C&
Calton & Associates, Inc.'s 13F Portfolio ($682.8M, Q2 2026)
Calton & Associates, Inc.CIK: 0000822648
Diversified strategyMomentum followerQuality / disciplined sizing
Total reported value
$682.8M
Reporting period: 2026-06-30 · Number of holdings: 419
CALTON & ASSOCIATES, INC. disclosed 419 holdings in its latest 13F filing for the period ending 2026-06-30, with total reported value of $682.8M and a quarterly turnover rate of 30.3%.
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Personality snowflake
- Concentration
- 5.47
- Portfolio Stability
- 30.34
- Momentum
- 100
- Sector conviction
- 65.31
- Diversification
- 100
- Sizing Uniformity
- 78.21
Calton & Associates, Inc.'s disclosed holdings carry a Herfindahl concentration index of 0.014 — mathematically equivalent to about 73 equally-sized positions, well below its 419 actual disclosed holdings. That gap points to a strategy built around a small core of high-conviction bets rather than broad diversification.
Position sizes vary widely across the portfolio (a coefficient of variation of 2.18), with a handful of outsized bets alongside many smaller positions.
No strong tilt toward either adding to existing winners or initiating outsized new positions was observed in the latest reported quarter.
Sector classification currently covers about 21% of this portfolio's disclosed value; the remainder includes holdings (e.g. unmapped tickers, options, or other security types) not yet covered by our sector mapping.
Source and citation information
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Recent moves
View source Form 13F filing on SEC.govAdd QQQ
-0.1% $8.9M
Trim SGVT
-91.7% -$8.0M
Add MU
-7.5% $6.7M
Add SMH
+14.9% $3.2M
Add SPYM
-1.6% $2.7M
Add QQQM
+2.4% $2.4M
Holdings Map
New buyAddUnchangedTrim
* This report is exclusively curated by the AlphaSMO team. AlphaSMO is the web's most authoritative 13F / Inside Trader database, delivering precise insider trading and institutional holdings insights.
Top 10 holdings by weight
Full holdings list this quarter
Showing top 200 holdings (of 419 total)
| # | Ticker | Issuer | Asset Subclass | Weight | Weight Change | Shares Change | 4Q Trend |
|---|---|---|---|---|---|---|---|
| 1 | QQQ | Invesco Qqq Trust Series 1 | ETF-Tech | 6.08% | +1.40% | -0.14% | |
| 2 | PSTR | Peakshares Sector Rotat ETF | ETF-Other | 3.84% | -0.35% | -17.31% | |
| 3 | SPYM | Ste Str Spdr Pt S&p 500 ETF | ETF-Large Cap & Growth | 3.42% | +0.45% | -1.61% | |
| 4 | SPY | Ss Spdr S&p 500 ETF Trust-us | ETF-Large Cap & Growth | 3.22% | +0.29% | -6.06% | |
| 5 | FDVV | Fidelity High Dividend ETF | ETF-Other | 2.60% | +0.20% | -2.54% | |
| 6 | AAPL | Apple Inc | Stock-Tech | 2.19% | -0.17% | -20.16% | |
| 7 | VRIG | Invesco Variable Rate Invest | ETF-Other | 1.80% | +0.11% | +4.20% | |
| 8 | SCHG | Schwab US Large-cap Growth | ETF-Other | 1.78% | +0.27% | -0.45% | |
| 9 | DBEF | Xtrackers Msci Eafe Hedged E | ETF-Other | 1.75% | +0.21% | +1.38% | |
| 10 | BIL | Ss Spdr Bb 1-3m T-bill ETF | ETF-Gov Bonds | 1.74% | +0.12% | +5.06% | |
| 11 | USFR | Wisdomtree Floating Rate Tre | ETF-Other | 1.71% | -0.24% | -14.14% | |
| 12 | QQQM | Invesco Nasdaq 100 ETF | ETF-Tech | 1.52% | +0.38% | +2.42% | |
| 13 | NVDA | Nvidia CORP | Stock-Tech | 1.48% | +0.03% | -13.10% | |
| 14 | MU | Micron Technology Inc | Stock-Tech | 1.43% | +0.99% | -7.50% | |
| 15 | XLK | Ss Technology Select Sector | ETF-Tech | 1.37% | +0.08% | -27.32% | |
| 16 | FLRN | Ss Spdr Bb Ig Float Rt ETF | ETF-Other | 1.27% | -0.16% | -13.16% | |
| 17 | VUG | Vanguard Growth ETF | ETF-Other | 1.23% | -0.25% | +312.45% | |
| 18 | VFH | Vanguard Financials ETF | ETF-Other | 1.18% | -0.35% | -30.28% | |
| 19 | COWZ | Pacer US Cash Cows 100 ETF | ETF-Other | 1.08% | +0.08% | +6.45% | |
| 20 | RDVY | First Trust Rising Dividend | ETF-Other | 1.05% | +0.16% | -2.11% | |
| 21 | VHT | Vanguard Health Care ETF | ETF-Other | 1.02% | -0.09% | -17.97% | |
| 22 | MGC | Vanguard Mega Cap ETF | ETF-Other | 0.98% | -0.28% | -34.09% | |
| 23 | VOO | Vanguard S&p 500 ETF | ETF-Large Cap & Growth | 0.97% | -0.06% | -19.37% | |
| 24 | SMH | Vaneck Semiconductor ETF | ETF-Other | 0.97% | +0.49% | +14.95% | |
| 25 | BILS | Ss Spdrb B 3-12m T-bill ETF | ETF-Other | 0.93% | -0.26% | -22.71% | |
| 26 | CGGR | Cap Group Growth Equity | ETF-Other | 0.89% | +0.16% | +1.54% | |
| 27 | MGV | Vanguard Mega Cap Value ETF | ETF-Other | 0.86% | +0.15% | +5.45% | |
| 28 | MSFT | Microsoft CORP | Stock-Tech | 0.78% | -0.04% | -6.70% | |
| 29 | IWM | Ishares Russell 2000 ETF | ETF-Small Cap | 0.75% | +0.07% | -10.87% | |
| 30 | DGRO | Ishares Core Dividend Growth | ETF-Other | 0.72% | +0.09% | +4.47% | |
| 31 | JEPI | Jpmorgan Equity Premium Inco | ETF-Other | 0.68% | +0.06% | +8.30% | |
| 32 | VCSH | Vanguard S/t CORP Bond ETF | ETF-Corp Bonds | 0.67% | +0.17% | +32.72% | |
| 33 | VEA | Vanguard Ftse Developed ETF | ETF-Other | 0.67% | -0.02% | -13.78% | |
| 34 | FTSM | First Trust Enh Short Mat Fd | ETF-Other | 0.65% | — | -2.11% | |
| 35 | ACWI | Ishares Msci Acwi ETF | ETF-Other | 0.65% | +0.08% | -2.36% | |
| 36 | SPYD | Ss Spdr P S&p 500 Hi Div ETF | ETF-Large Cap & Growth | 0.59% | -0.25% | -33.95% | |
| 37 | CGDV | Cap Group Dividend Value | ETF-Other | 0.58% | +0.21% | +33.83% | |
| 38 | SLYV | Ss Spdr S&p 600 Sc Val ETF | ETF-Other | 0.56% | -0.14% | -31.61% | |
| 39 | LQD | Ishr Ibx Usd Invgd Cb Etf-ui | ETF-Corp Bonds | 0.51% | +0.02% | +3.69% | |
| 40 | AMZN | Amazon.com Inc | Stock-Consumer Disc | 0.51% | +0.03% | -8.77% | |
| 41 | BRK-B | Berkshire Hathaway Inc-cl B | Stock-Other | 0.50% | -0.14% | -26.33% | |
| 42 | LLY | Eli Lilly & Co | Stock-Healthcare | 0.50% | +0.17% | +11.56% | |
| 43 | GCOW | Pacer Global Cash Cows Divid | ETF-Other | 0.47% | -0.04% | -2.87% | |
| 44 | ITOT | Ishares Core S&p Total U.s. | ETF-Other | 0.46% | +0.03% | -9.64% | |
| 45 | JPM | Jpmorgan Chase & Co | Stock-Financials | 0.45% | -0.04% | -19.02% | |
| 46 | BSV | Vanguard Short-term Bond ETF | ETF-Other | 0.45% | -0.07% | -14.43% | |
| 47 | XLF | Ss Financial Select Sector | ETF-Other | 0.45% | +0.08% | +10.97% | |
| 48 | ITA | Ishares U.s. Aerospace & Def | ETF-Other | 0.45% | +0.01% | -9.41% | |
| 49 | BUFR | Ft Vest Lad Buffervetf-usd I | ETF-Other | 0.44% | — | -10.72% | |
| 50 | PRMR | Peakshares Rmr Prime Eqy ETF | ETF-Other | 0.43% | +0.15% | +23.36% |
1–50 of 200
Portfolio Performance
Performance for Q3 2026
+1.8%
Performance Last 4 Quarters
+20.4%
- Stdev
- +10.1%
- Beta
- +0.75
- Alpha
- +0.8%
- Max Drawdown
- -6.4%
- Annualized Perf
- +16.5%
- Batting Avg vs S&P
- +41.7%
- Sortino
- +3.13
- Stutzer
- +0.46
- Treynor
- +0.21
- Sterling
- +1.12
- Calmar
- +2.56
- Information Ratio
- -1.01
- Tracking Error
- +4.1%
- Stdev Down
- +5.1%
- Winning Months %
- +72.2%
- Losing Months %
- +27.8%
- Best 12 Months
- +27.6%
- Worst 12 Months
- +6.1%
- Efficiency Ratio
- +0.61
- Sharpe
- +1.57
- Stdev Sectors
- +10.7%
- Skewness
- -0.17
- Kurtosis
- -0.34
- Upside Potential
- +4.71
Reported value over time
Sector allocation
Sector allocation over time
Quarterly history
| Period | Holdings | Total value | Stability | Top holdings | |
|---|---|---|---|---|---|
| 2026 Q2 | 419 | $682.8M | 30 | ||
| 2026 Q1 | 438 | $695.9M | 27 | ||
| 2025 Q4 | 446 | $680.9M | 25 | ||
| 2025 Q3 | 425 | $666.2M | 57 | ||
| 2025 Q2 | 385 | $578.4M | 0 | ||
| 2025 Q1 | 340 | $438.4M | 100 | ||
| 2024 Q4 | 193 | $226.3M | 0 | ||
| 2024 Q3 | 241 | $261.7M | 0 | ||
| 2024 Q2 | 188 | $199.8M | 0 | ||
| 2024 Q1 | 189 | $205.2M | 0 | ||
| 2023 Q4 | 244 | $248.5M | 0 | ||
| 2023 Q3 | 101 | $68.4M | 0 | ||
| 2023 Q2 | 212 | $214.4M | 0 | ||
| 2023 Q1 | 233 | $215.5M | 0 | ||
| 2022 Q4 | 283 | $258.4M | 0 | ||
| 2022 Q3 | 213 | $174.6M | 0 | ||
| 2022 Q2 | 237 | $179.9M | 0 | ||
| 2022 Q1 | 349 | $336.6M | 0 | ||
| 2021 Q4 | 365 | $374.8M | 0 | ||
| 2021 Q3 | 396 | $456.8M | 0 | ||
| 2021 Q2 | 406 | $526.4M | 100 | ||
| 2021 Q1 | 397 | $513.7M | 27 | ||
| 2020 Q4 | 382 | $560.4M | 28 | ||
| 2020 Q3 | 348 | $486.9M | 17 | ||
| 2020 Q2 | 332 | $459.0M | 29 | ||
| 2020 Q1 | 305 | $404.0M | 37 | ||
| 2019 Q4 | 357 | $497.7M | 23 | ||
| 2019 Q3 | 344 | $450.2M | 29 | ||
| 2019 Q2 | 282 | $354.1M | 18 | ||
| 2019 Q1 | 262 | $328.3M | 33 | ||
| 2018 Q4 | 225 | $271.9M | 37 | ||
| 2018 Q3 | 286 | $339.8M | 15 | ||
| 2018 Q2 | 290 | $343.8M | 54 | ||
| 2018 Q1 | 344 | $345.5M | 30 | ||
| 2017 Q4 | 1651 | $397.4M | — |
Holding changes this quarter
Calton & Associates, Inc.'s most significant position changes for 2026-06-30: New buy: Marathon Petroleum CORP (MPC); Sold out: Pacer Trendpilot US Large Ca (PTLC); Sold out: Janus Henderson Aaa Clo ETF (JAAA); New buy: Consolidated Edison Inc (ED); Sold out: Invesco S&p 500 Momentum ETF (SPMO).
Showing top 200 changes by size (of 504 total)
| # | Ticker | Issuer | Weight Change | Shares Change | Action |
|---|---|---|---|---|---|
| 1 | QQQ | Invesco Qqq Trust Series 1 | +1.4% | -0.14% | Trim |
| 2 | MU | Micron Technology Inc | +1% | -7.50% | Trim |
| 3 | SMH | Vaneck Semiconductor ETF | +0.5% | +14.95% | Add |
| 4 | SPYM | Ste Str Spdr Pt S&p 500 ETF | +0.5% | -1.61% | Trim |
| 5 | QQQM | Invesco Nasdaq 100 ETF | +0.4% | +2.42% | Add |
| 6 | MPC | Marathon Petroleum CORP | +0.4% | NEW | New buy |
| 7 | SPY | Ss Spdr S&p 500 ETF Trust-us | +0.3% | -6.06% | Trim |
| 8 | SCHG | Schwab US Large-cap Growth | +0.3% | -0.45% | Trim |
| 9 | LITE | Lumentum Holdings Inc | +0.3% | +345.73% | Add |
| 10 | CGDV | Cap Group Dividend Value | +0.2% | +33.83% | Add |
| 11 | DBEF | Xtrackers Msci Eafe Hedged E | +0.2% | +1.38% | Add |
| 12 | FDVV | Fidelity High Dividend ETF | +0.2% | -2.54% | Trim |
| 13 | AEP | American Electric Power | +0.2% | +193.32% | Add |
| 14 | VCSH | Vanguard S/t CORP Bond ETF | +0.2% | +32.72% | Add |
| 15 | LLY | Eli Lilly & Co | +0.2% | +11.56% | Add |
| 16 | AMD | Advanced Micro Devices | +0.2% | -23.82% | Trim |
| 17 | QTUM | Defiance Quantum ETF | +0.2% | +120.42% | Add |
| 18 | RDVY | First Trust Rising Dividend | +0.2% | -2.11% | Trim |
| 19 | CGGR | Cap Group Growth Equity | +0.2% | +1.54% | Add |
| 20 | GARP | Ishares Msci USA Quality Gar | +0.2% | +18.66% | Add |
| 21 | PRMR | Peakshares Rmr Prime Eqy ETF | +0.2% | +23.36% | Add |
| 22 | MGV | Vanguard Mega Cap Value ETF | +0.2% | +5.45% | Add |
| 23 | AMAT | Applied Materials Inc | +0.1% | -5.21% | Trim |
| 24 | ED | Consolidated Edison Inc | +0.1% | NEW | New buy |
| 25 | VFMF | Vanguard US Multifactor ETF | +0.1% | +57.07% | Add |
| 26 | VXF | Vanguard Extended Market ETF | +0.1% | NEW | New buy |
| 27 | IWS | Ishares Russell Mid-cap Valu | +0.1% | NEW | New buy |
| 28 | ATO | Atmos Energy CORP | +0.1% | NEW | New buy |
| 29 | MGK | Vanguard Mega Cap Growth ETF | +0.1% | +1944.80% | Add |
| 30 | IUSV | Ishares Core S&p U.s. Value | +0.1% | NEW | New buy |
| 31 | CAT | Caterpillar Inc | +0.1% | +8.19% | Add |
| 32 | PPA | Invesco Aerospace & Defense | +0.1% | NEW | New buy |
| 33 | BIL | Ss Spdr Bb 1-3m T-bill ETF | +0.1% | +5.06% | Add |
| 34 | SCHD | Schwab US Dvd Equity ETF | +0.1% | NEW | New buy |
| 35 | COWG | Pacer US Lrg Cap Cows Gr Ld | +0.1% | NEW | New buy |
| 36 | IVLU | Ishares Msci International V | +0.1% | NEW | New buy |
| 37 | ENB | Enbridge Inc | +0.1% | +235.78% | Add |
| 38 | VRIG | Invesco Variable Rate Invest | +0.1% | +4.20% | Add |
| 39 | XEL | Xcel Energy Inc | +0.1% | NEW | New buy |
| 40 | IJS | Ishares S&p Small-cap 600 Va | +0.1% | NEW | New buy |
| 41 | XHB | Ss Spdr S&p Homebldrs ETF | +0.1% | NEW | New buy |
| 42 | FNDF | Schwab Fndmn Intl Lrg Co ETF | +0.1% | +32.34% | Add |
| 43 | DGT | Ss Spdr Global Dow ETF | +0.1% | NEW | New buy |
| 44 | XSMO | Invesco S&p Smallcap Momentu | +0.1% | NEW | New buy |
| 45 | VXUS | Vanguard Total Intl Stock | +0.1% | +216.61% | Add |
| 46 | DGRO | Ishares Core Dividend Growth | +0.1% | +4.47% | Add |
| 47 | JEPQ | JPM Nasdaq Equity Premium | +0.1% | NEW | New buy |
| 48 | ✓ | +0.1% | NEW | New buy | |
| 49 | SNDK | Sandisk CORP | +0.1% | -28.13% | Trim |
| 50 | CGGO | Cap Group Global Growth | +0.1% | +7.58% | Add |
1–50 of 200
Filing History
FAQ
What is Calton & Associates, Inc. and what type of investor is it?
Calton & Associates, Inc. is an investment manager that files SEC Form 13F quarterly, disclosing its U.S. public equity holdings to regulators. As of the most recent reporting period (2026-06-30), the firm manages a tracked equity portfolio valued at approximately $682.8M, spread across 419 disclosed positions.
What are Calton & Associates, Inc.'s largest equity positions?
Based on the latest 13F filing, Calton & Associates, Inc.'s top holdings by market value are:
1. Invesco Qqq Trust Series 1 (QQQ) — $41.5M (6.1%)
2. Peakshares Sector Rotat ETF (PSTR) — $26.2M (3.8%)
3. Ste Str Spdr Pt S&p 500 ETF (SPYM) — $23.4M (3.4%)
4. Ss Spdr S&p 500 ETF Trust-us (SPY) — $22.0M (3.2%)
5. Fidelity High Dividend ETF (FDVV) — $17.8M (2.6%)
What changes did Calton & Associates, Inc. make in its most recent portfolio filing?
In the latest reported quarter, Calton & Associates, Inc. made 200 notable position adjustments: 33 new positions were initiated, 43 existing holdings were added to, 85 positions were partially reduced, and 39 were completely exited. The largest of these moves: New buy: Marathon Petroleum CORP (MPC); Sold out: Pacer Trendpilot US Large Ca (PTLC); Sold out: Janus Henderson Aaa Clo ETF (JAAA); New buy: Consolidated Edison Inc (ED); Sold out: Invesco S&p 500 Momentum ETF (SPMO)
What sectors does Calton & Associates, Inc. focus on?
Calton & Associates, Inc. is concentrated in the following sectors based on its current disclosed equity portfolio:
• Information Technology: 41.8%
• Industrials: 11.3%
• Financials: 8.5%
• Health Care: 7.6%
• Energy: 6.9%
• Communication Services: 6.4%
Investment Profile
Calton & Associates, Inc. returned an annualized 16.5% over the trailing 36 months — outperforming the S&P 500 by 0.8 points — based on a reconstructed track record of its disclosed 13F positions, with a beta of 0.75 (less volatile than the market) and a 42% quarterly batting average against the index.
Its portfolio is broadly diversified and moderately active, with 41.8% of the portfolio concentrated in Information Technology.
Its turnover score has risen from 0 to 30 over the past 4 quarters — a shift toward more active trading.
It has added to its MU position over the past two quarters (+$7.4M, now $9.8M), while trimming PSTR over the same stretch (-$3.9M, still holding $26.2M).
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Developer Access
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