CA
Carroll Advisory Group, LLC 13F Holdings & Position Changes (Q2 2026)
Carroll Advisory Group, LLCCIK: 0002108684
Diversified strategySector-focusedMomentum follower
Total reported value
$304.5M
Reporting period: 2026-06-30 · Number of holdings: 93
Carroll Advisory Group, LLC disclosed 93 holdings in its latest 13F filing for the period ending 2026-06-30, with total reported value of $304.5M and a quarterly turnover rate of 19.2%.
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Personality snowflake
- Concentration
- 18.3
- Portfolio Stability
- 19.21
- Momentum
- 100
- Sector conviction
- 100
- Diversification
- 100
- Sizing Uniformity
- 84.6
Carroll Advisory Group, LLC's disclosed holdings carry a Herfindahl concentration index of 0.046 — mathematically equivalent to about 22 equally-sized positions, well below its 93 actual disclosed holdings. That gap points to a strategy built around a small core of high-conviction bets rather than broad diversification.
Position sizes vary widely across the portfolio (a coefficient of variation of 1.54), with a handful of outsized bets alongside many smaller positions.
Recent activity leans toward adding more aggressively to already-large existing positions than to newly initiated ones (a 2.0 percentage-point tilt) — a pattern consistent with a momentum-following approach.
Sector classification currently covers about 12% of this portfolio's disclosed value; the remainder includes holdings (e.g. unmapped tickers, options, or other security types) not yet covered by our sector mapping.
Source and citation information
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Recent moves
View source Form 13F filing on SEC.govAdd VEA
+47.1% $6.1M
Trim HAWX
-9.4% $686.1K
Trim VT
-56.2% -$1.9M
Add SPSM
+14.0% $4.6M
Add QQQM
+3.3% $4.6M
Trim VTI
-12.1% $129.8K
Holdings Map
New buyAddUnchangedTrim
Top 10 holdings by weight
Full holdings list this quarter
Showing top 73 holdings (of 93 total)
| # | Ticker | Issuer | Asset Subclass | Weight | Weight Change | Shares Change | 4Q Trend |
|---|---|---|---|---|---|---|---|
| 1 | VOO | Vanguard S&p 500 ETF | ETF-Large Cap & Growth | 9.40% | +0.39% | +7.39% | |
| 2 | RSP | Invesco S&p 500 Equal Weight | ETF-Large Cap & Growth | 8.27% | +0.31% | +10.87% | |
| 3 | HAWX | Ishares Cur Hdg Msci Acwi-x | ETF-Other | 7.65% | -1.13% | -9.40% | |
| 4 | QQQM | Invesco Nasdaq 100 ETF | ETF-Tech | 6.33% | +0.65% | +3.29% | |
| 5 | IJH | Ishares Core S&p Midcap ETF | ETF-Other | 6.03% | +0.46% | +12.24% | |
| 6 | SPSM | Ss Spdr P S&p 600 Small Cap | ETF-Small Cap | 5.69% | +0.75% | +13.99% | |
| 7 | VEA | Vanguard Ftse Developed ETF | ETF-Other | 5.15% | +1.43% | +47.06% | |
| 8 | NOBL | Proshares S&p 500 Dividend A | ETF-Large Cap & Growth | 5.09% | +0.27% | +135.75% | |
| 9 | NVDA | Nvidia CORP | Stock-Tech | 4.29% | -0.11% | +0.52% | |
| 10 | VTI | Vanguard Total Stock Mkt ETF | ETF-Other | 3.11% | -0.52% | -12.10% | |
| 11 | PG | Procter & Gamble Co/the | Stock-Consumer Staples | 2.72% | -0.44% | -0.05% | |
| 12 | BSCT | Invesco Bulletshares 2029 Cb | ETF-Other | 2.28% | +0.07% | +22.66% | |
| 13 | BSCS | Invesco Bulletshares 2028 Cb | ETF-Other | 2.24% | +0.05% | +21.41% | |
| 14 | BSCR | Invesco Bulletshares 2027 Cb | ETF-Other | 2.18% | +0.04% | +20.44% | |
| 15 | SPYM | Ste Str Spdr Pt S&p 500 ETF | ETF-Large Cap & Growth | 2.05% | -0.11% | -2.24% | |
| 16 | BSCQ | Invesco Bulletshares 2026 Cb | ETF-Other | 1.95% | -0.39% | -1.56% | |
| 17 | BSCU | Invesco Bulletshares 2030 Cb | ETF-Other | 1.87% | +0.01% | +19.44% | |
| 18 | BSCV | Invesco Bulletshares 2031 Cb | ETF-Other | 1.34% | -0.03% | +16.41% | |
| 19 | IBM | Intl Business Machines CORP | Stock-Tech | 1.26% | -0.03% | -0.32% | |
| 20 | VWO | Vanguard Ftse Emerging Marke | ETF-Emerging Markets | 1.25% | +0.39% | +56.93% | |
| 21 | QQQ | Invesco Qqq Trust Series 1 | ETF-Tech | 1.14% | +0.07% | -1.92% | |
| 22 | TSLA | Tesla Inc | Stock-Consumer Disc | 1.10% | +0.04% | +7.50% | |
| 23 | BSCW | Invesco Bulletshares 2032 Cb | ETF-Other | 1.10% | -0.05% | +12.84% | |
| 24 | BSCZ | Invesco Bulletshares 2035 Cb | ETF-Other | 1.08% | -0.09% | +9.62% | |
| 25 | SPMD | Ss Spdr P S&p 400 Midcap ETF | ETF-Other | 1.03% | -0.04% | +0.03% | |
| 26 | VXUS | Vanguard Total Intl Stock | ETF-Other | 1.01% | -0.21% | -11.40% | |
| 27 | VONE | Vanguard Russell 1000 | ETF-Other | 0.91% | -0.03% | -0.26% | |
| 28 | BSCX | Invesco Bulletshares 2033 Cb | ETF-Other | 0.87% | -0.06% | +11.20% | |
| 29 | VEU | Vanguard Ftse All-world Ex-u | ETF-Other | 0.86% | -0.06% | -0.51% | |
| 30 | BSCY | Invesco Bulletshares 2034 Cb | ETF-Other | 0.83% | -0.10% | +6.71% | |
| 31 | SPDW | Ste Str Spdr Pt Dw EU ETF | ETF-Other | 0.78% | -0.24% | -17.86% | |
| 32 | AAPL | Apple Inc | Stock-Tech | 0.63% | -0.06% | -5.80% | |
| 33 | VT | Vanguard Tot World Stk ETF | ETF-Other | 0.62% | -0.86% | -56.19% | |
| 34 | SCHD | Schwab US Dvd Equity ETF | ETF-Other | 0.61% | -0.02% | +10.60% | |
| 35 | IWR | Ishares Russell Mid-cap ETF | ETF-Other | 0.58% | -0.04% | -1.83% | |
| 36 | EQAL | Invesco Russell 1000 Equal W | ETF-Other | 0.58% | -0.06% | — | |
| 37 | SCHA | Schwab US Small-cap ETF | ETF-Other | 0.49% | +0.01% | -2.06% | |
| 38 | AMZN | Amazon.com Inc | Stock-Consumer Disc | 0.46% | -0.02% | -1.85% | |
| 39 | ONEQ | Fidelity Nasdaq Comp Indx | ETF-Tech | 0.42% | — | -3.14% | |
| 40 | MSFT | Microsoft CORP | Stock-Tech | 0.31% | -0.06% | -1.61% | |
| 41 | XOM | Exxon Mobil CORP | Stock-Energy | 0.30% | -0.15% | +0.01% | |
| 42 | VB | Vanguard Small-cap ETF | ETF-Other | 0.30% | -0.01% | — | |
| 43 | GBCI | Glacier Bancorp Inc | Stock-Financials | 0.25% | -0.01% | — | |
| 44 | SPAB | Ss Spdr P Agg Bond ETF | ETF-Other | 0.23% | -0.23% | -40.61% | |
| 45 | VUG | Vanguard Growth ETF | ETF-Other | 0.23% | — | +500.00% | |
| 46 | BND | Vanguard Total Bond Market | ETF-Other | 0.19% | -0.05% | -3.39% | |
| 47 | VIG | Vanguard Dividend Apprec ETF | ETF-Other | 0.18% | +0.01% | +17.41% | |
| 48 | VGSH | Vanguard Short-term Treasury | ETF-Gov Bonds | 0.17% | -0.03% | +1.33% | |
| 49 | VCSH | Vanguard S/t CORP Bond ETF | ETF-Corp Bonds | 0.17% | -0.03% | +1.36% | |
| 50 | SCHZ | Schwab US Aggregate Bond ETF | ETF-Other | 0.17% | -0.03% | — |
1–50 of 73
Portfolio Performance
Performance for Q3 2026
+1.5%
Performance Last 4 Quarters
+8%
- Stdev
- +14.9%
- Beta
- +0.78
- Alpha
- -2.8%
- Max Drawdown
- -1.4%
- Annualized Perf
- +16.7%
- Batting Avg vs S&P
- +33.3%
- Sortino
- +2.3
- Stutzer
- +0.35
- Treynor
- +0.21
- Sterling
- —
- Calmar
- +11.87
- Information Ratio
- -1.56
- Tracking Error
- +5.3%
- Stdev Down
- +7.2%
- Winning Months %
- +66.7%
- Losing Months %
- +33.3%
- Best 12 Months
- —
- Worst 12 Months
- —
- Efficiency Ratio
- +0.39
- Sharpe
- +1.1
- Stdev Sectors
- +18.5%
- Skewness
- -0.05
- Kurtosis
- -0.93
- Upside Potential
- +4.05
Reported value over time
Sector allocation
Sector allocation over time
Quarterly history
Holding changes this quarter
Carroll Advisory Group, LLC's most significant position changes for 2026-06-30: New buy: Schwab International Dvd ETF (SCHY); New buy: Micron Technology Inc (MU); New buy: Ishares Gold Trust (IAU); Sold out: Ishares Core U.s. Aggregate (AGG); New buy: Allstate CORP (ALL).
1–50 of 74
Filing History
FAQ
What is Carroll Advisory Group, LLC and what type of investor is it?
Carroll Advisory Group, LLC is an investment manager that files SEC Form 13F quarterly, disclosing its U.S. public equity holdings to regulators. As of the most recent reporting period (2026-06-30), the firm manages a tracked equity portfolio valued at approximately $304.5M, spread across 93 disclosed positions.
What are Carroll Advisory Group, LLC's largest equity positions?
Based on the latest 13F filing, Carroll Advisory Group, LLC's top holdings by market value are:
1. Vanguard S&p 500 ETF (VOO) — $28.6M (9.4%)
2. Invesco S&p 500 Equal Weight (RSP) — $25.2M (8.3%)
3. Ishares Cur Hdg Msci Acwi-x (HAWX) — $23.3M (7.7%)
4. Invesco Nasdaq 100 ETF (QQQM) — $19.3M (6.3%)
5. Ishares Core S&p Midcap ETF (IJH) — $18.4M (6.0%)
What changes did Carroll Advisory Group, LLC make in its most recent portfolio filing?
In the latest reported quarter, Carroll Advisory Group, LLC made 65 notable position adjustments: 7 new positions were initiated, 31 existing holdings were added to, 26 positions were partially reduced, and 1 were completely exited. The largest of these moves: New buy: Schwab International Dvd ETF (SCHY); New buy: Micron Technology Inc (MU); New buy: Ishares Gold Trust (IAU); Sold out: Ishares Core U.s. Aggregate (AGG); New buy: Allstate CORP (ALL)
What sectors does Carroll Advisory Group, LLC focus on?
Carroll Advisory Group, LLC is concentrated in the following sectors based on its current disclosed equity portfolio:
• Information Technology: 55.5%
• Consumer Staples: 23.8%
• Consumer Discretionary: 13.0%
• Financials: 2.7%
• Energy: 2.5%
• Communication Services: 1.4%
* This report is exclusively curated by the AlphaSMO team. AlphaSMO is the web's most authoritative 13F / Inside Trader database, delivering precise insider trading and institutional holdings insights.
Investment Profile
Carroll Advisory Group, LLC returned an annualized 16.7% over the trailing 6 months — underperforming the S&P 500 by 2.8 points — based on a reconstructed track record of its disclosed 13F positions, with a beta of 0.78 (less volatile than the market) and a 33% quarterly batting average against the index.
Its portfolio is broadly diversified and long-term-holding, with 55.5% of the portfolio concentrated in Information Technology.
Its turnover score has risen from 0 to 19 over the past 2 quarters — a shift toward more active trading.
It has added to its VEA position over the past two quarters (+$9.5M, now $15.7M), while trimming MSFT over the same stretch (-$710.5K, still holding $956.2K).
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