CI
Capital Investment Management, Inc. SEC 13F Filing (Q2 2026) — Holdings & Portfolio
Capital Investment Management, Inc.CIK: 0002124549
Diversified strategyMomentum followerQuality / disciplined sizing
Total reported value
$326.4M
Reporting period: 2026-06-30 · Number of holdings: 132
Capital Investment Management, Inc. disclosed 132 holdings in its latest 13F filing for the period ending 2026-06-30, with total reported value of $326.4M and a quarterly turnover rate of 16.3%.
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Personality snowflake
- Concentration
- 17.32
- Portfolio Stability
- 16.26
- Momentum
- 100
- Sector conviction
- 64.14
- Diversification
- 100
- Sizing Uniformity
- 78.2
Capital Investment Management, Inc.'s disclosed holdings carry a Herfindahl concentration index of 0.043 — mathematically equivalent to about 23 equally-sized positions, well below its 132 actual disclosed holdings. That gap points to a strategy built around a small core of high-conviction bets rather than broad diversification.
Position sizes vary widely across the portfolio (a coefficient of variation of 2.18), with a handful of outsized bets alongside many smaller positions.
No strong tilt toward either adding to existing winners or initiating outsized new positions was observed in the latest reported quarter.
Sector classification currently covers about 9% of this portfolio's disclosed value; the remainder includes holdings (e.g. unmapped tickers, options, or other security types) not yet covered by our sector mapping.
Source and citation information
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Recent moves
View source Form 13F filing on SEC.govAdd IVV
+79.7% $4.0M
Trim SPAB
+0.2% -$29.5K
Add IUSB
+45.5% $2.0M
Trim EFV
-58.0% -$1.1M
Trim QUAL
-84.0% -$1.1M
New buy CORO
Holdings Map
New buyAddUnchangedTrim
Top 10 holdings by weight
Full holdings list this quarter
| # | Ticker | Issuer | Asset Subclass | Weight | Weight Change | Shares Change | 4Q Trend |
|---|---|---|---|---|---|---|---|
| 1 | VOO | Vanguard S&p 500 ETF | ETF-Large Cap & Growth | 11.15% | +0.18% | -0.87% | |
| 2 | SPYM | Ste Str Spdr Pt S&p 500 ETF | ETF-Large Cap & Growth | 10.69% | +0.30% | +0.42% | |
| 3 | VXUS | Vanguard Total Intl Stock | ETF-Other | 8.57% | -0.10% | -0.00% | |
| 4 | SPAB | Ss Spdr P Agg Bond ETF | ETF-Other | 5.27% | -0.65% | +0.22% | |
| 5 | SPDW | Ste Str Spdr Pt Dw EU ETF | ETF-Other | 5.15% | -0.04% | +0.89% | |
| 6 | BNDX | Vanguard Total Intl Bond ETF | ETF-Other | 2.80% | -0.30% | +0.39% | |
| 7 | SPEM | State Street Sp Ptf Em ETF | ETF-Other | 2.59% | -0.01% | +1.26% | |
| 8 | IVV | Ishares Core S&p 500 ETF | ETF-Large Cap & Growth | 2.41% | +1.10% | +79.69% | |
| 9 | BSV | Vanguard Short-term Bond ETF | ETF-Other | 2.38% | -0.29% | +0.56% | |
| 10 | IUSB | Ishr Cr Unvrse Usd Bd Etf-ui | ETF-Other | 1.98% | +0.45% | +45.49% | |
| 11 | DFUS | Dimensional US Eq Mkt ETF | ETF-Other | 1.63% | +0.04% | -0.49% | |
| 12 | VXF | Vanguard Extended Market ETF | ETF-Other | 1.57% | +0.10% | +0.03% | |
| 13 | TFI | Ss Spdr N Ice Muni Bond ETF | ETF-Other | 1.54% | +0.11% | +19.98% | |
| 14 | IVW | Ishares S&p 500 Growth ETF | ETF-Large Cap & Growth | 1.50% | +0.13% | +0.87% | |
| 15 | SPTL | Ss Spdr Pf Lng Trm Tsy E-usd | ETF-Other | 1.44% | -0.16% | +1.29% | |
| 16 | SPSM | Ss Spdr P S&p 600 Small Cap | ETF-Small Cap | 1.18% | +0.08% | +0.42% | |
| 17 | VMBS | Vanguard Mortgage-backed Sec | ETF-Other | 1.17% | -0.13% | +0.54% | |
| 18 | BIV | Vanguard Intermediate-term B | ETF-Other | 1.16% | -0.14% | +0.40% | |
| 19 | SPMD | Ss Spdr P S&p 400 Midcap ETF | ETF-Other | 1.13% | +0.02% | +0.69% | |
| 20 | BLV | Vanguard Long-term Bond ETF | ETF-Other | 1.13% | -0.12% | +0.72% | |
| 21 | CGHM | Cap Group Muni High-income | ETF-Other | 1.11% | +0.11% | +22.57% | |
| 22 | CGMU | Cap Group Municipal Income | ETF-Other | 1.06% | +0.08% | +19.46% | |
| 23 | IVE | Ishares S&p 500 Value ETF | ETF-Large Cap & Growth | 1.05% | -0.16% | -9.18% | |
| 24 | CGDV | Cap Group Dividend Value | ETF-Other | 0.92% | +0.16% | +16.79% | |
| 25 | DYNF | Ishrs US E F R A Etf-usd Inc | ETF-Other | 0.89% | +0.10% | +8.09% | |
| 26 | IWB | Ishares Russell 1000 ETF | ETF-Other | 0.86% | -0.05% | -7.20% | |
| 27 | GWX | State Street Spdr S&p Intern | ETF-Other | 0.82% | -0.05% | +1.46% | |
| 28 | CGUS | Cap Group Core Equity | ETF-Other | 0.81% | +0.07% | +6.35% | |
| 29 | CGGE | Cap Group Global Eq | ETF-Other | 0.78% | +0.10% | +11.82% | |
| 30 | EMHC | Ss Spdr Bb Em Usd Bond ETF | ETF-Other | 0.78% | -0.04% | +4.06% | |
| 31 | GOOG | Alphabet Inc-cl C | Stock-Comm Services | 0.73% | +0.19% | +22.72% | |
| 32 | RWO | State Street Spdr Dow Jones | ETF-Other | 0.72% | -0.01% | +1.32% | |
| 33 | SRLN | Ss Blackstone Sr Loan ETF | ETF-Other | 0.70% | -0.06% | +4.12% | |
| 34 | CERY | Ss Spdr Bbg En Ry Cm St N-ui | ETF-Other | 0.69% | -0.13% | +0.06% | |
| 35 | IEMG | Ishares Core Msci Emerging | ETF-Emerging Markets | 0.69% | -0.19% | -25.80% | |
| 36 | DFAC | Dimensional US Core Equity 2 | ETF-Other | 0.69% | — | -2.49% | |
| 37 | BND | Vanguard Total Bond Market | ETF-Other | 0.66% | -0.09% | -1.01% | |
| 38 | VTI | Vanguard Total Stock Mkt ETF | ETF-Other | 0.66% | +0.02% | -0.26% | |
| 39 | NVDA | Nvidia CORP | Stock-Tech | 0.65% | -0.02% | -5.45% | |
| 40 | AGG | Ishares Core U.s. Aggregate | ETF-Other | 0.62% | -0.08% | -0.05% | |
| 41 | AAPL | Apple Inc | Stock-Tech | 0.61% | -0.10% | -16.31% | |
| 42 | IEFA | Ishares Core Msci Eafe ETF | ETF-Other | 0.58% | -0.03% | +0.19% | |
| 43 | MBB | Ishares Mbs ETF | ETF-Other | 0.51% | +0.01% | +14.95% | |
| 44 | CGDG | Cap Group Dividend Growers | ETF-Other | 0.51% | +0.09% | +28.57% | |
| 45 | EFG | Ishares Msci Eafe Growth ETF | ETF-Other | 0.49% | +0.05% | +11.97% | |
| 46 | BAI | Ishrs Ai In And Tech Act ETF | ETF-Tech | 0.48% | +0.06% | -19.00% | |
| 47 | GOVT | Ishares US Treasury Bond ETF | ETF-Gov Bonds | 0.45% | +0.01% | +14.81% | |
| 48 | MSFT | Microsoft CORP | Stock-Tech | 0.43% | -0.20% | -23.27% | |
| 49 | CGGO | Cap Group Global Growth | ETF-Other | 0.42% | +0.06% | +1.41% | |
| 50 | MTUM | Ishares Msci USA Momentum Fa | ETF-Other | 0.41% | +0.01% | -20.73% |
1–50 of 132
Portfolio Performance
Performance for Q3 2026
+1.5%
Performance Last 4 Quarters
+6.7%
- Stdev
- +13.9%
- Beta
- +0.74
- Alpha
- -4.3%
- Max Drawdown
- -0.7%
- Annualized Perf
- +13.8%
- Batting Avg vs S&P
- +33.3%
- Sortino
- +1.99
- Stutzer
- +0.31
- Treynor
- +0.19
- Sterling
- —
- Calmar
- +19.69
- Information Ratio
- -1.98
- Tracking Error
- +5.5%
- Stdev Down
- +7%
- Winning Months %
- +50%
- Losing Months %
- +50%
- Best 12 Months
- —
- Worst 12 Months
- —
- Efficiency Ratio
- +0.37
- Sharpe
- +1
- Stdev Sectors
- +10.7%
- Skewness
- -0.07
- Kurtosis
- -0.7
- Upside Potential
- +3.6
Reported value over time
Sector allocation
Sector allocation over time
Quarterly history
Holding changes this quarter
Capital Investment Management, Inc.'s most significant position changes for 2026-06-30: New buy: Ish Intl Ctry Rot Act ETF (CORO); New buy: Ishares Global Gb Usd Ha ETF (GGOV); Sold out: Ishares Intl Aggregate Bond (IAGG); Sold out: Ishares Flex I A Etf-usd Inc (BINC); New buy: Micron Technology Inc (MU).
| # | Ticker | Issuer | Weight Change | Shares Change | Action |
|---|---|---|---|---|---|
| 1 | IVV | Ishares Core S&p 500 ETF | +1.1% | +79.69% | Add |
| 2 | IUSB | Ishr Cr Unvrse Usd Bd Etf-ui | +0.5% | +45.49% | Add |
| 3 | CORO | Ish Intl Ctry Rot Act ETF | +0.3% | NEW | New buy |
| 4 | SPYM | Ste Str Spdr Pt S&p 500 ETF | +0.3% | +0.42% | Add |
| 5 | GGOV | Ishares Global Gb Usd Ha ETF | +0.3% | NEW | New buy |
| 6 | GOOG | Alphabet Inc-cl C | +0.2% | +22.72% | Add |
| 7 | VOO | Vanguard S&p 500 ETF | +0.2% | -0.87% | Trim |
| 8 | MU | Micron Technology Inc | +0.2% | NEW | New buy |
| 9 | CGDV | Cap Group Dividend Value | +0.2% | +16.79% | Add |
| 10 | AMAT | Applied Materials Inc | +0.2% | NEW | New buy |
| 11 | IVW | Ishares S&p 500 Growth ETF | +0.1% | +0.87% | Add |
| 12 | TFI | Ss Spdr N Ice Muni Bond ETF | +0.1% | +19.98% | Add |
| 13 | CGHM | Cap Group Muni High-income | +0.1% | +22.57% | Add |
| 14 | VXF | Vanguard Extended Market ETF | +0.1% | +0.03% | Add |
| 15 | DYNF | Ishrs US E F R A Etf-usd Inc | +0.1% | +8.09% | Add |
| 16 | CGGE | Cap Group Global Eq | +0.1% | +11.82% | Add |
| 17 | AMD | Advanced Micro Devices | +0.1% | NEW | New buy |
| 18 | CGDG | Cap Group Dividend Growers | +0.1% | +28.57% | Add |
| 19 | BLCR | Ishares Lrg Cp Cr Act Etf-ui | +0.1% | +19.50% | Add |
| 20 | GOOGL | Alphabet Inc-cl A | +0.1% | NEW | New buy |
| 21 | SPSM | Ss Spdr P S&p 600 Small Cap | +0.1% | +0.42% | Add |
| 22 | CGMU | Cap Group Municipal Income | +0.1% | +19.46% | Add |
| 23 | QCOM | Qualcomm Inc | +0.1% | NEW | New buy |
| 24 | SFLR | Innovator Eqty Mgd Floor ETF | +0.1% | NEW | New buy |
| 25 | CGUS | Cap Group Core Equity | +0.1% | +6.35% | Add |
| 26 | DELL | Dell Technologies -c | +0.1% | -26.31% | Trim |
| 27 | LRCX | Lam Research CORP | +0.1% | NEW | New buy |
| 28 | IWD | Ishares Russell 1000 Value E | +0.1% | NEW | New buy |
| 29 | STRL | Sterling Infrastructure Inc | +0.1% | NEW | New buy |
| 30 | PNC | Pnc Financial Services Group | +0.1% | NEW | New buy |
| 31 | IWF | Ishares Russell 1000 Growth | +0.1% | NEW | New buy |
| 32 | BAI | Ishrs Ai In And Tech Act ETF | +0.1% | -19.00% | Trim |
| 33 | CGGO | Cap Group Global Growth | +0.1% | +1.41% | Add |
| 34 | DE | Deere & Co | +0.1% | NEW | New buy |
| 35 | EFG | Ishares Msci Eafe Growth ETF | +0.1% | +11.97% | Add |
| 36 | TSM | Taiwan Semiconductor-sp Adr | +0.1% | -3.63% | Trim |
| 37 | ASML | ASML Holding N.V. | +0.1% | -3.79% | Trim |
| 38 | DFUS | Dimensional US Eq Mkt ETF | 0% | -0.49% | Trim |
| 39 | CSCO | Cisco Systems Inc | 0% | -0.12% | Trim |
| 40 | GE | General Electric | 0% | -3.09% | Trim |
| 41 | CGCV | Cap Group Conservative Eq | 0% | +44.16% | Add |
| 42 | KLAC | Kla CORP | 0% | +643.27% | Add |
| 43 | ACWX | Ishares Msci Acwi Ex US ETF | 0% | +46.69% | Add |
| 44 | SPMD | Ss Spdr P S&p 400 Midcap ETF | 0% | +0.69% | Add |
| 45 | VTI | Vanguard Total Stock Mkt ETF | 0% | -0.26% | Trim |
| 46 | AVGO | Broadcom Inc | 0% | -3.71% | Trim |
| 47 | IDEF | Ishares Def Industrials Act | 0% | +26.12% | Add |
| 48 | NUE | Nucor CORP | 0% | -0.16% | Trim |
| 49 | FPX | First Trust US Equity Opport | 0% | — | Unchanged |
| 50 | MBB | Ishares Mbs ETF | 0% | +14.95% | Add |
1–50 of 139
Filing History
FAQ
What is Capital Investment Management, Inc. and what type of investor is it?
Capital Investment Management, Inc. is an investment manager that files SEC Form 13F quarterly, disclosing its U.S. public equity holdings to regulators. As of the most recent reporting period (2026-06-30), the firm manages a tracked equity portfolio valued at approximately $326.4M, spread across 132 disclosed positions.
What are Capital Investment Management, Inc.'s largest equity positions?
Based on the latest 13F filing, Capital Investment Management, Inc.'s top holdings by market value are:
1. Vanguard S&p 500 ETF (VOO) — $36.4M (11.2%)
2. Ste Str Spdr Pt S&p 500 ETF (SPYM) — $34.9M (10.7%)
3. Vanguard Total Intl Stock (VXUS) — $28.0M (8.6%)
4. Ss Spdr P Agg Bond ETF (SPAB) — $17.2M (5.3%)
5. Ste Str Spdr Pt Dw EU ETF (SPDW) — $16.8M (5.2%)
What changes did Capital Investment Management, Inc. make in its most recent portfolio filing?
In the latest reported quarter, Capital Investment Management, Inc. made 135 notable position adjustments: 14 new positions were initiated, 60 existing holdings were added to, 54 positions were partially reduced, and 7 were completely exited. The largest of these moves: New buy: Ish Intl Ctry Rot Act ETF (CORO); New buy: Ishares Global Gb Usd Ha ETF (GGOV); Sold out: Ishares Intl Aggregate Bond (IAGG); Sold out: Ishares Flex I A Etf-usd Inc (BINC); New buy: Micron Technology Inc (MU)
What sectors does Capital Investment Management, Inc. focus on?
Capital Investment Management, Inc. is concentrated in the following sectors based on its current disclosed equity portfolio:
• Information Technology: 40.2%
• Communication Services: 12.1%
• Industrials: 11.1%
• Financials: 10.8%
• Health Care: 8.4%
• Energy: 4.8%
💡
Data Source Notice: AlphaSMO is the web's most authoritative 13F / Inside Trader database. Institutional holdings and insider trades presented here are precisely computed to deliver accurate portfolio reporting.
Investment Profile
Capital Investment Management, Inc. returned an annualized 13.8% over the trailing 6 months — underperforming the S&P 500 by 4.3 points — based on a reconstructed track record of its disclosed 13F positions, with a beta of 0.74 (less volatile than the market) and a 33% quarterly batting average against the index.
Its portfolio is broadly diversified and long-term-holding, with 40.2% of the portfolio concentrated in Information Technology.
Its turnover score has risen from 0 to 16 over the past 2 quarters — a shift toward more active trading.
It has added to its IVV position over the past two quarters (+$5.2M, now $7.9M), while trimming MSFT over the same stretch (-$809.0K, still holding $1.4M).
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Developer Access
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