CF
Carter Financial, LLC 13F Holdings Tracker (Q2 2026)
Carter Financial, LLCCIK: 0002115533
Momentum followerSector-focusedQuality / disciplined sizing
Total reported value
$133.4M
Reporting period: 2026-06-30 · Number of holdings: 33
Carter Financial, LLC disclosed 33 holdings in its latest 13F filing for the period ending 2026-06-30, with total reported value of $133.4M and a quarterly turnover rate of 14.8%.
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Personality snowflake
- Concentration
- 59.83
- Portfolio Stability
- 14.82
- Momentum
- 100
- Sector conviction
- 91.86
- Diversification
- 66
- Sizing Uniformity
- 79.85
Carter Financial, LLC's disclosed holdings carry a Herfindahl concentration index of 0.150 — mathematically equivalent to about 7 equally-sized positions, well below its 33 actual disclosed holdings. That gap points to a strategy built around a small core of high-conviction bets rather than broad diversification.
Position sizes vary widely across the portfolio (a coefficient of variation of 2.01), with a handful of outsized bets alongside many smaller positions.
Recent activity leans toward adding more aggressively to already-large existing positions than to newly initiated ones (a 5.9 percentage-point tilt) — a pattern consistent with a momentum-following approach.
Sector classification currently covers about 3% of this portfolio's disclosed value; the remainder includes holdings (e.g. unmapped tickers, options, or other security types) not yet covered by our sector mapping.
Source and citation information
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Recent moves
View source Form 13F filing on SEC.govTrim VTI
-2.9% $3.0M
Trim VTV
-1.7% $952.7K
Add CGDV
+3.3% $3.3M
Add VUG
+497.5% $5.0M
Add VOO
+27.1% $683.1K
Trim VNQ
-7.8% $5.1K
Holdings Map
New buyAddUnchangedTrim
Top 10 holdings by weight
Full holdings list this quarter
| # | Ticker | Issuer | Asset Subclass | Weight | Weight Change | Shares Change | 4Q Trend |
|---|---|---|---|---|---|---|---|
| 1 | VUG | Vanguard Growth ETF | ETF-Other | 24.92% | +0.39% | +497.47% | |
| 2 | VTI | Vanguard Total Stock Mkt ETF | ETF-Other | 20.73% | -0.72% | -2.86% | |
| 3 | CGDV | Cap Group Dividend Value | ETF-Other | 15.13% | +0.46% | +3.28% | |
| 4 | LMBS | First Trust Low Duration Opp | ETF-Other | 10.15% | -0.20% | +13.82% | |
| 5 | VTV | Vanguard Value ETF | ETF-Other | 8.54% | -0.53% | -1.75% | |
| 6 | VB | Vanguard Small-cap ETF | ETF-Other | 4.85% | -0.18% | -3.36% | |
| 7 | VNQ | Vanguard Real Estate ETF | ETF-Other | 2.08% | -0.33% | -7.85% | |
| 8 | VOO | Vanguard S&p 500 ETF | ETF-Large Cap & Growth | 1.62% | +0.33% | +27.12% | |
| 9 | JMST | JPM Ultra-short Muni Income | ETF-Other | 1.53% | -0.22% | +1.28% | |
| 10 | JMUB | Jpmorgan Municipal ETF | ETF-Other | 1.24% | +0.12% | +26.73% | |
| 11 | FNDF | Schwab Fndmn Intl Lrg Co ETF | ETF-Other | 1.22% | +0.31% | +44.44% | |
| 12 | AAPL | Apple Inc | Stock-Tech | 1.18% | -0.10% | -5.86% | |
| 13 | VXUS | Vanguard Total Intl Stock | ETF-Other | 1.03% | -0.05% | -0.96% | |
| 14 | VTEB | Vanguard Tax-exempt Bond ETF | ETF-Other | 0.77% | -0.11% | — | |
| 15 | CATH | Global X S&p 500 Ca Val ETF | ETF-Large Cap & Growth | 0.50% | -0.02% | — | |
| 16 | V | Visa Inc-class A Shares | Stock-Financials | 0.45% | -0.01% | — | |
| 17 | SCHG | Schwab US Large-cap Growth | ETF-Other | 0.43% | +0.13% | +41.86% | |
| 18 | JPST | Jpmorgan Ultra-short Income | ETF-Other | 0.40% | -0.07% | — | |
| 19 | SRE | Sempra | Stock-Utilities | 0.28% | -0.06% | — | |
| 20 | BRK-B | Berkshire Hathaway Inc-cl B | Stock-Other | 0.26% | -0.03% | — | |
| 21 | CGXU | Cap Group Intl Focus | ETF-Other | 0.25% | — | — | |
| 22 | SCHB | Schwab US Broad Market ETF | ETF-Other | 0.25% | — | — | |
| 23 | BIV | Vanguard Intermediate-term B | ETF-Other | 0.25% | -0.04% | — | |
| 24 | SDVY | First Trust Smid Cap Rising | ETF-Other | 0.25% | +0.03% | +20.93% | |
| 25 | CAT | Caterpillar Inc | Stock-Industrials | 0.24% | +0.06% | — | |
| 26 | JBND | Jpmorgan Active Bond ETF | ETF-Other | 0.23% | +0.23% | NEW | |
| 27 | SCHD | Schwab US Dvd Equity ETF | ETF-Other | 0.20% | -0.02% | — | |
| 28 | BUFR | Ft Vest Lad Buffervetf-usd I | ETF-Other | 0.19% | -0.02% | — | |
| 29 | USMV | Ishares Msci USA Min Vol Fac | ETF-Other | 0.19% | +0.19% | NEW | |
| 30 | MSFT | Microsoft CORP | Stock-Tech | 0.18% | -0.02% | — | |
| 31 | ABBV | Abbvie Inc | Stock-Healthcare | 0.16% | +0.16% | NEW | |
| 32 | FITB | Fifth Third Bancorp | Stock-Financials | 0.16% | +0.16% | NEW | |
| 33 | HD | Home Depot Inc | Stock-Consumer Disc | 0.15% | +0.15% | NEW |
Portfolio Performance
Performance for Q3 2026
+2.7%
Performance Last 4 Quarters
+9.6%
- Stdev
- +14.6%
- Beta
- +0.77
- Alpha
- +0.3%
- Max Drawdown
- 0%
- Annualized Perf
- +20%
- Batting Avg vs S&P
- +50%
- Sortino
- +2.86
- Stutzer
- +0.42
- Treynor
- +0.25
- Sterling
- —
- Calmar
- +2,217.98
- Information Ratio
- -1.08
- Tracking Error
- +5%
- Stdev Down
- +6.7%
- Winning Months %
- +66.7%
- Losing Months %
- +33.3%
- Best 12 Months
- —
- Worst 12 Months
- —
- Efficiency Ratio
- +0.5
- Sharpe
- +1.32
- Stdev Sectors
- +15.3%
- Skewness
- -0.03
- Kurtosis
- -0.56
- Upside Potential
- +4.28
Reported value over time
Sector allocation
Sector allocation over time
Quarterly history
Holding changes this quarter
Carter Financial, LLC's most significant position changes for 2026-06-30: New buy: Jpmorgan Active Bond ETF (JBND); New buy: Ishares Msci USA Min Vol Fac (USMV); New buy: Abbvie Inc (ABBV); New buy: Fifth Third Bancorp (FITB); New buy: Home Depot Inc (HD).
| # | Ticker | Issuer | Weight Change | Shares Change | Action |
|---|---|---|---|---|---|
| 1 | CGDV | Cap Group Dividend Value | +0.5% | +3.28% | Add |
| 2 | VUG | Vanguard Growth ETF | +0.4% | +497.47% | Add |
| 3 | VOO | Vanguard S&p 500 ETF | +0.3% | +27.12% | Add |
| 4 | FNDF | Schwab Fndmn Intl Lrg Co ETF | +0.3% | +44.44% | Add |
| 5 | JBND | Jpmorgan Active Bond ETF | +0.2% | NEW | New buy |
| 6 | USMV | Ishares Msci USA Min Vol Fac | +0.2% | NEW | New buy |
| 7 | ABBV | Abbvie Inc | +0.2% | NEW | New buy |
| 8 | FITB | Fifth Third Bancorp | +0.2% | NEW | New buy |
| 9 | HD | Home Depot Inc | +0.2% | NEW | New buy |
| 10 | SCHG | Schwab US Large-cap Growth | +0.1% | +41.86% | Add |
| 11 | JMUB | Jpmorgan Municipal ETF | +0.1% | +26.73% | Add |
| 12 | CAT | Caterpillar Inc | +0.1% | — | Unchanged |
| 13 | SDVY | First Trust Smid Cap Rising | 0% | +20.93% | Add |
| 14 | CGXU | Cap Group Intl Focus | — | — | Unchanged |
| 15 | SCHB | Schwab US Broad Market ETF | — | — | Unchanged |
| 16 | V | Visa Inc-class A Shares | 0% | — | Unchanged |
| 17 | CATH | Global X S&p 500 Ca Val ETF | 0% | — | Unchanged |
| 18 | BUFR | Ft Vest Lad Buffervetf-usd I | 0% | — | Unchanged |
| 19 | SCHD | Schwab US Dvd Equity ETF | 0% | — | Unchanged |
| 20 | MSFT | Microsoft CORP | 0% | — | Unchanged |
| 21 | BRK-B | Berkshire Hathaway Inc-cl B | 0% | — | Unchanged |
| 22 | BIV | Vanguard Intermediate-term B | 0% | — | Unchanged |
| 23 | VXUS | Vanguard Total Intl Stock | -0.1% | -0.96% | Trim |
| 24 | SRE | Sempra | -0.1% | — | Unchanged |
| 25 | JPST | Jpmorgan Ultra-short Income | -0.1% | — | Unchanged |
| 26 | AAPL | Apple Inc | -0.1% | -5.86% | Trim |
| 27 | VTEB | Vanguard Tax-exempt Bond ETF | -0.1% | — | Unchanged |
| 28 | VB | Vanguard Small-cap ETF | -0.2% | -3.36% | Trim |
| 29 | LMBS | First Trust Low Duration Opp | -0.2% | +13.82% | Add |
| 30 | JMST | JPM Ultra-short Muni Income | -0.2% | +1.28% | Add |
| 31 | VNQ | Vanguard Real Estate ETF | -0.3% | -7.85% | Trim |
| 32 | VTV | Vanguard Value ETF | -0.5% | -1.75% | Trim |
| 33 | VTI | Vanguard Total Stock Mkt ETF | -0.7% | -2.86% | Trim |
Filing History
FAQ
What is Carter Financial, LLC and what type of investor is it?
Carter Financial, LLC is an investment manager that files SEC Form 13F quarterly, disclosing its U.S. public equity holdings to regulators. As of the most recent reporting period (2026-06-30), the firm manages a tracked equity portfolio valued at approximately $133.4M, spread across 33 disclosed positions.
What are Carter Financial, LLC's largest equity positions?
Based on the latest 13F filing, Carter Financial, LLC's top holdings by market value are:
1. Vanguard Growth ETF (VUG) — $33.2M (24.9%)
2. Vanguard Total Stock Mkt ETF (VTI) — $27.6M (20.7%)
3. Cap Group Dividend Value (CGDV) — $20.2M (15.1%)
4. First Trust Low Duration Opp (LMBS) — $13.5M (10.2%)
5. Vanguard Value ETF (VTV) — $11.4M (8.5%)
What changes did Carter Financial, LLC make in its most recent portfolio filing?
In the latest reported quarter, Carter Financial, LLC made 20 notable position adjustments: 5 new positions were initiated, 9 existing holdings were added to, 6 positions were partially reduced, and 0 were completely exited. The largest of these moves: New buy: Jpmorgan Active Bond ETF (JBND); New buy: Ishares Msci USA Min Vol Fac (USMV); New buy: Abbvie Inc (ABBV); New buy: Fifth Third Bancorp (FITB); New buy: Home Depot Inc (HD)
What sectors does Carter Financial, LLC focus on?
Carter Financial, LLC is concentrated in the following sectors based on its current disclosed equity portfolio:
• Information Technology: 48.6%
• Financials: 21.6%
• Utilities: 10.1%
• Industrials: 8.5%
• Health Care: 5.8%
• Consumer Discretionary: 5.4%
* This report is exclusively curated by the AlphaSMO team. AlphaSMO is the web's most authoritative 13F / Inside Trader database, delivering precise insider trading and institutional holdings insights.
Investment Profile
Carter Financial, LLC returned an annualized 20.0% over the trailing 6 months — outperforming the S&P 500 by 0.3 points — based on a reconstructed track record of its disclosed 13F positions, with a beta of 0.77 (less volatile than the market) and a 50% quarterly batting average against the index.
Its portfolio is moderately concentrated and long-term-holding, with 48.6% of the portfolio concentrated in Information Technology.
It has added to its CGDV position over the past two quarters (+$4.3M, now $20.2M), while trimming BIV over the same stretch (-$5.1K, still holding $329.4K).
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Developer Access
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