CF
Compass Financial Group, INC/SD — 13F Filing & Top Stock Positions (Q3 2026)
Compass Financial Group, INC/SDCIK: 0001964835
Momentum followerLong-term holder
Total reported value
$922.1M
Reporting period: 2026-09-30 · Number of holdings: 120
Compass Financial Group, INC/SD disclosed 120 holdings in its latest 13F filing for the period ending 2026-09-30, with total reported value of $922.1M and a quarterly turnover rate of 13.4%.
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Personality snowflake
- Concentration
- 38.83
- Portfolio Stability
- 13.35
- Momentum
- 100
- Sector conviction
- 54.32
- Diversification
- 100
- Sizing Uniformity
- 67.23
Compass Financial Group, INC/SD's disclosed holdings carry a Herfindahl concentration index of 0.097 — mathematically equivalent to about 10 equally-sized positions, well below its 120 actual disclosed holdings. That gap points to a strategy built around a small core of high-conviction bets rather than broad diversification.
Position sizes vary widely across the portfolio (a coefficient of variation of 3.28), with a handful of outsized bets alongside many smaller positions.
No strong tilt toward either adding to existing winners or initiating outsized new positions was observed in the latest reported quarter.
Sector classification currently covers about 3% of this portfolio's disclosed value; the remainder includes holdings (e.g. unmapped tickers, options, or other security types) not yet covered by our sector mapping.
Source and citation information
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Recent moves
View source Form 13F filing on SEC.govTrim SCHB
-11.8% -$12.1M
Add SCHX
+159.3% $16.4M
Add VGT
+7.3% $21.3M
Trim VDC
+1.0% -$2.2M
Trim VIS
+3.4% -$4.3M
Add VXUS
+299.7% $6.2M
Holdings Map
New buyAddUnchangedTrim
Top 10 holdings by weight
Full holdings list this quarter
| # | Ticker | Issuer | Asset Subclass | Weight | Weight Change | Shares Change | 4Q Trend |
|---|---|---|---|---|---|---|---|
| 1 | VGT | Vanguard Info Tech ETF | ETF-Tech | 20.32% | +1.26% | +7.29% | |
| 2 | VOO | Vanguard S&p 500 ETF | ETF-Large Cap & Growth | 15.21% | +0.29% | +5.71% | |
| 3 | SCHB | Schwab US Broad Market ETF | ETF-Other | 10.91% | -2.03% | -11.83% | |
| 4 | VDC | Vanguard Consumer Staple ETF | ETF-Other | 10.54% | -0.87% | +1.00% | |
| 5 | VIS | Vanguard Industrials ETF | ETF-Other | 5.34% | -0.80% | +3.44% | |
| 6 | VTI | Vanguard Total Stock Mkt ETF | ETF-Other | 4.43% | -0.14% | +1.52% | |
| 7 | SCHG | Schwab US Large-cap Growth | ETF-Other | 3.10% | +0.35% | +12.31% | |
| 8 | SCHX | Schwab US Large-cap ETF | ETF-Other | 2.86% | +1.72% | +159.31% | |
| 9 | VIG | Vanguard Dividend Apprec ETF | ETF-Other | 2.51% | -0.62% | -13.81% | |
| 10 | SPTM | Ss Spdr P S&p 1500 Comp ETF | ETF-Other | 2.37% | -0.10% | -0.12% | |
| 11 | FSTA | Fidelity Msci Cons Stap Indx | ETF-Other | 1.98% | -0.16% | +1.46% | |
| 12 | VIGI | Vanguard Int Div App Indx Fd | ETF-Other | 1.87% | -0.36% | -12.65% | |
| 13 | BRK-B | Berkshire Hathaway Inc-cl B | Stock-Other | 1.42% | -0.12% | -2.20% | |
| 14 | SCHZ | Schwab US Aggregate Bond ETF | ETF-Other | 1.36% | +0.22% | +32.60% | |
| 15 | SCHA | Schwab US Small-cap ETF | ETF-Other | 1.17% | -0.12% | +6.57% | |
| 16 | VXUS | Vanguard Total Intl Stock | ETF-Other | 0.90% | +0.66% | +299.70% | |
| 17 | VXF | Vanguard Extended Market ETF | ETF-Other | 0.82% | -0.16% | -6.61% | |
| 18 | SCHJ | Schwab 1-5 Yr CORP Bnd ETF | ETF-Other | 0.72% | +0.03% | +13.00% | |
| 19 | FNDF | Schwab Fndmn Intl Lrg Co ETF | ETF-Other | 0.70% | +0.51% | +291.70% | |
| 20 | FNDX | Schwab Fndmntl US Lrg Co ETF | ETF-Other | 0.66% | +0.43% | +208.13% | |
| 21 | SCHM | Schwab US Mid Cap ETF | ETF-Other | 0.64% | +0.10% | +35.92% | |
| 22 | AAPL | Apple Inc | Stock-Tech | 0.58% | +0.08% | +6.18% | |
| 23 | SCHD | Schwab US Dvd Equity ETF | ETF-Other | 0.57% | -0.08% | -9.21% | |
| 24 | DFAI | Dimensional International Co | ETF-Other | 0.43% | +0.02% | +10.31% | |
| 25 | VEA | Vanguard Ftse Developed ETF | ETF-Other | 0.42% | +0.09% | +36.64% | |
| 26 | SCMB | Schwab Municipal Bond ETF | ETF-Other | 0.42% | -0.02% | +6.77% | |
| 27 | VUG | Vanguard Growth ETF | ETF-Other | 0.37% | -0.03% | -7.71% | |
| 28 | QQQ | Invesco Qqq Trust Series 1 | ETF-Tech | 0.36% | -0.09% | -15.74% | |
| 29 | AOR | Ishares Core 60/40 Balanced | ETF-Other | 0.35% | +0.23% | +204.94% | |
| 30 | NLY | Annaly Capital Management In | Stock-Real Estate | 0.28% | -0.08% | -2.87% | |
| 31 | SCHF | Schwab Intl Equity ETF | ETF-Other | 0.27% | +0.08% | +55.70% | |
| 32 | NVDA | Nvidia CORP | Stock-Tech | 0.26% | +0.03% | +5.02% | |
| 33 | SCHO | Schwab Short-term US Treas | ETF-Other | 0.26% | +0.03% | +20.55% | |
| 34 | VTEB | Vanguard Tax-exempt Bond ETF | ETF-Other | 0.22% | -0.01% | +8.02% | |
| 35 | VB | Vanguard Small-cap ETF | ETF-Other | 0.19% | -0.03% | -2.33% | |
| 36 | WMT | Walmart Inc | Stock-Consumer Staples | 0.17% | -0.03% | +2.17% | |
| 37 | GOOG | Alphabet Inc-cl C | Stock-Comm Services | 0.17% | +0.01% | +20.41% | |
| 38 | VOOG | Vanguard S&p 500 Growth ETF | ETF-Large Cap & Growth | 0.17% | -0.01% | — | |
| 39 | VTHR | Vanguard Russell 3000 | ETF-Other | 0.17% | -0.01% | — | |
| 40 | NZF | Nuveen Municipal Credit Inc | Stock-Other | 0.16% | -0.08% | -19.45% | |
| 41 | MHD | Blackrock Muniholdings Fund | Stock-Other | 0.15% | -0.06% | -8.61% | |
| 42 | MPLX | Mplx LP | Stock-Energy | 0.15% | +0.02% | +27.41% | |
| 43 | VONE | Vanguard Russell 1000 | ETF-Other | 0.15% | -0.01% | — | |
| 44 | VOOV | Vanguard S&p 500 Value ETF | ETF-Large Cap & Growth | 0.15% | -0.01% | — | |
| 45 | INMU | Ishares Intermediate Muni In | ETF-Other | 0.14% | — | +17.29% | |
| 46 | VT | Vanguard Tot World Stk ETF | ETF-Other | 0.14% | -0.02% | -3.12% | |
| 47 | AMZN | Amazon.com Inc | Stock-Consumer Disc | 0.13% | +0.01% | +9.02% | |
| 48 | VFMV | Vanguard US Minimum Volatili | ETF-Other | 0.12% | — | -0.23% | |
| 49 | MSFT | Microsoft CORP | Stock-Tech | 0.11% | +0.05% | +48.84% | |
| 50 | JNJ | Johnson & Johnson | Stock-Healthcare | 0.11% | — | -1.86% |
1–50 of 120
Portfolio Performance
Performance for Q4 2026
+2.9%
Performance Last 4 Quarters
+14.6%
- Stdev
- +10.6%
- Beta
- +0.82
- Alpha
- +0.2%
- Max Drawdown
- -6%
- Annualized Perf
- +20%
- Batting Avg vs S&P
- +38.9%
- Sortino
- +3.55
- Stutzer
- +0.51
- Treynor
- +0.23
- Sterling
- +1.33
- Calmar
- +3.33
- Information Ratio
- -0.93
- Tracking Error
- +4.3%
- Stdev Down
- +5.3%
- Winning Months %
- +75%
- Losing Months %
- +25%
- Best 12 Months
- +31.2%
- Worst 12 Months
- +7.3%
- Efficiency Ratio
- +0.74
- Sharpe
- +1.78
- Stdev Sectors
- +9%
- Skewness
- -0.27
- Kurtosis
- +0.39
- Upside Potential
- +4.86
Reported value over time
Sector allocation
Sector allocation over time
Quarterly history
| Period | Holdings | Total value | Stability | Top holdings | |
|---|---|---|---|---|---|
| 2026 Q3 | 120 | $922.1M | 13 | ||
| 2026 Q2 | 119 | $871.5M | 21 | ||
| 2026 Q1 | 105 | $714.8M | 6 | ||
| 2025 Q4 | 103 | $700.3M | 6 | ||
| 2025 Q3 | 103 | $665.3M | 23 | ||
| 2025 Q2 | 99 | $609.8M | 0 | ||
| 2025 Q1 | 93 | $528.6M | 0 | ||
| 2024 Q4 | 94 | $527.4M | 0 | ||
| 2024 Q3 | 93 | $509.3M | 0 | ||
| 2024 Q2 | 90 | $461.6M | 0 | ||
| 2024 Q1 | 94 | $430.9M | 0 | ||
| 2023 Q4 | 91 | $378.7M | 0 | ||
| 2023 Q3 | 94 | $334.3M | 0 | ||
| 2023 Q2 | 97 | $336.4M | 0 | ||
| 2023 Q1 | 96 | $306.1M | 0 | ||
| 2022 Q4 | 93 | $276.8M | 0 |
* This report is exclusively curated by the AlphaSMO team. AlphaSMO is the web's most authoritative 13F / Inside Trader database, delivering precise insider trading and institutional holdings insights.
Holding changes this quarter
Compass Financial Group, INC/SD's most significant position changes for 2026-09-30: Sold out: Quantumscape CORP (QS); New buy: ; Sold out: Xcel Energy Inc (XEL); New buy: Palantir Technologies Inc-a (PLTR); Sold out: Ste Str Spdr Pt S&p 500 ETF (SPYM).
| # | Ticker | Issuer | Weight Change | Shares Change | Action |
|---|---|---|---|---|---|
| 1 | SCHX | Schwab US Large-cap ETF | +1.7% | +159.31% | Add |
| 2 | VGT | Vanguard Info Tech ETF | +1.3% | +7.29% | Add |
| 3 | VXUS | Vanguard Total Intl Stock | +0.7% | +299.70% | Add |
| 4 | FNDF | Schwab Fndmn Intl Lrg Co ETF | +0.5% | +291.70% | Add |
| 5 | FNDX | Schwab Fndmntl US Lrg Co ETF | +0.4% | +208.13% | Add |
| 6 | SCHG | Schwab US Large-cap Growth | +0.4% | +12.31% | Add |
| 7 | VOO | Vanguard S&p 500 ETF | +0.3% | +5.71% | Add |
| 8 | AOR | Ishares Core 60/40 Balanced | +0.2% | +204.94% | Add |
| 9 | SCHZ | Schwab US Aggregate Bond ETF | +0.2% | +32.60% | Add |
| 10 | SCHM | Schwab US Mid Cap ETF | +0.1% | +35.92% | Add |
| 11 | VEA | Vanguard Ftse Developed ETF | +0.1% | +36.64% | Add |
| 12 | AAPL | Apple Inc | +0.1% | +6.18% | Add |
| 13 | SCHF | Schwab Intl Equity ETF | +0.1% | +55.70% | Add |
| 14 | SCHE | Schwab Emrg Mrkts Eqty ETF | +0.1% | +173.51% | Add |
| 15 | MSFT | Microsoft CORP | +0.1% | +48.84% | Add |
| 16 | ✓ | +0.1% | NEW | New buy | |
| 17 | SCHJ | Schwab 1-5 Yr CORP Bnd ETF | 0% | +13.00% | Add |
| 18 | NVDA | Nvidia CORP | 0% | +5.02% | Add |
| 19 | SCHO | Schwab Short-term US Treas | 0% | +20.55% | Add |
| 20 | PLTR | Palantir Technologies Inc-a | 0% | NEW | New buy |
| 21 | WK | Workiva Inc | 0% | NEW | New buy |
| 22 | DFAI | Dimensional International Co | 0% | +10.31% | Add |
| 23 | MPLX | Mplx LP | 0% | +27.41% | Add |
| 24 | SCHC | Schwab Intl Small-cap Equity | 0% | +85.27% | Add |
| 25 | ✓ | 0% | NEW | New buy | |
| 26 | MCK | Mckesson CORP | 0% | NEW | New buy |
| 27 | COST | Costco Wholesale CORP | 0% | NEW | New buy |
| 28 | VTV | Vanguard Value ETF | 0% | NEW | New buy |
| 29 | VLO | Valero Energy CORP | 0% | NEW | New buy |
| 30 | CVX | Chevron CORP | 0% | +21.03% | Add |
| 31 | META | Meta Platforms Inc-class A | 0% | — | Unchanged |
| 32 | GOOG | Alphabet Inc-cl C | 0% | +20.41% | Add |
| 33 | AMZN | Amazon.com Inc | 0% | +9.02% | Add |
| 34 | SCHH | Schwab US Reit ETF | 0% | +64.96% | Add |
| 35 | VDE | Vanguard Energy ETF | 0% | +11.98% | Add |
| 36 | ABBV | Abbvie Inc | 0% | +15.33% | Add |
| 37 | INMU | Ishares Intermediate Muni In | — | +17.29% | Add |
| 38 | EMR | Emerson Electric Co | — | +11.96% | Add |
| 39 | PEG | Public Service Enterprise Gp | — | +0.47% | Add |
| 40 | NAD | Nuveen Quality Municipal Inc | — | -7.03% | Trim |
| 41 | ADP | Automatic Data Processing | — | — | Unchanged |
| 42 | MRK | Merck & Co. Inc. | — | — | Unchanged |
| 43 | MIY | Blackrock Muniyield Mi Qlty | — | — | Unchanged |
| 44 | ET | Energy Transfer LP | — | -0.47% | Trim |
| 45 | ARKK | Ark Innovation ETF | — | +0.77% | Add |
| 46 | MMD | Nyli Mackay Dt Muni Oppo Fnd | — | — | Unchanged |
| 47 | CSCO | Cisco Systems Inc | — | +18.89% | Add |
| 48 | JNJ | Johnson & Johnson | — | -1.86% | Trim |
| 49 | MMU | Western Asset Managed Munici | — | +11.45% | Add |
| 50 | KO | Coca-cola Co/the | — | — | Unchanged |
1–50 of 127
Filing History
FAQ
What is Compass Financial Group, INC/SD and what type of investor is it?
Compass Financial Group, INC/SD is an investment manager that files SEC Form 13F quarterly, disclosing its U.S. public equity holdings to regulators. As of the most recent reporting period (2026-09-30), the firm manages a tracked equity portfolio valued at approximately $922.1M, spread across 120 disclosed positions.
What are Compass Financial Group, INC/SD's largest equity positions?
Based on the latest 13F filing, Compass Financial Group, INC/SD's top holdings by market value are:
1. Vanguard Info Tech ETF (VGT) — $187.4M (20.3%)
2. Vanguard S&p 500 ETF (VOO) — $140.2M (15.2%)
3. Schwab US Broad Market ETF (SCHB) — $100.6M (10.9%)
4. Vanguard Consumer Staple ETF (VDC) — $97.2M (10.5%)
5. Vanguard Industrials ETF (VIS) — $49.3M (5.3%)
What changes did Compass Financial Group, INC/SD make in its most recent portfolio filing?
In the latest reported quarter, Compass Financial Group, INC/SD made 104 notable position adjustments: 8 new positions were initiated, 54 existing holdings were added to, 35 positions were partially reduced, and 7 were completely exited. The largest of these moves: Sold out: Quantumscape CORP (QS); New buy: ; Sold out: Xcel Energy Inc (XEL); New buy: Palantir Technologies Inc-a (PLTR); Sold out: Ste Str Spdr Pt S&p 500 ETF (SPYM)
What sectors does Compass Financial Group, INC/SD focus on?
Compass Financial Group, INC/SD is concentrated in the following sectors based on its current disclosed equity portfolio:
• Information Technology: 35.8%
• Energy: 10.2%
• Real Estate: 10.0%
• Communication Services: 9.3%
• Consumer Staples: 8.7%
• Industrials: 7.5%
Investment Profile
Compass Financial Group, INC/SD returned an annualized 20.0% over the trailing 36 months — outperforming the S&P 500 by 0.2 points — based on a reconstructed track record of its disclosed 13F positions, with a beta of 0.82 (less volatile than the market) and a 39% quarterly batting average against the index.
Its portfolio is moderately concentrated and long-term-holding, with 35.8% of the portfolio concentrated in Information Technology.
It has added to its VGT position over the past two quarters (+$73.9M, now $187.4M), while trimming VDC over the same stretch (-$3.7M, still holding $97.2M).
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Developer Access
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REST API
curl https://alphasmo.com/api/v1/institutions/compass-financial-group-inc-sdCLI
npx alphasmo institutions get compass-financial-group-inc-sd