CG
Compound Global Advisors, LLC SEC 13F Filing (Q3 2026) — Holdings & Portfolio
Compound Global Advisors, LLCCIK: 0001962450
High-turnover traderSector-focusedContrarian
Total reported value
$9.2M
Reporting period: 2026-09-30 · Number of holdings: 30
Compound Global Advisors, LLC disclosed 30 holdings in its latest 13F filing for the period ending 2026-09-30, with total reported value of $9.2M and a quarterly turnover rate of 111.2%.
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Personality snowflake
- Concentration
- 75.89
- Portfolio Stability
- 100
- Momentum
- 0
- Sector conviction
- 100
- Diversification
- 58
- Sizing Uniformity
- 78.41
Compound Global Advisors, LLC's disclosed holdings carry a Herfindahl concentration index of 0.190 — mathematically equivalent to about 5 equally-sized positions, well below its 30 actual disclosed holdings. That gap points to a strategy built around a small core of high-conviction bets rather than broad diversification.
Position sizes vary widely across the portfolio (a coefficient of variation of 2.16), with a handful of outsized bets alongside many smaller positions.
Recent activity leans toward initiating meaningfully larger new positions than it adds to existing ones (a 4.9 percentage-point tilt) — a pattern consistent with a more contrarian, new-idea-driven approach.
Sector classification currently covers about 59% of this portfolio's disclosed value; the remainder includes holdings (e.g. unmapped tickers, options, or other security types) not yet covered by our sector mapping.
Source and citation information
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Recent moves
View source Form 13F filing on SEC.govNew buy SPY
Trim META
-41.7% -$84.2K
Sold out AAPL
Trim AMZN
+12.0% $50.9K
Trim V
-50.0% -$81.7K
Add ORCL
+483.8% $393.0K
Holdings Map
New buyAddUnchangedTrim
Top 10 holdings by weight
Full holdings list this quarter
Showing top 29 holdings (of 30 total)
| # | Ticker | Issuer | Asset Subclass | Weight | Weight Change | Shares Change | 4Q Trend |
|---|---|---|---|---|---|---|---|
| 1 | SPY | Ss Spdr S&p 500 ETF Trust-us | ETF-Large Cap & Growth | 41.35% | +41.35% | NEW | |
| 2 | NVDA | Nvidia CORP | Stock-Tech | 6.19% | -2.71% | +38.81% | |
| 3 | MU | Micron Technology Inc | Stock-Tech | 5.78% | +0.93% | +194.12% | |
| 4 | ORCL | Oracle CORP | Stock-Tech | 5.22% | +3.05% | +483.83% | |
| 5 | AMZN | Amazon.com Inc | Stock-Consumer Disc | 3.78% | -3.58% | +12.00% | |
| 6 | ASML | ASML Holding N.V. | Stock-Tech | 3.34% | +0.88% | +240.00% | |
| 7 | MSFT | Microsoft CORP | Stock-Tech | 3.34% | -2.20% | -0.17% | |
| 8 | META | Meta Platforms Inc-class A | Stock-Comm Services | 2.75% | -5.60% | -41.67% | |
| 9 | AVGO | Broadcom Inc | Stock-Tech | 2.29% | -2.84% | +9.09% | |
| 10 | TSM | Taiwan Semiconductor-sp Adr | Stock-Tech | 2.23% | -2.13% | +21.62% | |
| 11 | FTAI | FTAI Aviation Ltd. | Stock-Industrials | 2.17% | +2.17% | NEW | |
| 12 | LITE | Lumentum Holdings Inc | Stock-Tech | 2.11% | +0.84% | +233.33% | |
| 13 | APH | Amphenol Corp-cl A | Stock-Tech | 1.83% | -1.23% | +184.90% | |
| 14 | TDG | Transdigm Group Inc | Stock-Industrials | 1.76% | -2.35% | +20.00% | |
| 15 | GOOGL | Alphabet Inc-cl A | Stock-Comm Services | 1.57% | -2.40% | -6.67% | |
| 16 | AGI | Alamos Gold Inc-class A | Stock-Materials | 1.41% | +0.51% | +233.67% | |
| 17 | AMAT | Applied Materials Inc | Stock-Tech | 1.39% | +0.68% | +525.00% | |
| 18 | CEG | Constellation Energy | Stock-Utilities | 1.38% | +1.38% | NEW | |
| 19 | TLN | Talen Energy CORP | Stock-Utilities | 1.36% | +1.36% | NEW | |
| 20 | LLY | Eli Lilly & Co | Stock-Healthcare | 1.25% | -1.42% | +11.11% | |
| 21 | MA | Mastercard Inc - A | Stock-Financials | 1.08% | -0.82% | +20.00% | |
| 22 | ARES | Ares Management CORP - A | Stock-Financials | 1.01% | -0.09% | +100.00% | |
| 23 | V | Visa Inc-class A Shares | Stock-Financials | 0.97% | -3.27% | -50.00% | |
| 24 | SYK | Stryker CORP | Stock-Healthcare | 0.90% | +0.90% | NEW | |
| 25 | SPGI | S&p Global Inc | Stock-Financials | 0.86% | -0.65% | +33.33% | |
| 26 | BX | Blackstone Inc | Stock-Financials | 0.85% | +0.85% | NEW | |
| 27 | WPM | Wheaton Precious Metals CORP | Stock-Materials | 0.73% | +0.31% | +233.33% | |
| 28 | CPAY | Corpay Inc | Stock-Tech | 0.63% | -1.02% | -25.00% | |
| 29 | NEM | Newmont CORP | Stock-Materials | 0.50% | -0.42% | — |
Portfolio Performance
Performance for Q4 2026
+7.8%
Performance Last 4 Quarters
+7.9%
- Stdev
- +14.3%
- Beta
- +0.97
- Alpha
- -2.2%
- Max Drawdown
- -9.5%
- Annualized Perf
- +20.2%
- Batting Avg vs S&P
- +44.4%
- Sortino
- +2.55
- Stutzer
- +0.39
- Treynor
- +0.2
- Sterling
- +1.13
- Calmar
- +2.13
- Information Ratio
- -0.35
- Tracking Error
- +7.9%
- Stdev Down
- +7.6%
- Winning Months %
- +72.2%
- Losing Months %
- +27.8%
- Best 12 Months
- +33.3%
- Worst 12 Months
- +3.9%
- Efficiency Ratio
- +0.57
- Sharpe
- +1.37
- Stdev Sectors
- +17.5%
- Skewness
- -0.25
- Kurtosis
- -0.47
- Upside Potential
- +4.1
Reported value over time
Sector allocation
Sector allocation over time
Quarterly history
💡
Data Source Notice: AlphaSMO is the web's most authoritative 13F / Inside Trader database. Institutional holdings and insider trades presented here are precisely computed to deliver accurate portfolio reporting.
Holding changes this quarter
Compound Global Advisors, LLC's most significant position changes for 2026-09-30: New buy: Ss Spdr S&p 500 ETF Trust-us (SPY); Sold out: Apple Inc (AAPL); New buy: FTAI Aviation Ltd. (FTAI); New buy: Constellation Energy (CEG); New buy: Talen Energy CORP (TLN).
| # | Ticker | Issuer | Weight Change | Shares Change | Action |
|---|---|---|---|---|---|
| 1 | SPY | Ss Spdr S&p 500 ETF Trust-us | +41.4% | NEW | New buy |
| 2 | ORCL | Oracle CORP | +3.1% | +483.83% | Add |
| 3 | FTAI | FTAI Aviation Ltd. | +2.2% | NEW | New buy |
| 4 | CEG | Constellation Energy | +1.4% | NEW | New buy |
| 5 | TLN | Talen Energy CORP | +1.4% | NEW | New buy |
| 6 | MU | Micron Technology Inc | +0.9% | +194.12% | Add |
| 7 | SYK | Stryker CORP | +0.9% | NEW | New buy |
| 8 | ASML | ASML Holding N.V. | +0.9% | +240.00% | Add |
| 9 | BX | Blackstone Inc | +0.9% | NEW | New buy |
| 10 | LITE | Lumentum Holdings Inc | +0.8% | +233.33% | Add |
| 11 | AMAT | Applied Materials Inc | +0.7% | +525.00% | Add |
| 12 | AGI | Alamos Gold Inc-class A | +0.5% | +233.67% | Add |
| 13 | WPM | Wheaton Precious Metals CORP | +0.3% | +233.33% | Add |
| 14 | ARES | Ares Management CORP - A | -0.1% | +100.00% | Add |
| 15 | NEM | Newmont CORP | -0.4% | — | Unchanged |
| 16 | SPGI | S&p Global Inc | -0.7% | +33.33% | Add |
| 17 | NFLX | Netflix Inc | -0.7% | EXIT | Sold out |
| 18 | MA | Mastercard Inc - A | -0.8% | +20.00% | Add |
| 19 | MSCI | Msci Inc | -0.8% | EXIT | Sold out |
| 20 | AEM | Agnico Eagle Mines LTD | -1% | EXIT | Sold out |
| 21 | ALK | Alaska Air Group Inc | -1% | EXIT | Sold out |
| 22 | ISRG | Intuitive Surgical Inc | -1% | EXIT | Sold out |
| 23 | WAL | Western Alliance Bancorp | -1% | EXIT | Sold out |
| 24 | CPAY | Corpay Inc | -1% | -25.00% | Trim |
| 25 | LRCX | Lam Research CORP | -1.1% | EXIT | Sold out |
| 26 | LNG | Cheniere Energy Inc | -1.2% | EXIT | Sold out |
| 27 | APH | Amphenol Corp-cl A | -1.2% | +184.90% | Add |
| 28 | TMO | Thermo Fisher Scientific Inc | -1.2% | EXIT | Sold out |
| 29 | VMC | Vulcan Materials Co | -1.3% | EXIT | Sold out |
| 30 | LLY | Eli Lilly & Co | -1.4% | +11.11% | Add |
| 31 | REGN | Regeneron Pharmaceuticals | -1.5% | EXIT | Sold out |
| 32 | NVO | Novo-nordisk A/s-spons Adr | -1.8% | EXIT | Sold out |
| 33 | DASH | Doordash Inc - A | -1.8% | EXIT | Sold out |
| 34 | VRT | Vertiv Holdings Co-a | -2.1% | EXIT | Sold out |
| 35 | TSM | Taiwan Semiconductor-sp Adr | -2.1% | +21.62% | Add |
| 36 | MSFT | Microsoft CORP | -2.2% | -0.17% | Trim |
| 37 | TDG | Transdigm Group Inc | -2.4% | +20.00% | Add |
| 38 | GOOGL | Alphabet Inc-cl A | -2.4% | -6.67% | Trim |
| 39 | NVDA | Nvidia CORP | -2.7% | +38.81% | Add |
| 40 | AVGO | Broadcom Inc | -2.8% | +9.09% | Add |
| 41 | V | Visa Inc-class A Shares | -3.3% | -50.00% | Trim |
| 42 | AMZN | Amazon.com Inc | -3.6% | +12.00% | Add |
| 43 | AAPL | Apple Inc | -5% | EXIT | Sold out |
| 44 | META | Meta Platforms Inc-class A | -5.6% | -41.67% | Trim |
Filing History
FAQ
What is Compound Global Advisors, LLC and what type of investor is it?
Compound Global Advisors, LLC is an investment manager that files SEC Form 13F quarterly, disclosing its U.S. public equity holdings to regulators. As of the most recent reporting period (2026-09-30), the firm manages a tracked equity portfolio valued at approximately $9.2M, spread across 30 disclosed positions.
What are Compound Global Advisors, LLC's largest equity positions?
Based on the latest 13F filing, Compound Global Advisors, LLC's top holdings by market value are:
1. Ss Spdr S&p 500 ETF Trust-us (SPY) — $3.8M (41.4%)
2. Nvidia CORP (NVDA) — $571.0K (6.2%)
3. Micron Technology Inc (MU) — $532.6K (5.8%)
4. Oracle CORP (ORCL) — $481.0K (5.2%)
5. Amazon.com Inc (AMZN) — $348.8K (3.8%)
What changes did Compound Global Advisors, LLC make in its most recent portfolio filing?
In the latest reported quarter, Compound Global Advisors, LLC made 43 notable position adjustments: 6 new positions were initiated, 17 existing holdings were added to, 5 positions were partially reduced, and 15 were completely exited. The largest of these moves: New buy: Ss Spdr S&p 500 ETF Trust-us (SPY); Sold out: Apple Inc (AAPL); New buy: FTAI Aviation Ltd. (FTAI); New buy: Constellation Energy (CEG); New buy: Talen Energy CORP (TLN)
What sectors does Compound Global Advisors, LLC focus on?
Compound Global Advisors, LLC is concentrated in the following sectors based on its current disclosed equity portfolio:
• Information Technology: 58.5%
• Financials: 8.1%
• Communication Services: 7.4%
• Industrials: 6.7%
• Consumer Discretionary: 6.5%
• Utilities: 4.7%
Investment Profile
Compound Global Advisors, LLC returned an annualized 20.2% over the trailing 36 months — underperforming the S&P 500 by 2.2 points — based on a reconstructed track record of its disclosed 13F positions, with a beta of 0.97 (roughly in line with the market) and a 44% quarterly batting average against the index.
Its portfolio is concentrated and fast-trading, with 58.5% of the portfolio concentrated in Information Technology.
Its concentration score has risen from 42 to 76 over the past 4 quarters — a shift toward higher-conviction positions.
It has added to its NVDA position over the past two quarters (+$291.9K, now $571.0K), while trimming CPAY over the same stretch (-$14.5K, still holding $58.3K).
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Developer Access
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