CF
Carter Financial Group, INC. — 13F Portfolio Report & Top Holdings (Q2 2026)
Carter Financial Group, INC.CIK: 0001919749
Diversified strategyMomentum followerSector-focused
Total reported value
$192.9M
Reporting period: 2026-06-30 · Number of holdings: 134
Carter Financial Group, INC. disclosed 134 holdings in its latest 13F filing for the period ending 2026-06-30, with total reported value of $192.9M and a quarterly turnover rate of 32.0%.
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Personality snowflake
- Concentration
- 12.98
- Portfolio Stability
- 32.01
- Momentum
- 100
- Sector conviction
- 82.78
- Diversification
- 100
- Sizing Uniformity
- 81.64
Carter Financial Group, INC.'s disclosed holdings carry a Herfindahl concentration index of 0.032 — mathematically equivalent to about 31 equally-sized positions, well below its 134 actual disclosed holdings. That gap points to a strategy built around a small core of high-conviction bets rather than broad diversification.
Position sizes vary widely across the portfolio (a coefficient of variation of 1.84), with a handful of outsized bets alongside many smaller positions.
No strong tilt toward either adding to existing winners or initiating outsized new positions was observed in the latest reported quarter.
Sector classification currently covers about 29% of this portfolio's disclosed value; the remainder includes holdings (e.g. unmapped tickers, options, or other security types) not yet covered by our sector mapping.
Source and citation information
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Recent moves
View source Form 13F filing on SEC.govNew buy BALT
Add AIS
+148.5% $5.4M
Trim CALF
-86.4% -$4.0M
Add AVUV
+1593.1% $4.8M
Trim BLDG
-82.0% -$2.4M
Trim BRK-B
-0.0% $875.3K
Holdings Map
New buyAddUnchangedTrim
Top 10 holdings by weight
Full holdings list this quarter
| # | Ticker | Issuer | Asset Subclass | Weight | Weight Change | Shares Change | 4Q Trend |
|---|---|---|---|---|---|---|---|
| 1 | BRK-B | Berkshire Hathaway Inc-cl B | Stock-Other | 10.81% | -1.55% | -0.04% | |
| 2 | QQQM | Invesco Nasdaq 100 ETF | ETF-Tech | 6.93% | +0.09% | -5.17% | |
| 3 | DBEF | Xtrackers Msci Eafe Hedged E | ETF-Other | 4.53% | +0.30% | +15.55% | |
| 4 | DIVO | Amplify Cwp Enhan Divid ETF | ETF-Other | 4.30% | -0.69% | +0.77% | |
| 5 | BALT | Inn Defined Wealth Shield | ETF-Other | 4.29% | +4.29% | NEW | |
| 6 | BLOK | Amplify Blockchain Tech ETF | ETF-Tech | 3.90% | -0.07% | -6.82% | |
| 7 | AIS | Vistashares Ais ETF | ETF-Other | 3.47% | +2.65% | +148.52% | |
| 8 | AAPL | Apple Inc | Stock-Tech | 3.36% | -0.64% | -12.18% | |
| 9 | NVDA | Nvidia CORP | Stock-Tech | 2.96% | -0.10% | +0.71% | |
| 10 | AVUV | Avantis US Small Cap Value | ETF-Small Cap | 2.62% | +2.46% | +1593.10% | |
| 11 | BNDI | Neos Enhanced Inc Agg Bd ETF | ETF-Other | 2.47% | -0.45% | +1.54% | |
| 12 | BITB | Bitwise Bitcoin ETF | ETF-Crypto | 2.33% | -0.77% | +3.35% | |
| 13 | GOOG | Alphabet Inc-cl C | Stock-Comm Services | 2.04% | +0.06% | +0.04% | |
| 14 | GOOGL | Alphabet Inc-cl A | Stock-Comm Services | 1.57% | +0.07% | +0.97% | |
| 15 | VWO | Vanguard Ftse Emerging Marke | ETF-Emerging Markets | 1.54% | -0.11% | +1.00% | |
| 16 | QQQ | Invesco Qqq Trust Series 1 | ETF-Tech | 1.51% | +0.09% | -0.43% | |
| 17 | SMH | Vaneck Semiconductor ETF | ETF-Other | 1.47% | +0.44% | -0.53% | |
| 18 | MSFT | Microsoft CORP | Stock-Tech | 1.34% | -0.16% | +5.49% | |
| 19 | SCHC | Schwab Intl Small-cap Equity | ETF-Other | 1.29% | -0.14% | +5.11% | |
| 20 | TSLA | Tesla Inc | Stock-Consumer Disc | 1.18% | -0.21% | -10.55% | |
| 21 | JMBS | Janus Henderson Mortg Backed | ETF-Other | 0.99% | -0.17% | +2.47% | |
| 22 | AMZN | Amazon.com Inc | Stock-Consumer Disc | 0.95% | -0.04% | +0.69% | |
| 23 | JPST | Jpmorgan Ultra-short Income | ETF-Other | 0.95% | -0.15% | +3.52% | |
| 24 | SCHH | Schwab US Reit ETF | ETF-Other | 0.94% | -0.06% | +2.70% | |
| 25 | PPA | Invesco Aerospace & Defense | ETF-Other | 0.91% | -0.13% | -2.52% | |
| 26 | SHLD | Global X Defense Tech ETF | ETF-Tech | 0.85% | -0.36% | -0.66% | |
| 27 | INTC | Intel CORP | Stock-Tech | 0.84% | +0.52% | -1.55% | |
| 28 | PLTR | Palantir Technologies Inc-a | Stock-Tech | 0.80% | -0.45% | -4.50% | |
| 29 | XOM | Exxon Mobil CORP | Stock-Energy | 0.77% | -0.30% | +7.22% | |
| 30 | SPY | Ss Spdr S&p 500 ETF Trust-us | ETF-Large Cap & Growth | 0.76% | -0.03% | -0.05% | |
| 31 | GABF | Gabelli Fin Srvcs Opp ETF | ETF-Other | 0.72% | -0.94% | -50.76% | |
| 32 | ZECP | Zacks Earnings Consistent Po | ETF-Other | 0.72% | -0.04% | +1.74% | |
| 33 | ANET | Arista Networks Inc | Stock-Tech | 0.71% | +0.10% | +0.11% | |
| 34 | ✓ | Stock-Other | 0.69% | +0.69% | NEW | ||
| 35 | IWV | Ishares Russell 3000 ETF | ETF-Other | 0.69% | -0.02% | — | |
| 36 | VOO | Vanguard S&p 500 ETF | ETF-Large Cap & Growth | 0.68% | -0.03% | -0.41% | |
| 37 | BNDX | Vanguard Total Intl Bond ETF | ETF-Other | 0.67% | -0.05% | +10.88% | |
| 38 | ITW | Illinois Tool Works | Stock-Industrials | 0.63% | -0.09% | +0.58% | |
| 39 | VTEB | Vanguard Tax-exempt Bond ETF | ETF-Other | 0.60% | -0.03% | +12.22% | |
| 40 | NGL | Ngl Energy Partners LP | Stock-Other | 0.55% | +0.06% | +3.08% | |
| 41 | SLYV | Ss Spdr S&p 600 Sc Val ETF | ETF-Other | 0.51% | -0.01% | +0.29% | |
| 42 | MU | Micron Technology Inc | Stock-Tech | 0.50% | +0.30% | -11.43% | |
| 43 | RTX | Rtx CORP | Stock-Industrials | 0.49% | -0.12% | -2.75% | |
| 44 | MBB | Ishares Mbs ETF | ETF-Other | 0.48% | -0.04% | +11.73% | |
| 45 | AMD | Advanced Micro Devices | Stock-Tech | 0.46% | +0.29% | +13.36% | |
| 46 | QTUM | Defiance Quantum ETF | ETF-Other | 0.43% | +0.10% | +1.23% | |
| 47 | EMB | Ishares Jp Morgan Usd Emergi | ETF-Other | 0.42% | -0.02% | +11.26% | |
| 48 | WMT | Walmart Inc | Stock-Consumer Staples | 0.42% | -0.21% | -12.75% | |
| 49 | AMGN | Amgen Inc | Stock-Healthcare | 0.42% | -0.07% | -1.58% | |
| 50 | VCIT | Vanguard Int-term Corporate | ETF-Corp Bonds | 0.41% | -0.02% | +13.63% |
1–50 of 134
Portfolio Performance
Performance for Q3 2026
+0.9%
Performance Last 4 Quarters
+17.4%
Based on 88% of reported portfolio value with available pricing
- Stdev
- +14.2%
- Beta
- +1.04
- Alpha
- -3%
- Max Drawdown
- -6.8%
- Annualized Perf
- +17.4%
- Batting Avg vs S&P
- +33.3%
- Sortino
- +3.12
- Stutzer
- +0.38
- Treynor
- +0.16
- Sterling
- +1.04
- Calmar
- +2.57
- Information Ratio
- -0.62
- Tracking Error
- +3.7%
- Stdev Down
- +5.5%
- Winning Months %
- +50%
- Losing Months %
- +50%
- Best 12 Months
- +17.4%
- Worst 12 Months
- +17.4%
- Efficiency Ratio
- +0.44
- Sharpe
- +1.2
- Stdev Sectors
- +13%
- Skewness
- +0.64
- Kurtosis
- -0.37
- Upside Potential
- +5.2
Reported value over time
Sector allocation
Sector allocation over time
Quarterly history
Holding changes this quarter
Carter Financial Group, INC.'s most significant position changes for 2026-06-30: New buy: Inn Defined Wealth Shield (BALT); New buy: ; New buy: Applied Materials Inc (AMAT); New buy: Seagate Technology Holdings plc (STX); New buy: Bhp Group Ltd-spon Adr (BHP).
| # | Ticker | Issuer | Weight Change | Shares Change | Action |
|---|---|---|---|---|---|
| 1 | BALT | Inn Defined Wealth Shield | +4.3% | NEW | New buy |
| 2 | AIS | Vistashares Ais ETF | +2.7% | +148.52% | Add |
| 3 | AVUV | Avantis US Small Cap Value | +2.5% | +1593.10% | Add |
| 4 | ✓ | +0.7% | NEW | New buy | |
| 5 | INTC | Intel CORP | +0.5% | -1.55% | Trim |
| 6 | SMH | Vaneck Semiconductor ETF | +0.4% | -0.53% | Trim |
| 7 | DBEF | Xtrackers Msci Eafe Hedged E | +0.3% | +15.55% | Add |
| 8 | MU | Micron Technology Inc | +0.3% | -11.43% | Trim |
| 9 | AMD | Advanced Micro Devices | +0.3% | +13.36% | Add |
| 10 | AMAT | Applied Materials Inc | +0.3% | NEW | New buy |
| 11 | STX | Seagate Technology Holdings plc | +0.2% | NEW | New buy |
| 12 | BHP | Bhp Group Ltd-spon Adr | +0.2% | NEW | New buy |
| 13 | SNDK | Sandisk CORP | +0.2% | NEW | New buy |
| 14 | LRCX | Lam Research CORP | +0.1% | +4.53% | Add |
| 15 | KLAC | Kla CORP | +0.1% | NEW | New buy |
| 16 | KO | Coca-cola Co/the | +0.1% | NEW | New buy |
| 17 | TWLO | Twilio Inc - A | +0.1% | NEW | New buy |
| 18 | RIO | Rio Tinto Plc-spon Adr | +0.1% | NEW | New buy |
| 19 | WDC | Western Digital CORP | +0.1% | NEW | New buy |
| 20 | ASML | ASML Holding N.V. | +0.1% | +14.79% | Add |
| 21 | CM | Can Imperial Bk Of Commerce | +0.1% | NEW | New buy |
| 22 | CARR | Carrier Global CORP | +0.1% | NEW | New buy |
| 23 | NOK | Nokia Corp-spon Adr | +0.1% | NEW | New buy |
| 24 | AIQ | Global X Art Intel & Tech | +0.1% | NEW | New buy |
| 25 | GM | General Motors Co | +0.1% | NEW | New buy |
| 26 | SU | Suncor Energy Inc | +0.1% | NEW | New buy |
| 27 | ANET | Arista Networks Inc | +0.1% | +0.11% | Add |
| 28 | QTUM | Defiance Quantum ETF | +0.1% | +1.23% | Add |
| 29 | CSCO | Cisco Systems Inc | +0.1% | +34.31% | Add |
| 30 | BMO | Bank Of Montreal | +0.1% | NEW | New buy |
| 31 | QQQM | Invesco Nasdaq 100 ETF | +0.1% | -5.17% | Trim |
| 32 | QQQ | Invesco Qqq Trust Series 1 | +0.1% | -0.43% | Trim |
| 33 | GOOGL | Alphabet Inc-cl A | +0.1% | +0.97% | Add |
| 34 | GOOG | Alphabet Inc-cl C | +0.1% | +0.04% | Add |
| 35 | NGL | Ngl Energy Partners LP | +0.1% | +3.08% | Add |
| 36 | MFG | Mizuho Financial Group-adr | +0.1% | NEW | New buy |
| 37 | CAT | Caterpillar Inc | +0.1% | -0.62% | Trim |
| 38 | RIG | Transocean Ltd. | 0% | NEW | New buy |
| 39 | JNJ | Johnson & Johnson | 0% | +24.70% | Add |
| 40 | RY | Royal Bank Of Canada | 0% | +6.65% | Add |
| 41 | TD | Toronto-dominion Bank | 0% | +5.80% | Add |
| 42 | ABBV | Abbvie Inc | 0% | +19.02% | Add |
| 43 | GEV | GE Vernova Inc | 0% | -2.06% | Trim |
| 44 | DRIV | Global X Autonomous&elec-etf | 0% | -0.05% | Trim |
| 45 | META | Meta Platforms Inc-class A | — | +21.30% | Add |
| 46 | SMIZ | Zacks Small/mid Cap ETF | — | +0.08% | Add |
| 47 | HSBC | Hsbc Holdings Plc-spons Adr | — | +4.03% | Add |
| 48 | IWM | Ishares Russell 2000 ETF | — | — | Unchanged |
| 49 | LII | Lennox International Inc | — | — | Unchanged |
| 50 | WELL | Welltower Inc | — | -2.11% | Trim |
1–50 of 146
Filing History
FAQ
What is Carter Financial Group, INC. and what type of investor is it?
Carter Financial Group, INC. is an investment manager that files SEC Form 13F quarterly, disclosing its U.S. public equity holdings to regulators. As of the most recent reporting period (2026-06-30), the firm manages a tracked equity portfolio valued at approximately $192.9M, spread across 134 disclosed positions.
What are Carter Financial Group, INC.'s largest equity positions?
Based on the latest 13F filing, Carter Financial Group, INC.'s top holdings by market value are:
1. Berkshire Hathaway Inc-cl B (BRK-B) — $20.9M (10.8%)
2. Invesco Nasdaq 100 ETF (QQQM) — $13.4M (6.9%)
3. Xtrackers Msci Eafe Hedged E (DBEF) — $8.7M (4.5%)
4. Amplify Cwp Enhan Divid ETF (DIVO) — $8.3M (4.3%)
5. Inn Defined Wealth Shield (BALT) — $8.3M (4.3%)
What changes did Carter Financial Group, INC. make in its most recent portfolio filing?
In the latest reported quarter, Carter Financial Group, INC. made 142 notable position adjustments: 20 new positions were initiated, 61 existing holdings were added to, 49 positions were partially reduced, and 12 were completely exited. The largest of these moves: New buy: Inn Defined Wealth Shield (BALT); New buy: ; New buy: Applied Materials Inc (AMAT); New buy: Seagate Technology Holdings plc (STX); New buy: Bhp Group Ltd-spon Adr (BHP)
What sectors does Carter Financial Group, INC. focus on?
Carter Financial Group, INC. is concentrated in the following sectors based on its current disclosed equity portfolio:
• Information Technology: 47.7%
• Communication Services: 14.6%
• Financials: 9.3%
• Industrials: 9.2%
• Consumer Discretionary: 8.2%
• Health Care: 3.7%
* This report is exclusively curated by the AlphaSMO team. AlphaSMO is the web's most authoritative 13F / Inside Trader database, delivering precise insider trading and institutional holdings insights.
Investment Profile
Carter Financial Group, INC. returned an annualized 17.4% over the trailing 12 months — underperforming the S&P 500 by 3.0 points — based on a reconstructed track record of its disclosed 13F positions, with a beta of 1.04 (roughly in line with the market) and a 33% quarterly batting average against the index.
Its portfolio is broadly diversified and moderately active, with 47.7% of the portfolio concentrated in Information Technology.
Its turnover score has risen from 0 to 32 over the past 4 quarters — a shift toward more active trading.
It has added to its AIS position over the past two quarters (+$6.2M, now $6.7M), while trimming CALF over the same stretch (-$4.0M, still holding $729.9K).
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Developer Access
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