CIK: 0001818535
Total reported value
$212.8M
Reporting period: 2026-03-31 · Number of holdings: 124
Carl P. Sherr & Co., LLC disclosed 124 holdings in its latest 13F filing for the period ending 2026-03-31, with total reported value of $212.8M and a quarterly turnover rate of 7.2%.
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Carl P. Sherr & Co., LLC's disclosed holdings carry a Herfindahl concentration index of 0.027 — mathematically equivalent to about 37 equally-sized positions, well below its 124 actual disclosed holdings. That gap points to a strategy built around a small core of high-conviction bets rather than broad diversification.
Position sizes vary widely across the portfolio (a coefficient of variation of 1.55), with a handful of outsized bets alongside many smaller positions.
No strong tilt toward either adding to existing winners or initiating outsized new positions was observed in the latest reported quarter.
Sector classification currently covers about 43% of this portfolio's disclosed value; the remainder includes holdings (e.g. unmapped tickers, options, or other security types) not yet covered by our sector mapping.
Trim MSFT
-0.5% -$1.1M
Add VRT
-1.4% $634.0K
Trim IVW
+0.0% -$1.4M
Trim GOOG
-1.3% -$663.9K
Trim IBM
-0.9% -$547.9K
Add IXUS
+1.9% -$142.7K
| # | Ticker | Issuer | Asset Subclass | Weight | Weight Change | Shares Change | 4Q Trend |
|---|---|---|---|---|---|---|---|
| 1 | IVW | Ishares S&p 500 Growth ETF | ETF-Large Cap & Growth | 6.94% | -0.28% | +0.01% | |
| 2 | IUSV | Ishares Core S&p U.s. Value | ETF-Other | 6.55% | +0.12% | -0.41% | |
| 3 | AAPL | Apple INC | Stock-Tech | 5.35% | +0.12% | -0.65% | |
| 4 | IXUS | Ishares Core Intl Stock ETF | ETF-Other | 5.27% | +0.20% | +1.90% | |
| 5 | IGIB | Ishares 5-10y Inv Grade CORP | ETF-Corp Bonds | 5.03% | +0.16% | -0.48% | |
| 6 | BIV | Vanguard Intermediate-term B | ETF-Other | 4.54% | — | +0.38% | |
| 7 | MSFT | Microsoft CORP | Stock-Tech | 3.15% | -0.35% | -0.53% | |
| 8 | NVDA | Nvidia CORP | Stock-Tech | 2.56% | -0.11% | — | |
| 9 | IWR | Ishares Russell Mid-cap ETF | ETF-Other | 2.55% | — | +1.20% | |
| 10 | LLY | Eli Lilly & Co | Stock-Healthcare | 2.20% | -0.15% | — | |
| 11 | IJR | Ishares Core S&p Small-cap E | ETF-Small Cap | 2.14% | +0.06% | -0.13% | |
| 12 | SPHY | Ss Spdr P High Yield ETF | ETF-High Yield | 2.09% | — | +1.53% | |
| 13 | VTI | Vanguard Total Stock Mkt ETF | ETF-Other | 1.78% | -0.01% | — | |
| 14 | JPM | Jpmorgan Chase & Co | Stock-Financials | 1.71% | — | -1.27% | |
| 15 | HD | Home Depot INC | Stock-Consumer Disc | 1.64% | -0.16% | -1.54% | |
| 16 | GOOG | Alphabet Inc-cl C | Stock-Comm Services | 1.60% | -0.21% | -1.28% | |
| 17 | COST | Costco Wholesale CORP | Stock-Consumer Staples | 1.51% | +0.13% | -1.97% | |
| 18 | VCIT | Vanguard Int-term Corporate | ETF-Corp Bonds | 1.45% | — | +0.05% | |
| 19 | AXP | American Express Co | Stock-Financials | 1.44% | -0.17% | -1.01% | |
| 20 | QQQ | Invesco Qqq Trust Series 1 | ETF-Tech | 1.42% | -0.03% | — | |
| 21 | VUG | Vanguard Growth ETF | ETF-Other | 1.25% | -0.05% | +0.08% | |
| 22 | VRT | Vertiv Holdings Co-a | Stock-Industrials | 1.21% | +0.34% | -1.41% | |
| 23 | AMZN | Amazon.com INC | Stock-Consumer Disc | 1.18% | -0.11% | +0.17% | |
| 24 | JNJ | Johnson & Johnson | Stock-Healthcare | 1.09% | +0.12% | -0.40% | |
| 25 | MUB | Ishares National Muni Bond E | ETF-Other | 1.03% | — | — | |
| 26 | SPY | Ss Spdr S&p 500 ETF Trust-us | ETF-Large Cap & Growth | 0.96% | -0.01% | — | |
| 27 | SPOT | Spotify Technology S.A. | Stock-Comm Services | 0.94% | — | +0.66% | |
| 28 | SAFT | Safety Insurance Group INC | Stock-Other | 0.94% | -0.05% | -2.12% | |
| 29 | IBM | Intl Business Machines CORP | Stock-Tech | 0.93% | -0.20% | -0.86% | |
| 30 | TJX | Tjx Companies INC | Stock-Consumer Disc | 0.87% | +0.08% | -0.88% | |
| 31 | GDX | Vaneck Gold Miners ETF | ETF-Commodities | 0.86% | — | — | |
| 32 | VEA | Vanguard Ftse Developed ETF | ETF-Other | 0.86% | — | +0.48% | |
| 33 | VB | Vanguard Small-cap ETF | ETF-Other | 0.80% | — | +3.07% | |
| 34 | V | Visa Inc-class A Shares | Stock-Financials | 0.78% | -0.01% | — | |
| 35 | INDB | Independent Bank Corp/ma | Stock-Other | 0.75% | -0.02% | — | |
| 36 | NFLX | Netflix INC | Stock-Comm Services | 0.75% | — | -17.46% | |
| 37 | META | Meta Platforms Inc-class A | Stock-Comm Services | 0.74% | -0.15% | -1.26% | |
| 38 | IVV | Ishares Core S&p 500 ETF | ETF-Large Cap & Growth | 0.73% | -0.01% | — | |
| 39 | MCD | Mcdonald's CORP | Stock-Consumer Disc | 0.73% | — | -1.97% | |
| 40 | VPU | Vanguard Utilities ETF | ETF-Other | 0.71% | — | -1.71% | |
| 41 | CAC | Camden National CORP | Stock-Other | 0.51% | -0.01% | -6.13% | |
| 42 | DNP | Dnp Select Income Fund INC | Stock-Financials | 0.51% | +0.10% | +17.25% | |
| 43 | AMGN | Amgen INC | Stock-Healthcare | 0.50% | — | — | |
| 44 | BGR | Blackrock Enrgy & Res Tr | Stock-Other | 0.50% | +0.08% | — | |
| 45 | MAR | Marriott International -cl A | Stock-Consumer Disc | 0.50% | — | — | |
| 46 | BLK | Blackrock INC | Stock-Financials | 0.49% | -0.05% | — | |
| 47 | ABBV | Abbvie INC | Stock-Healthcare | 0.48% | — | — | |
| 48 | HON | Honeywell International INC | Stock-Industrials | 0.46% | — | +0.02% | |
| 49 | NEE | Nextera Energy INC | Stock-Utilities | 0.46% | — | +0.02% | |
| 50 | SBUX | Starbucks CORP | Stock-Consumer Disc | 0.45% | — | +0.02% |
Performance for Q3 2026
+2.7%
Performance Last 4 Quarters
+17.3%
Based on 70% of reported portfolio value with available pricing
| Period | Holdings | Total value | Stability | Top holdings |
|---|---|---|---|---|
| 2026-03-31 | 124 | $212.8M | 7 | |
| 2025-12-31 | 127 | $224.0M | 13 | |
| 2025-09-30 | 118 | $211.1M | 21 | |
| 2025-06-30 | 118 | $197.8M | 0 | |
| 2025-03-31 | 117 | $182.8M | 100 | |
| 2024-12-31 | 118 | $190.3M | 0 | |
| 2024-09-30 | 114 | $190.0M | 0 | |
| 2024-06-30 | 116 | $179.3M | 0 | |
| 2024-03-31 | 121 | $177.4M | 0 | |
| 2023-12-31 | 115 | $165.3M | 0 | |
| 2023-09-30 | 111 | $147.5M | 0 | |
| 2023-06-30 | 116 | $152.3M | 0 | |
| 2023-03-31 | 113 | $139.5M | 0 | |
| 2022-12-31 | 110 | $131.7M | 0 | |
| 2022-09-30 | 112 | $125.4M | 0 | |
| 2022-06-30 | 118 | $133.6M | 0 | |
| 2022-03-31 | 120 | $148.2M | 0 | |
| 2021-12-31 | 126 | $165.3M | 0 | |
| 2021-09-30 | 99 | $125.3M | 0 | |
| 2021-06-30 | 119 | $145.4M | 100 | |
| 2021-03-31 | 110 | $132.9M | 13 | |
| 2020-12-31 | 107 | $125.4M | 16 | |
| 2020-09-30 | 103 | $110.4M | 16 | |
| 2020-06-30 | 101 | $100.8M | 24 | |
| 2020-03-31 | 99 | $84.4M | 24 | |
| 2019-12-31 | 108 | $102.3M | — |
Carl P. Sherr & Co., LLC's most significant position changes for 2026-03-31: New buy: Allstate CORP (ALL); Sold out: Ishares Preferred & Income S (PFF); Sold out: Adobe INC (ADBE); Sold out: Blackrock Taxable Muni Bnd (BBN); Sold out: Guggenheim Taxable Municipal (GBAB).
| # | Ticker | Issuer | Weight Change | Shares Change | Action |
|---|---|---|---|---|---|
| 1 | VRT | Vertiv Holdings Co-a | +0.3% | -1.41% | Trim |
| 2 | IXUS | Ishares Core Intl Stock ETF | +0.2% | +1.90% | Add |
| 3 | IGIB | Ishares 5-10y Inv Grade CORP | +0.2% | -0.48% | Trim |
| 4 | COST | Costco Wholesale CORP | +0.1% | -1.97% | Trim |
| 5 | IUSV | Ishares Core S&p U.s. Value | +0.1% | -0.41% | Trim |
| 6 | AAPL | Apple INC | +0.1% | -0.65% | Trim |
| 7 | JNJ | Johnson & Johnson | +0.1% | -0.40% | Trim |
| 8 | DNP | Dnp Select Income Fund INC | +0.1% | +17.25% | Add |
| 9 | BGR | Blackrock Enrgy & Res Tr | +0.1% | — | Unchanged |
| 10 | TJX | Tjx Companies INC | +0.1% | -0.88% | Trim |
| 11 | MRK | Merck & Co. INC. | +0.1% | +6.25% | Add |
| 12 | IJR | Ishares Core S&p Small-cap E | +0.1% | -0.13% | Trim |
| 13 | BMY | Bristol-myers Squibb Co | 0% | +7.67% | Add |
| 14 | JPM | Jpmorgan Chase & Co | — | -1.27% | Trim |
| 15 | NFLX | Netflix INC | — | -17.46% | Trim |
| 16 | VTI | Vanguard Total Stock Mkt ETF | 0% | — | Unchanged |
| 17 | SPY | Ss Spdr S&p 500 ETF Trust-us | 0% | — | Unchanged |
| 18 | V | Visa Inc-class A Shares | 0% | — | Unchanged |
| 19 | IVV | Ishares Core S&p 500 ETF | 0% | — | Unchanged |
| 20 | CAC | Camden National CORP | 0% | -6.13% | Trim |
| 21 | XHB | Ss Spdr S&p Homebldrs ETF | 0% | +0.12% | Add |
| 22 | INDB | Independent Bank Corp/ma | 0% | — | Unchanged |
| 23 | GOOGL | Alphabet Inc-cl A | 0% | — | Unchanged |
| 24 | BX | Blackstone INC | 0% | — | Unchanged |
| 25 | CEG | Constellation Energy | 0% | -21.96% | Trim |
| 26 | QQQ | Invesco Qqq Trust Series 1 | 0% | — | Unchanged |
| 27 | ANET | Arista Networks INC | 0% | — | Unchanged |
| 28 | BAC | Bank Of America CORP | 0% | -3.03% | Trim |
| 29 | KMPR | Kemper CORP | 0% | — | Unchanged |
| 30 | VUG | Vanguard Growth ETF | -0.1% | +0.08% | Add |
| 31 | SAFT | Safety Insurance Group INC | -0.1% | -2.12% | Trim |
| 32 | BLK | Blackrock INC | -0.1% | — | Unchanged |
| 33 | MCHP | Microchip Technology INC | -0.1% | — | Unchanged |
| 34 | DIS | Walt Disney Co/the | -0.1% | -10.70% | Trim |
| 35 | NVDA | Nvidia CORP | -0.1% | — | Unchanged |
| 36 | AMZN | Amazon.com INC | -0.1% | +0.17% | Add |
| 37 | LLY | Eli Lilly & Co | -0.2% | — | Unchanged |
| 38 | META | Meta Platforms Inc-class A | -0.2% | -1.26% | Trim |
| 39 | HD | Home Depot INC | -0.2% | -1.54% | Trim |
| 40 | AXP | American Express Co | -0.2% | -1.01% | Trim |
| 41 | ✓ | On Hldg AG | -0.2% | -20.27% | Trim |
| 42 | IBM | Intl Business Machines CORP | -0.2% | -0.86% | Trim |
| 43 | GOOG | Alphabet Inc-cl C | -0.2% | -1.28% | Trim |
| 44 | IVW | Ishares S&p 500 Growth ETF | -0.3% | +0.01% | Add |
| 45 | MSFT | Microsoft CORP | -0.4% | -0.53% | Trim |
| 46 | ALL | Allstate CORP | — | NEW | New buy |
| 47 | PFF | Ishares Preferred & Income S | — | EXIT | Sold out |
| 48 | ADBE | Adobe INC | — | EXIT | Sold out |
| 49 | BBN | Blackrock Taxable Muni Bnd | — | EXIT | Sold out |
| 50 | GBAB | Guggenheim Taxable Municipal | — | EXIT | Sold out |
| Period | Filed | Type | EDGAR |
|---|---|---|---|
| 2026-03-31 | 2026-05-07 | 13F-HR | View on EDGAR |
| 2025-12-31 | 2026-02-09 | 13F-HR | View on EDGAR |
| 2025-09-30 | 2025-11-03 | 13F-HR | View on EDGAR |
| 2025-06-30 | 2025-08-08 | 13F-HR | View on EDGAR |
| 2025-03-31 | 2025-05-08 | 13F-HR | View on EDGAR |
| 2024-12-31 | 2025-02-03 | 13F-HR | View on EDGAR |
| 2024-09-30 | 2024-11-14 | 13F-HR | View on EDGAR |
| 2024-06-30 | 2024-07-23 | 13F-HR | View on EDGAR |
| 2024-03-31 | 2024-05-02 | 13F-HR | View on EDGAR |
| 2023-12-31 | 2024-01-30 | 13F-HR | View on EDGAR |
| 2023-09-30 | 2023-11-03 | 13F-HR | View on EDGAR |
| 2023-06-30 | 2023-07-17 | 13F-HR | View on EDGAR |
| 2023-03-31 | 2023-05-02 | 13F-HR | View on EDGAR |
| 2022-12-31 | 2023-02-03 | 13F-HR | View on EDGAR |
| 2022-09-30 | 2022-11-10 | 13F-HR | View on EDGAR |
| 2022-06-30 | 2022-08-03 | 13F-HR | View on EDGAR |
| 2022-03-31 | 2022-05-03 | 13F-HR | View on EDGAR |
| 2021-12-31 | 2022-02-11 | 13F-HR | View on EDGAR |
| 2021-09-30 | 2021-11-03 | 13F-HR | View on EDGAR |
| 2021-06-30 | 2021-07-21 | 13F-HR | View on EDGAR |
| 2021-03-31 | 2021-04-13 | 13F-HR | View on EDGAR |
| 2020-12-31 | 2021-02-08 | 13F-HR | View on EDGAR |
| 2020-09-30 | 2020-10-19 | 13F-HR | View on EDGAR |
| 2020-06-30 | 2020-07-29 | 13F-HR | View on EDGAR |
| 2020-03-31 | 2020-07-28 | 13F-HR | View on EDGAR |
| 2019-12-31 | 2020-07-28 | 13F-HR | View on EDGAR |
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