CC
Charles Carroll Financial Partners, LLC Historical SEC 13F Holdings & Archive (Q4 2023)
Charles Carroll Financial Partners, LLCCIK: 0001899059
Diversified strategyLong-term holderQuality / disciplined sizing
Total reported value
$93.0M
Reporting period: 2023-12-31 · Number of holdings: 38
Charles Carroll Financial Partners, LLC disclosed 38 holdings in its latest 13F filing for the period ending 2023-12-31, with total reported value of $93.0M and a quarterly turnover rate of 0.0%.
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Personality snowflake
- Concentration
- 21.58
- Portfolio Stability
- 0
- Momentum
- 50
- Sector conviction
- 75.74
- Diversification
- 76
- Sizing Uniformity
- 89.61
Charles Carroll Financial Partners, LLC's disclosed holdings carry a Herfindahl concentration index of 0.054 — mathematically equivalent to about 19 equally-sized positions, well below its 38 actual disclosed holdings. That gap points to a strategy built around a small core of high-conviction bets rather than broad diversification.
Position sizes are fairly uniform across the portfolio (a coefficient of variation of 1.04), suggesting a disciplined, rules-based approach to how much capital goes into each idea.
No strong tilt toward either adding to existing winners or initiating outsized new positions was observed in the latest reported quarter.
Source and citation information
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Recent moves
View source Form 13F filing on SEC.govNo holding changes this quarter
Holdings Map
New buyAddUnchangedTrim
Top 10 holdings by weight
Full holdings list this quarter
| # | Ticker | Issuer | Asset Subclass | Weight | Weight Change | Shares Change | 4Q Trend |
|---|---|---|---|---|---|---|---|
| 1 | AAPL | Apple Inc | Stock-Tech | 10.74% | — | -5.27% | |
| 2 | URI | United Rentals Inc | Stock-Industrials | 8.57% | — | +2.55% | |
| 3 | GOOG | Alphabet Inc-cl C | Stock-Comm Services | 7.61% | — | +0.85% | |
| 4 | MSFT | Microsoft CORP | Stock-Tech | 7.25% | — | +5.60% | |
| 5 | BLKCHF | Blackrock Inc | Stock-Other | 7.21% | — | — | |
| 6 | JPM | Jpmorgan Chase & Co | Stock-Financials | 6.39% | — | +6.08% | |
| 7 | INTU | Intuit Inc | Stock-Tech | 5.59% | — | -0.30% | |
| 8 | V | Visa Inc-class A Shares | Stock-Financials | 5.11% | — | +2.24% | |
| 9 | ADBE | Adobe Inc | Stock-Tech | 4.16% | — | — | |
| 10 | UNH | Unitedhealth Group Inc | Stock-Healthcare | 3.23% | — | +4.58% | |
| 11 | META | Meta Platforms Inc-class A | Stock-Comm Services | 3.17% | — | +14.43% | |
| 12 | BA | Boeing Co/the | Stock-Industrials | 2.85% | — | -4.01% | |
| 13 | NFLX | Netflix Inc | Stock-Comm Services | 2.40% | — | -10.80% | |
| 14 | CRWD | Crowdstrike Holdings Inc - A | Stock-Tech | 2.31% | — | +70.83% | |
| 15 | CRM | Salesforce Inc | Stock-Tech | 2.15% | — | +102.67% | |
| 16 | AMG | Affiliated Managers Group | Stock-Financials | 2.14% | — | +62.35% | |
| 17 | AMZN | Amazon.com Inc | Stock-Consumer Disc | 1.96% | — | +5.73% | |
| 18 | BRK-B | Berkshire Hathaway Inc-cl B | Stock-Other | 1.92% | — | +2.04% | |
| 19 | ICE | Intercontinental Exchange In | Stock-Financials | 1.74% | — | +46.70% | |
| 20 | BAC | Bank Of America CORP | Stock-Financials | 1.64% | — | -15.61% | |
| 21 | AMD | Advanced Micro Devices | Stock-Tech | 1.52% | — | +2.68% | |
| 22 | SYK | Stryker CORP | Stock-Healthcare | 1.46% | — | +20.16% | |
| 23 | RSP | Invesco S&p 500 Equal Weight | ETF-Large Cap & Growth | 1.37% | — | -62.70% | |
| 24 | GD | General Dynamics CORP | Stock-Industrials | 0.85% | — | — | |
| 25 | SONY | Sony Group CORP - Sp Adr | Stock-Tech | 0.76% | — | — | |
| 26 | IWM | Ishares Russell 2000 ETF | ETF-Small Cap | 0.74% | — | — | |
| 27 | MS | Morgan Stanley | Stock-Financials | 0.73% | — | -26.39% | |
| 28 | NOW | Servicenow Inc | Stock-Tech | 0.62% | — | — | |
| 29 | GLP | Global Partners LP | Stock-Other | 0.61% | — | — | |
| 30 | CVX | Chevron CORP | Stock-Energy | 0.55% | — | -50.00% | |
| 31 | MDLZ | Mondelez International Inc-a | Stock-Consumer Staples | 0.51% | — | — | |
| 32 | CHTR | Charter Communications Inc-a | Stock-Comm Services | 0.44% | — | -32.24% | |
| 33 | PNC | Pnc Financial Services Group | Stock-Financials | 0.43% | — | — | |
| 34 | ZBRA | Zebra Technologies Corp-cl A | Stock-Tech | 0.41% | — | -47.17% | |
| 35 | HD | Home Depot Inc | Stock-Consumer Disc | 0.32% | — | — | |
| 36 | CVS | Cvs Health CORP | Stock-Healthcare | 0.23% | — | -38.07% | |
| 37 | SYY | Sysco CORP | Stock-Consumer Staples | 0.22% | — | — | |
| 38 | BB3 | Brookline Bancorp Inc | Stock-Other | 0.12% | — | — |
Portfolio Performance
Performance for Q3 2026
+5.2%
Performance Last 4 Quarters
+18%
- Stdev
- +15.7%
- Beta
- +1.13
- Alpha
- -2.7%
- Max Drawdown
- -11.4%
- Annualized Perf
- +20.5%
- Batting Avg vs S&P
- +47.2%
- Sortino
- +2.73
- Stutzer
- +0.38
- Treynor
- +0.18
- Sterling
- +1.09
- Calmar
- +1.79
- Information Ratio
- -0.01
- Tracking Error
- +6%
- Stdev Down
- +7.3%
- Winning Months %
- +66.7%
- Losing Months %
- +33.3%
- Best 12 Months
- +36.6%
- Worst 12 Months
- +5.1%
- Efficiency Ratio
- +0.56
- Sharpe
- +1.27
- Stdev Sectors
- +12.6%
- Skewness
- +0.57
- Kurtosis
- +0.82
- Upside Potential
- +4.44
Reported value over time
Sector allocation
Sector allocation over time
Quarterly history
Holding changes this quarter
| # | Ticker | Issuer | Weight Change | Shares Change | Action |
|---|
Filing History
FAQ
What is Charles Carroll Financial Partners, LLC and what type of investor is it?
Charles Carroll Financial Partners, LLC is an investment manager that files SEC Form 13F quarterly, disclosing its U.S. public equity holdings to regulators. As of the most recent reporting period (2023-12-31), the firm manages a tracked equity portfolio valued at approximately $93.0M, spread across 38 disclosed positions.
What are Charles Carroll Financial Partners, LLC's largest equity positions?
Based on the latest 13F filing, Charles Carroll Financial Partners, LLC's top holdings by market value are:
1. Apple Inc (AAPL) — $10.0M (10.7%)
2. United Rentals Inc (URI) — $8.0M (8.6%)
3. Alphabet Inc-cl C (GOOG) — $7.1M (7.6%)
4. Microsoft CORP (MSFT) — $6.7M (7.3%)
5. Blackrock Inc (BLKCHF) — $6.7M (7.2%)
What changes did Charles Carroll Financial Partners, LLC make in its most recent portfolio filing?
No notable portfolio changes were recorded for Charles Carroll Financial Partners, LLC in the most recent quarter. Holdings appear to have remained relatively stable.
What sectors does Charles Carroll Financial Partners, LLC focus on?
Charles Carroll Financial Partners, LLC is concentrated in the following sectors based on its current disclosed equity portfolio:
• Information Technology: 40.3%
• Financials: 20.6%
• Communication Services: 15.5%
• Industrials: 13.9%
• Health Care: 5.6%
• Consumer Discretionary: 2.6%
Investment Profile
Charles Carroll Financial Partners, LLC returned an annualized 20.5% over the trailing 36 months — underperforming the S&P 500 by 2.7 points — based on a reconstructed track record of its disclosed 13F positions, with a beta of 1.13 (more volatile than the market) and a 47% quarterly batting average against the index.
Its portfolio is broadly diversified and long-term-holding, with 40.3% of the portfolio concentrated in Information Technology.
It has added to its URI position over the past two quarters (+$2.9M, now $8.0M), while trimming ZBRA over the same stretch (-$401.3K, still holding $382.7K).
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