CF
Capital Financial Services, LLC Historical SEC 13F Holdings & Archive (Q4 2022)
Capital Financial Services, LLCCIK: 0001926723
Diversified strategyLong-term holderQuality / disciplined sizing
Total reported value
$72.5M
Reporting period: 2022-12-31 · Number of holdings: 79
Capital Financial Services, LLC disclosed 79 holdings in its latest 13F filing for the period ending 2022-12-31, with total reported value of $72.5M and a quarterly turnover rate of 0.0%.
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Personality snowflake
- Concentration
- 10.77
- Portfolio Stability
- 0
- Momentum
- 50
- Sector conviction
- 51.95
- Diversification
- 100
- Sizing Uniformity
- 89.31
Capital Financial Services, LLC's disclosed holdings carry a Herfindahl concentration index of 0.027 — mathematically equivalent to about 37 equally-sized positions, well below its 79 actual disclosed holdings. That gap points to a strategy built around a small core of high-conviction bets rather than broad diversification.
Position sizes are fairly uniform across the portfolio (a coefficient of variation of 1.07), suggesting a disciplined, rules-based approach to how much capital goes into each idea.
No strong tilt toward either adding to existing winners or initiating outsized new positions was observed in the latest reported quarter.
Source and citation information
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Recent moves
View source Form 13F filing on SEC.govNo holding changes this quarter
Holdings Map
New buyAddUnchangedTrim
Top 10 holdings by weight
Full holdings list this quarter
| # | Ticker | Issuer | Asset Subclass | Weight | Weight Change | Shares Change | 4Q Trend |
|---|---|---|---|---|---|---|---|
| 1 | AAPL | Apple Inc | Stock-Tech | 6.50% | — | -4.81% | |
| 2 | NVEEUSD | Nv5 Global Inc | Stock-Other | 6.37% | — | -3.37% | |
| 3 | BRK-B | Berkshire Hathaway Inc-cl B | Stock-Other | 5.52% | — | -4.88% | |
| 4 | PFE | Pfizer Inc | Stock-Healthcare | 5.06% | — | -4.12% | |
| 5 | ANETEUR | Arista Networks Inc | Stock-Other | 3.86% | — | -4.55% | |
| 6 | URI | United Rentals Inc | Stock-Industrials | 3.47% | — | -3.94% | |
| 7 | BLKCHF | Blackrock Inc | Stock-Other | 2.93% | — | -2.28% | |
| 8 | MRNA | Moderna Inc | Stock-Healthcare | 2.88% | — | -6.66% | |
| 9 | MA | Mastercard Inc - A | Stock-Financials | 2.64% | — | -1.52% | |
| 10 | TSM | Taiwan Semiconductor-sp Adr | Stock-Tech | 2.63% | — | -5.44% | |
| 11 | CCS | Century Communities Inc | Stock-Other | 2.34% | — | -2.17% | |
| 12 | ASO | Academy Sports & Outdoors In | Stock-Consumer Disc | 2.01% | — | -7.89% | |
| 13 | TRTN-PA | Triton International Limited | Stock-Other | 1.95% | — | -3.68% | |
| 14 | MSFT | Microsoft CORP | Stock-Tech | 1.92% | — | -2.11% | |
| 15 | TIP | Ishares Tips Bond ETF | ETF-Other | 1.89% | — | -2.59% | |
| 16 | BIIB | Biogen Inc | Stock-Healthcare | 1.85% | — | -2.13% | |
| 17 | VZ | Verizon Communications Inc | Stock-Comm Services | 1.72% | — | -1.40% | |
| 18 | LRCXEUR | Lam Research CORP | Stock-Tech | 1.70% | — | -2.16% | |
| 19 | DIS | Walt Disney Co/the | Stock-Comm Services | 1.69% | — | -1.40% | |
| 20 | PGR | Progressive CORP | Stock-Financials | 1.69% | — | -1.05% | |
| 21 | AMLP | Alerian Mlp ETF | ETF-Other | 1.66% | — | -5.11% | |
| 22 | V | Visa Inc-class A Shares | Stock-Financials | 1.63% | — | -2.06% | |
| 23 | EW | Edwards Lifesciences CORP | Stock-Healthcare | 1.48% | — | -3.03% | |
| 24 | PHM | Pultegroup Inc | Stock-Consumer Disc | 1.40% | — | -0.09% | |
| 25 | CBRE | Cbre Group Inc - A | Stock-Real Estate | 1.40% | — | -0.38% | |
| 26 | ABBV | Abbvie Inc | Stock-Healthcare | 1.38% | — | -3.35% | |
| 27 | TM | Toyota Motor CORP -spon Adr | Stock-Consumer Disc | 1.27% | — | -5.94% | |
| 28 | RIO | Rio Tinto Plc-spon Adr | Stock-Materials | 1.26% | — | — | |
| 29 | ENB | Enbridge Inc | Stock-Energy | 1.24% | — | -0.48% | |
| 30 | GILD | Gilead Sciences Inc | Stock-Healthcare | 1.24% | — | -2.33% | |
| 31 | JNJ | Johnson & Johnson | Stock-Healthcare | 1.20% | — | -1.01% | |
| 32 | BXMT | Blackstone Mortgage Tru-cl A | Stock-Real Estate | 1.17% | — | -0.99% | |
| 33 | SWKS | Skyworks Solutions Inc | Stock-Tech | 1.14% | — | -4.43% | |
| 34 | DFAU | Dimensional US Core Equity M | ETF-Other | 1.02% | — | +32.12% | |
| 35 | BMY | Bristol-myers Squibb Co | Stock-Healthcare | 1.02% | — | -9.16% | |
| 36 | TDTT | Flexshares Iboxx 3-year Targ | ETF-Other | 0.94% | — | — | |
| 37 | MPT | Medical Properties Trust Inc | Stock-Real Estate | 0.94% | — | -0.81% | |
| 38 | BLW | Blackrock LTD Durat Inc Tr | Stock-Other | 0.91% | — | -0.98% | |
| 39 | GOOG | Alphabet Inc-cl C | Stock-Comm Services | 0.90% | — | -1.34% | |
| 40 | 0VVB | Paramount Global-class B | Stock-Other | 0.89% | — | -2.31% | |
| 41 | ADI | Analog Devices Inc | Stock-Tech | 0.69% | — | -3.31% | |
| 42 | CTSH | Cognizant Tech Solutions-a | Stock-Tech | 0.65% | — | -1.19% | |
| 43 | MRK | Merck & Co. Inc. | Stock-Healthcare | 0.64% | — | -2.91% | |
| 44 | CVS | Cvs Health CORP | Stock-Healthcare | 0.61% | — | -10.19% | |
| 45 | BAC 7.25 PERP LBond | Bank Of America CORP | Bond | 0.59% | — | — | |
| 46 | UCTT | Ultra Clean Holdings Inc | Stock-Other | 0.58% | — | -6.25% | |
| 47 | NUE | Nucor CORP | Stock-Materials | 0.56% | — | -3.15% | |
| 48 | ILMN | Illumina Inc | Stock-Healthcare | 0.53% | — | — | |
| 49 | DFAC | Dimensional US Core Equity 2 | ETF-Other | 0.52% | — | +65.35% | |
| 50 | AMAT | Applied Materials Inc | Stock-Tech | 0.51% | — | -7.61% |
1–50 of 79
Portfolio Performance
Performance for Q3 2026
+5.3%
Performance Last 4 Quarters
+26%
Based on 76% of reported portfolio value with available pricing
- Stdev
- +13.9%
- Beta
- +0.91
- Alpha
- -0.2%
- Max Drawdown
- -10.2%
- Annualized Perf
- +18.4%
- Batting Avg vs S&P
- +36.1%
- Sortino
- +2.33
- Stutzer
- +0.37
- Treynor
- +0.2
- Sterling
- +1.06
- Calmar
- +1.8
- Information Ratio
- -0.28
- Tracking Error
- +7.5%
- Stdev Down
- +7.7%
- Winning Months %
- +72.2%
- Losing Months %
- +27.8%
- Best 12 Months
- +36.7%
- Worst 12 Months
- -0.7%
- Efficiency Ratio
- +0.49
- Sharpe
- +1.29
- Stdev Sectors
- +8.6%
- Skewness
- -0.3
- Kurtosis
- -0.63
- Upside Potential
- +4.06
Reported value over time
Sector allocation
Sector allocation over time
Quarterly history
Holding changes this quarter
| # | Ticker | Issuer | Weight Change | Shares Change | Action |
|---|
Filing History
FAQ
What is Capital Financial Services, LLC and what type of investor is it?
Capital Financial Services, LLC is an investment manager that files SEC Form 13F quarterly, disclosing its U.S. public equity holdings to regulators. As of the most recent reporting period (2022-12-31), the firm manages a tracked equity portfolio valued at approximately $72.5M, spread across 79 disclosed positions.
What are Capital Financial Services, LLC's largest equity positions?
Based on the latest 13F filing, Capital Financial Services, LLC's top holdings by market value are:
1. Apple Inc (AAPL) — $4.7M (6.5%)
2. Nv5 Global Inc (NVEEUSD) — $4.6M (6.4%)
3. Berkshire Hathaway Inc-cl B (BRK-B) — $4.0M (5.5%)
4. Pfizer Inc (PFE) — $3.7M (5.1%)
5. Arista Networks Inc (ANETEUR) — $2.8M (3.9%)
What changes did Capital Financial Services, LLC make in its most recent portfolio filing?
No notable portfolio changes were recorded for Capital Financial Services, LLC in the most recent quarter. Holdings appear to have remained relatively stable.
What sectors does Capital Financial Services, LLC focus on?
Capital Financial Services, LLC is concentrated in the following sectors based on its current disclosed equity portfolio:
• Health Care: 25.3%
• Information Technology: 24.5%
• Financials: 17.6%
• Consumer Discretionary: 8.0%
• Communication Services: 6.0%
• Real Estate: 5.5%
Investment Profile
Capital Financial Services, LLC returned an annualized 18.4% over the trailing 36 months — underperforming the S&P 500 by 0.2 points — based on a reconstructed track record of its disclosed 13F positions, with a beta of 0.91 (roughly in line with the market) and a 36% quarterly batting average against the index.
Its portfolio is broadly diversified and long-term-holding.
It has added to its URI position over the past two quarters (+$694.0K, now $2.5M), while trimming AAPL over the same stretch (-$555.4K, still holding $4.7M).
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Developer Access
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