CE
Compass Efficient Model Portfolios, LLC Historical SEC 13F Holdings & Archive (Q4 2013)
Compass Efficient Model Portfolios, LLCCIK: 0001455005
Diversified strategyHigh-turnover traderContrarian
Total reported value
$2.7M
Reporting period: 2013-12-31 · Number of holdings: 132
Compass Efficient Model Portfolios, LLC disclosed 132 holdings in its latest 13F filing for the period ending 2013-12-31, with total reported value of $2.7M and a quarterly turnover rate of 157.7%.
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Personality snowflake
- Concentration
- 8.3
- Portfolio Stability
- 100
- Momentum
- 0
- Sector conviction
- 85.33
- Diversification
- 100
- Sizing Uniformity
- 86.76
Compass Efficient Model Portfolios, LLC's disclosed holdings carry a Herfindahl concentration index of 0.021 — mathematically equivalent to about 48 equally-sized positions, well below its 132 actual disclosed holdings. That gap points to a strategy built around a small core of high-conviction bets rather than broad diversification.
Position sizes vary widely across the portfolio (a coefficient of variation of 1.32), with a handful of outsized bets alongside many smaller positions.
No strong tilt toward either adding to existing winners or initiating outsized new positions was observed in the latest reported quarter.
Sector classification currently covers about 22% of this portfolio's disclosed value; the remainder includes holdings (e.g. unmapped tickers, options, or other security types) not yet covered by our sector mapping.
Source and citation information
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Recent moves
View source Form 13F filing on SEC.govAdd AGG
-16.4% -$27.0K
Add GOF
+14.8% $18.0K
Add WMT
+1315.0% $83.0K
Add MRK
+44.3% $34.0K
Trim BWX
-94.7% -$514.0K
Add F
+484.1% $45.0K
Holdings Map
New buyAddUnchangedTrim
Top 10 holdings by weight
Full holdings list this quarter
| # | Ticker | Issuer | Asset Subclass | Weight | Weight Change | Shares Change | 4Q Trend |
|---|---|---|---|---|---|---|---|
| 1 | IBM | Intl Business Machines CORP | Stock-Tech | 6.29% | +6.29% | NEW | |
| 2 | AGG | Ishares Core U.s. Aggregate | ETF-Other | 4.94% | +3.78% | -16.43% | |
| 3 | GOF | Guggenheim Strategic Opportunities Fund | Stock-Other | 3.96% | +3.32% | +14.80% | |
| 4 | MRK | Merck & Co. Inc. | Stock-Healthcare | 3.69% | +3.22% | +44.35% | |
| 5 | CBRL | Cracker Barrel Old Country | Stock-Other | 3.43% | +3.43% | NEW | |
| 6 | WMT | Walmart Inc | Stock-Consumer Staples | 3.35% | +3.31% | +1315.00% | |
| 7 | PRFUSD | Invesco Ftse Rafi US 1000 Et | ETF-Other | 2.75% | +1.54% | -60.24% | |
| 8 | ✓ | Powershares Agg Preferred (pgx) | Stock-Other | 2.71% | — | +0.66% | |
| 9 | ✓ | Healthcare Trust Of America | Stock-Other | 2.34% | +1.97% | +33.33% | |
| 10 | SPGM | State Street Spdr Portfolio | ETF-Other | 2.30% | — | — | |
| 11 | ✓ | Kayne Anderson Enrgy Com | Stock-Other | 2.30% | — | — | |
| 12 | F | Ford Motor Co | Stock-Consumer Disc | 2.11% | +2.03% | +484.13% | |
| 13 | ✓ | Powershares ETF Trust | ETF-Other | 1.92% | — | — | |
| 14 | HD | Home Depot Inc | Stock-Consumer Disc | 1.85% | +1.85% | NEW | |
| 15 | IEI | Ishares 3-7 Year Treasury Bo | ETF-Gov Bonds | 1.81% | +0.32% | -76.30% | |
| 16 | IGIB | Ishares 5-10y Inv Grade CORP | ETF-Corp Bonds | 1.77% | +0.31% | -76.32% | |
| 17 | HEQ | John Hancock Divers Inc Fund | Stock-Other | 1.62% | — | — | |
| 18 | SPY | Ss Spdr S&p 500 ETF Trust-us | ETF-Large Cap & Growth | 1.51% | +0.52% | -72.82% | |
| 19 | ICF | Ishares Select U.s. Reit ETF | ETF-Other | 1.51% | — | +0.37% | |
| 20 | MSFT | Microsoft CORP | Stock-Tech | 1.51% | +1.50% | +1460.87% | |
| 21 | DWM | Wisdomtree International Equ | ETF-Other | 1.47% | +0.62% | -68.27% | |
| 22 | GGN | Gamco Glbl Gold Ntrl Res Inc | Stock-Other | 1.36% | +1.04% | -3.33% | |
| 23 | KO | Coca-cola Co/the | Stock-Consumer Staples | 1.28% | +1.28% | NEW | |
| 24 | BMY | Bristol-myers Squibb Co | Stock-Healthcare | 1.24% | +1.24% | NEW | |
| 25 | ✓ | Powershares ETF Tr Ii | ETF-Other | 1.21% | — | — | |
| 26 | PXF | Invesco Ftse Rafi Developed | ETF-Other | 1.13% | +0.37% | -72.81% | |
| 27 | PHYS | Sprott Physical Gold Trust | Stock-Other | 1.13% | — | — | |
| 28 | XXI | Twenty One Capital, Inc. | Stock-Other | 1.13% | +1.13% | NEW | |
| 29 | PRIV | State Street IG Public & Private Credit ETF | ETF-Other | 1.09% | — | +0.55% | |
| 30 | BWX | State Street Spdr Bloomberg | ETF-Other | 1.09% | -2.88% | -94.66% | |
| 31 | AMGN | Amgen Inc | Stock-Healthcare | 1.06% | +1.06% | NEW | |
| 32 | ✓ | Powershs Exch Trad Fd | Stock-Other | 0.94% | — | — | |
| 33 | AMLPUSD | Alerian Mlp ETF | ETF-Other | 0.90% | — | +0.52% | |
| 34 | COST | Costco Wholesale CORP | Stock-Consumer Staples | 0.90% | +0.90% | NEW | |
| 35 | TIP | Ishares Tips Bond ETF | ETF-Other | 0.87% | +0.58% | -42.42% | |
| 36 | ADUS | Addus Homecare CORP | Stock-Other | 0.83% | — | — | |
| 37 | CN4 | Conn's Inc | Stock-Other | 0.83% | +0.73% | — | |
| 38 | AEP | American Electric Power Company, Inc. | Stock-Utilities | 0.83% | — | +0.64% | |
| 39 | QNDX | State Street SPDR Portfolio Nasdaq 100 ETF | ETF-Tech | 0.83% | — | +0.22% | |
| 40 | BND | Vanguard Total Bond Market | ETF-Other | 0.83% | +0.42% | -59.36% | |
| 41 | SCHD | Schwab U.S. Dividend Equity ETF | ETF-Other | 0.75% | +0.66% | +55.14% | |
| 42 | DUK | Duke Energy CORP | Stock-Utilities | 0.75% | — | — | |
| 43 | SWN1EUR | Southwestern Energy Co | Stock-Other | 0.75% | +0.75% | NEW | |
| 44 | ✓ | FTSE RAFI US 1500 Small Cap | Stock-Other | 0.72% | +0.32% | -68.20% | |
| 45 | ✓ | Powershares Ftse Rafi Emerging Mkts (pxh) | Stock-Other | 0.72% | +0.43% | -50.97% | |
| 46 | VVR | Invesco Senior Income Trust | Stock-Other | 0.68% | — | — | |
| 47 | PBPUSD | Invesco S&p 500 Buywrite ETF | ETF-Large Cap & Growth | 0.60% | — | -18.87% | |
| 48 | EES | Wisdomtree US Smallcap Fund | ETF-Other | 0.57% | +0.22% | -72.38% | |
| 49 | SDIVEUR | Global X Superdividend ETF | ETF-Other | 0.57% | — | +0.48% | |
| 50 | CNXN | Pc Connection Inc | Stock-Other | 0.53% | — | — |
1–50 of 132
Reported value over time
Sector allocation
Sector allocation over time
Quarterly history
Holding changes this quarter
Compass Efficient Model Portfolios, LLC's most significant position changes for 2013-12-31: Sold out: Ishares Core Msci Emerging (IEMG); Sold out: State Street SPDR Portfolio Nasdaq 100 ETF (QNDX); Sold out: Greenhaven Continuous Cmdty; Sold out: Ishares Msci Canada ETF (EWC); New buy: Intl Business Machines CORP (IBM).
| # | Ticker | Issuer | Weight Change | Shares Change | Action |
|---|---|---|---|---|---|
| 1 | AGG | Ishares Core U.s. Aggregate | +3.8% | -16.43% | Trim |
| 2 | GOF | Guggenheim Strategic Opportunities Fund | +3.3% | +14.80% | Add |
| 3 | WMT | Walmart Inc | +3.3% | +1315.00% | Add |
| 4 | MRK | Merck & Co. Inc. | +3.2% | +44.35% | Add |
| 5 | F | Ford Motor Co | +2% | +484.13% | Add |
| 6 | ✓ | Healthcare Trust Of America | +2% | +33.33% | Add |
| 7 | PRFUSD | Invesco Ftse Rafi US 1000 Et | +1.5% | -60.24% | Trim |
| 8 | MSFT | Microsoft CORP | +1.5% | +1460.87% | Add |
| 9 | GGN | Gamco Glbl Gold Ntrl Res Inc | +1% | -3.33% | Trim |
| 10 | CN4 | Conn's Inc | +0.7% | — | Unchanged |
| 11 | SCHD | Schwab U.S. Dividend Equity ETF | +0.7% | +55.14% | Add |
| 12 | DWM | Wisdomtree International Equ | +0.6% | -68.27% | Trim |
| 13 | TIP | Ishares Tips Bond ETF | +0.6% | -42.42% | Trim |
| 14 | SPY | Ss Spdr S&p 500 ETF Trust-us | +0.5% | -72.82% | Trim |
| 15 | ✓ | Powershares Ftse Rafi Emerging Mkts (pxh) | +0.4% | -50.97% | Trim |
| 16 | BND | Vanguard Total Bond Market | +0.4% | -59.36% | Trim |
| 17 | PXF | Invesco Ftse Rafi Developed | +0.4% | -72.81% | Trim |
| 18 | IEI | Ishares 3-7 Year Treasury Bo | +0.3% | -76.30% | Trim |
| 19 | ✓ | FTSE RAFI US 1500 Small Cap | +0.3% | -68.20% | Trim |
| 20 | IGIB | Ishares 5-10y Inv Grade CORP | +0.3% | -76.32% | Trim |
| 21 | EES | Wisdomtree US Smallcap Fund | +0.2% | -72.38% | Trim |
| 22 | DEM | Wisdomtree Emerging Markets | +0.2% | -64.97% | Trim |
| 23 | BWX | State Street Spdr Bloomberg | -2.9% | -94.66% | Trim |
| 24 | IEMG | Ishares Core Msci Emerging | — | EXIT | Sold out |
| 25 | QNDX | State Street SPDR Portfolio Nasdaq 100 ETF | — | EXIT | Sold out |
| 26 | ✓ | Greenhaven Continuous Cmdty | — | EXIT | Sold out |
| 27 | EWC | Ishares Msci Canada ETF | — | EXIT | Sold out |
| 28 | IBM | Intl Business Machines CORP | — | NEW | New buy |
| 29 | CBRL | Cracker Barrel Old Country | — | NEW | New buy |
| 30 | HD | Home Depot Inc | — | NEW | New buy |
| 31 | KO | Coca-cola Co/the | — | NEW | New buy |
| 32 | BMY | Bristol-myers Squibb Co | — | NEW | New buy |
| 33 | XXI | Twenty One Capital, Inc. | — | NEW | New buy |
| 34 | AMGN | Amgen Inc | — | NEW | New buy |
| 35 | COST | Costco Wholesale CORP | — | NEW | New buy |
| 36 | SWN1EUR | Southwestern Energy Co | — | NEW | New buy |
| 37 | SPIP | Ss Spdr P Tips ETF | — | EXIT | Sold out |
| 38 | HAL | Halliburton Co | — | NEW | New buy |
| 39 | VOD | Vodafone Group Public Limited Company | — | NEW | New buy |
| 40 | RHI | Robert Half Inc | — | NEW | New buy |
| 41 | TLT | iShares 20+ Year Treasury Bond ETF | — | NEW | New buy |
| 42 | ✓ | Hancock John Invt Tr | — | NEW | New buy |
| 43 | CSCO | Cisco Systems Inc | — | NEW | New buy |
| 44 | ITW | Illinois Tool Works | — | EXIT | Sold out |
| 45 | ✓ | Isis Pharmaceuticals Inc | — | NEW | New buy |
| 46 | VZ | Verizon Communications Inc | — | NEW | New buy |
| 47 | CAG | Conagra Brands Inc | — | NEW | New buy |
| 48 | PFE | Pfizer Inc | — | NEW | New buy |
| 49 | ✓ | — | NEW | New buy | |
| 50 | ZBH | Zimmer Biomet Holdings Inc | — | NEW | New buy |
Filing History
FAQ
What is Compass Efficient Model Portfolios, LLC and what type of investor is it?
Compass Efficient Model Portfolios, LLC is an investment manager that files SEC Form 13F quarterly, disclosing its U.S. public equity holdings to regulators. As of the most recent reporting period (2013-12-31), the firm manages a tracked equity portfolio valued at approximately $2.7M, spread across 132 disclosed positions.
What are Compass Efficient Model Portfolios, LLC's largest equity positions?
Based on the latest 13F filing, Compass Efficient Model Portfolios, LLC's top holdings by market value are:
1. Intl Business Machines CORP (IBM) — $167.0K (6.3%)
2. Ishares Core U.s. Aggregate (AGG) — $131.0K (4.9%)
3. Guggenheim Strategic Opportunities Fund (GOF) — $105.0K (4.0%)
4. Merck & Co. Inc. (MRK) — $98.0K (3.7%)
5. Cracker Barrel Old Country (CBRL) — $91.0K (3.4%)
What changes did Compass Efficient Model Portfolios, LLC make in its most recent portfolio filing?
In the latest reported quarter, Compass Efficient Model Portfolios, LLC made 49 notable position adjustments: 21 new positions were initiated, 7 existing holdings were added to, 15 positions were partially reduced, and 6 were completely exited. The largest of these moves: Sold out: Ishares Core Msci Emerging (IEMG); Sold out: State Street SPDR Portfolio Nasdaq 100 ETF (QNDX); Sold out: Greenhaven Continuous Cmdty; Sold out: Ishares Msci Canada ETF (EWC); New buy: Intl Business Machines CORP (IBM)
What sectors does Compass Efficient Model Portfolios, LLC focus on?
Compass Efficient Model Portfolios, LLC is concentrated in the following sectors based on its current disclosed equity portfolio:
• Information Technology: 37.4%
• Health Care: 27.7%
• Consumer Staples: 24.7%
• Consumer Discretionary: 8.2%
• Communication Services: 1.2%
• Industrials: 0.8%
Investment Profile
Compass Efficient Model Portfolios, LLC's portfolio is broadly diversified and fast-trading, with 37.4% of the portfolio concentrated in Information Technology.
Its turnover score has risen from 0 to 100 over the past 2 quarters — a shift toward more active trading.
It has added to its GOF position for two straight quarters, increasing it by $105.0K to reach $105.0K.
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