CIK: 0001896419
Total reported value
$217.8M
Reporting period: 2026-03-31 · Number of holdings: 163
Collaborative Wealth Managment Inc. disclosed 163 holdings in its latest 13F filing for the period ending 2026-03-31, with total reported value of $217.8M and a quarterly turnover rate of 68.1%.
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Collaborative Wealth Managment Inc.'s disclosed holdings carry a Herfindahl concentration index of 0.032 — mathematically equivalent to about 31 equally-sized positions, well below its 163 actual disclosed holdings. That gap points to a strategy built around a small core of high-conviction bets rather than broad diversification.
Position sizes vary widely across the portfolio (a coefficient of variation of 2.03), with a handful of outsized bets alongside many smaller positions.
No strong tilt toward either adding to existing winners or initiating outsized new positions was observed in the latest reported quarter.
Sector classification currently covers about 7% of this portfolio's disclosed value; the remainder includes holdings (e.g. unmapped tickers, options, or other security types) not yet covered by our sector mapping.
Add BUFF
+1260.6% $17.2M
Add STIP
+303.6% $10.3M
Add UCON
+150.3% $8.4M
Add SPDW
+19.5% $2.5M
Trim HYMB
-72.8% -$5.8M
Add AVUV
+5.5% $1.3M
Showing top 160 holdings (of 163 total)
| # | Ticker | Issuer | Asset Subclass | Weight | Weight Change | Shares Change | 4Q Trend |
|---|---|---|---|---|---|---|---|
| 1 | BUFF | Innovator Laddered Allocatio | ETF-Other | 8.55% | +8.06% | +1260.61% | |
| 2 | UCON | First Trust Smith Unconstrai | ETF-Other | 6.46% | +4.45% | +150.32% | |
| 3 | STIP | Ishares 0-5 Year Tips Bond E | ETF-Other | 6.29% | +5.11% | +303.59% | |
| 4 | SPDW | Ste Str Spdr Pt Dw EU ETF | ETF-Other | 6.11% | +2.29% | +19.51% | |
| 5 | AVUV | Avantis US Small Cap Value | ETF-Small Cap | 4.96% | +1.63% | +5.47% | |
| 6 | SPMD | Ss Spdr P S&p 400 Midcap ETF | ETF-Other | 4.76% | — | +0.15% | |
| 7 | AVEM | Avantis Emerging Markets Eq | ETF-Emerging Markets | 3.75% | +1.30% | +12.35% | |
| 8 | SPYG | Ss Spdr P S&p 500 Growth ETF | ETF-Large Cap & Growth | 2.87% | -1.32% | -42.71% | |
| 9 | SPYV | Ss Spdr P S&p 500 Value ETF | ETF-Large Cap & Growth | 2.75% | -1.10% | -44.89% | |
| 10 | QQQM | Invesco Nasdaq 100 ETF | ETF-Tech | 2.53% | -0.61% | -34.23% | |
| 11 | AAPL | Apple INC | Stock-Tech | 2.46% | -0.24% | -25.33% | |
| 12 | SPTM | Ss Spdr P S&p 1500 Comp ETF | ETF-Other | 2.10% | -0.74% | -40.77% | |
| 13 | JQUA | Jpmorgan US Quality Factor | ETF-Other | 2.10% | -0.59% | -38.20% | |
| 14 | ONEY | Ss Spdr R1000 Yield Foc ETF | ETF-Other | 2.09% | +0.80% | +17.12% | |
| 15 | GLDM | Spdr Gold Minishares Trust | ETF-Commodities | 1.63% | +0.66% | +18.46% | |
| 16 | MCD | Mcdonald's CORP | Stock-Consumer Disc | 1.55% | — | -9.24% | |
| 17 | MLPX | Global X Mlp & Energy Infras | ETF-Other | 1.35% | +0.64% | +18.79% | |
| 18 | JEPI | Jpmorgan Equity Premium Inco | ETF-Other | 1.16% | +0.82% | +168.64% | |
| 19 | FDL | First Trust Morn Dvd Lead In | ETF-Other | 1.13% | — | -12.97% | |
| 20 | DNL | Wisdmtree Gb Ex-us Ql Gr-usd | ETF-Other | 1.10% | — | +2.11% | |
| 21 | HYMB | Ss Spdr N Ice Hy Muni ETF | ETF-Other | 0.99% | -1.83% | -72.75% | |
| 22 | SFLR | Innovator Eqty Mgd Floor ETF | ETF-Other | 0.94% | +0.94% | NEW | |
| 23 | VTI | Vanguard Total Stock Mkt ETF | ETF-Other | 0.93% | — | -11.25% | |
| 24 | PZA | Invesco National Amt-free Mu | ETF-Other | 0.81% | — | -13.92% | |
| 25 | DEM | Wisdomtree Emerging Markets | ETF-Emerging Markets | 0.80% | — | +38.10% | |
| 26 | XLE | Ss Energy Select Sector | ETF-Other | 0.78% | — | -2.10% | |
| 27 | SPMB | Ss Spdr P Mort Back Bond ETF | ETF-Other | 0.77% | -0.75% | -60.95% | |
| 28 | SPTI | Ss Spdr P Int Term Tsy ETF | ETF-Other | 0.74% | — | -4.75% | |
| 29 | USFR | Wisdomtree Floating Rate Tre | ETF-Other | 0.62% | -0.76% | -65.40% | |
| 30 | VYM | Vanguard High Dvd Yield ETF | ETF-Other | 0.59% | — | -9.97% | |
| 31 | SPEM | State Street Sp Ptf Em ETF | ETF-Other | 0.54% | — | +0.22% | |
| 32 | SPIB | Ss Spdr P Int C CORP ETF | ETF-Other | 0.49% | — | -0.94% | |
| 33 | VIG | Vanguard Dividend Apprec ETF | ETF-Other | 0.49% | — | -13.29% | |
| 34 | QQQ | Invesco Qqq Trust Series 1 | ETF-Tech | 0.48% | — | -26.48% | |
| 35 | EMLC | Vaneck JPM Em Local Curr Bnd | ETF-Other | 0.47% | -1.32% | -79.09% | |
| 36 | TSLA | Tesla INC | Stock-Consumer Disc | 0.46% | — | -24.27% | |
| 37 | HDV | Ishares Core High Dividend E | ETF-Other | 0.45% | — | -21.42% | |
| 38 | RAAX | Vaneck Real Assets ETF | ETF-Other | 0.44% | +0.35% | +234.23% | |
| 39 | FLMI | Franklin Dynamic Municipal B | ETF-Other | 0.44% | — | -0.69% | |
| 40 | JMUB | Jpmorgan Municipal ETF | ETF-Other | 0.44% | — | -0.75% | |
| 41 | JMST | JPM Ultra-short Muni Income | ETF-Other | 0.43% | — | -1.10% | |
| 42 | PKW | Invesco Buyback Achievers Et | ETF-Other | 0.42% | — | — | |
| 43 | DON | Wisdomtree US Midcap Dividen | ETF-Other | 0.42% | — | -9.39% | |
| 44 | SPY | Ss Spdr S&p 500 ETF Trust-us | ETF-Large Cap & Growth | 0.40% | — | -19.12% | |
| 45 | PAPR | Innovator U.s. Equity Power | ETF-Other | 0.39% | — | — | |
| 46 | HYBL | Ss Blackstone High INC ETF | ETF-Other | 0.35% | -0.76% | -75.39% | |
| 47 | VOO | Vanguard S&p 500 ETF | ETF-Large Cap & Growth | 0.35% | — | -28.37% | |
| 48 | VGT | Vanguard Info Tech ETF | ETF-Tech | 0.34% | — | -7.48% | |
| 49 | NVDA | Nvidia CORP | Stock-Tech | 0.34% | -0.33% | -58.23% | |
| 50 | SPSM | Ss Spdr P S&p 600 Small Cap | ETF-Small Cap | 0.33% | — | -2.84% |
Performance for Q3 2026
+2.6%
Performance Last 4 Quarters
+17.3%
Based on 69% of reported portfolio value with available pricing
| Period | Holdings | Total value | Stability | Top holdings |
|---|---|---|---|---|
| 2026-03-31 | 163 | $217.8M | 68 | |
| 2025-12-31 | 239 | $283.7M | 23 | |
| 2025-09-30 | 196 | $247.2M | 27 | |
| 2025-06-30 | 182 | $229.3M | 0 | |
| 2025-03-31 | 173 | $213.8M | 0 | |
| 2024-12-31 | 178 | $220.4M | 0 | |
| 2024-09-30 | 176 | $221.1M | 0 | |
| 2024-06-30 | 171 | $204.6M | 0 | |
| 2024-03-31 | 172 | $199.5M | 0 | |
| 2023-12-31 | 169 | $184.7M | 0 | |
| 2023-09-30 | 163 | $167.6M | 0 | |
| 2023-06-30 | 169 | $168.1M | 0 | |
| 2023-03-31 | 165 | $158.7M | 0 | |
| 2022-12-31 | 173 | $152.2M | 0 | |
| 2022-09-30 | 169 | $141.3M | 0 | |
| 2022-06-30 | 183 | $152.4M | 0 | |
| 2021-12-31 | 196 | $182.5M | 0 | |
| 2021-03-31 | 189 | $173.5M | — |
Collaborative Wealth Managment Inc.'s most significant position changes for 2026-03-31: Sold out: Amplify Cwp Enhan Divid ETF (DIVO); New buy: Innovator Eqty Mgd Floor ETF (SFLR); Sold out: Innovator U.s. Equity Buffer (BMAY); Sold out: Ishares Msci Eurozone ETF (EZU); Sold out: Home Depot INC (HD).
| # | Ticker | Issuer | Weight Change | Shares Change | Action |
|---|---|---|---|---|---|
| 1 | BUFF | Innovator Laddered Allocatio | +8.1% | +1260.61% | Add |
| 2 | STIP | Ishares 0-5 Year Tips Bond E | +5.1% | +303.59% | Add |
| 3 | UCON | First Trust Smith Unconstrai | +4.5% | +150.32% | Add |
| 4 | SPDW | Ste Str Spdr Pt Dw EU ETF | +2.3% | +19.51% | Add |
| 5 | AVUV | Avantis US Small Cap Value | +1.6% | +5.47% | Add |
| 6 | AVEM | Avantis Emerging Markets Eq | +1.3% | +12.35% | Add |
| 7 | JEPI | Jpmorgan Equity Premium Inco | +0.8% | +168.64% | Add |
| 8 | ONEY | Ss Spdr R1000 Yield Foc ETF | +0.8% | +17.12% | Add |
| 9 | GLDM | Spdr Gold Minishares Trust | +0.7% | +18.46% | Add |
| 10 | MLPX | Global X Mlp & Energy Infras | +0.6% | +18.79% | Add |
| 11 | RAAX | Vaneck Real Assets ETF | +0.4% | +234.23% | Add |
| 12 | IWM | Ishares Russell 2000 ETF | -0.2% | -56.38% | Trim |
| 13 | META | Meta Platforms Inc-class A | -0.2% | -72.65% | Trim |
| 14 | AAPL | Apple INC | -0.2% | -25.33% | Trim |
| 15 | XLU | St Sr Utl Sl Se Spdr Etf-usd | -0.2% | -61.14% | Trim |
| 16 | SCHD | Schwab US Dvd Equity ETF | -0.3% | -74.83% | Trim |
| 17 | AMZN | Amazon.com INC | -0.3% | -69.64% | Trim |
| 18 | KNG | Ft Vest S&p 500 Dvd Arst Trg | -0.3% | -72.00% | Trim |
| 19 | NVDA | Nvidia CORP | -0.3% | -58.23% | Trim |
| 20 | SDVY | First Trust Smid Cap Rising | -0.4% | -77.64% | Trim |
| 21 | MSFT | Microsoft CORP | -0.4% | -63.52% | Trim |
| 22 | XYLD | Global X S&p 500 Cove Call E | -0.5% | -76.55% | Trim |
| 23 | EMCB | Wisdomtree Em CORP Bond | -0.5% | -84.48% | Trim |
| 24 | GOOGL | Alphabet Inc-cl A | -0.5% | -86.09% | Trim |
| 25 | JQUA | Jpmorgan US Quality Factor | -0.6% | -38.20% | Trim |
| 26 | QQQM | Invesco Nasdaq 100 ETF | -0.6% | -34.23% | Trim |
| 27 | SPLB | Ss Spdr P Long Term C ETF | -0.7% | -81.98% | Trim |
| 28 | SPTM | Ss Spdr P S&p 1500 Comp ETF | -0.7% | -40.77% | Trim |
| 29 | QHY | Wisdomtree US High Yield Cor | -0.7% | -84.23% | Trim |
| 30 | SPMB | Ss Spdr P Mort Back Bond ETF | -0.8% | -60.95% | Trim |
| 31 | USFR | Wisdomtree Floating Rate Tre | -0.8% | -65.40% | Trim |
| 32 | HYBL | Ss Blackstone High INC ETF | -0.8% | -75.39% | Trim |
| 33 | AVGE | Avantis All Eqty Mrkts ETF | -0.8% | -85.92% | Trim |
| 34 | MUB | Ishares National Muni Bond E | -0.9% | -83.34% | Trim |
| 35 | FPEI | First Trust Institutional Pr | -0.9% | -84.48% | Trim |
| 36 | MOAT | Vaneck Morningstar Wide Moat | -0.9% | -84.53% | Trim |
| 37 | PFFD | Global X US Preferred ETF | -1% | -83.23% | Trim |
| 38 | SPYV | Ss Spdr P S&p 500 Value ETF | -1.1% | -44.89% | Trim |
| 39 | SPYG | Ss Spdr P S&p 500 Growth ETF | -1.3% | -42.71% | Trim |
| 40 | EMLC | Vaneck JPM Em Local Curr Bnd | -1.3% | -79.09% | Trim |
| 41 | HYMB | Ss Spdr N Ice Hy Muni ETF | -1.8% | -72.75% | Trim |
| 42 | DIVO | Amplify Cwp Enhan Divid ETF | — | EXIT | Sold out |
| 43 | SFLR | Innovator Eqty Mgd Floor ETF | — | NEW | New buy |
| 44 | BMAY | Innovator U.s. Equity Buffer | — | EXIT | Sold out |
| 45 | EZU | Ishares Msci Eurozone ETF | — | EXIT | Sold out |
| 46 | HD | Home Depot INC | — | EXIT | Sold out |
| 47 | MLPA | Global X Mlp ETF | — | EXIT | Sold out |
| 48 | IVV | Ishares Core S&p 500 ETF | — | EXIT | Sold out |
| 49 | JPM | Jpmorgan Chase & Co | — | EXIT | Sold out |
| 50 | SHEL | Shell Plc-adr | — | EXIT | Sold out |
| Period | Filed | Type | EDGAR |
|---|---|---|---|
| 2026-03-31 | 2026-05-05 | 13F-HR | View on EDGAR |
| 2025-12-31 | 2026-02-09 | 13F-HR | View on EDGAR |
| 2025-09-30 | 2025-11-07 | 13F-HR | View on EDGAR |
| 2025-06-30 | 2025-08-08 | 13F-HR | View on EDGAR |
| 2025-03-31 | 2025-05-08 | 13F-HR | View on EDGAR |
| 2024-12-31 | 2025-02-10 | 13F-HR | View on EDGAR |
| 2024-09-30 | 2024-11-12 | 13F-HR | View on EDGAR |
| 2024-06-30 | 2024-08-09 | 13F-HR | View on EDGAR |
| 2024-03-31 | 2024-05-10 | 13F-HR | View on EDGAR |
| 2023-12-31 | 2024-02-07 | 13F-HR | View on EDGAR |
| 2023-09-30 | 2023-11-09 | 13F-HR | View on EDGAR |
| 2023-06-30 | 2023-08-07 | 13F-HR | View on EDGAR |
| 2023-03-31 | 2023-05-08 | 13F-HR | View on EDGAR |
| 2022-12-31 | 2023-02-10 | 13F-HR | View on EDGAR |
| 2022-09-30 | 2022-11-14 | 13F-HR | View on EDGAR |
| 2022-06-30 | 2022-08-15 | 13F-HR | View on EDGAR |
| 2021-12-31 | 2022-02-11 | 13F-HR | View on EDGAR |
| 2021-03-31 | 2022-05-12 | 13F-HR | View on EDGAR |
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