CR
Castle Rock Wealth Management, LLC — 13F Portfolio Breakdown & Top Holdings (Q3 2026)
Castle Rock Wealth Management, LLCCIK: 0001727605
Diversified strategyMomentum followerQuality / disciplined sizing
Total reported value
$531.2M
Reporting period: 2026-09-30 · Number of holdings: 269
Castle Rock Wealth Management, LLC disclosed 269 holdings in its latest 13F filing for the period ending 2026-09-30, with total reported value of $531.2M and a quarterly turnover rate of 29.8%.
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Personality snowflake
- Concentration
- 6.33
- Portfolio Stability
- 29.82
- Momentum
- 100
- Sector conviction
- 67.79
- Diversification
- 100
- Sizing Uniformity
- 81.92
Castle Rock Wealth Management, LLC's disclosed holdings carry a Herfindahl concentration index of 0.016 — mathematically equivalent to about 63 equally-sized positions, well below its 269 actual disclosed holdings. That gap points to a strategy built around a small core of high-conviction bets rather than broad diversification.
Position sizes vary widely across the portfolio (a coefficient of variation of 1.81), with a handful of outsized bets alongside many smaller positions.
No strong tilt toward either adding to existing winners or initiating outsized new positions was observed in the latest reported quarter.
Sector classification currently covers about 50% of this portfolio's disclosed value; the remainder includes holdings (e.g. unmapped tickers, options, or other security types) not yet covered by our sector mapping.
Source and citation information
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Recent moves
View source Form 13F filing on SEC.govAdd SGOV
+182.4% $14.4M
Add GBIL
+173.9% $13.0M
New buy SCHO
Add SHV
+783.4% $5.0M
Add CVX
+10.4% $5.5M
Trim MU
-42.4% -$3.3M
Holdings Map
New buyAddUnchangedTrim
Top 10 holdings by weight
Full holdings list this quarter
Showing top 200 holdings (of 269 total)
| # | Ticker | Issuer | Asset Subclass | Weight | Weight Change | Shares Change | 4Q Trend |
|---|---|---|---|---|---|---|---|
| 1 | NVDA | Nvidia CORP | Stock-Tech | 4.89% | +0.66% | -0.46% | |
| 2 | SGOV | Ishares 0-3 Month Treasury B | ETF-Gov Bonds | 4.21% | +2.66% | +182.35% | |
| 3 | KO | Coca-cola Co/the | Stock-Consumer Staples | 3.94% | +0.05% | -0.40% | |
| 4 | GBIL | Goldman Sachs Access Treasur | ETF-Commodities | 3.86% | +2.39% | +173.85% | |
| 5 | CVX | Chevron CORP | Stock-Energy | 3.76% | +0.93% | +10.41% | |
| 6 | TFLO | Ishares Treasury Floating Ra | ETF-Gov Bonds | 3.46% | +0.45% | +19.54% | |
| 7 | AAPL | Apple Inc | Stock-Tech | 2.95% | -0.14% | -12.06% | |
| 8 | USFR | Wisdomtree Floating Rate Tre | ETF-Other | 2.30% | +0.06% | +7.07% | |
| 9 | MSFT | Microsoft CORP | Stock-Tech | 2.02% | +0.36% | -7.67% | |
| 10 | GOOG | Alphabet Inc-cl C | Stock-Comm Services | 1.74% | -0.41% | -12.42% | |
| 11 | PANW | Palo Alto Networks Inc | Stock-Tech | 1.69% | -0.02% | -13.91% | |
| 12 | AMZN | Amazon.com Inc | Stock-Consumer Disc | 1.59% | -0.17% | -10.85% | |
| 13 | SCHO | Schwab Short-term US Treas | ETF-Other | 1.43% | +1.43% | NEW | |
| 14 | SPY | Ss Spdr S&p 500 ETF Trust-us | ETF-Large Cap & Growth | 1.22% | -0.09% | -6.98% | |
| 15 | SMH | Vaneck Semiconductor ETF | ETF-Other | 1.21% | -0.11% | -6.74% | |
| 16 | META | Meta Platforms Inc-class A | Stock-Comm Services | 1.19% | +0.12% | -3.57% | |
| 17 | QQQ | Invesco Qqq Trust Series 1 | ETF-Tech | 1.16% | -0.06% | -5.41% | |
| 18 | FLOT | Ishares Floating Rate Bond E | ETF-Other | 1.07% | -0.08% | -2.62% | |
| 19 | SHV | Ishares 0-1 Year Treasury Bo | ETF-Gov Bonds | 1.06% | +0.94% | +783.39% | |
| 20 | AVGO | Broadcom Inc | Stock-Tech | 1.02% | -0.31% | -21.52% | |
| 21 | JPM | Jpmorgan Chase & Co | Stock-Financials | 0.98% | -0.25% | -15.67% | |
| 22 | IYW | Ishares Ustechnology ETF | ETF-Tech | 0.91% | +0.37% | +60.38% | |
| 23 | MU | Micron Technology Inc | Stock-Tech | 0.86% | -0.68% | -42.42% | |
| 24 | CRWD | Crowdstrike Holdings Inc - A | Stock-Tech | 0.83% | -0.02% | +180.34% | |
| 25 | ETN | Eaton Corporation plc | Stock-Industrials | 0.77% | -0.11% | -16.34% | |
| 26 | AMD | Advanced Micro Devices | Stock-Tech | 0.75% | -0.02% | -15.59% | |
| 27 | CNEQ | Alger Concentrated Eqty ETF | ETF-Other | 0.75% | -0.19% | -19.82% | |
| 28 | V | Visa Inc-class A Shares | Stock-Financials | 0.75% | -0.04% | -6.81% | |
| 29 | PFEB | Innovator U.s. Equity Power | ETF-Other | 0.75% | -0.01% | -1.73% | |
| 30 | PDEC | Innovator U.s. Equity Power | ETF-Other | 0.73% | -0.01% | -0.51% | |
| 31 | GPIX | Gldm SA S&p 500 Pr In Etf-us | ETF-Large Cap & Growth | 0.73% | +0.03% | +4.91% | |
| 32 | ✓ | Stock-Other | 0.72% | +0.27% | +52.49% | ||
| 33 | WMT | Walmart Inc | Stock-Consumer Staples | 0.68% | -0.11% | -9.11% | |
| 34 | BINC | Ishares Flex I A Etf-usd Inc | ETF-Other | 0.68% | — | +7.03% | |
| 35 | ENFR | Alerian Energy Infrastructur | ETF-Other | 0.68% | -0.04% | -3.22% | |
| 36 | PMAY | Innovator U.s. Equity Power | ETF-Other | 0.67% | -0.02% | -0.80% | |
| 37 | GPIQ | Gs Nasdaq-100 Pr Inc Etf-usd | ETF-Tech | 0.67% | +0.02% | +5.95% | |
| 38 | GOOGL | Alphabet Inc-cl A | Stock-Comm Services | 0.65% | -0.11% | -7.96% | |
| 39 | JSI | Jh Securitized Income ETF | ETF-Other | 0.62% | -0.01% | +4.99% | |
| 40 | COST | Costco Wholesale CORP | Stock-Consumer Staples | 0.61% | -0.07% | -7.30% | |
| 41 | XLE | Ss Energy Select Sector | ETF-Other | 0.60% | -0.03% | -17.19% | |
| 42 | FTSM | First Trust Enh Short Mat Fd | ETF-Other | 0.60% | +0.01% | +6.52% | |
| 43 | INTC | Intel CORP | Stock-Tech | 0.59% | -0.12% | -1.67% | |
| 44 | FAI | Ft Bloomberg Ai ETF | ETF-Other | 0.56% | +0.56% | NEW | |
| 45 | FRTY | Alger Mid Cap 40 ETF | ETF-Other | 0.56% | -0.07% | -6.82% | |
| 46 | JPIE | Jpmorgan Income ETF | ETF-Other | 0.54% | +0.02% | +10.32% | |
| 47 | ✓ | Stock-Other | 0.52% | -0.19% | -15.17% | ||
| 48 | NVBW | Alnzim US Eqt Bfr2 No Et-usd | ETF-Other | 0.51% | -0.01% | -1.11% | |
| 49 | ATFV | Alger 35 ETF | ETF-Other | 0.49% | -0.14% | -22.66% | |
| 50 | AMGN | Amgen Inc | Stock-Healthcare | 0.47% | -0.20% | -33.97% |
1–50 of 200
Portfolio Performance
Performance for Q4 2026
+4.7%
Performance Last 4 Quarters
+12.7%
- Stdev
- +8.5%
- Beta
- +0.68
- Alpha
- +1.9%
- Max Drawdown
- -5.2%
- Annualized Perf
- +18.6%
- Batting Avg vs S&P
- +33.3%
- Sortino
- +4.97
- Stutzer
- +0.6
- Treynor
- +0.26
- Sterling
- +1.39
- Calmar
- +3.56
- Information Ratio
- -1.26
- Tracking Error
- +4.3%
- Stdev Down
- +3.5%
- Winning Months %
- +69.4%
- Losing Months %
- +30.6%
- Best 12 Months
- +24.8%
- Worst 12 Months
- +7.8%
- Efficiency Ratio
- +0.82
- Sharpe
- +2.05
- Stdev Sectors
- +11.1%
- Skewness
- -0.03
- Kurtosis
- -0.01
- Upside Potential
- +6.35
Reported value over time
Sector allocation
Sector allocation over time
Quarterly history
| Period | Holdings | Total value | Stability | Top holdings | |
|---|---|---|---|---|---|
| 2026 Q3 | 269 | $531.2M | 30 | ||
| 2026 Q2 | 268 | $509.4M | 25 | ||
| 2026 Q1 | 262 | $461.9M | 13 | ||
| 2025 Q4 | 261 | $462.5M | 22 | ||
| 2025 Q3 | 254 | $452.4M | 34 | ||
| 2025 Q2 | 246 | $427.9M | 0 | ||
| 2025 Q1 | 225 | $370.4M | 21 | ||
| 2024 Q4 | 233 | $419.9M | 100 | ||
| 2024 Q3 | 242 | $419.1M | 0 | ||
| 2024 Q2 | 236 | $400.5M | 0 | ||
| 2024 Q1 | 232 | $366.2M | 0 | ||
| 2023 Q4 | 226 | $329.9M | 0 | ||
| 2023 Q3 | 214 | $297.9M | 0 | ||
| 2023 Q2 | 209 | $292.8M | 0 | ||
| 2023 Q1 | 214 | $279.9M | 0 | ||
| 2022 Q4 | 218 | $223.8M | 0 | ||
| 2022 Q3 | 199 | $198.5M | 0 | ||
| 2022 Q2 | 212 | $196.0M | 0 | ||
| 2022 Q1 | 239 | $217.4M | 0 | ||
| 2021 Q4 | 245 | $245.2M | 0 | ||
| 2021 Q3 | 254 | $292.1M | 0 | ||
| 2021 Q2 | 249 | $272.6M | 95 | ||
| 2021 Q1 | 242 | $248.1M | 39 | ||
| 2020 Q4 | 233 | $240.5M | 55 | ||
| 2020 Q3 | 162 | $152.6M | 68 | ||
| 2020 Q2 | 192 | $170.7M | 76 | ||
| 2020 Q1 | 128 | $115.9M | 100 | ||
| 2019 Q4 | 167 | $111.0M | 30 | ||
| 2019 Q3 | 158 | $96.3M | 65 | ||
| 2019 Q2 | 146 | $90.1M | 4 | ||
| 2019 Q1 | 226 | $4.8B | 0 | ||
| 2018 Q4 | 138 | $70.5M | 0 | ||
| 2018 Q3 | 113 | $62.9M | 46 | ||
| 2018 Q2 | 121 | $73.3M | 46 | ||
| 2018 Q1 | 103 | $60.5M | 41 | ||
| 2017 Q4 | 101 | $51.4M | 0 |
Holding changes this quarter
Castle Rock Wealth Management, LLC's most significant position changes for 2026-09-30: New buy: Schwab Short-term US Treas (SCHO); Sold out: Oneok Inc (OKE); New buy: Ft Bloomberg Ai ETF (FAI); Sold out: Corning Inc (GLW); New buy: Ishares U.s. Healthcare ETF (IYH).
Showing top 200 changes by size (of 287 total)
| # | Ticker | Issuer | Weight Change | Shares Change | Action |
|---|---|---|---|---|---|
| 1 | SGOV | Ishares 0-3 Month Treasury B | +2.7% | +182.35% | Add |
| 2 | GBIL | Goldman Sachs Access Treasur | +2.4% | +173.85% | Add |
| 3 | SCHO | Schwab Short-term US Treas | +1.4% | NEW | New buy |
| 4 | SHV | Ishares 0-1 Year Treasury Bo | +0.9% | +783.39% | Add |
| 5 | CVX | Chevron CORP | +0.9% | +10.41% | Add |
| 6 | NVDA | Nvidia CORP | +0.7% | -0.46% | Trim |
| 7 | FAI | Ft Bloomberg Ai ETF | +0.6% | NEW | New buy |
| 8 | IYH | Ishares U.s. Healthcare ETF | +0.5% | NEW | New buy |
| 9 | TFLO | Ishares Treasury Floating Ra | +0.5% | +19.54% | Add |
| 10 | SO | Southern Co/the | +0.4% | NEW | New buy |
| 11 | ES | Eversource Energy | +0.4% | NEW | New buy |
| 12 | IYW | Ishares Ustechnology ETF | +0.4% | +60.38% | Add |
| 13 | MSFT | Microsoft CORP | +0.4% | -7.67% | Trim |
| 14 | ACN | Accenture plc | +0.3% | NEW | New buy |
| 15 | ✓ | +0.3% | +52.49% | Add | |
| 16 | AMCR | Amcor plc | +0.3% | NEW | New buy |
| 17 | BAC | Bank Of America CORP | +0.2% | +141.25% | Add |
| 18 | SOLS | Solstice Adv Materials Inc | +0.2% | +614.98% | Add |
| 19 | HPE | Hewlett Packard Enterprise | +0.2% | +24.52% | Add |
| 20 | PLTR | Palantir Technologies Inc-a | +0.2% | +4.48% | Add |
| 21 | META | Meta Platforms Inc-class A | +0.1% | -3.57% | Trim |
| 22 | HOOD | Robinhood Markets Inc - A | +0.1% | NEW | New buy |
| 23 | SPSC | Sps Commerce Inc | +0.1% | NEW | New buy |
| 24 | CAT | Caterpillar Inc | +0.1% | +85.14% | Add |
| 25 | DKS | Dick's Sporting Goods Inc | +0.1% | NEW | New buy |
| 26 | CLIP | Global X 1-3 Month T-bill | +0.1% | +25.83% | Add |
| 27 | USFR | Wisdomtree Floating Rate Tre | +0.1% | +7.07% | Add |
| 28 | BE | Bloom Energy Corp- A | +0.1% | +75.61% | Add |
| 29 | KO | Coca-cola Co/the | +0.1% | -0.40% | Trim |
| 30 | COWS | Amplify Csh Flw Dvd Ldrs ETF | +0.1% | NEW | New buy |
| 31 | ETHA | Ishares Ethereum Trust ETF | 0% | NEW | New buy |
| 32 | ARKB | Ark 21shares Bitcoin ETF | 0% | NEW | New buy |
| 33 | EMR | Emerson Electric Co | 0% | NEW | New buy |
| 34 | CIBR | First Trust Nasdaq Cybersecu | 0% | NEW | New buy |
| 35 | QQQI | Neos Nasdaq-100 High Inc ETF | 0% | NEW | New buy |
| 36 | IEMG | Ishares Core Msci Emerging | 0% | NEW | New buy |
| 37 | NBIS | Nebius Group N.V. | 0% | NEW | New buy |
| 38 | GPIX | Gldm SA S&p 500 Pr In Etf-us | 0% | +4.91% | Add |
| 39 | CRDO | Credo Technology Group Holding Ltd | 0% | +31.80% | Add |
| 40 | MCK | Mckesson CORP | 0% | — | Unchanged |
| 41 | GPIQ | Gs Nasdaq-100 Pr Inc Etf-usd | 0% | +5.95% | Add |
| 42 | JPIE | Jpmorgan Income ETF | 0% | +10.32% | Add |
| 43 | AUGW | Alianzim US Eq Bfr20 Aug-usd | 0% | +7.96% | Add |
| 44 | ICE | Intercontinental Exchange In | 0% | -8.02% | Trim |
| 45 | JAAA | Janus Henderson Aaa Clo ETF | 0% | +8.70% | Add |
| 46 | IBB | Ishares Biotechnology ETF | 0% | +33.57% | Add |
| 47 | BAR | Graniteshares Gold Trust | 0% | +36.58% | Add |
| 48 | NET | Cloudflare Inc - Class A | 0% | — | Unchanged |
| 49 | FTSM | First Trust Enh Short Mat Fd | 0% | +6.52% | Add |
| 50 | IDV | Ishares International Select | 0% | +8.98% | Add |
1–50 of 200
Filing History
FAQ
What is Castle Rock Wealth Management, LLC and what type of investor is it?
Castle Rock Wealth Management, LLC is an investment manager that files SEC Form 13F quarterly, disclosing its U.S. public equity holdings to regulators. As of the most recent reporting period (2026-09-30), the firm manages a tracked equity portfolio valued at approximately $531.2M, spread across 269 disclosed positions.
What are Castle Rock Wealth Management, LLC's largest equity positions?
Based on the latest 13F filing, Castle Rock Wealth Management, LLC's top holdings by market value are:
1. Nvidia CORP (NVDA) — $26.0M (4.9%)
2. Ishares 0-3 Month Treasury B (SGOV) — $22.4M (4.2%)
3. Coca-cola Co/the (KO) — $20.9M (3.9%)
4. Goldman Sachs Access Treasur (GBIL) — $20.5M (3.9%)
5. Chevron CORP (CVX) — $20.0M (3.8%)
What changes did Castle Rock Wealth Management, LLC make in its most recent portfolio filing?
In the latest reported quarter, Castle Rock Wealth Management, LLC made 194 notable position adjustments: 19 new positions were initiated, 53 existing holdings were added to, 104 positions were partially reduced, and 18 were completely exited. The largest of these moves: New buy: Schwab Short-term US Treas (SCHO); Sold out: Oneok Inc (OKE); New buy: Ft Bloomberg Ai ETF (FAI); Sold out: Corning Inc (GLW); New buy: Ishares U.s. Healthcare ETF (IYH)
What sectors does Castle Rock Wealth Management, LLC focus on?
Castle Rock Wealth Management, LLC is concentrated in the following sectors based on its current disclosed equity portfolio:
• Information Technology: 42.6%
• Consumer Staples: 12.5%
• Energy: 8.1%
• Communication Services: 7.5%
• Financials: 7.2%
• Industrials: 6.9%
Investment Profile
Castle Rock Wealth Management, LLC returned an annualized 18.6% over the trailing 36 months — outperforming the S&P 500 by 1.9 points — based on a reconstructed track record of its disclosed 13F positions, with a beta of 0.68 (less volatile than the market) and a 33% quarterly batting average against the index.
Its portfolio is broadly diversified and moderately active, with 42.6% of the portfolio concentrated in Information Technology.
It has added to its NVDA position over the past two quarters (+$6.5M, now $26.0M), while trimming NFLX over the same stretch (-$2.3M, still holding $442.8K).
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Developer Access
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