CA
Carroll Advisory Group, LLC 13F Holdings & Position Changes (Q3 2026)
Carroll Advisory Group, LLCCIK: 0002108684
Diversified strategySector-focusedMomentum follower
Total reported value
$317.2M
Reporting period: 2026-09-30 · Number of holdings: 105
Carroll Advisory Group, LLC disclosed 105 holdings in its latest 13F filing for the period ending 2026-09-30, with total reported value of $317.2M and a quarterly turnover rate of 8.7%.
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Personality snowflake
- Concentration
- 17.25
- Portfolio Stability
- 8.73
- Momentum
- 100
- Sector conviction
- 100
- Diversification
- 100
- Sizing Uniformity
- 83.58
Carroll Advisory Group, LLC's disclosed holdings carry a Herfindahl concentration index of 0.043 — mathematically equivalent to about 23 equally-sized positions, well below its 105 actual disclosed holdings. That gap points to a strategy built around a small core of high-conviction bets rather than broad diversification.
Position sizes vary widely across the portfolio (a coefficient of variation of 1.64), with a handful of outsized bets alongside many smaller positions.
No strong tilt toward either adding to existing winners or initiating outsized new positions was observed in the latest reported quarter.
Sector classification currently covers about 13% of this portfolio's disclosed value; the remainder includes holdings (e.g. unmapped tickers, options, or other security types) not yet covered by our sector mapping.
Source and citation information
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Recent moves
View source Form 13F filing on SEC.govTrim HAWX
-1.5% -$897.2K
Trim SPSM
+2.6% -$1.0M
Add NVDA
+1.6% $2.1M
Trim IJH
+2.7% -$764.6K
Add BSCV
+41.4% $1.5M
New buy 30233Q108
Holdings Map
New buyAddUnchangedTrim
Top 10 holdings by weight
Full holdings list this quarter
Showing top 85 holdings (of 105 total)
| # | Ticker | Issuer | Asset Subclass | Weight | Weight Change | Shares Change | 4Q Trend |
|---|---|---|---|---|---|---|---|
| 1 | VOO | Vanguard S&p 500 ETF | ETF-Large Cap & Growth | 9.11% | -0.29% | -1.10% | |
| 2 | RSP | Invesco S&p 500 Equal Weight | ETF-Large Cap & Growth | 7.93% | -0.34% | +2.14% | |
| 3 | HAWX | Ishares Cur Hdg Msci Acwi-x | ETF-Other | 7.06% | -0.59% | -1.52% | |
| 4 | QQQM | Invesco Nasdaq 100 ETF | ETF-Tech | 6.09% | -0.24% | -0.32% | |
| 5 | IJH | Ishares Core S&p Midcap ETF | ETF-Other | 5.55% | -0.48% | +2.71% | |
| 6 | VEA | Vanguard Ftse Developed ETF | ETF-Other | 5.34% | +0.19% | +9.02% | |
| 7 | SPSM | Ss Spdr P S&p 600 Small Cap | ETF-Small Cap | 5.14% | -0.55% | +2.65% | |
| 8 | NOBL | Proshares S&p 500 Dividend A | ETF-Large Cap & Growth | 4.86% | -0.23% | +3.23% | |
| 9 | NVDA | Nvidia CORP | Stock-Tech | 4.78% | +0.49% | +1.63% | |
| 10 | VTI | Vanguard Total Stock Mkt ETF | ETF-Other | 2.98% | -0.13% | -1.37% | |
| 11 | PG | Procter & Gamble Co/the | Stock-Consumer Staples | 2.59% | -0.13% | +0.14% | |
| 12 | BSCS | Invesco Bulletshares 2028 Cb | ETF-Other | 2.53% | +0.29% | +19.02% | |
| 13 | BSCT | Invesco Bulletshares 2029 Cb | ETF-Other | 2.51% | +0.23% | +17.03% | |
| 14 | BSCR | Invesco Bulletshares 2027 Cb | ETF-Other | 2.40% | +0.22% | +14.89% | |
| 15 | BSCU | Invesco Bulletshares 2030 Cb | ETF-Other | 2.14% | +0.27% | +23.25% | |
| 16 | BSCQ | Invesco Bulletshares 2026 Cb | ETF-Other | 2.13% | +0.18% | +13.81% | |
| 17 | SPYM | Ste Str Spdr Pt S&p 500 ETF | ETF-Large Cap & Growth | 2.00% | -0.05% | -0.79% | |
| 18 | BSCV | Invesco Bulletshares 2031 Cb | ETF-Other | 1.75% | +0.41% | +41.43% | |
| 19 | VWO | Vanguard Ftse Emerging Marke | ETF-Emerging Markets | 1.30% | +0.05% | +8.98% | |
| 20 | BSCW | Invesco Bulletshares 2032 Cb | ETF-Other | 1.17% | +0.07% | +16.46% | |
| 21 | BSCZ | Invesco Bulletshares 2035 Cb | ETF-Other | 1.11% | +0.03% | +13.89% | |
| 22 | QQQ | Invesco Qqq Trust Series 1 | ETF-Tech | 1.06% | -0.08% | -3.39% | |
| 23 | VXUS | Vanguard Total Intl Stock | ETF-Other | 0.96% | -0.05% | -0.19% | |
| 24 | IBM | Intl Business Machines CORP | Stock-Tech | 0.95% | -0.31% | +0.07% | |
| 25 | BSCX | Invesco Bulletshares 2033 Cb | ETF-Other | 0.93% | +0.06% | +17.27% | |
| 26 | SPMD | Ss Spdr P S&p 400 Midcap ETF | ETF-Other | 0.91% | -0.12% | -1.33% | |
| 27 | BSCY | Invesco Bulletshares 2034 Cb | ETF-Other | 0.89% | +0.06% | +17.09% | |
| 28 | TSLA | Tesla Inc | Stock-Consumer Disc | 0.88% | -0.22% | -5.30% | |
| 29 | VONE | Vanguard Russell 1000 | ETF-Other | 0.88% | -0.03% | -0.44% | |
| 30 | VEU | Vanguard Ftse All-world Ex-u | ETF-Other | 0.81% | -0.05% | -1.62% | |
| 31 | AAPL | Apple Inc | Stock-Tech | 0.75% | +0.12% | +8.75% | |
| 32 | SPDW | Ste Str Spdr Pt Dw EU ETF | ETF-Other | 0.70% | -0.08% | -5.70% | |
| 33 | SCHD | Schwab US Dvd Equity ETF | ETF-Other | 0.62% | +0.01% | +4.41% | |
| 34 | VT | Vanguard Tot World Stk ETF | ETF-Other | 0.60% | -0.02% | — | |
| 35 | EQAL | Invesco Russell 1000 Equal W | ETF-Other | 0.54% | -0.04% | -0.16% | |
| 36 | IWR | Ishares Russell Mid-cap ETF | ETF-Other | 0.54% | -0.04% | -1.41% | |
| 37 | MSFT | Microsoft CORP | Stock-Tech | 0.45% | +0.14% | +8.23% | |
| 38 | AMZN | Amazon.com Inc | Stock-Consumer Disc | 0.43% | -0.03% | -6.85% | |
| 39 | SCHA | Schwab US Small-cap ETF | ETF-Other | 0.42% | -0.07% | -0.78% | |
| 40 | ONEQ | Fidelity Nasdaq Comp Indx | ETF-Tech | 0.41% | -0.01% | -1.06% | |
| 41 | ✓ | Stock-Other | 0.35% | +0.35% | NEW | ||
| 42 | PANW | Palo Alto Networks Inc | Stock-Tech | 0.28% | +0.28% | NEW | |
| 43 | VB | Vanguard Small-cap ETF | ETF-Other | 0.27% | -0.03% | -0.56% | |
| 44 | ANET | Arista Networks Inc | Stock-Tech | 0.26% | +0.26% | NEW | |
| 45 | VUG | Vanguard Growth ETF | ETF-Other | 0.22% | -0.01% | -3.68% | |
| 46 | GBCI | Glacier Bancorp Inc | Stock-Financials | 0.20% | -0.05% | +0.07% | |
| 47 | BND | Vanguard Total Bond Market | ETF-Other | 0.17% | -0.02% | -1.97% | |
| 48 | VIG | Vanguard Dividend Apprec ETF | ETF-Other | 0.17% | -0.01% | +0.13% | |
| 49 | ✓ | Stock-Other | 0.17% | +0.17% | NEW | ||
| 50 | SPAB | Ss Spdr P Agg Bond ETF | ETF-Other | 0.17% | -0.06% | -21.63% |
1–50 of 85
Portfolio Performance
Performance for Q4 2026
+0.8%
Performance Last 4 Quarters
+6.2%
- Stdev
- +13.2%
- Beta
- +0.79
- Alpha
- -4.8%
- Max Drawdown
- -1.8%
- Annualized Perf
- +9.4%
- Batting Avg vs S&P
- +37.5%
- Sortino
- +1.49
- Stutzer
- +0.23
- Treynor
- +0.12
- Sterling
- —
- Calmar
- +5.23
- Information Ratio
- -1.86
- Tracking Error
- +4.6%
- Stdev Down
- +6.6%
- Winning Months %
- +62.5%
- Losing Months %
- +37.5%
- Best 12 Months
- —
- Worst 12 Months
- —
- Efficiency Ratio
- +0.27
- Sharpe
- +0.74
- Stdev Sectors
- +21.1%
- Skewness
- +0.33
- Kurtosis
- -0.55
- Upside Potential
- +3.33
Reported value over time
Sector allocation
Sector allocation over time
Quarterly history
Holding changes this quarter
Carroll Advisory Group, LLC's most significant position changes for 2026-09-30: New buy: ; Sold out: Exxon Mobil CORP (XOM); New buy: Palo Alto Networks Inc (PANW); New buy: Arista Networks Inc (ANET); New buy: .
| # | Ticker | Issuer | Weight Change | Shares Change | Action |
|---|---|---|---|---|---|
| 1 | NVDA | Nvidia CORP | +0.5% | +1.63% | Add |
| 2 | BSCV | Invesco Bulletshares 2031 Cb | +0.4% | +41.43% | Add |
| 3 | ✓ | +0.4% | NEW | New buy | |
| 4 | BSCS | Invesco Bulletshares 2028 Cb | +0.3% | +19.02% | Add |
| 5 | PANW | Palo Alto Networks Inc | +0.3% | NEW | New buy |
| 6 | BSCU | Invesco Bulletshares 2030 Cb | +0.3% | +23.25% | Add |
| 7 | ANET | Arista Networks Inc | +0.3% | NEW | New buy |
| 8 | BSCT | Invesco Bulletshares 2029 Cb | +0.2% | +17.03% | Add |
| 9 | BSCR | Invesco Bulletshares 2027 Cb | +0.2% | +14.89% | Add |
| 10 | VEA | Vanguard Ftse Developed ETF | +0.2% | +9.02% | Add |
| 11 | BSCQ | Invesco Bulletshares 2026 Cb | +0.2% | +13.81% | Add |
| 12 | ✓ | +0.2% | NEW | New buy | |
| 13 | MSFT | Microsoft CORP | +0.1% | +8.23% | Add |
| 14 | MSTR | Strategy Inc | +0.1% | NEW | New buy |
| 15 | TCAF | T Rowe Prc Cap Appreciation | +0.1% | NEW | New buy |
| 16 | AAPL | Apple Inc | +0.1% | +8.75% | Add |
| 17 | RECS | Columbia Resear Enh Cor ETF | +0.1% | NEW | New buy |
| 18 | ✓ | +0.1% | NEW | New buy | |
| 19 | DDOG | Datadog Inc - Class A | +0.1% | NEW | New buy |
| 20 | UNH | Unitedhealth Group Inc | +0.1% | NEW | New buy |
| 21 | BSCW | Invesco Bulletshares 2032 Cb | +0.1% | +16.46% | Add |
| 22 | TMSL | T.rowe Prc Small-mid Cap ETF | +0.1% | NEW | New buy |
| 23 | BRK-B | Berkshire Hathaway Inc-cl B | +0.1% | NEW | New buy |
| 24 | MRVL | Marvell Technology Inc | +0.1% | NEW | New buy |
| 25 | BSCX | Invesco Bulletshares 2033 Cb | +0.1% | +17.27% | Add |
| 26 | BSCY | Invesco Bulletshares 2034 Cb | +0.1% | +17.09% | Add |
| 27 | XLK | Ss Technology Select Sector | +0.1% | NEW | New buy |
| 28 | SPY | Ss Spdr S&p 500 ETF Trust-us | +0.1% | +63.05% | Add |
| 29 | MSTR | Strategy Inc | +0.1% | +0.21% | Add |
| 30 | VWO | Vanguard Ftse Emerging Marke | +0.1% | +8.98% | Add |
| 31 | TTD | Trade Desk Inc/the -class A | 0% | NEW | New buy |
| 32 | BSCZ | Invesco Bulletshares 2035 Cb | 0% | +13.89% | Add |
| 33 | SCHD | Schwab US Dvd Equity ETF | 0% | +4.41% | Add |
| 34 | SCHY | Schwab International Dvd ETF | 0% | +13.53% | Add |
| 35 | IAU | Ishares Gold Trust | 0% | +9.21% | Add |
| 36 | MU | Micron Technology Inc | 0% | +19.05% | Add |
| 37 | GOOGL | Alphabet Inc-cl A | 0% | +14.97% | Add |
| 38 | IWD | Ishares Russell 1000 Value E | 0% | +9.58% | Add |
| 39 | VOOG | Vanguard S&p 500 Growth ETF | 0% | +4.92% | Add |
| 40 | ALL | Allstate CORP | — | +0.42% | Add |
| 41 | GOOG | Alphabet Inc-cl C | — | +7.99% | Add |
| 42 | SPYG | Ss Spdr P S&p 500 Growth ETF | — | +0.09% | Add |
| 43 | IHI | Ishares U.s. Medical Devices | — | — | Unchanged |
| 44 | HEFA | Isha Curr Hedged Msci Eafe | — | — | Unchanged |
| 45 | BNDX | Vanguard Total Intl Bond ETF | — | +2.54% | Add |
| 46 | COST | Costco Wholesale CORP | — | +3.70% | Add |
| 47 | SPEM | State Street Sp Ptf Em ETF | — | +0.07% | Add |
| 48 | AEP | American Electric Power | 0% | +4.96% | Add |
| 49 | VBIL | Vanguard 0-3m T-bill ETF | 0% | -4.51% | Trim |
| 50 | ONEQ | Fidelity Nasdaq Comp Indx | 0% | -1.06% | Trim |
1–50 of 88
Filing History
FAQ
What is Carroll Advisory Group, LLC and what type of investor is it?
Carroll Advisory Group, LLC is an investment manager that files SEC Form 13F quarterly, disclosing its U.S. public equity holdings to regulators. As of the most recent reporting period (2026-09-30), the firm manages a tracked equity portfolio valued at approximately $317.2M, spread across 105 disclosed positions.
What are Carroll Advisory Group, LLC's largest equity positions?
Based on the latest 13F filing, Carroll Advisory Group, LLC's top holdings by market value are:
1. Vanguard S&p 500 ETF (VOO) — $28.9M (9.1%)
2. Invesco S&p 500 Equal Weight (RSP) — $25.2M (7.9%)
3. Ishares Cur Hdg Msci Acwi-x (HAWX) — $22.4M (7.1%)
4. Invesco Nasdaq 100 ETF (QQQM) — $19.3M (6.1%)
5. Ishares Core S&p Midcap ETF (IJH) — $17.6M (5.5%)
What changes did Carroll Advisory Group, LLC make in its most recent portfolio filing?
In the latest reported quarter, Carroll Advisory Group, LLC made 84 notable position adjustments: 15 new positions were initiated, 43 existing holdings were added to, 23 positions were partially reduced, and 3 were completely exited. The largest of these moves: New buy: ; Sold out: Exxon Mobil CORP (XOM); New buy: Palo Alto Networks Inc (PANW); New buy: Arista Networks Inc (ANET); New buy:
What sectors does Carroll Advisory Group, LLC focus on?
Carroll Advisory Group, LLC is concentrated in the following sectors based on its current disclosed equity portfolio:
• Information Technology: 63.3%
• Consumer Staples: 21.0%
• Consumer Discretionary: 10.4%
• Financials: 2.1%
• Communication Services: 1.7%
• Utilities: 0.8%
* This report is exclusively curated by the AlphaSMO team. AlphaSMO is the web's most authoritative 13F / Inside Trader database, delivering precise insider trading and institutional holdings insights.
Investment Profile
Carroll Advisory Group, LLC returned an annualized 9.4% over the trailing 8 months — underperforming the S&P 500 by 4.8 points — based on a reconstructed track record of its disclosed 13F positions, with a beta of 0.79 (less volatile than the market) and a 38% quarterly batting average against the index.
Its portfolio is broadly diversified and long-term-holding, with 63.3% of the portfolio concentrated in Information Technology.
It has added to its VEA position over the past two quarters (+$7.4M, now $17.0M), while trimming SPAB over the same stretch (-$660.0K, still holding $524.0K).
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Developer Access
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