) — shares -36.59%.
| # | Ticker | Issuer | Weight Change | Shares Change | Action |
|---|---|---|---|---|---|
| 1 | XOM | Exxon Mobil CORP | +7.2% | — | Unchanged |
| 2 | TMP | Tompkins Financial CORP | +3.2% | — | Unchanged |
| 3 | SHY | Ishares 1-3 Year Treasury Bo | -10.4% | -36.59% | Trim |
Filing History
FAQ
What is Cornell University and what type of investor is it?
Cornell University is an investment manager that files SEC Form 13F quarterly, disclosing its U.S. public equity holdings to regulators. As of the most recent reporting period (2024-09-30), the firm manages a tracked equity portfolio valued at approximately $3.4M, spread across 3 disclosed positions.
What are Cornell University's largest equity positions?
Based on the latest 13F filing, Cornell University's top holdings by market value are:
1. Ishares 1-3 Year Treasury Bo (SHY) — $2.2M (64.0%)
2. Exxon Mobil CORP (XOM) — $937.8K (27.2%)
3. Tompkins Financial CORP (TMP) — $302.4K (8.8%)
What changes did Cornell University make in its most recent portfolio filing?
In the latest quarter, Cornell University took a more defensive posture — trimming 1 positions and completely exiting 0 holdings. The largest of these moves: Trim: Ishares 1-3 Year Treasury Bo (SHY) — shares -36.59%
What sectors does Cornell University focus on?
Cornell University is concentrated in the following sectors based on its current disclosed equity portfolio:
• Energy: 100.0%
Investment Profile
Cornell University returned an annualized 5.8% over the trailing 30 months — outperforming the S&P 500 by 7.8 points — based on a reconstructed track record of its disclosed 13F positions, with a beta of -0.10 (less volatile than the market) and a 40% quarterly batting average against the index.
Its portfolio is concentrated and long-term-holding, with 100.0% of the portfolio concentrated in Energy.
It has trimmed its SHY position for two straight quarters, cutting it by $1.2M while still holding $2.2M.
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GF
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NC
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Also holds Ishares 1-3 Year Treasury Bo as its largest position
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CP
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Total reported value
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Developer Access
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REST API
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