CF
CGC Financial Services, LLC — 13F Portfolio Breakdown & Top Holdings (Q3 2026)
CGC Financial Services, LLCCIK: 0001992785
Diversified strategyMomentum followerLong-term holder
Total reported value
$450.8M
Reporting period: 2026-09-30 · Number of holdings: 338
CGC Financial Services, LLC disclosed 338 holdings in its latest 13F filing for the period ending 2026-09-30, with total reported value of $450.8M and a quarterly turnover rate of 3.7%.
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Personality snowflake
- Concentration
- 32.48
- Portfolio Stability
- 3.65
- Momentum
- 100
- Sector conviction
- 76.5
- Diversification
- 100
- Sizing Uniformity
- 48.5
CGC Financial Services, LLC's disclosed holdings carry a Herfindahl concentration index of 0.081 — mathematically equivalent to about 12 equally-sized positions, well below its 338 actual disclosed holdings. That gap points to a strategy built around a small core of high-conviction bets rather than broad diversification.
Position sizes vary widely across the portfolio (a coefficient of variation of 5.15), with a handful of outsized bets alongside many smaller positions.
Recent activity leans toward adding more aggressively to already-large existing positions than to newly initiated ones (a 2.5 percentage-point tilt) — a pattern consistent with a momentum-following approach.
Sector classification currently covers about 5% of this portfolio's disclosed value; the remainder includes holdings (e.g. unmapped tickers, options, or other security types) not yet covered by our sector mapping.
Source and citation information
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Recent moves
View source Form 13F filing on SEC.govTrim IJH
+2.6% -$1.1M
Trim JMEE
+1.5% -$1.1M
Add SCHD
+0.9% $1.8M
Trim JBND
+3.0% -$477.2K
Add IVW
-0.2% $1.5M
Add FHEQ
+1.8% $1.2M
Holdings Map
New buyAddUnchangedTrim
Top 10 holdings by weight
Full holdings list this quarter
Showing top 200 holdings (of 338 total)
| # | Ticker | Issuer | Asset Subclass | Weight | Weight Change | Shares Change | 4Q Trend |
|---|---|---|---|---|---|---|---|
| 1 | JAAA | Janus Henderson Aaa Clo ETF | ETF-Other | 12.93% | +0.09% | +2.11% | |
| 2 | SCHD | Schwab US Dvd Equity ETF | ETF-Other | 11.95% | +0.24% | +0.87% | |
| 3 | IVW | Ishares S&p 500 Growth ETF | ETF-Large Cap & Growth | 10.80% | +0.19% | -0.18% | |
| 4 | FENI | Fidelity Enhanced Intl ETF | ETF-Other | 10.65% | -0.10% | +1.00% | |
| 5 | HELO | Jpmorgan Hedged Equity ETF | ETF-Other | 10.20% | +0.09% | -0.04% | |
| 6 | FHEQ | Fidelity Hedged Equity ETF | ETF-Other | 6.71% | +0.18% | +1.81% | |
| 7 | JBND | Jpmorgan Active Bond ETF | ETF-Other | 6.49% | -0.20% | +2.98% | |
| 8 | IJH | Ishares Core S&p Midcap ETF | ETF-Other | 5.52% | -0.33% | +2.57% | |
| 9 | JMEE | JPM Sma & Mid Cap En Eq Et-u | ETF-Other | 5.37% | -0.32% | +1.52% | |
| 10 | IWY | Ishares Russell Top 200 Grow | ETF-Other | 3.29% | +0.16% | +4.75% | |
| 11 | IMTM | Ishares Msci Intl Momentum F | ETF-Other | 2.00% | -0.08% | -1.10% | |
| 12 | NUDV | Nuveen Esg Dividend ETF | ETF-Other | 1.38% | -0.05% | -0.66% | |
| 13 | AAPL | Apple Inc | Stock-Tech | 1.16% | +0.11% | -2.75% | |
| 14 | VSGX | Vanguard Esg Intl Stock ETF | ETF-Other | 0.84% | -0.03% | -0.28% | |
| 15 | VUG | Vanguard Growth ETF | ETF-Other | 0.74% | +0.12% | +16.71% | |
| 16 | USXF | Ishares Esg Advance Msci USA | ETF-Other | 0.71% | +0.01% | +4.69% | |
| 17 | QUAL | Ishares Msci USA Quality Fac | ETF-Other | 0.56% | +0.02% | +3.96% | |
| 18 | NUEM | Nuveen Esg Emerging Markets | ETF-Emerging Markets | 0.47% | +0.02% | +5.48% | |
| 19 | PYLD | Pimco Multisector Bond Actv | ETF-Other | 0.41% | +0.01% | +7.18% | |
| 20 | BIV | Vanguard Intermediate-term B | ETF-Other | 0.40% | +0.01% | +12.15% | |
| 21 | AVUV | Avantis US Small Cap Value | ETF-Small Cap | 0.35% | -0.01% | +4.38% | |
| 22 | IDMO | Invesco S&p International De | ETF-Other | 0.33% | +0.03% | +10.11% | |
| 23 | MSFT | Microsoft CORP | Stock-Tech | 0.22% | +0.06% | — | |
| 24 | VV | Vanguard Large-cap ETF | ETF-Other | 0.21% | — | — | |
| 25 | IVV | Ishares Core S&p 500 ETF | ETF-Large Cap & Growth | 0.19% | +0.01% | +7.20% | |
| 26 | VTV | Vanguard Value ETF | ETF-Other | 0.19% | — | — | |
| 27 | JNJ | Johnson & Johnson | Stock-Healthcare | 0.18% | — | — | |
| 28 | CSCO | Cisco Systems Inc | Stock-Tech | 0.18% | -0.02% | -0.61% | |
| 29 | VUSB | Vanguard Ultra Short Bond Et | ETF-Other | 0.17% | -0.01% | -4.23% | |
| 30 | EFA | Ishares Msci Eafe ETF | ETF-Other | 0.16% | — | — | |
| 31 | FNDE | Schwab Fndmntl Em Mrk Eq ETF | ETF-Other | 0.16% | +0.02% | +8.87% | |
| 32 | NKE | Nike Inc -cl B | Stock-Consumer Disc | 0.15% | -0.04% | -2.08% | |
| 33 | MINT | Pimco Enhanced Short Maturit | ETF-Other | 0.15% | — | -2.65% | |
| 34 | JQUA | Jpmorgan US Quality Factor | ETF-Other | 0.13% | +0.02% | +18.06% | |
| 35 | JPM | Jpmorgan Chase & Co | Stock-Financials | 0.13% | — | — | |
| 36 | LDUR | Pimco Enhanced Low Duration | ETF-Other | 0.12% | -0.02% | -8.91% | |
| 37 | FBND | Fidelity Total Bond ETF | ETF-Other | 0.11% | -0.02% | -10.66% | |
| 38 | ✓ | Stock-Other | 0.11% | +0.02% | -3.74% | ||
| 39 | GSY | Invesco Ultra Short Duration | ETF-Other | 0.10% | -0.01% | -4.21% | |
| 40 | QQQ | Invesco Qqq Trust Series 1 | ETF-Tech | 0.10% | — | — | |
| 41 | EEM | Ishares Msci Emerging Market | ETF-Emerging Markets | 0.10% | — | — | |
| 42 | ICSH | Ishares Ultra Short Duration | ETF-Other | 0.10% | — | -4.53% | |
| 43 | VBR | Vanguard Small-cap Value ETF | ETF-Other | 0.09% | -0.01% | — | |
| 44 | INTC | Intel CORP | Stock-Tech | 0.09% | -0.02% | — | |
| 45 | CVX | Chevron CORP | Stock-Energy | 0.09% | +0.01% | +0.05% | |
| 46 | COST | Costco Wholesale CORP | Stock-Consumer Staples | 0.09% | — | — | |
| 47 | CSX | Csx CORP | Stock-Industrials | 0.09% | — | — | |
| 48 | ESGU | Ishares Esg Aware Msci USA | ETF-Other | 0.08% | — | — | |
| 49 | NUSC | Nuveen Esg Small-cap ETF | ETF-Other | 0.08% | -0.01% | — | |
| 50 | ORCL | Oracle CORP | Stock-Tech | 0.08% | -0.01% | — |
1–50 of 200
Portfolio Performance
Performance for Q4 2026
+1.4%
Performance Last 4 Quarters
+14.4%
- Stdev
- +10%
- Beta
- +0.7
- Alpha
- -0.6%
- Max Drawdown
- -7%
- Annualized Perf
- +16.1%
- Batting Avg vs S&P
- +36.1%
- Sortino
- +3.22
- Stutzer
- +0.46
- Treynor
- +0.22
- Sterling
- +1.07
- Calmar
- +2.31
- Information Ratio
- -1.2
- Tracking Error
- +6.2%
- Stdev Down
- +4.8%
- Winning Months %
- +69.4%
- Losing Months %
- +30.6%
- Best 12 Months
- +25.1%
- Worst 12 Months
- +4.4%
- Efficiency Ratio
- +0.63
- Sharpe
- +1.56
- Stdev Sectors
- +12.2%
- Skewness
- -0.04
- Kurtosis
- -0.18
- Upside Potential
- +4.74
Reported value over time
Sector allocation
Sector allocation over time
Quarterly history
| Period | Holdings | Total value | Stability | Top holdings | |
|---|---|---|---|---|---|
| 2026 Q3 | 338 | $450.8M | 4 | ||
| 2026 Q2 | 337 | $444.7M | 0 | ||
| 2026 Q1 | 331 | $346.1M | 16 | ||
| 2025 Q4 | 340 | $373.8M | 4 | ||
| 2025 Q3 | 343 | $362.6M | 80 | ||
| 2025 Q2 | 331 | $296.1M | 0 | ||
| 2025 Q1 | 337 | $252.9M | 0 | ||
| 2024 Q4 | 345 | $251.0M | 0 | ||
| 2024 Q3 | 349 | $249.4M | 0 | ||
| 2024 Q2 | 353 | $230.4M | 0 | ||
| 2024 Q1 | 360 | $191.0M | 0 | ||
| 2023 Q4 | 373 | $218.2M | 0 | ||
| 2023 Q3 | 338 | $143.0M | 0 | ||
| 2023 Q2 | 359 | $153.8M | 0 |
💡
Data Source Notice: AlphaSMO is the web's most authoritative 13F / Inside Trader database. Institutional holdings and insider trades presented here are precisely computed to deliver accurate portfolio reporting.
Holding changes this quarter
CGC Financial Services, LLC's most significant position changes for 2026-09-30: New buy: Cohen & Steers Reit And Pref (XRNPX); Sold out: Dimensional US Target Value (DFAT); New buy: ; New buy: ; Sold out: Dimensional US Core Equity 2 (DFAC).
Showing top 200 changes by size (of 350 total)
| # | Ticker | Issuer | Weight Change | Shares Change | Action |
|---|---|---|---|---|---|
| 1 | SCHD | Schwab US Dvd Equity ETF | +0.2% | +0.87% | Add |
| 2 | IVW | Ishares S&p 500 Growth ETF | +0.2% | -0.18% | Trim |
| 3 | FHEQ | Fidelity Hedged Equity ETF | +0.2% | +1.81% | Add |
| 4 | IWY | Ishares Russell Top 200 Grow | +0.2% | +4.75% | Add |
| 5 | VUG | Vanguard Growth ETF | +0.1% | +16.71% | Add |
| 6 | AAPL | Apple Inc | +0.1% | -2.75% | Trim |
| 7 | JAAA | Janus Henderson Aaa Clo ETF | +0.1% | +2.11% | Add |
| 8 | HELO | Jpmorgan Hedged Equity ETF | +0.1% | -0.04% | Trim |
| 9 | MSFT | Microsoft CORP | +0.1% | — | Unchanged |
| 10 | IDMO | Invesco S&p International De | 0% | +10.11% | Add |
| 11 | XRNPX | Cohen & Steers Reit And Pref | 0% | NEW | New buy |
| 12 | QUAL | Ishares Msci USA Quality Fac | 0% | +3.96% | Add |
| 13 | NUEM | Nuveen Esg Emerging Markets | 0% | +5.48% | Add |
| 14 | JQUA | Jpmorgan US Quality Factor | 0% | +18.06% | Add |
| 15 | FNDE | Schwab Fndmntl Em Mrk Eq ETF | 0% | +8.87% | Add |
| 16 | ✓ | 0% | -3.74% | Trim | |
| 17 | BIV | Vanguard Intermediate-term B | 0% | +12.15% | Add |
| 18 | USXF | Ishares Esg Advance Msci USA | 0% | +4.69% | Add |
| 19 | CVX | Chevron CORP | 0% | +0.05% | Add |
| 20 | IVV | Ishares Core S&p 500 ETF | 0% | +7.20% | Add |
| 21 | ✓ | 0% | NEW | New buy | |
| 22 | SDGR | Schrodinger Inc | 0% | — | Unchanged |
| 23 | ✓ | 0% | NEW | New buy | |
| 24 | PYLD | Pimco Multisector Bond Actv | 0% | +7.18% | Add |
| 25 | NVDA | Nvidia CORP | 0% | — | Unchanged |
| 26 | IJS | Ishares S&p Small-cap 600 Va | 0% | +21.92% | Add |
| 27 | USB | US Bancorp | 0% | +176.67% | Add |
| 28 | TMO | Thermo Fisher Scientific Inc | 0% | — | Unchanged |
| 29 | BKHY | Bny Mellon High Yield ETF | 0% | NEW | New buy |
| 30 | PFG | Principal Financial Group | 0% | NEW | New buy |
| 31 | ✓ | 0% | NEW | New buy | |
| 32 | AMGN | Amgen Inc | 0% | — | Unchanged |
| 33 | CHE | Chemed CORP | 0% | — | Unchanged |
| 34 | KO | Coca-cola Co/the | 0% | — | Unchanged |
| 35 | BDX | Becton Dickinson And Co | 0% | — | Unchanged |
| 36 | JNJ | Johnson & Johnson | — | — | Unchanged |
| 37 | LRCX | Lam Research CORP | — | -32.89% | Trim |
| 38 | BOTZ | Global X Robotics & Artifici | — | — | Unchanged |
| 39 | HUBB | Hubbell Inc | — | — | Unchanged |
| 40 | IBM | Intl Business Machines CORP | — | — | Unchanged |
| 41 | SBUX | Starbucks CORP | — | — | Unchanged |
| 42 | ICSH | Ishares Ultra Short Duration | — | -4.53% | Trim |
| 43 | META | Meta Platforms Inc-class A | — | — | Unchanged |
| 44 | EAOA | Ishares Esg Aware 80/20 Aggr | — | EXIT | Sold out |
| 45 | VV | Vanguard Large-cap ETF | — | — | Unchanged |
| 46 | MINT | Pimco Enhanced Short Maturit | — | -2.65% | Trim |
| 47 | AXP | American Express Co | — | — | Unchanged |
| 48 | ADBE | Adobe Inc | — | — | Unchanged |
| 49 | MU | Micron Technology Inc | — | — | Unchanged |
| 50 | MDY | State Street Spdr S&p Midcap | — | EXIT | Sold out |
1–50 of 200
Filing History
FAQ
What is CGC Financial Services, LLC and what type of investor is it?
CGC Financial Services, LLC is an investment manager that files SEC Form 13F quarterly, disclosing its U.S. public equity holdings to regulators. As of the most recent reporting period (2026-09-30), the firm manages a tracked equity portfolio valued at approximately $450.8M, spread across 338 disclosed positions.
What are CGC Financial Services, LLC's largest equity positions?
Based on the latest 13F filing, CGC Financial Services, LLC's top holdings by market value are:
1. Janus Henderson Aaa Clo ETF (JAAA) — $58.3M (12.9%)
2. Schwab US Dvd Equity ETF (SCHD) — $53.9M (11.9%)
3. Ishares S&p 500 Growth ETF (IVW) — $48.7M (10.8%)
4. Fidelity Enhanced Intl ETF (FENI) — $48.0M (10.7%)
5. Jpmorgan Hedged Equity ETF (HELO) — $46.0M (10.2%)
What changes did CGC Financial Services, LLC make in its most recent portfolio filing?
In the latest reported quarter, CGC Financial Services, LLC made 84 notable position adjustments: 13 new positions were initiated, 26 existing holdings were added to, 34 positions were partially reduced, and 11 were completely exited. The largest of these moves: New buy: Cohen & Steers Reit And Pref (XRNPX); Sold out: Dimensional US Target Value (DFAT); New buy: ; New buy: ; Sold out: Dimensional US Core Equity 2 (DFAC)
What sectors does CGC Financial Services, LLC focus on?
CGC Financial Services, LLC is concentrated in the following sectors based on its current disclosed equity portfolio:
• Information Technology: 46.1%
• Health Care: 10.3%
• Industrials: 9.5%
• Consumer Discretionary: 8.3%
• Financials: 8.3%
• Consumer Staples: 7.5%
Investment Profile
CGC Financial Services, LLC returned an annualized 16.1% over the trailing 36 months — underperforming the S&P 500 by 0.6 points — based on a reconstructed track record of its disclosed 13F positions, with a beta of 0.70 (less volatile than the market) and a 36% quarterly batting average against the index.
Its portfolio is broadly diversified and long-term-holding, with 46.1% of the portfolio concentrated in Information Technology.
Its turnover score has fallen from 80 to 4 over the past 4 quarters — a shift toward longer holding periods.
It has added to its IVW position over the past two quarters (+$9.4M, now $48.7M), while trimming NKE over the same stretch (-$348.0K, still holding $698.0K).
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Developer Access
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REST API
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