CIK: 0000822648
Total reported value
$695.9M
Reporting period: 2026-03-31 · Number of holdings: 438
CALTON & ASSOCIATES, INC. disclosed 438 holdings in its latest 13F filing for the period ending 2026-03-31, with total reported value of $695.9M and a quarterly turnover rate of 27.2%.
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Calton & Associates, INC.'s disclosed holdings carry a Herfindahl concentration index of 0.012 — mathematically equivalent to about 83 equally-sized positions, well below its 438 actual disclosed holdings. That gap points to a strategy built around a small core of high-conviction bets rather than broad diversification.
Position sizes vary widely across the portfolio (a coefficient of variation of 2.06), with a handful of outsized bets alongside many smaller positions.
No strong tilt toward either adding to existing winners or initiating outsized new positions was observed in the latest reported quarter.
Sector classification currently covers about 20% of this portfolio's disclosed value; the remainder includes holdings (e.g. unmapped tickers, options, or other security types) not yet covered by our sector mapping.
Add SGVT
+2806.5% $8.4M
Trim QQQ
-5.0% -$3.9M
Trim BRK-B
-33.5% -$2.6M
Trim AAPL
-4.4% -$2.0M
Trim HD
-63.7% -$2.1M
Trim SCHG
-4.0% -$1.8M
Showing top 200 holdings (of 438 total)
| # | Ticker | Issuer | Asset Subclass | Weight | Weight Change | Shares Change | 4Q Trend |
|---|---|---|---|---|---|---|---|
| 1 | QQQ | Invesco Qqq Trust Series 1 | ETF-Tech | 4.68% | -0.68% | -4.95% | |
| 2 | PSTR | Peakshares Sector Rotat ETF | ETF-Other | 4.19% | -0.23% | -0.26% | |
| 3 | SPYM | Ste Str Spdr Pt S&p 500 ETF | ETF-Large Cap & Growth | 2.97% | -0.29% | -2.25% | |
| 4 | SPY | Ss Spdr S&p 500 ETF Trust-us | ETF-Large Cap & Growth | 2.93% | +2.93% | NEW | |
| 5 | FDVV | Fidelity High Dividend ETF | ETF-Other | 2.40% | -0.23% | -4.46% | |
| 6 | AAPL | Apple INC | Stock-Tech | 2.36% | -0.35% | -4.43% | |
| 7 | USFR | Wisdomtree Floating Rate Tre | ETF-Other | 1.95% | -0.24% | -8.82% | |
| 8 | VRIG | Invesco Variable Rate Invest | ETF-Other | 1.69% | — | -1.00% | |
| 9 | BIL | Ss Spdr Bb 1-3m T-bill ETF | ETF-Gov Bonds | 1.62% | — | -6.07% | |
| 10 | DBEF | Xtrackers Msci Eafe Hedged E | ETF-Other | 1.54% | — | +1.12% | |
| 11 | VFH | Vanguard Financials ETF | ETF-Other | 1.53% | -0.20% | -0.26% | |
| 12 | SCHG | Schwab US Large-cap Growth | ETF-Other | 1.51% | -0.29% | -4.04% | |
| 13 | VUG | Vanguard Growth ETF | ETF-Other | 1.48% | -0.22% | -0.88% | |
| 14 | NVDA | Nvidia CORP | Stock-Tech | 1.45% | +1.45% | NEW | |
| 15 | FLRN | Ss Spdr Bb Ig Float Rt ETF | ETF-Other | 1.43% | — | +5.23% | |
| 16 | XLK | Ss Technology Select Sector | ETF-Tech | 1.29% | -0.22% | -5.66% | |
| 17 | MGC | Vanguard Mega Cap ETF | ETF-Other | 1.26% | — | -1.21% | |
| 18 | SGVT | Schwab Govt Money Market ETF | ETF-Other | 1.25% | +1.21% | +2806.46% | |
| 19 | BILS | Ss Spdrb B 3-12m T-bill ETF | ETF-Other | 1.19% | -0.13% | -8.31% | |
| 20 | QQQM | Invesco Nasdaq 100 ETF | ETF-Tech | 1.14% | — | +10.08% | |
| 21 | VHT | Vanguard Health Care ETF | ETF-Other | 1.11% | — | +0.71% | |
| 22 | VOO | Vanguard S&p 500 ETF | ETF-Large Cap & Growth | 1.03% | — | +5.93% | |
| 23 | COWZ | Pacer US Cash Cows 100 ETF | ETF-Other | 1.00% | -0.13% | -13.00% | |
| 24 | RDVY | First Trust Rising Dividend | ETF-Other | 0.89% | +0.13% | +21.14% | |
| 25 | SPYD | Ss Spdr P S&p 500 Hi Div ETF | ETF-Large Cap & Growth | 0.84% | — | -2.30% | |
| 26 | MSFT | Microsoft CORP | Stock-Tech | 0.82% | -0.18% | +8.72% | |
| 27 | CGGR | Cap Group Growth Equity | ETF-Other | 0.73% | — | -0.03% | |
| 28 | MGV | Vanguard Mega Cap Value ETF | ETF-Other | 0.71% | — | -12.40% | |
| 29 | SLYV | Ss Spdr S&p 600 Sc Val ETF | ETF-Other | 0.70% | — | -1.48% | |
| 30 | VEA | Vanguard Ftse Developed ETF | ETF-Other | 0.69% | — | -8.52% | |
| 31 | IWM | Ishares Russell 2000 ETF | ETF-Small Cap | 0.68% | — | +0.29% | |
| 32 | VDC | Vanguard Consumer Staple ETF | ETF-Other | 0.67% | — | +1.51% | |
| 33 | FTSM | First Trust Enh Short Mat Fd | ETF-Other | 0.65% | — | -3.37% | |
| 34 | BRK-B | Berkshire Hathaway Inc-cl B | Stock-Other | 0.64% | -0.39% | -33.54% | |
| 35 | DGRO | Ishares Core Dividend Growth | ETF-Other | 0.63% | — | +0.32% | |
| 36 | GLD | Spdr Gold Shares | ETF-Commodities | 0.63% | +0.63% | NEW | |
| 37 | JEPI | Jpmorgan Equity Premium Inco | ETF-Other | 0.62% | +0.62% | NEW | |
| 38 | XLV | Ss Health Care Select Sector | ETF-Other | 0.59% | +0.59% | NEW | |
| 39 | ACWI | Ishares Msci Acwi ETF | ETF-Other | 0.57% | +0.57% | NEW | |
| 40 | SRLN | Ss Blackstone Sr Loan ETF | ETF-Other | 0.56% | — | -0.21% | |
| 41 | GDX | Vaneck Gold Miners ETF | ETF-Commodities | 0.52% | — | -20.47% | |
| 42 | BSV | Vanguard Short-term Bond ETF | ETF-Other | 0.52% | — | +3.83% | |
| 43 | GCOW | Pacer Global Cash Cows Divid | ETF-Other | 0.51% | — | +0.41% | |
| 44 | SHV | Ishares 0-1 Year Treasury Bo | ETF-Gov Bonds | 0.51% | +0.24% | +92.81% | |
| 45 | VCSH | Vanguard S/t CORP Bond ETF | ETF-Corp Bonds | 0.50% | +0.17% | +55.70% | |
| 46 | JPM | Jpmorgan Chase & Co | Stock-Financials | 0.49% | — | +0.65% | |
| 47 | LQD | Ishr Ibx Usd Invgd Cb Etf-ui | ETF-Corp Bonds | 0.49% | — | +4.65% | |
| 48 | TIP | Ishares Tips Bond ETF | ETF-Other | 0.49% | — | +13.28% | |
| 49 | AMZN | Amazon.com INC | Stock-Consumer Disc | 0.48% | -0.12% | -8.27% | |
| 50 | SMH | Vaneck Semiconductor ETF | ETF-Other | 0.48% | — | -6.23% |
Performance for Q3 2026
+3.4%
Performance Last 4 Quarters
+20.9%
Based on 85% of reported portfolio value with available pricing
| Period | Holdings | Total value | Stability | Top holdings |
|---|---|---|---|---|
| 2026-03-31 | 438 | $695.9M | 27 | |
| 2025-12-31 | 446 | $680.9M | 25 | |
| 2025-09-30 | 425 | $666.2M | 57 | |
| 2025-06-30 | 385 | $578.4M | 0 | |
| 2025-03-31 | 340 | $438.4M | 100 | |
| 2024-12-31 | 193 | $226.3M | 0 | |
| 2024-09-30 | 241 | $261.7M | 0 | |
| 2024-06-30 | 188 | $199.8M | 0 | |
| 2024-03-31 | 189 | $205.2M | 0 | |
| 2023-12-31 | 244 | $248.5M | 0 | |
| 2023-09-30 | 101 | $68.4M | 0 | |
| 2023-06-30 | 212 | $214.4M | 0 | |
| 2023-03-31 | 233 | $215.5M | 0 | |
| 2022-12-31 | 283 | $258.4M | 0 | |
| 2022-09-30 | 213 | $174.6M | 0 | |
| 2022-06-30 | 237 | $179.9M | 0 | |
| 2022-03-31 | 349 | $336.6M | 0 | |
| 2021-12-31 | 365 | $374.8M | 0 | |
| 2021-09-30 | 396 | $456.8M | 0 | |
| 2021-06-30 | 406 | $526.4M | 100 | |
| 2021-03-31 | 397 | $513.7M | 27 | |
| 2020-12-31 | 382 | $560.4M | 28 | |
| 2020-09-30 | 348 | $486.9M | 17 | |
| 2020-06-30 | 332 | $459.0M | 29 | |
| 2020-03-31 | 305 | $404.0M | 37 | |
| 2019-12-31 | 357 | $497.7M | 23 | |
| 2019-09-30 | 344 | $450.2M | 29 | |
| 2019-06-30 | 282 | $354.1M | 18 | |
| 2019-03-31 | 262 | $328.3M | 33 | |
| 2018-12-31 | 225 | $271.9M | 37 | |
| 2018-09-30 | 286 | $339.8M | 15 | |
| 2018-06-30 | 290 | $343.8M | 54 | |
| 2018-03-31 | 344 | $345.5M | 30 | |
| 2017-12-31 | 1651 | $397.4M | — |
Calton & Associates, INC.'s most significant position changes for 2026-03-31: New buy: Ss Spdr S&p 500 ETF Trust-us (SPY); New buy: Nvidia CORP (NVDA); New buy: Spdr Gold Shares (GLD); New buy: Jpmorgan Equity Premium Inco (JEPI); New buy: Ss Health Care Select Sector (XLV).
| # | Ticker | Issuer | Weight Change | Shares Change | Action |
|---|---|---|---|---|---|
| 1 | SGVT | Schwab Govt Money Market ETF | +1.2% | +2806.46% | Add |
| 2 | SHV | Ishares 0-1 Year Treasury Bo | +0.2% | +92.81% | Add |
| 3 | PRMR | Peakshares Rmr Prime Eqy ETF | +0.2% | +318.81% | Add |
| 4 | VCSH | Vanguard S/t CORP Bond ETF | +0.2% | +55.70% | Add |
| 5 | RDVY | First Trust Rising Dividend | +0.1% | +21.14% | Add |
| 6 | AIRR | First Trust Rba American Ind | +0.1% | +57.93% | Add |
| 7 | CVX | Chevron CORP | +0.1% | +3.69% | Add |
| 8 | MU | Micron Technology INC | +0.1% | +10.82% | Add |
| 9 | LITE | Lumentum Holdings INC | -0.1% | -81.87% | Trim |
| 10 | MRK | Merck & Co. INC. | -0.1% | -56.63% | Trim |
| 11 | VNLA | Janus Henderson Short Durati | -0.1% | -52.16% | Trim |
| 12 | PTLC | Pacer Trendpilot US Large Ca | -0.1% | -33.45% | Trim |
| 13 | IVW | Ishares S&p 500 Growth ETF | -0.1% | -11.75% | Trim |
| 14 | TMFC | Motley Fool 100 Index ETF | -0.1% | -29.60% | Trim |
| 15 | AMZN | Amazon.com INC | -0.1% | -8.27% | Trim |
| 16 | FVD | First Trust Value Line Dvd | -0.1% | -30.57% | Trim |
| 17 | SCHO | Schwab Short-term US Treas | -0.1% | -62.90% | Trim |
| 18 | COWZ | Pacer US Cash Cows 100 ETF | -0.1% | -13.00% | Trim |
| 19 | BILS | Ss Spdrb B 3-12m T-bill ETF | -0.1% | -8.31% | Trim |
| 20 | MGK | Vanguard Mega Cap Growth ETF | -0.1% | -79.24% | Trim |
| 21 | BPRE | Bluerock Private Real Estate | -0.1% | -42.32% | Trim |
| 22 | AEP | American Electric Power | -0.1% | -67.60% | Trim |
| 23 | SPMO | Invesco S&p 500 Momentum ETF | -0.1% | -45.09% | Trim |
| 24 | MSFT | Microsoft CORP | -0.2% | +8.72% | Add |
| 25 | VFH | Vanguard Financials ETF | -0.2% | -0.26% | Trim |
| 26 | XLK | Ss Technology Select Sector | -0.2% | -5.66% | Trim |
| 27 | VUG | Vanguard Growth ETF | -0.2% | -0.88% | Trim |
| 28 | FDVV | Fidelity High Dividend ETF | -0.2% | -4.46% | Trim |
| 29 | PSTR | Peakshares Sector Rotat ETF | -0.2% | -0.26% | Trim |
| 30 | USFR | Wisdomtree Floating Rate Tre | -0.2% | -8.82% | Trim |
| 31 | SCHG | Schwab US Large-cap Growth | -0.3% | -4.04% | Trim |
| 32 | SPYM | Ste Str Spdr Pt S&p 500 ETF | -0.3% | -2.25% | Trim |
| 33 | HD | Home Depot INC | -0.3% | -63.69% | Trim |
| 34 | AAPL | Apple INC | -0.4% | -4.43% | Trim |
| 35 | BRK-B | Berkshire Hathaway Inc-cl B | -0.4% | -33.54% | Trim |
| 36 | QQQ | Invesco Qqq Trust Series 1 | -0.7% | -4.95% | Trim |
| 37 | SPY | Ss Spdr S&p 500 ETF Trust-us | — | NEW | New buy |
| 38 | NVDA | Nvidia CORP | — | NEW | New buy |
| 39 | GLD | Spdr Gold Shares | — | NEW | New buy |
| 40 | JEPI | Jpmorgan Equity Premium Inco | — | NEW | New buy |
| 41 | XLV | Ss Health Care Select Sector | — | NEW | New buy |
| 42 | ACWI | Ishares Msci Acwi ETF | — | NEW | New buy |
| 43 | LMT | Lockheed Martin CORP | — | NEW | New buy |
| 44 | EEM | Ishares Msci Emerging Market | — | NEW | New buy |
| 45 | MPC | Marathon Petroleum CORP | — | EXIT | Sold out |
| 46 | EWC | Ishares Msci Canada ETF | — | NEW | New buy |
| 47 | ED | Consolidated Edison INC | — | EXIT | Sold out |
| 48 | ATO | Atmos Energy CORP | — | EXIT | Sold out |
| 49 | COWG | Pacer US Lrg Cap Cows Gr Ld | — | EXIT | Sold out |
| 50 | JEPQ | JPM Nasdaq Equity Premium | — | EXIT | Sold out |
| Period | Filed | Type | EDGAR |
|---|---|---|---|
| 2026-03-31 | 2026-05-13 | 13F-HR | View on EDGAR |
| 2025-12-31 | 2026-02-10 | 13F-HR | View on EDGAR |
| 2025-09-30 | 2025-11-07 | 13F-HR | View on EDGAR |
| 2025-06-30 | 2025-08-12 | 13F-HR | View on EDGAR |
| 2025-03-31 | 2025-05-15 | Amendment | View on EDGAR |
| 2025-03-31 | 2025-05-05 | 13F-HR | View on EDGAR |
| 2024-12-31 | 2025-01-23 | 13F-HR | View on EDGAR |
| 2024-09-30 | 2024-10-21 | Amendment | View on EDGAR |
| 2024-09-30 | 2024-10-18 | 13F-HR | View on EDGAR |
| 2024-06-30 | 2024-07-19 | 13F-HR | View on EDGAR |
| 2024-03-31 | 2024-04-16 | 13F-HR | View on EDGAR |
| 2023-12-31 | 2024-02-07 | 13F-HR | View on EDGAR |
| 2023-09-30 | 2023-11-01 | 13F-HR | View on EDGAR |
| 2023-06-30 | 2023-07-24 | 13F-HR | View on EDGAR |
| 2023-03-31 | 2023-04-19 | 13F-HR | View on EDGAR |
| 2022-12-31 | 2023-01-18 | 13F-HR | View on EDGAR |
| 2022-09-30 | 2022-10-31 | 13F-HR | View on EDGAR |
| 2022-06-30 | 2022-07-12 | 13F-HR | View on EDGAR |
| 2022-03-31 | 2022-04-26 | Amendment | View on EDGAR |
| 2022-03-31 | 2022-04-12 | 13F-HR | View on EDGAR |
| 2021-12-31 | 2022-01-13 | 13F-HR | View on EDGAR |
| 2021-09-30 | 2021-11-05 | 13F-HR | View on EDGAR |
| 2021-06-30 | 2021-08-11 | 13F-HR | View on EDGAR |
| 2021-03-31 | 2021-05-03 | 13F-HR | View on EDGAR |
| 2020-12-31 | 2021-01-25 | 13F-HR | View on EDGAR |
| 2020-09-30 | 2020-10-30 | 13F-HR | View on EDGAR |
| 2020-06-30 | 2020-08-10 | 13F-HR | View on EDGAR |
| 2020-03-31 | 2020-04-30 | 13F-HR | View on EDGAR |
| 2019-12-31 | 2020-02-03 | 13F-HR | View on EDGAR |
| 2019-09-30 | 2019-11-07 | 13F-HR | View on EDGAR |
| 2019-06-30 | 2019-07-09 | 13F-HR | View on EDGAR |
| 2019-03-31 | 2019-04-25 | 13F-HR | View on EDGAR |
| 2018-12-31 | 2019-02-11 | 13F-HR | View on EDGAR |
| 2018-09-30 | 2018-10-24 | 13F-HR | View on EDGAR |
| 2018-06-30 | 2018-08-10 | 13F-HR | View on EDGAR |
| 2018-03-31 | 2018-04-17 | 13F-HR | View on EDGAR |
| 2017-12-31 | 2018-02-05 | 13F-HR | View on EDGAR |
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