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Chapwood Capital Investment Management, LLC Historical SEC 13F Holdings & Archive (Q4 2019)
Chapwood Capital Investment Management, LLCCIK: 0001797334
Diversified strategyLong-term holderQuality / disciplined sizing
Total reported value
$99.4M
Reporting period: 2019-12-31 · Number of holdings: 70
Chapwood Capital Investment Management, LLC disclosed 70 holdings in its latest 13F filing for the period ending 2019-12-31, with total reported value of $99.4M and a quarterly turnover rate of 0.0%.
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Personality snowflake
- Concentration
- 18.33
- Portfolio Stability
- 0
- Momentum
- 50
- Sector conviction
- 74.52
- Diversification
- 100
- Sizing Uniformity
- 85.03
Chapwood Capital Investment Management, LLC's disclosed holdings carry a Herfindahl concentration index of 0.046 — mathematically equivalent to about 22 equally-sized positions, well below its 70 actual disclosed holdings. That gap points to a strategy built around a small core of high-conviction bets rather than broad diversification.
Position sizes vary widely across the portfolio (a coefficient of variation of 1.50), with a handful of outsized bets alongside many smaller positions.
No strong tilt toward either adding to existing winners or initiating outsized new positions was observed in the latest reported quarter.
Sector classification currently covers about 8% of this portfolio's disclosed value; the remainder includes holdings (e.g. unmapped tickers, options, or other security types) not yet covered by our sector mapping.
Source and citation information
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Recent moves
View source Form 13F filing on SEC.govNo holding changes this quarter
Holdings Map
New buyAddUnchangedTrim
Top 10 holdings by weight
Full holdings list this quarter
| # | Ticker | Issuer | Asset Subclass | Weight | Weight Change | Shares Change | 4Q Trend |
|---|---|---|---|---|---|---|---|
| 1 | XLU | St Sr Utl Sl Se Spdr Etf-usd | ETF-Other | 12.66% | — | — | — |
| 2 | IWB | Ishares Russell 1000 ETF | ETF-Other | 10.39% | — | — | — |
| 3 | IJS | Ishares S&p Small-cap 600 Va | ETF-Other | 7.00% | — | — | — |
| 4 | IYH | Ishares U.s. Healthcare ETF | ETF-Other | 3.56% | — | — | — |
| 5 | XLP | Ss Consumer Staples Sel Sect | ETF-Other | 3.44% | — | — | — |
| 6 | BGT | Blackrock Fltng Rt Inc Tr | Stock-Other | 3.40% | — | — | — |
| 7 | IYF | Ishares US Financials ETF | ETF-Other | 3.28% | — | — | — |
| 8 | BLW | Blackrock LTD Durat Inc Tr | Stock-Other | 3.17% | — | — | — |
| 9 | JFR | Nuveen Floating Rate Income | Stock-Other | 3.16% | — | — | — |
| 10 | XPHDX | Pioneer Floating Rate Fund | Stock-Other | 2.82% | — | — | — |
| 11 | XEFRX | Eaton Vance Sr Fltg Rate Tr | Stock-Other | 2.66% | — | — | — |
| 12 | EFT | Eaton Vance Fltng Rt Inc Tr | Stock-Other | 2.46% | — | — | — |
| 13 | VOYA | Voya Financial, Inc. | Stock-Financials | 2.31% | — | — | — |
| 14 | EEM | Ishares Msci Emerging Market | ETF-Emerging Markets | 2.17% | — | — | — |
| 15 | NZF | Nuveen Municipal Credit Income Fund | Stock-Other | 2.16% | — | — | — |
| 16 | IYE | Ishares U.s. Energy ETF | ETF-Other | 1.91% | — | — | — |
| 17 | IYR | Ishares US Real Estate ETF | ETF-Other | 1.74% | — | — | — |
| 18 | IWF | Ishares Russell 1000 Growth | ETF-Other | 1.71% | — | — | — |
| 19 | APO | Apollo Global Management, Inc. | Stock-Financials | 1.66% | — | — | — |
| 20 | XMCRX | Mfs Charter Income Trust | Stock-Other | 1.64% | — | — | — |
| 21 | IYW | Ishares Ustechnology ETF | ETF-Tech | 1.58% | — | — | — |
| 22 | MSFT | Microsoft CORP | Stock-Tech | 1.56% | — | — | — |
| 23 | MIN | Mfs Intermediate Inc Trust | Stock-Other | 1.46% | — | — | — |
| 24 | NEE | Nextera Energy Inc | Stock-Utilities | 1.41% | — | — | — |
| 25 | FSICUSD | Fs Kkr Capital CORP | Stock-Other | 1.40% | — | — | — |
| 26 | MOO | Vaneck Agribusiness ETF | ETF-Other | 1.32% | — | — | — |
| 27 | MMT | Aberdeen Multimarket Income | Stock-Other | 1.05% | — | — | — |
| 28 | HD | Home Depot Inc | Stock-Consumer Disc | 1.03% | — | — | — |
| 29 | AMZN | Amazon.com Inc | Stock-Consumer Disc | 0.94% | — | — | — |
| 30 | JNJ | Johnson & Johnson | Stock-Healthcare | 0.91% | — | — | — |
| 31 | AAPL | Apple Inc | Stock-Tech | 0.80% | — | — | — |
| 32 | AEP | American Electric Power | Stock-Utilities | 0.79% | — | — | — |
| 33 | EFA | Ishares Msci Eafe ETF | ETF-Other | 0.75% | — | — | — |
| 34 | POR | Portland General Electric Co | Stock-Utilities | 0.74% | — | — | — |
| 35 | SMHC | VanEck China Semiconductor ETF | ETF-Emerging Markets | 0.68% | — | — | — |
| 36 | TSLXUSD | Tpg Specialty Lending Inc | Stock-Other | 0.66% | — | — | — |
| 37 | ED | Consolidated Edison Inc | Stock-Utilities | 0.61% | — | — | — |
| 38 | D | Dominion Energy Inc | Stock-Utilities | 0.60% | — | — | — |
| 39 | IYM | Ishares U.s. Basic Materials | ETF-Other | 0.55% | — | — | — |
| 40 | PHK | Pimco High Income Fund | Stock-Other | 0.47% | — | — | — |
| 41 | WHF | Whitehorse Finance Inc | Stock-Other | 0.45% | — | — | — |
| 42 | SCM | Stellus Capital Investment C | Stock-Other | 0.39% | — | — | — |
| 43 | IWD | Ishares Russell 1000 Value E | ETF-Other | 0.37% | — | — | — |
| 44 | EPD | Enterprise Products Partners | Stock-Energy | 0.36% | — | — | — |
| 45 | DTE | Dte Energy Company | Stock-Utilities | 0.35% | — | — | — |
| 46 | SGOL | abrdn Physical Gold Shares ETF | ETF-Commodities | 0.34% | — | — | — |
| 47 | PPT | Putnam Premier Income Trust | Stock-Other | 0.34% | — | — | — |
| 48 | IWO | Ishares Russell 2000 Growth | ETF-Small Cap | 0.32% | — | — | — |
| 49 | FMUSD | Ishares Msci Frontier 100 | ETF-Other | 0.31% | — | — | — |
| 50 | PIM | Putnam Master Intrm Inc Tr | Stock-Other | 0.30% | — | — | — |
1–50 of 70
Reported value over time
Not enough data yet to compute personality scores
Sector allocation
Sector allocation over time
Not enough sector-mapped data yet
Quarterly history
Holding changes this quarter
| # | Ticker | Issuer | Weight Change | Shares Change | Action |
|---|
Filing History
FAQ
What is Chapwood Capital Investment Management, LLC and what type of investor is it?
Chapwood Capital Investment Management, LLC is an investment manager that files SEC Form 13F quarterly, disclosing its U.S. public equity holdings to regulators. As of the most recent reporting period (2019-12-31), the firm manages a tracked equity portfolio valued at approximately $99.4M, spread across 70 disclosed positions.
What are Chapwood Capital Investment Management, LLC's largest equity positions?
Based on the latest 13F filing, Chapwood Capital Investment Management, LLC's top holdings by market value are:
1. St Sr Utl Sl Se Spdr Etf-usd (XLU) — $12.6M (12.7%)
2. Ishares Russell 1000 ETF (IWB) — $10.3M (10.4%)
3. Ishares S&p Small-cap 600 Va (IJS) — $7.0M (7.0%)
4. Ishares U.s. Healthcare ETF (IYH) — $3.5M (3.6%)
5. Ss Consumer Staples Sel Sect (XLP) — $3.4M (3.4%)
What changes did Chapwood Capital Investment Management, LLC make in its most recent portfolio filing?
No notable portfolio changes were recorded for Chapwood Capital Investment Management, LLC in the most recent quarter. Holdings appear to have remained relatively stable.
What sectors does Chapwood Capital Investment Management, LLC focus on?
Chapwood Capital Investment Management, LLC is concentrated in the following sectors based on its current disclosed equity portfolio:
• Information Technology: 30.8%
• Consumer Discretionary: 25.8%
• Financials: 24.9%
• Health Care: 15.5%
• Energy: 3.0%
Investment Profile
Chapwood Capital Investment Management, LLC's portfolio is broadly diversified and long-term-holding, with 30.8% of the portfolio concentrated in Information Technology.
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