CIK: 0001936420
Total reported value
$308.6M
Reporting period: 2026-03-31 · Number of holdings: 132
CASTLE WEALTH MANAGEMENT LLC disclosed 132 holdings in its latest 13F filing for the period ending 2026-03-31, with total reported value of $308.6M and a quarterly turnover rate of 10.5%.
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Castle Wealth Management LLC's disclosed holdings carry a Herfindahl concentration index of 0.025 — mathematically equivalent to about 39 equally-sized positions, well below its 132 actual disclosed holdings. That gap points to a strategy built around a small core of high-conviction bets rather than broad diversification.
Position sizes vary widely across the portfolio (a coefficient of variation of 1.54), with a handful of outsized bets alongside many smaller positions.
No strong tilt toward either adding to existing winners or initiating outsized new positions was observed in the latest reported quarter.
Sector classification currently covers about 18% of this portfolio's disclosed value; the remainder includes holdings (e.g. unmapped tickers, options, or other security types) not yet covered by our sector mapping.
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Trim TBLL
-11.7% -$3.5M
Add JAAA
+11.1% $1.4M
Add BINC
+27.7% $1.2M
Trim MSFT
+12.0% -$735.4K
Add PEMX
+1.0% $854.8K
Add RQI
+15.0% $595.4K
| # | Ticker | Issuer | Asset Subclass | Weight | Weight Change | Shares Change | 4Q Trend |
|---|---|---|---|---|---|---|---|
| 1 | TBLL | Invesco Short Term Treasury | ETF-Gov Bonds | 8.38% | -1.33% | -11.73% | |
| 2 | PYLD | Pimco Multisector Bond Actv | ETF-Other | 5.49% | +0.10% | +6.45% | |
| 3 | JAAA | Janus Henderson Aaa Clo ETF | ETF-Other | 4.54% | +0.36% | +11.06% | |
| 4 | TFLR | T Rowe Price Floating Rt ETF | ETF-Other | 4.35% | +0.01% | +4.61% | |
| 5 | PVAL | Putnam Focused Lrg Cap Value | ETF-Other | 3.35% | +0.11% | +3.56% | |
| 6 | PEMX | Putnam Emr Mrkt Ex China ETF | ETF-Emerging Markets | 3.02% | +0.21% | +0.97% | |
| 7 | AVDE | Avantis International Equity | ETF-Other | 2.92% | +0.05% | +0.97% | |
| 8 | WTPI | Wisdomtree Equity Premium In | ETF-Other | 2.85% | — | +2.10% | |
| 9 | SCHX | Schwab US Large-cap ETF | ETF-Other | 2.19% | -0.17% | -0.34% | |
| 10 | SMIG | Bahl & Gaynor S/m INC Growth | ETF-Other | 2.10% | +0.03% | +1.73% | |
| 11 | PAVE | Global X US Infrastructure | ETF-Other | 1.99% | +0.08% | +0.36% | |
| 12 | AVUV | Avantis US Small Cap Value | ETF-Small Cap | 1.96% | +0.15% | +2.21% | |
| 13 | IAUM | Ishares Gold Trust Micro | ETF-Commodities | 1.92% | — | -5.95% | |
| 14 | BINC | Ishares Flex I A Etf-usd INC | ETF-Other | 1.89% | +0.35% | +27.65% | |
| 15 | PPA | Invesco Aerospace & Defense | ETF-Other | 1.88% | — | -3.09% | |
| 16 | IJH | Ishares Core S&p Midcap ETF | ETF-Other | 1.83% | +0.06% | +3.30% | |
| 17 | AAPL | Apple INC | Stock-Tech | 1.81% | -0.18% | -0.29% | |
| 18 | IMCG | Ishares Morningstar Mid-cap | ETF-Other | 1.68% | +0.02% | +4.48% | |
| 19 | REZ | Ishars Res And Multi Reales | ETF-Other | 1.63% | +0.07% | +6.06% | |
| 20 | JPEF | Jpmorgan Equity Focus ETF | ETF-Other | 1.63% | — | +1.25% | |
| 21 | DFIV | Dimensional International Va | ETF-Other | 1.59% | +0.11% | +4.02% | |
| 22 | DIVI | Franklin International Core | ETF-Other | 1.58% | — | +0.41% | |
| 23 | OUSM | Alps Oshares US Small-cap Qu | ETF-Other | 1.49% | +0.06% | +6.59% | |
| 24 | ICSH | Ishares Ultra Short Duration | ETF-Other | 1.48% | +1.48% | NEW | |
| 25 | MSFT | Microsoft CORP | Stock-Tech | 1.43% | -0.27% | +11.96% | |
| 26 | QQQ | Invesco Qqq Trust Series 1 | ETF-Tech | 1.31% | -0.13% | -1.01% | |
| 27 | DYNF | Ishrs US E F R A Etf-usd INC | ETF-Other | 1.30% | — | +7.83% | |
| 28 | QQQM | Invesco Nasdaq 100 ETF | ETF-Tech | 1.28% | -0.12% | -0.67% | |
| 29 | FNDF | Schwab Fndmn Intl Lrg Co ETF | ETF-Other | 1.23% | +0.05% | -1.61% | |
| 30 | RQI | Cohen & Steers Qual INC Rlty | Stock-Other | 1.10% | +0.18% | +15.01% | |
| 31 | GDX | Vaneck Gold Miners ETF | ETF-Commodities | 1.06% | — | -9.03% | |
| 32 | INDS | Pacer Industrial Real Estate | ETF-Other | 0.99% | +0.10% | +16.83% | |
| 33 | VEA | Vanguard Ftse Developed ETF | ETF-Other | 0.99% | — | -0.64% | |
| 34 | IWD | Ishares Russell 1000 Value E | ETF-Other | 0.98% | — | -1.98% | |
| 35 | AVGO | Broadcom INC | Stock-Tech | 0.93% | -0.10% | +4.03% | |
| 36 | AMZN | Amazon.com INC | Stock-Consumer Disc | 0.88% | -0.18% | -5.67% | |
| 37 | GOOGL | Alphabet Inc-cl A | Stock-Comm Services | 0.84% | -0.12% | -2.57% | |
| 38 | IWB | Ishares Russell 1000 ETF | ETF-Other | 0.83% | — | -0.42% | |
| 39 | JPM | Jpmorgan Chase & Co | Stock-Financials | 0.73% | -0.09% | -0.48% | |
| 40 | IVV | Ishares Core S&p 500 ETF | ETF-Large Cap & Growth | 0.67% | — | -0.82% | |
| 41 | IVE | Ishares S&p 500 Value ETF | ETF-Large Cap & Growth | 0.66% | — | +0.01% | |
| 42 | NVDA | Nvidia CORP | Stock-Tech | 0.62% | -0.16% | -12.83% | |
| 43 | IWF | Ishares Russell 1000 Growth | ETF-Other | 0.60% | -0.08% | -0.67% | |
| 44 | NEE | Nextera Energy INC | Stock-Utilities | 0.56% | +0.06% | -2.75% | |
| 45 | XLRE | Ss Real Estate Select Sector | ETF-Other | 0.53% | — | -6.36% | |
| 46 | SPY | Ss Spdr S&p 500 ETF Trust-us | ETF-Large Cap & Growth | 0.51% | — | -0.98% | |
| 47 | GS | Goldman Sachs Group INC | Stock-Financials | 0.49% | — | +3.27% | |
| 48 | META | Meta Platforms Inc-class A | Stock-Comm Services | 0.48% | -0.07% | +2.41% | |
| 49 | GOOG | Alphabet Inc-cl C | Stock-Comm Services | 0.47% | — | +0.18% | |
| 50 | V | Visa Inc-class A Shares | Stock-Financials | 0.46% | — | +11.55% |
Performance for Q3 2026
+2.3%
Performance Last 4 Quarters
+20.9%
Based on 71% of reported portfolio value with available pricing
| Period | Holdings | Total value | Stability | Top holdings | |
|---|---|---|---|---|---|
| 2026 Q1 | 132 | $308.6M | 10 | ||
| 2025 Q4 | 132 | $301.9M | 6 | ||
| 2025 Q3 | 129 | $296.2M | 31 | ||
| 2025 Q2 | 122 | $275.3M | 0 | ||
| 2025 Q1 | 126 | $255.4M | 0 | ||
| 2024 Q4 | 118 | $254.1M | 0 | ||
| 2024 Q3 | 121 | $250.4M | 0 | ||
| 2024 Q2 | 117 | $208.8M | 0 | ||
| 2024 Q1 | 119 | $191.3M | 0 | ||
| 2023 Q4 | 116 | $166.8M | 0 | ||
| 2023 Q3 | 102 | $140.3M | 0 | ||
| 2023 Q2 | 111 | $143.4M | 0 | ||
| 2023 Q1 | 107 | $129.2M | 0 | ||
| 2022 Q4 | 110 | $159.0M | 0 | ||
| 2022 Q3 | 758 | $164.8M | 0 | ||
| 2022 Q2 | 765 | $171.9M | 0 |
Castle Wealth Management LLC's most significant position changes for 2026-03-31: New buy: Ishares Ultra Short Duration (ICSH); New buy: Berkshire Hathaway Inc-cl B (BRK-B); Sold out: Abrdn Physical Gold Shares (SGOL); Sold out: Intl Business Machines CORP (IBM); Sold out: Mastercard INC - A (MA).
| # | Ticker | Issuer | Weight Change | Shares Change | Action |
|---|---|---|---|---|---|
| 1 | JAAA | Janus Henderson Aaa Clo ETF | +0.4% | +11.06% | Add |
| 2 | BINC | Ishares Flex I A Etf-usd INC | +0.4% | +27.65% | Add |
| 3 | PEMX | Putnam Emr Mrkt Ex China ETF | +0.2% | +0.97% | Add |
| 4 | RQI | Cohen & Steers Qual INC Rlty | +0.2% | +15.01% | Add |
| 5 | FSMB | First Trust Short Dur Manag | +0.2% | +98.23% | Add |
| 6 | AVUV | Avantis US Small Cap Value | +0.2% | +2.21% | Add |
| 7 | PVAL | Putnam Focused Lrg Cap Value | +0.1% | +3.56% | Add |
| 8 | DFIV | Dimensional International Va | +0.1% | +4.02% | Add |
| 9 | ABBV | Abbvie INC | +0.1% | +130.46% | Add |
| 10 | PYLD | Pimco Multisector Bond Actv | +0.1% | +6.45% | Add |
| 11 | INDS | Pacer Industrial Real Estate | +0.1% | +16.83% | Add |
| 12 | PAVE | Global X US Infrastructure | +0.1% | +0.36% | Add |
| 13 | REZ | Ishars Res And Multi Reales | +0.1% | +6.06% | Add |
| 14 | CVX | Chevron CORP | +0.1% | -10.88% | Trim |
| 15 | IJH | Ishares Core S&p Midcap ETF | +0.1% | +3.30% | Add |
| 16 | OUSM | Alps Oshares US Small-cap Qu | +0.1% | +6.59% | Add |
| 17 | NEE | Nextera Energy INC | +0.1% | -2.75% | Trim |
| 18 | GBDC | Golub Capital Bdc INC | +0.1% | +91.75% | Add |
| 19 | AVDE | Avantis International Equity | +0.1% | +0.97% | Add |
| 20 | FNDF | Schwab Fndmn Intl Lrg Co ETF | +0.1% | -1.61% | Trim |
| 21 | ETN | Eaton Corporation plc | +0.1% | +6.37% | Add |
| 22 | XOM | Exxon Mobil CORP | +0.1% | -1.03% | Trim |
| 23 | SMIG | Bahl & Gaynor S/m INC Growth | 0% | +1.73% | Add |
| 24 | IMCG | Ishares Morningstar Mid-cap | 0% | +4.48% | Add |
| 25 | TFLR | T Rowe Price Floating Rt ETF | 0% | +4.61% | Add |
| 26 | META | Meta Platforms Inc-class A | -0.1% | +2.41% | Add |
| 27 | VGT | Vanguard Info Tech ETF | -0.1% | -4.49% | Trim |
| 28 | IWF | Ishares Russell 1000 Growth | -0.1% | -0.67% | Trim |
| 29 | JPM | Jpmorgan Chase & Co | -0.1% | -0.48% | Trim |
| 30 | ORCL | Oracle CORP | -0.1% | +6.86% | Add |
| 31 | AVGO | Broadcom INC | -0.1% | +4.03% | Add |
| 32 | GOOGL | Alphabet Inc-cl A | -0.1% | -2.57% | Trim |
| 33 | QQQM | Invesco Nasdaq 100 ETF | -0.1% | -0.67% | Trim |
| 34 | QQQ | Invesco Qqq Trust Series 1 | -0.1% | -1.01% | Trim |
| 35 | GLD | Spdr Gold Shares | -0.2% | -67.53% | Trim |
| 36 | NVDA | Nvidia CORP | -0.2% | -12.83% | Trim |
| 37 | CRM | Salesforce INC | -0.2% | +0.18% | Add |
| 38 | SCHX | Schwab US Large-cap ETF | -0.2% | -0.34% | Trim |
| 39 | AMZN | Amazon.com INC | -0.2% | -5.67% | Trim |
| 40 | AAPL | Apple INC | -0.2% | -0.29% | Trim |
| 41 | MSFT | Microsoft CORP | -0.3% | +11.96% | Add |
| 42 | TBLL | Invesco Short Term Treasury | -1.3% | -11.73% | Trim |
| 43 | ICSH | Ishares Ultra Short Duration | — | NEW | New buy |
| 44 | BRK-B | Berkshire Hathaway Inc-cl B | — | NEW | New buy |
| 45 | SGOL | Abrdn Physical Gold Shares | — | EXIT | Sold out |
| 46 | IBM | Intl Business Machines CORP | — | EXIT | Sold out |
| 47 | MA | Mastercard INC - A | — | EXIT | Sold out |
| 48 | CAT | Caterpillar INC | — | NEW | New buy |
| 49 | ICF | Ishares Select U.s. Reit ETF | — | NEW | New buy |
| 50 | PFE | Pfizer INC | — | NEW | New buy |
| Period | Filed | Type | EDGAR |
|---|---|---|---|
| 2026 Q1 | 2026-05-01 | 13F-HR | View on EDGAR |
| 2025 Q4 | 2026-01-22 | 13F-HR | View on EDGAR |
| 2025 Q3 | 2025-10-31 | 13F-HR | View on EDGAR |
| 2025 Q2 | 2025-07-30 | 13F-HR | View on EDGAR |
| 2025 Q1 | 2025-04-28 | 13F-HR | View on EDGAR |
| 2024 Q4 | 2025-01-29 | 13F-HR | View on EDGAR |
| 2024 Q3 | 2024-10-31 | 13F-HR | View on EDGAR |
| 2024 Q2 | 2024-07-22 | 13F-HR | View on EDGAR |
| 2024 Q1 | 2024-04-29 | 13F-HR | View on EDGAR |
| 2023 Q4 | 2024-01-31 | 13F-HR | View on EDGAR |
| 2023 Q3 | 2023-11-06 | 13F-HR | View on EDGAR |
| 2023 Q2 | 2023-07-17 | 13F-HR | View on EDGAR |
| 2023 Q1 | 2023-05-04 | 13F-HR | View on EDGAR |
| 2022 Q4 | 2023-02-09 | 13F-HR | View on EDGAR |
| 2022 Q3 | 2022-11-07 | 13F-HR | View on EDGAR |
| 2022 Q2 | 2022-08-01 | 13F-HR | View on EDGAR |
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