CIK: 0002018936
Total reported value
$227.7M
Reporting period: 2026-03-31 · Number of holdings: 60
Cascade Wealth Advisors, Inc disclosed 60 holdings in its latest 13F filing for the period ending 2026-03-31, with total reported value of $227.7M and a quarterly turnover rate of 7.7%.
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Cascade Wealth Advisors, Inc's disclosed holdings carry a Herfindahl concentration index of 0.041 — mathematically equivalent to about 24 equally-sized positions, well below its 60 actual disclosed holdings. That gap points to a strategy built around a small core of high-conviction bets rather than broad diversification.
Position sizes vary widely across the portfolio (a coefficient of variation of 1.23), with a handful of outsized bets alongside many smaller positions.
No strong tilt toward either adding to existing winners or initiating outsized new positions was observed in the latest reported quarter.
Sector classification currently covers about 3% of this portfolio's disclosed value; the remainder includes holdings (e.g. unmapped tickers, options, or other security types) not yet covered by our sector mapping.
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Trim JEPI
-7.4% -$1.1M
Trim VGSH
-3.4% -$644.4K
Trim VCIT
-3.4% -$557.7K
Add IYRI
+19.8% $1.1M
Add VONG
+10.2% $1.1M
Add NIHI
+14.2% $1.0M
| # | Ticker | Issuer | Asset Subclass | Weight | Weight Change | Shares Change | 4Q Trend |
|---|---|---|---|---|---|---|---|
| 1 | SPYI | Neos S&p 500 High Income ETF | ETF-Large Cap & Growth | 7.98% | -0.06% | +3.17% | |
| 2 | VGSH | Vanguard Short-term Treasury | ETF-Gov Bonds | 6.57% | -0.63% | -3.41% | |
| 3 | SHYG | Ishares 0-5 Yr Hy CORP Bond | ETF-Corp Bonds | 6.56% | — | +1.46% | |
| 4 | FLOT | Ishares Floating Rate Bond E | ETF-Other | 5.76% | -0.18% | +2.21% | |
| 5 | CLOA | Ishares Aaa Clo Act Etf-usdi | ETF-Other | 5.45% | +0.02% | +5.64% | |
| 6 | VCIT | Vanguard Int-term Corporate | ETF-Corp Bonds | 5.11% | -0.52% | -3.40% | |
| 7 | QQQI | Neos Nasdaq-100 High INC ETF | ETF-Tech | 4.88% | +0.08% | +2.96% | |
| 8 | VIG | Vanguard Dividend Apprec ETF | ETF-Other | 4.11% | -0.15% | -0.54% | |
| 9 | JEPI | Jpmorgan Equity Premium Inco | ETF-Other | 3.92% | -0.72% | -7.45% | |
| 10 | NIHI | Neos Msci Eafe High Income-u | ETF-Other | 3.85% | +0.29% | +14.22% | |
| 11 | VONG | Vanguard Russell 1000 Growth | ETF-Other | 3.67% | +0.32% | +10.20% | |
| 12 | IJH | Ishares Core S&p Midcap ETF | ETF-Other | 3.67% | +0.16% | +2.88% | |
| 13 | DFAS | Dimensional US Small Cap ETF | ETF-Small Cap | 3.62% | +0.27% | +7.69% | |
| 14 | RSPT | Invesco S&p 500 Equal Weight | ETF-Large Cap & Growth | 3.39% | +0.27% | -4.45% | |
| 15 | VCSH | Vanguard S/t CORP Bond ETF | ETF-Corp Bonds | 2.96% | -0.22% | -1.30% | |
| 16 | IWMI | Neos Russell 2000 High INC | ETF-Small Cap | 2.84% | +0.13% | +6.76% | |
| 17 | IYRI | Neos Real Est Hgh INC ETF | ETF-Other | 2.78% | +0.38% | +19.79% | |
| 18 | VUG | Vanguard Growth ETF | ETF-Other | 2.65% | +0.03% | +499.07% | |
| 19 | DFUV | Dimensional US Marketwide Va | ETF-Other | 2.14% | +0.12% | +3.95% | |
| 20 | VTV | Vanguard Value ETF | ETF-Other | 1.80% | +0.01% | +0.63% | |
| 21 | DFAI | Dimensional International Co | ETF-Other | 1.67% | +0.09% | +7.24% | |
| 22 | MSFT | Microsoft CORP | Stock-Tech | 1.43% | -0.27% | +2.56% | |
| 23 | DFAC | Dimensional US Core Equity 2 | ETF-Other | 1.15% | +0.06% | +5.25% | |
| 24 | VTI | Vanguard Total Stock Mkt ETF | ETF-Other | 1.06% | +0.04% | +3.23% | |
| 25 | IWF | Ishares Russell 1000 Growth | ETF-Other | 0.93% | — | +299.98% | |
| 26 | VBK | Vanguard Small-cap Grwth ETF | ETF-Other | 0.74% | +0.01% | — | |
| 27 | USRT | Ishares Core US Reit ETF | ETF-Other | 0.68% | +0.07% | +4.31% | |
| 28 | IWD | Ishares Russell 1000 Value E | ETF-Other | 0.63% | +0.01% | — | |
| 29 | QQQ | Invesco Qqq Trust Series 1 | ETF-Tech | 0.58% | +0.09% | +9.83% | |
| 30 | IGV | Ishares Expanded Tech-softwa | ETF-Tech | 0.55% | +0.06% | +25.81% | |
| 31 | VTEB | Vanguard Tax-exempt Bond ETF | ETF-Other | 0.50% | +0.17% | +59.43% | |
| 32 | DFAU | Dimensional US Core Equity M | ETF-Other | 0.44% | — | — | |
| 33 | NVDA | Nvidia CORP | Stock-Tech | 0.37% | +0.04% | +4.25% | |
| 34 | AAPL | Apple INC | Stock-Tech | 0.37% | +0.04% | +0.82% | |
| 35 | VHT | Vanguard Health Care ETF | ETF-Other | 0.36% | -0.08% | -7.01% | |
| 36 | DFAX | Dimensional World Ex US Core | ETF-Other | 0.36% | +0.01% | +0.14% | |
| 37 | DUHP | Dimensional US High Profi Et | ETF-Other | 0.33% | — | — | |
| 38 | VYM | Vanguard High Dvd Yield ETF | ETF-Other | 0.33% | +0.08% | +32.90% | |
| 39 | DFAT | Dimensional US Target Value | ETF-Other | 0.32% | +0.01% | +0.06% | |
| 40 | DFAE | Dimensional Emerging Core Eq | ETF-Emerging Markets | 0.30% | +0.02% | +0.04% | |
| 41 | IWO | Ishares Russell 2000 Growth | ETF-Small Cap | 0.28% | +0.01% | — | |
| 42 | COST | Costco Wholesale CORP | Stock-Consumer Staples | 0.28% | — | — | |
| 43 | VB | Vanguard Small-cap ETF | ETF-Other | 0.27% | — | -1.07% | |
| 44 | BRK-B | Berkshire Hathaway Inc-cl B | Stock-Other | 0.20% | — | +5.40% | |
| 45 | IYF | Ishares US Financials ETF | ETF-Other | 0.19% | — | +0.31% | |
| 46 | VOO | Vanguard S&p 500 ETF | ETF-Large Cap & Growth | 0.18% | +0.02% | +8.51% | |
| 47 | DIHP | Dimensional International Hi | ETF-Other | 0.18% | — | +0.18% | |
| 48 | JPM | Jpmorgan Chase & Co | Stock-Financials | 0.15% | — | -4.58% | |
| 49 | DIVI | Franklin International Core | ETF-Other | 0.15% | — | — | |
| 50 | ETN | Eaton Corporation plc | Stock-Industrials | 0.14% | +0.01% | — |
Performance for Q3 2026
+2.2%
Performance Last 4 Quarters
+13.1%
Based on 68% of reported portfolio value with available pricing
Cascade Wealth Advisors, Inc's most significant position changes for 2026-03-31: New buy: Oracle CORP (ORCL); New buy: Alphabet Inc-cl C (GOOG); New buy: Vanguard Ftse Developed ETF (VEA); Trim: Jpmorgan Equity Premium Inco (JEPI) — shares -7.45%; Trim: Vanguard Short-term Treasury (VGSH) — shares -3.41%.
| Period | Filed | Type | EDGAR |
|---|---|---|---|
| 2026 Q1 | 2026-05-12 | 13F-HR | View on EDGAR |
| 2025 Q4 | 2026-02-04 | 13F-HR | View on EDGAR |
| 2025 Q3 | 2025-11-12 | 13F-HR | View on EDGAR |
| 2025 Q2 | 2025-08-11 | 13F-HR | View on EDGAR |
| 2025 Q1 | 2025-05-09 | 13F-HR | View on EDGAR |
| 2024 Q4 | 2025-02-06 | 13F-HR | View on EDGAR |
| 2024 Q3 | 2024-10-15 | 13F-HR | View on EDGAR |
| 2024 Q2 | 2024-07-26 | 13F-HR | View on EDGAR |
| 2024 Q1 | 2024-04-15 | 13F-HR | View on EDGAR |
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