CW
Castle Wealth Management LLC — 13F Portfolio Analysis & Stock Picks (Q2 2026)
Castle Wealth Management LLCCIK: 0001936420
Diversified strategyLong-term holderQuality / disciplined sizing
Total reported value
$337.6M
Reporting period: 2026-06-30 · Number of holdings: 143
CASTLE WEALTH MANAGEMENT LLC disclosed 143 holdings in its latest 13F filing for the period ending 2026-06-30, with total reported value of $337.6M and a quarterly turnover rate of 0.0%.
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Personality snowflake
- Concentration
- 9.23
- Portfolio Stability
- 0
- Momentum
- 50
- Sector conviction
- 55.55
- Diversification
- 100
- Sizing Uniformity
- 84.78
Castle Wealth Management LLC's disclosed holdings carry a Herfindahl concentration index of 0.023 — mathematically equivalent to about 43 equally-sized positions, well below its 143 actual disclosed holdings. That gap points to a strategy built around a small core of high-conviction bets rather than broad diversification.
Position sizes vary widely across the portfolio (a coefficient of variation of 1.52), with a handful of outsized bets alongside many smaller positions.
No strong tilt toward either adding to existing winners or initiating outsized new positions was observed in the latest reported quarter.
Sector classification currently covers about 18% of this portfolio's disclosed value; the remainder includes holdings (e.g. unmapped tickers, options, or other security types) not yet covered by our sector mapping.
Source and citation information
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Recent moves
View source Form 13F filing on SEC.govTrim TBLL
-7.6% -$2.0M
Add ICSH
+59.2% $2.7M
Add PEMX
-1.5% $2.7M
Trim IAUM
+1.3% -$783.2K
Trim JAAA
+0.2% $2.2K
Trim TFLR
+0.1% $32.9K
Holdings Map
New buyAddUnchangedTrim
Top 10 holdings by weight
Full holdings list this quarter
| # | Ticker | Issuer | Asset Subclass | Weight | Weight Change | Shares Change | 4Q Trend |
|---|---|---|---|---|---|---|---|
| 1 | TBLL | Invesco Short Term Treasury | ETF-Gov Bonds | 7.08% | -1.30% | -7.64% | |
| 2 | PYLD | Pimco Multisector Bond Actv | ETF-Other | 5.24% | -0.25% | +3.17% | |
| 3 | JAAA | Janus Henderson Aaa Clo ETF | ETF-Other | 4.15% | -0.39% | +0.18% | |
| 4 | TFLR | T Rowe Price Floating Rt ETF | ETF-Other | 3.99% | -0.36% | +0.15% | |
| 5 | PEMX | Putnam Emr Mrkt Ex China ETF | ETF-Emerging Markets | 3.56% | +0.54% | -1.46% | |
| 6 | PVAL | Putnam Focused Lrg Cap Value | ETF-Other | 3.41% | +0.06% | +1.59% | |
| 7 | AVDE | Avantis International Equity | ETF-Other | 2.77% | -0.15% | -1.46% | |
| 8 | WTPI | Wisdomtree Equity Premium In | ETF-Other | 2.76% | -0.09% | +3.14% | |
| 9 | SCHX | Schwab US Large-cap ETF | ETF-Other | 2.22% | +0.03% | -3.33% | |
| 10 | ICSH | Ishares Ultra Short Duration | ETF-Other | 2.15% | +0.67% | +59.20% | |
| 11 | SMIG | Bahl & Gaynor S/m Inc Growth | ETF-Other | 2.08% | -0.02% | -2.76% | |
| 12 | AVUV | Avantis US Small Cap Value | ETF-Small Cap | 2.05% | +0.09% | +0.83% | |
| 13 | PAVE | Global X US Infrastructure | ETF-Other | 2.04% | +0.05% | -2.97% | |
| 14 | IMCG | Ishares Morningstar Mid-cap | ETF-Other | 1.93% | +0.24% | +0.68% | |
| 15 | IJH | Ishares Core S&p Midcap ETF | ETF-Other | 1.90% | +0.07% | -0.32% | |
| 16 | AAPL | Apple Inc | Stock-Tech | 1.90% | +0.09% | +0.37% | |
| 17 | PPA | Invesco Aerospace & Defense | ETF-Other | 1.89% | +0.01% | +3.50% | |
| 18 | BINC | Ishares Flex I A Etf-usd Inc | ETF-Other | 1.86% | -0.03% | +6.88% | |
| 19 | REZ | Ishars Res And Multi Reales | ETF-Other | 1.74% | +0.11% | +2.56% | |
| 20 | JPEF | Jpmorgan Equity Focus ETF | ETF-Other | 1.64% | +0.01% | -1.69% | |
| 21 | IAUM | Ishares Gold Trust Micro | ETF-Commodities | 1.52% | -0.40% | +1.30% | |
| 22 | DFIV | Dimensional International Va | ETF-Other | 1.52% | -0.07% | +2.09% | |
| 23 | DIVI | Franklin International Core | ETF-Other | 1.51% | -0.07% | -2.32% | |
| 24 | OUSM | Alps Oshares US Small-cap Qu | ETF-Other | 1.49% | — | +0.90% | |
| 25 | QQQM | Invesco Nasdaq 100 ETF | ETF-Tech | 1.49% | +0.21% | -0.34% | |
| 26 | DYNF | Ishrs US E F R A Etf-usd Inc | ETF-Other | 1.41% | +0.11% | +1.50% | |
| 27 | MSFT | Microsoft CORP | Stock-Tech | 1.35% | -0.08% | +2.71% | |
| 28 | QQQ | Invesco Qqq Trust Series 1 | ETF-Tech | 1.35% | +0.04% | -11.49% | |
| 29 | FNDF | Schwab Fndmn Intl Lrg Co ETF | ETF-Other | 1.19% | -0.04% | -2.58% | |
| 30 | RQI | Cohen & Steers Qual Inc Rlty | Stock-Other | 1.10% | — | +7.24% | |
| 31 | IWD | Ishares Russell 1000 Value E | ETF-Other | 1.00% | +0.02% | -1.55% | |
| 32 | INDS | Pacer Industrial Real Estate | ETF-Other | 0.99% | — | -0.38% | |
| 33 | VEA | Vanguard Ftse Developed ETF | ETF-Other | 0.99% | — | -2.11% | |
| 34 | AVGO | Broadcom Inc | Stock-Tech | 0.97% | +0.04% | -6.55% | |
| 35 | GOOGL | Alphabet Inc-cl A | Stock-Comm Services | 0.96% | +0.12% | +0.13% | |
| 36 | AMZN | Amazon.com Inc | Stock-Consumer Disc | 0.92% | +0.04% | -0.05% | |
| 37 | IVV | Ishares Core S&p 500 ETF | ETF-Large Cap & Growth | 0.87% | +0.20% | +24.14% | |
| 38 | IWB | Ishares Russell 1000 ETF | ETF-Other | 0.87% | +0.04% | -0.68% | |
| 39 | GDX | Vaneck Gold Miners ETF | ETF-Commodities | 0.80% | -0.26% | +0.35% | |
| 40 | JPM | Jpmorgan Chase & Co | Stock-Financials | 0.75% | +0.02% | +0.68% | |
| 41 | NVDA | Nvidia CORP | Stock-Tech | 0.64% | +0.02% | -1.05% | |
| 42 | IWF | Ishares Russell 1000 Growth | ETF-Other | 0.63% | +0.03% | +300.00% | |
| 43 | IVE | Ishares S&p 500 Value ETF | ETF-Large Cap & Growth | 0.63% | -0.03% | -4.10% | |
| 44 | VGT | Vanguard Info Tech ETF | ETF-Tech | 0.54% | +0.11% | +699.89% | |
| 45 | GOOG | Alphabet Inc-cl C | Stock-Comm Services | 0.53% | +0.06% | -0.28% | |
| 46 | XLRE | Ss Real Estate Select Sector | ETF-Other | 0.52% | -0.01% | +0.12% | |
| 47 | SPY | Ss Spdr S&p 500 ETF Trust-us | ETF-Large Cap & Growth | 0.52% | +0.01% | -3.59% | |
| 48 | GS | Goldman Sachs Group Inc | Stock-Financials | 0.52% | +0.03% | -2.60% | |
| 49 | V | Visa Inc-class A Shares | Stock-Financials | 0.49% | +0.03% | +2.05% | |
| 50 | NEE | Nextera Energy Inc | Stock-Utilities | 0.46% | -0.10% | -3.06% |
1–50 of 143
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Data Source Notice: AlphaSMO is the web's most authoritative 13F / Inside Trader database. Institutional holdings and insider trades presented here are precisely computed to deliver accurate portfolio reporting.
Portfolio Performance
Performance for Q3 2026
+1.9%
Performance Last 4 Quarters
+17.6%
- Stdev
- +10.4%
- Beta
- +0.75
- Alpha
- +1.1%
- Max Drawdown
- -4.7%
- Annualized Perf
- +16.6%
- Batting Avg vs S&P
- +44.4%
- Sortino
- +3.05
- Stutzer
- +0.45
- Treynor
- +0.21
- Sterling
- +1.17
- Calmar
- +3.53
- Information Ratio
- -0.78
- Tracking Error
- +5.1%
- Stdev Down
- +5.2%
- Winning Months %
- +69.4%
- Losing Months %
- +30.6%
- Best 12 Months
- +30.1%
- Worst 12 Months
- +6.6%
- Efficiency Ratio
- +0.6
- Sharpe
- +1.54
- Stdev Sectors
- +9.2%
- Skewness
- -0.15
- Kurtosis
- -0.26
- Upside Potential
- +4.65
Reported value over time
Sector allocation
Sector allocation over time
Quarterly history
| Period | Holdings | Total value | Stability | Top holdings | |
|---|---|---|---|---|---|
| 2026 Q2 | 143 | $337.6M | 0 | ||
| 2026 Q1 | 132 | $308.6M | 10 | ||
| 2025 Q4 | 132 | $301.9M | 6 | ||
| 2025 Q3 | 129 | $296.2M | 31 | ||
| 2025 Q2 | 122 | $275.3M | 0 | ||
| 2025 Q1 | 126 | $255.4M | 0 | ||
| 2024 Q4 | 118 | $254.1M | 0 | ||
| 2024 Q3 | 121 | $250.4M | 0 | ||
| 2024 Q2 | 117 | $208.8M | 0 | ||
| 2024 Q1 | 119 | $191.3M | 0 | ||
| 2023 Q4 | 116 | $166.8M | 0 | ||
| 2023 Q3 | 102 | $140.3M | 0 | ||
| 2023 Q2 | 111 | $143.4M | 0 | ||
| 2023 Q1 | 107 | $129.2M | 0 | ||
| 2022 Q4 | 110 | $159.0M | 0 | ||
| 2022 Q3 | 758 | $164.8M | 0 | ||
| 2022 Q2 | 765 | $171.9M | 0 |
Holding changes this quarter
Castle Wealth Management LLC's most significant position changes for 2026-06-30: New buy: Sysco CORP (SYY); New buy: Corning Inc (GLW); New buy: American Century Diver Muni (TAXF); Sold out: Innovator U.s. Equity Power (PDEC); New buy: Intel CORP (INTC).
| # | Ticker | Issuer | Weight Change | Shares Change | Action |
|---|---|---|---|---|---|
| 1 | ICSH | Ishares Ultra Short Duration | +0.7% | +59.20% | Add |
| 2 | PEMX | Putnam Emr Mrkt Ex China ETF | +0.5% | -1.46% | Trim |
| 3 | IMCG | Ishares Morningstar Mid-cap | +0.2% | +0.68% | Add |
| 4 | SYY | Sysco CORP | +0.2% | NEW | New buy |
| 5 | QQQM | Invesco Nasdaq 100 ETF | +0.2% | -0.34% | Trim |
| 6 | IVV | Ishares Core S&p 500 ETF | +0.2% | +24.14% | Add |
| 7 | GOOGL | Alphabet Inc-cl A | +0.1% | +0.13% | Add |
| 8 | AMAT | Applied Materials Inc | +0.1% | -0.17% | Trim |
| 9 | REZ | Ishars Res And Multi Reales | +0.1% | +2.56% | Add |
| 10 | DYNF | Ishrs US E F R A Etf-usd Inc | +0.1% | +1.50% | Add |
| 11 | VGT | Vanguard Info Tech ETF | +0.1% | +699.89% | Add |
| 12 | GLW | Corning Inc | +0.1% | NEW | New buy |
| 13 | TAXF | American Century Diver Muni | +0.1% | NEW | New buy |
| 14 | AVUV | Avantis US Small Cap Value | +0.1% | +0.83% | Add |
| 15 | AAPL | Apple Inc | +0.1% | +0.37% | Add |
| 16 | UNH | Unitedhealth Group Inc | +0.1% | -4.86% | Trim |
| 17 | INTC | Intel CORP | +0.1% | NEW | New buy |
| 18 | AGG | Ishares Core U.s. Aggregate | +0.1% | NEW | New buy |
| 19 | KLAC | Kla CORP | +0.1% | NEW | New buy |
| 20 | VO | Vanguard Mid-cap ETF | +0.1% | NEW | New buy |
| 21 | AMD | Advanced Micro Devices | +0.1% | NEW | New buy |
| 22 | IBM | Intl Business Machines CORP | +0.1% | NEW | New buy |
| 23 | IJH | Ishares Core S&p Midcap ETF | +0.1% | -0.32% | Trim |
| 24 | C | Citigroup Inc | +0.1% | NEW | New buy |
| 25 | IUSB | Ishr Cr Unvrse Usd Bd Etf-ui | +0.1% | NEW | New buy |
| 26 | PVAL | Putnam Focused Lrg Cap Value | +0.1% | +1.59% | Add |
| 27 | GOOG | Alphabet Inc-cl C | +0.1% | -0.28% | Trim |
| 28 | RSPT | Invesco S&p 500 Equal Weight | +0.1% | — | Unchanged |
| 29 | QQQJ | Invesco Nasdaq Next Gen 100 | +0.1% | NEW | New buy |
| 30 | MA | Mastercard Inc - A | +0.1% | NEW | New buy |
| 31 | DFAT | Dimensional US Target Value | +0.1% | NEW | New buy |
| 32 | XLK | Ss Technology Select Sector | +0.1% | NEW | New buy |
| 33 | ZALT | Innovator US Eq 10 Buffer | +0.1% | NEW | New buy |
| 34 | PAVE | Global X US Infrastructure | +0.1% | -2.97% | Trim |
| 35 | IEMG | Ishares Core Msci Emerging | +0.1% | +51.70% | Add |
| 36 | QQQ | Invesco Qqq Trust Series 1 | 0% | -11.49% | Trim |
| 37 | AVGO | Broadcom Inc | 0% | -6.55% | Trim |
| 38 | AMZN | Amazon.com Inc | 0% | -0.05% | Trim |
| 39 | IWB | Ishares Russell 1000 ETF | 0% | -0.68% | Trim |
| 40 | CSCO | Cisco Systems Inc | 0% | +2.50% | Add |
| 41 | SCHX | Schwab US Large-cap ETF | 0% | -3.33% | Trim |
| 42 | IWF | Ishares Russell 1000 Growth | 0% | +300.00% | Add |
| 43 | GS | Goldman Sachs Group Inc | 0% | -2.60% | Trim |
| 44 | V | Visa Inc-class A Shares | 0% | +2.05% | Add |
| 45 | ETN | Eaton Corporation plc | 0% | -1.22% | Trim |
| 46 | GE | General Electric | 0% | +2.79% | Add |
| 47 | IWO | Ishares Russell 2000 Growth | 0% | — | Unchanged |
| 48 | IWD | Ishares Russell 1000 Value E | 0% | -1.55% | Trim |
| 49 | JPM | Jpmorgan Chase & Co | 0% | +0.68% | Add |
| 50 | NVDA | Nvidia CORP | 0% | -1.05% | Trim |
1–50 of 148
Filing History
FAQ
What is Castle Wealth Management LLC and what type of investor is it?
Castle Wealth Management LLC is an investment manager that files SEC Form 13F quarterly, disclosing its U.S. public equity holdings to regulators. As of the most recent reporting period (2026-06-30), the firm manages a tracked equity portfolio valued at approximately $337.6M, spread across 143 disclosed positions.
What are Castle Wealth Management LLC's largest equity positions?
Based on the latest 13F filing, Castle Wealth Management LLC's top holdings by market value are:
1. Invesco Short Term Treasury (TBLL) — $23.9M (7.1%)
2. Pimco Multisector Bond Actv (PYLD) — $17.7M (5.2%)
3. Janus Henderson Aaa Clo ETF (JAAA) — $14.0M (4.2%)
4. T Rowe Price Floating Rt ETF (TFLR) — $13.5M (4.0%)
5. Putnam Emr Mrkt Ex China ETF (PEMX) — $12.0M (3.6%)
What changes did Castle Wealth Management LLC make in its most recent portfolio filing?
In the latest reported quarter, Castle Wealth Management LLC made 120 notable position adjustments: 16 new positions were initiated, 54 existing holdings were added to, 45 positions were partially reduced, and 5 were completely exited. The largest of these moves: New buy: Sysco CORP (SYY); New buy: Corning Inc (GLW); New buy: American Century Diver Muni (TAXF); Sold out: Innovator U.s. Equity Power (PDEC); New buy: Intel CORP (INTC)
What sectors does Castle Wealth Management LLC focus on?
Castle Wealth Management LLC is concentrated in the following sectors based on its current disclosed equity portfolio:
• Information Technology: 34.8%
• Financials: 15.3%
• Communication Services: 10.7%
• Health Care: 9.2%
• Consumer Discretionary: 9.0%
• Industrials: 8.4%
Investment Profile
Castle Wealth Management LLC returned an annualized 16.6% over the trailing 36 months — outperforming the S&P 500 by 1.1 points — based on a reconstructed track record of its disclosed 13F positions, with a beta of 0.75 (less volatile than the market) and a 44% quarterly batting average against the index.
Its portfolio is broadly diversified and long-term-holding, with 34.8% of the portfolio concentrated in Information Technology.
It has added to its PEMX position over the past two quarters (+$3.6M, now $12.0M), while trimming TBLL over the same stretch (-$5.4M, still holding $23.9M).
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Sector conviction100.0
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AF
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S&
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Developer Access
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