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Carolina Wealth Advisors, LLC — 13F Portfolio Changes & Top Buys (Q3 2026)
Carolina Wealth Advisors, LLCCIK: 0001786411
Diversified strategyMomentum followerLong-term holder
Total reported value
$262.8M
Reporting period: 2026-09-30 · Number of holdings: 373
Carolina Wealth Advisors, LLC disclosed 373 holdings in its latest 13F filing for the period ending 2026-09-30, with total reported value of $262.8M and a quarterly turnover rate of 18.0%.
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Personality snowflake
- Concentration
- 10.01
- Portfolio Stability
- 18.04
- Momentum
- 100
- Sector conviction
- 44.42
- Diversification
- 100
- Sizing Uniformity
- 71.09
Carolina Wealth Advisors, LLC's disclosed holdings carry a Herfindahl concentration index of 0.025 — mathematically equivalent to about 40 equally-sized positions, well below its 373 actual disclosed holdings. That gap points to a strategy built around a small core of high-conviction bets rather than broad diversification.
Position sizes vary widely across the portfolio (a coefficient of variation of 2.89), with a handful of outsized bets alongside many smaller positions.
No strong tilt toward either adding to existing winners or initiating outsized new positions was observed in the latest reported quarter.
Sector classification currently covers about 59% of this portfolio's disclosed value; the remainder includes holdings (e.g. unmapped tickers, options, or other security types) not yet covered by our sector mapping.
Source and citation information
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Recent moves
View source Form 13F filing on SEC.govTrim MRK
-97.8% -$4.0M
New buy MPC
Add VLO
+36861.1% $2.6M
Add STX
+1581.5% $2.1M
Add HD
+191.8% $1.8M
Add BKLC
+228.9% $2.0M
Holdings Map
New buyAddUnchangedTrim
Top 10 holdings by weight
Full holdings list this quarter
Showing top 200 holdings (of 373 total)
| # | Ticker | Issuer | Asset Subclass | Weight | Weight Change | Shares Change | 4Q Trend |
|---|---|---|---|---|---|---|---|
| 1 | BKLC | Bny Mellon US Lrg Cap Cor | ETF-Other | 7.22% | +0.58% | +228.87% | |
| 2 | SCHQ | Schwab Long-term US Treasury | ETF-Gov Bonds | 6.86% | -0.25% | +9.28% | |
| 3 | BKAG | Bny Mellon Core Bond ETF | ETF-Other | 5.00% | -0.05% | +6.87% | |
| 4 | SCHP | Schwab U.s. Tips ETF | ETF-Other | 4.58% | -0.33% | +1.29% | |
| 5 | SPHY | Ss Spdr P High Yield ETF | ETF-High Yield | 3.85% | -0.03% | +5.88% | |
| 6 | CSCO | Cisco Systems Inc | Stock-Tech | 2.61% | -0.28% | +1.29% | |
| 7 | BSCZ | Invesco Bulletshares 2035 Cb | ETF-Other | 2.28% | -0.07% | +6.53% | |
| 8 | AMGN | Amgen Inc | Stock-Healthcare | 2.11% | +0.26% | +1.21% | |
| 9 | SCCO | Southern Copper CORP | Stock-Materials | 2.11% | +0.28% | +1.85% | |
| 10 | KO | Coca-cola Co/the | Stock-Consumer Staples | 1.98% | +0.07% | +0.88% | |
| 11 | ABBV | Abbvie Inc | Stock-Healthcare | 1.92% | +0.07% | +3.07% | |
| 12 | FESM | Fidelity Enhanced Small Cap | ETF-Small Cap | 1.91% | -0.16% | +2.22% | |
| 13 | TXN | Texas Instruments Inc | Stock-Tech | 1.88% | -0.14% | +1.90% | |
| 14 | PM | Philip Morris International | Stock-Consumer Staples | 1.82% | +0.06% | +1.01% | |
| 15 | XLP | Ss Consumer Staples Sel Sect | ETF-Other | 1.81% | +0.12% | +13.84% | |
| 16 | SCHY | Schwab International Dvd ETF | ETF-Other | 1.78% | +0.08% | +8.67% | |
| 17 | FRO | Frontline plc | Stock-Other | 1.66% | +0.48% | +2.05% | |
| 18 | TRGP | Targa Resources CORP | Stock-Energy | 1.65% | -0.02% | +1.16% | |
| 19 | MO | Altria Group Inc | Stock-Consumer Staples | 1.64% | -0.23% | -3.62% | |
| 20 | BMY | Bristol-myers Squibb Co | Stock-Healthcare | 1.36% | +0.09% | +1.67% | |
| 21 | BP | Bp Plc-spons Adr | Stock-Energy | 1.33% | +0.20% | +1.25% | |
| 22 | HD | Home Depot Inc | Stock-Consumer Disc | 1.22% | +0.69% | +191.78% | |
| 23 | VZ | Verizon Communications Inc | Stock-Comm Services | 1.22% | +0.08% | +1.87% | |
| 24 | BBY | Best Buy Co Inc | Stock-Consumer Disc | 1.21% | +0.16% | +1.65% | |
| 25 | UNP | Union Pacific CORP | Stock-Industrials | 1.17% | — | +3.31% | |
| 26 | HPQ | Hp Inc | Stock-Tech | 1.12% | +0.33% | +1.90% | |
| 27 | NVDA | Nvidia CORP | Stock-Tech | 1.12% | +0.11% | +0.21% | |
| 28 | LRCX | Lam Research CORP | Stock-Tech | 1.09% | -0.39% | +0.11% | |
| 29 | HAS | Hasbro Inc | Stock-Consumer Disc | 1.05% | +0.04% | +1.25% | |
| 30 | CL | Colgate-palmolive Co | Stock-Consumer Staples | 1.05% | -0.09% | +1.21% | |
| 31 | MPC | Marathon Petroleum CORP | Stock-Energy | 0.98% | +0.98% | NEW | |
| 32 | MDT | Medtronic plc | Stock-Healthcare | 0.98% | +0.07% | +0.31% | |
| 33 | VLO | Valero Energy CORP | Stock-Energy | 0.98% | +0.98% | +36861.11% | |
| 34 | TROW | T Rowe Price Group Inc | Stock-Financials | 0.97% | -0.09% | +3.47% | |
| 35 | HRB | H&r Block Inc | Stock-Consumer Disc | 0.94% | +0.06% | +2.60% | |
| 36 | SNDK | Sandisk CORP | Stock-Tech | 0.91% | -0.28% | +3.06% | |
| 37 | JNJ | Johnson & Johnson | Stock-Healthcare | 0.89% | +0.02% | +1.50% | |
| 38 | ITW | Illinois Tool Works | Stock-Industrials | 0.88% | -0.06% | +1.46% | |
| 39 | UL | Unilever Plc-sponsored Adr | Stock-Consumer Staples | 0.88% | — | +1.16% | |
| 40 | STX | Seagate Technology Holdings plc | Stock-Tech | 0.86% | +0.80% | +1581.51% | |
| 41 | SMG | Scotts Miracle-gro Co | Stock-Materials | 0.83% | -0.32% | +1.16% | |
| 42 | GFI | Gold Fields Ltd-spons Adr | Stock-Materials | 0.82% | +0.04% | +1.69% | |
| 43 | PEP | Pepsico Inc | Stock-Consumer Staples | 0.82% | -0.15% | -6.79% | |
| 44 | PG | Procter & Gamble Co/the | Stock-Consumer Staples | 0.82% | -0.12% | -8.50% | |
| 45 | DRI | Darden Restaurants Inc | Stock-Consumer Disc | 0.80% | -0.07% | +1.47% | |
| 46 | LMT | Lockheed Martin CORP | Stock-Industrials | 0.80% | -0.01% | +1.48% | |
| 47 | APAM | Artisan Partners Asset Ma -a | Stock-Financials | 0.79% | +0.02% | +1.77% | |
| 48 | IBM | Intl Business Machines CORP | Stock-Tech | 0.76% | -0.22% | +2.87% | |
| 49 | LLY | Eli Lilly & Co | Stock-Healthcare | 0.76% | -0.05% | +0.12% | |
| 50 | MU | Micron Technology Inc | Stock-Tech | 0.74% | -0.05% | +4.58% |
1–50 of 200
Portfolio Performance
Performance for Q4 2026
+2.7%
Performance Last 4 Quarters
+21.2%
- Stdev
- +11.8%
- Beta
- +0.73
- Alpha
- +1.6%
- Max Drawdown
- -7.5%
- Annualized Perf
- +18.7%
- Batting Avg vs S&P
- +33.3%
- Sortino
- +3.46
- Stutzer
- +0.45
- Treynor
- +0.24
- Sterling
- +1.2
- Calmar
- +2.48
- Information Ratio
- -0.52
- Tracking Error
- +8.4%
- Stdev Down
- +5.2%
- Winning Months %
- +63.9%
- Losing Months %
- +36.1%
- Best 12 Months
- +32.2%
- Worst 12 Months
- -0.3%
- Efficiency Ratio
- +0.65
- Sharpe
- +1.52
- Stdev Sectors
- +7.2%
- Skewness
- +0.28
- Kurtosis
- -0.17
- Upside Potential
- +5.06
Reported value over time
Sector allocation
Sector allocation over time
Quarterly history
| Period | Holdings | Total value | Stability | Top holdings | |
|---|---|---|---|---|---|
| 2026 Q3 | 373 | $262.8M | 18 | ||
| 2026 Q2 | 278 | $255.1M | 0 | ||
| 2026 Q1 | 278 | $240.1M | 100 | ||
| 2025 Q4 | 272 | $224.3M | 13 | ||
| 2025 Q3 | 232 | $231.5M | 99 | ||
| 2025 Q2 | 270 | $202.7M | 0 | ||
| 2025 Q1 | 284 | $185.4M | 100 | ||
| 2024 Q4 | 299 | $185.8M | 0 | ||
| 2024 Q3 | 339 | $196.6M | 0 | ||
| 2024 Q2 | 226 | $203.9M | 0 | ||
| 2024 Q1 | 222 | $184.5M | 0 | ||
| 2023 Q4 | 248 | $193.0M | 0 | ||
| 2023 Q3 | 271 | $177.1M | 0 | ||
| 2023 Q2 | 256 | $166.2M | 0 | ||
| 2023 Q1 | 275 | $170.8M | 0 | ||
| 2022 Q4 | 248 | $158.8M | 0 | ||
| 2022 Q3 | 260 | $127.4M | 0 | ||
| 2022 Q2 | 319 | $151.4M | 0 | ||
| 2022 Q1 | 290 | $158.3M | 0 | ||
| 2021 Q4 | 285 | $177.0M | 0 | ||
| 2021 Q3 | 279 | $151.0M | 0 | ||
| 2021 Q2 | 296 | $148.4M | 100 | ||
| 2021 Q1 | 317 | $137.1M | 39 | ||
| 2020 Q4 | 266 | $124.5M | 17 | ||
| 2020 Q3 | 233 | $113.9M | 16 | ||
| 2020 Q2 | 181 | $103.4M | 22 | ||
| 2020 Q1 | 182 | $86.5M | 41 | ||
| 2019 Q4 | 189 | $105.6M | — |
Holding changes this quarter
Carolina Wealth Advisors, LLC's most significant position changes for 2026-09-30: New buy: Marathon Petroleum CORP (MPC); Sold out: Applovin Corp-class A (APP); Sold out: Iridium Communications Inc (IRDM); New buy: Onespan Inc (OSPN); New buy: Northern Oil And Gas Inc (NOG).
Showing top 200 changes by size (of 405 total)
| # | Ticker | Issuer | Weight Change | Shares Change | Action |
|---|---|---|---|---|---|
| 1 | MPC | Marathon Petroleum CORP | +1% | NEW | New buy |
| 2 | VLO | Valero Energy CORP | +1% | +36861.11% | Add |
| 3 | STX | Seagate Technology Holdings plc | +0.8% | +1581.51% | Add |
| 4 | HD | Home Depot Inc | +0.7% | +191.78% | Add |
| 5 | BKLC | Bny Mellon US Lrg Cap Cor | +0.6% | +228.87% | Add |
| 6 | FRO | Frontline plc | +0.5% | +2.05% | Add |
| 7 | HPQ | Hp Inc | +0.3% | +1.90% | Add |
| 8 | SCCO | Southern Copper CORP | +0.3% | +1.85% | Add |
| 9 | AMGN | Amgen Inc | +0.3% | +1.21% | Add |
| 10 | BP | Bp Plc-spons Adr | +0.2% | +1.25% | Add |
| 11 | BBY | Best Buy Co Inc | +0.2% | +1.65% | Add |
| 12 | OSPN | Onespan Inc | +0.2% | NEW | New buy |
| 13 | NOG | Northern Oil And Gas Inc | +0.2% | NEW | New buy |
| 14 | XLP | Ss Consumer Staples Sel Sect | +0.1% | +13.84% | Add |
| 15 | GLTR | Abrdn Precious Metals Basket | +0.1% | +21.05% | Add |
| 16 | HST | Host Hotels & Resorts Inc | +0.1% | NEW | New buy |
| 17 | CPA | Copa Holdings, S.A. | +0.1% | NEW | New buy |
| 18 | NVDA | Nvidia CORP | +0.1% | +0.21% | Add |
| 19 | DINO | Hf Sinclair CORP | +0.1% | +14.86% | Add |
| 20 | VUG | Vanguard Growth ETF | +0.1% | +1875.69% | Add |
| 21 | BMY | Bristol-myers Squibb Co | +0.1% | +1.67% | Add |
| 22 | SCHY | Schwab International Dvd ETF | +0.1% | +8.67% | Add |
| 23 | VZ | Verizon Communications Inc | +0.1% | +1.87% | Add |
| 24 | DOX | Amdocs Limited | +0.1% | +104.83% | Add |
| 25 | ABBV | Abbvie Inc | +0.1% | +3.07% | Add |
| 26 | KO | Coca-cola Co/the | +0.1% | +0.88% | Add |
| 27 | MDT | Medtronic plc | +0.1% | +0.31% | Add |
| 28 | PM | Philip Morris International | +0.1% | +1.01% | Add |
| 29 | HRB | H&r Block Inc | +0.1% | +2.60% | Add |
| 30 | BRK-B | Berkshire Hathaway Inc-cl B | +0.1% | +90.59% | Add |
| 31 | VTV | Vanguard Value ETF | +0.1% | +7110.00% | Add |
| 32 | GOVT | Ishares US Treasury Bond ETF | +0.1% | NEW | New buy |
| 33 | VYMI | Vanguard Int High Dvd Yld In | +0.1% | NEW | New buy |
| 34 | SPY | Ss Spdr S&p 500 ETF Trust-us | +0.1% | +625.00% | Add |
| 35 | HAS | Hasbro Inc | 0% | +1.25% | Add |
| 36 | GFI | Gold Fields Ltd-spons Adr | 0% | +1.69% | Add |
| 37 | TOL | Toll Brothers Inc | 0% | NEW | New buy |
| 38 | MAR | Marriott International -cl A | 0% | +2069.23% | Add |
| 39 | CB | Chubb Limited | 0% | +1266.67% | Add |
| 40 | BNY | Bank Of New York Mellon CORP | 0% | NEW | New buy |
| 41 | AAPL | Apple Inc | 0% | +0.78% | Add |
| 42 | LITE | Lumentum Holdings Inc | 0% | +49.65% | Add |
| 43 | JPM | Jpmorgan Chase & Co | 0% | +168.46% | Add |
| 44 | LQD | Ishr Ibx Usd Invgd Cb Etf-ui | 0% | NEW | New buy |
| 45 | IVV | Ishares Core S&p 500 ETF | 0% | +365.52% | Add |
| 46 | QQQ | Invesco Qqq Trust Series 1 | 0% | NEW | New buy |
| 47 | JNJ | Johnson & Johnson | 0% | +1.50% | Add |
| 48 | APAM | Artisan Partners Asset Ma -a | 0% | +1.77% | Add |
| 49 | MSFT | Microsoft CORP | 0% | +45.90% | Add |
| 50 | NSC | Norfolk Southern CORP | 0% | NEW | New buy |
1–50 of 200
Filing History
FAQ
What is Carolina Wealth Advisors, LLC and what type of investor is it?
Carolina Wealth Advisors, LLC is an investment manager that files SEC Form 13F quarterly, disclosing its U.S. public equity holdings to regulators. As of the most recent reporting period (2026-09-30), the firm manages a tracked equity portfolio valued at approximately $262.8M, spread across 373 disclosed positions.
What are Carolina Wealth Advisors, LLC's largest equity positions?
Based on the latest 13F filing, Carolina Wealth Advisors, LLC's top holdings by market value are:
1. Bny Mellon US Lrg Cap Cor (BKLC) — $19.0M (7.2%)
2. Schwab Long-term US Treasury (SCHQ) — $18.0M (6.9%)
3. Bny Mellon Core Bond ETF (BKAG) — $13.1M (5.0%)
4. Schwab U.s. Tips ETF (SCHP) — $12.0M (4.6%)
5. Ss Spdr P High Yield ETF (SPHY) — $10.1M (3.9%)
What changes did Carolina Wealth Advisors, LLC make in its most recent portfolio filing?
In the latest reported quarter, Carolina Wealth Advisors, LLC made 194 notable position adjustments: 60 new positions were initiated, 87 existing holdings were added to, 24 positions were partially reduced, and 23 were completely exited. The largest of these moves: New buy: Marathon Petroleum CORP (MPC); Sold out: Applovin Corp-class A (APP); Sold out: Iridium Communications Inc (IRDM); New buy: Onespan Inc (OSPN); New buy: Northern Oil And Gas Inc (NOG)
What sectors does Carolina Wealth Advisors, LLC focus on?
Carolina Wealth Advisors, LLC is concentrated in the following sectors based on its current disclosed equity portfolio:
• Information Technology: 23.7%
• Consumer Staples: 16.9%
• Health Care: 15.2%
• Consumer Discretionary: 14.6%
• Energy: 9.2%
• Materials: 6.5%
Investment Profile
Carolina Wealth Advisors, LLC returned an annualized 18.7% over the trailing 36 months — outperforming the S&P 500 by 1.6 points — based on a reconstructed track record of its disclosed 13F positions, with a beta of 0.73 (less volatile than the market) and a 33% quarterly batting average against the index.
Its portfolio is broadly diversified and long-term-holding.
Its turnover score has fallen from 99 to 18 over the past 4 quarters — a shift toward longer holding periods.
It has added to its BKLC position over the past two quarters (+$4.9M, now $19.0M), while trimming MRK over the same stretch (-$5.7M, still holding $100.8K).
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Developer Access
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REST API
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