CA
Cascadia Advisory Services, LLC Historical SEC 13F Holdings & Archive (Q3 2021)
Cascadia Advisory Services, LLCCIK: 0001800724
Diversified strategyLong-term holderQuality / disciplined sizing
Total reported value
$493.2M
Reporting period: 2021-09-30 · Number of holdings: 246
Cascadia Advisory Services, LLC disclosed 246 holdings in its latest 13F filing for the period ending 2021-09-30, with total reported value of $493.2M and a quarterly turnover rate of 0.0%.
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Personality snowflake
- Concentration
- 4.3
- Portfolio Stability
- 0
- Momentum
- 50
- Sector conviction
- 47.9
- Diversification
- 100
- Sizing Uniformity
- 87.15
Cascadia Advisory Services, LLC's disclosed holdings carry a Herfindahl concentration index of 0.011 — mathematically equivalent to about 93 equally-sized positions, well below its 246 actual disclosed holdings. That gap points to a strategy built around a small core of high-conviction bets rather than broad diversification.
Position sizes vary widely across the portfolio (a coefficient of variation of 1.29), with a handful of outsized bets alongside many smaller positions.
No strong tilt toward either adding to existing winners or initiating outsized new positions was observed in the latest reported quarter.
Sector classification currently covers about 24% of this portfolio's disclosed value; the remainder includes holdings (e.g. unmapped tickers, options, or other security types) not yet covered by our sector mapping.
Source and citation information
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Recent moves
View source Form 13F filing on SEC.govNo holding changes this quarter
Holdings Map
New buyAddUnchangedTrim
* This report is exclusively curated by the AlphaSMO team. AlphaSMO is the web's most authoritative 13F / Inside Trader database, delivering precise insider trading and institutional holdings insights.
Top 10 holdings by weight
Full holdings list this quarter
Showing top 200 holdings (of 246 total)
| # | Ticker | Issuer | Asset Subclass | Weight | Weight Change | Shares Change | 4Q Trend |
|---|---|---|---|---|---|---|---|
| 1 | VOO | Vanguard S&p 500 ETF | ETF-Large Cap & Growth | 3.85% | — | +9.10% | |
| 2 | SPY | Ss Spdr S&p 500 ETF Trust-us | ETF-Large Cap & Growth | 2.97% | — | -17.36% | |
| 3 | IVV | Ishares Core S&p 500 ETF | ETF-Large Cap & Growth | 2.76% | — | -16.90% | |
| 4 | FCTR | First Trust Lunt US Factor | ETF-Other | 2.29% | — | +2.66% | |
| 5 | SHY | Ishares 1-3 Year Treasury Bo | ETF-Gov Bonds | 2.20% | — | +1306.93% | |
| 6 | UAUG | Innovator U.s. Equity Ultra | ETF-Other | 2.19% | — | — | |
| 7 | IWM | Ishares Russell 2000 ETF | ETF-Small Cap | 2.12% | — | +252.25% | |
| 8 | IEF | Ishares 7-10 Year Treasury B | ETF-Gov Bonds | 2.04% | — | — | |
| 9 | MSFT | Microsoft CORP | Stock-Tech | 1.87% | — | -3.95% | |
| 10 | AAPL | Apple Inc | Stock-Tech | 1.61% | — | +0.37% | |
| 11 | ARKK | Ark Innovation ETF | ETF-Other | 1.47% | — | -0.55% | |
| 12 | HYG | Ishr Ibx Usd Hiyld Cb Etf-ui | ETF-High Yield | 1.41% | — | +214.74% | |
| 13 | IVOL | Quadratic Int Rte Vol Infl H | ETF-Other | 1.38% | — | +8.63% | |
| 14 | PTBD | Pacer Trendpilot US Bond ETF | ETF-Other | 1.31% | — | +6.71% | |
| 15 | AMZN | Amazon.com Inc | Stock-Consumer Disc | 1.28% | — | +4.92% | |
| 16 | ESGU | Ishares Esg Aware Msci USA | ETF-Other | 1.25% | — | +4.98% | |
| 17 | JNK | Ss Spdr Bb High Yield Bond | ETF-High Yield | 1.22% | — | +205.03% | |
| 18 | COST | Costco Wholesale CORP | Stock-Consumer Staples | 1.09% | — | -2.77% | |
| 19 | NKE | Nike Inc -cl B | Stock-Consumer Disc | 1.05% | — | +0.89% | |
| 20 | AZO | Autozone Inc | Stock-Consumer Disc | 1.01% | — | +2.12% | |
| 21 | GOOGL | Alphabet Inc-cl A | Stock-Comm Services | 0.96% | — | -9.01% | |
| 22 | FVC | First Trust Dorsey Wright Dy | ETF-Other | 0.91% | — | +1.23% | |
| 23 | META | Meta Platforms Inc-class A | Stock-Comm Services | 0.91% | — | -3.91% | |
| 24 | DAUG | Ft Vest U.s. Equity Deep Buf | ETF-Other | 0.89% | — | +14.85% | |
| 25 | SPYM | Ste Str Spdr Pt S&p 500 ETF | ETF-Large Cap & Growth | 0.87% | — | -4.28% | |
| 26 | ADBE | Adobe Inc | Stock-Tech | 0.83% | — | -9.86% | |
| 27 | ADP | Automatic Data Processing | Stock-Tech | 0.82% | — | +11.02% | |
| 28 | FNOV | Ft Vest US Equity Buffer ETF | ETF-Other | 0.81% | — | +533.95% | |
| 29 | CVX | Chevron CORP | Stock-Energy | 0.78% | — | -5.44% | |
| 30 | TMO | Thermo Fisher Scientific Inc | Stock-Healthcare | 0.76% | — | -4.33% | |
| 31 | FIXD | First Trust Smith Opportunis | ETF-Other | 0.76% | — | -8.81% | |
| 32 | DFEB | Ft Vest U.s. Equity Deep Buf | ETF-Other | 0.75% | — | +141.14% | |
| 33 | XLE | Ss Energy Select Sector | ETF-Other | 0.73% | — | +0.92% | |
| 34 | JPM | Jpmorgan Chase & Co | Stock-Financials | 0.73% | — | +0.72% | |
| 35 | DDEC | Ft Vest U.s. Equity Deep Buf | ETF-Other | 0.71% | — | +109.43% | |
| 36 | WMT | Walmart Inc | Stock-Consumer Staples | 0.68% | — | +7.76% | |
| 37 | UNH | Unitedhealth Group Inc | Stock-Healthcare | 0.68% | — | +0.97% | |
| 38 | PDBC | Invesco Optimum Yield Divers | ETF-Other | 0.66% | — | +1.91% | |
| 39 | DG | Dollar General CORP | Stock-Consumer Staples | 0.64% | — | +1.71% | |
| 40 | CWB | Ss Spdr Bb Conv Sec ETF | ETF-Other | 0.64% | — | — | |
| 41 | IWN | Ishares Russell 2000 Value E | ETF-Small Cap | 0.64% | — | +9.15% | |
| 42 | XLF | Ss Financial Select Sector | ETF-Other | 0.62% | — | +5.44% | |
| 43 | DJAN | Ft Vest U.s. Equity Deep Buf | ETF-Other | 0.62% | — | — | |
| 44 | BALL | Ball CORP | Stock-Consumer Disc | 0.62% | — | +15.11% | |
| 45 | VNQ | Vanguard Real Estate ETF | ETF-Other | 0.61% | — | — | |
| 46 | XLRE | Ss Real Estate Select Sector | ETF-Other | 0.60% | — | — | |
| 47 | PG | Procter & Gamble Co/the | Stock-Consumer Staples | 0.60% | — | +9.96% | |
| 48 | EFV | Ishares Msci Eafe Value ETF | ETF-Other | 0.59% | — | +2.90% | |
| 49 | FDS | Factset Research Systems Inc | Stock-Financials | 0.59% | — | -3.32% | |
| 50 | INTU | Intuit Inc | Stock-Tech | 0.58% | — | -12.98% |
1–50 of 200
Reported value over time
Sector allocation
Sector allocation over time
Quarterly history
Holding changes this quarter
| # | Ticker | Issuer | Weight Change | Shares Change | Action |
|---|
Filing History
FAQ
What is Cascadia Advisory Services, LLC and what type of investor is it?
Cascadia Advisory Services, LLC is an investment manager that files SEC Form 13F quarterly, disclosing its U.S. public equity holdings to regulators. As of the most recent reporting period (2021-09-30), the firm manages a tracked equity portfolio valued at approximately $493.2M, spread across 246 disclosed positions.
What are Cascadia Advisory Services, LLC's largest equity positions?
Based on the latest 13F filing, Cascadia Advisory Services, LLC's top holdings by market value are:
1. Vanguard S&p 500 ETF (VOO) — $19.0M (3.9%)
2. Ss Spdr S&p 500 ETF Trust-us (SPY) — $14.6M (3.0%)
3. Ishares Core S&p 500 ETF (IVV) — $13.6M (2.8%)
4. First Trust Lunt US Factor (FCTR) — $11.3M (2.3%)
5. Ishares 1-3 Year Treasury Bo (SHY) — $10.8M (2.2%)
What changes did Cascadia Advisory Services, LLC make in its most recent portfolio filing?
No notable portfolio changes were recorded for Cascadia Advisory Services, LLC in the most recent quarter. Holdings appear to have remained relatively stable.
What sectors does Cascadia Advisory Services, LLC focus on?
Cascadia Advisory Services, LLC is concentrated in the following sectors based on its current disclosed equity portfolio:
• Information Technology: 25.6%
• Consumer Discretionary: 18.1%
• Health Care: 14.2%
• Consumer Staples: 12.5%
• Communication Services: 11.4%
• Financials: 10.1%
Investment Profile
Cascadia Advisory Services, LLC's portfolio is broadly diversified and long-term-holding.
Its turnover score has fallen from 100 to 0 over the past 4 quarters — a shift toward longer holding periods.
It has added to its VOO position over the past two quarters (+$8.8M, now $19.0M), while trimming FIXD over the same stretch (-$21.3M, still holding $3.7M).
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