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CIK: 0001904373
Total reported value
$152.3M
$152.3M
57 檔
87.1%
During the Q1 2026 filing period, Caldwell Investment Management Ltd. (CIK: 0001904373) submitted its Form 13F report to the U.S. SEC, disclosing a tracked public equity portfolio valued at $152.3M across 57 reported positions.
In Q1 2026, Caldwell Investment Management Ltd. displayed an active expansion posture, initiating 36 new positions and adding to 2 existing holdings, outstripping position reductions.
| # | Ticker | Issuer | Asset Subclass | Weight | Weight Change | Shares Change | 4Q Trend |
|---|---|---|---|---|---|---|---|
| 1 | MS | Morgan Stanley | Stock-Financials | 15.54% | -15.54% | EXIT | |
| 2 | CBOE | Cboe Global Markets Inc | Stock-Financials | 13.07% | +4.45% | — | |
| 3 | MIAX | Miami International Holdings | Stock-Other | 9.77% | +4.86% | -10.15% | |
| 4 | KKR | Kkr & Co Inc | Stock-Financials | 7.09% | +4.96% | — | |
| 5 | BAC | Bank Of America CORP | Stock-Financials | 6.49% | +7.36% | — | |
| 6 | ICE | Intercontinental Exchange In | Stock-Financials | 6.16% | +1.92% | — | |
| 7 | EFXT | Enerflex LTD | Stock-Other | 3.31% | +3.31% | — | |
| 8 | C | Citigroup Inc | Stock-Financials | 3.16% | -3.16% | EXIT | |
| 9 | CVE | Cenovus Energy Inc | Stock-Energy | 3.03% | -1.81% | +162.45% | |
| 10 | SII | Sprott Inc | Stock-Other | 3.02% | -3.02% | EXIT | |
| 11 | AEM | Agnico Eagle Mines LTD | Stock-Materials | 2.78% | -2.47% | -21.61% | |
| 12 | KGC | Kinross Gold CORP | Stock-Materials | 1.91% | -1.91% | EXIT | |
| 13 | CCJ | Cameco CORP | Stock-Energy | 1.65% | -1.65% | EXIT | |
| 14 | ELVA | Electrovaya Inc | Stock-Other | 1.13% | +1.61% | — | |
| 15 | LHX | L3harris Technologies Inc | Stock-Industrials | 1.01% | -1.01% | EXIT | |
| 16 | RY | Royal Bank Of Canada | Stock-Financials | 0.97% | -0.97% | EXIT | |
| 17 | CLS | Celestica Inc | Stock-Tech | 0.90% | -0.90% | EXIT | |
| 18 | OVV | Ovintiv Inc | Stock-Energy | 0.83% | -0.83% | EXIT | |
| 19 | PFE | Pfizer Inc | Stock-Healthcare | 0.82% | -0.82% | EXIT | |
| 20 | FIX | Comfort Systems USA Inc | Stock-Industrials | 0.80% | -0.80% | EXIT | |
| 21 | MCK | Mckesson CORP | Stock-Healthcare | 0.74% | -0.74% | EXIT | |
| 22 | AMZN | Amazon.com Inc | Stock-Consumer Disc | 0.73% | +0.72% | — | |
| 23 | MSI | Motorola Solutions Inc | Stock-Tech | 0.70% | -0.70% | EXIT | |
| 24 | TJX | Tjx Companies Inc | Stock-Consumer Disc | 0.68% | -0.68% | EXIT | |
| 25 | CAE | Cae Inc | Stock-Other | 0.66% | -0.66% | EXIT | |
| 26 | KLAC | Kla CORP | Stock-Tech | 0.65% | -0.65% | EXIT | |
| 27 | ATS | Ats CORP | Stock-Other | 0.65% | +0.50% | — | |
| 28 | MSFT | Microsoft CORP | Stock-Tech | 0.63% | -0.63% | EXIT | |
| 29 | TMO | Thermo Fisher Scientific Inc | Stock-Healthcare | 0.62% | -0.62% | EXIT | |
| 30 | V | Visa Inc-class A Shares | Stock-Financials | 0.60% | +0.55% | +4.08% | |
| 31 | CW | Curtiss-wright CORP | Stock-Industrials | 0.60% | -0.60% | EXIT | |
| 32 | STN | Stantec Inc | Stock-Other | 0.59% | -0.17% | — | |
| 33 | HWM | Howmet Aerospace Inc | Stock-Industrials | 0.56% | -0.56% | EXIT | |
| 34 | J | Jacobs Solutions Inc | Stock-Industrials | 0.54% | +0.03% | — | |
| 35 | ✓ | Stock-Other | 0.46% | -0.46% | EXIT | ||
| 36 | ROL | Rollins Inc | Stock-Consumer Disc | 0.46% | -0.46% | EXIT | |
| 37 | JPM | Jpmorgan Chase & Co | Stock-Financials | 0.46% | +0.42% | -67.72% | |
| 38 | CNI | Canadian Natl Railway Co | Stock-Industrials | 0.43% | -0.43% | EXIT | |
| 39 | AROC | Archrock Inc | Stock-Energy | 0.43% | -0.43% | EXIT | |
| 40 | LRCX | Lam Research CORP | Stock-Tech | 0.42% | -0.42% | EXIT | |
| 41 | WWD | Woodward Inc | Stock-Industrials | 0.40% | -0.40% | EXIT | |
| 42 | WMB | Williams Cos Inc | Stock-Energy | 0.40% | -0.40% | EXIT | |
| 43 | GIB | Cgi Inc | Stock-Tech | 0.37% | +0.18% | — | |
| 44 | IBKR | Interactive Brokers Gro-cl A | Stock-Financials | 0.35% | +0.44% | -48.71% | |
| 45 | RMD | Resmed Inc | Stock-Healthcare | 0.35% | -0.35% | EXIT | |
| 46 | VRT | Vertiv Holdings Co-a | Stock-Industrials | 0.33% | +0.64% | — | |
| 47 | WCN | Waste Connections Inc | Stock-Industrials | 0.32% | +0.24% | — | |
| 48 | APH | Amphenol Corp-cl A | Stock-Tech | 0.32% | -0.32% | EXIT | |
| 49 | CACI | Caci International Inc -cl A | Stock-Tech | 0.31% | -0.31% | EXIT | |
| 50 | NOW | Servicenow Inc | Stock-Tech | 0.29% | +0.17% | — |
| # | Ticker | Issuer | Weight Change | Shares Change | Action |
|---|---|---|---|---|---|
| 1 | CVE | Cenovus Energy Inc | +1.9% | +162.45% | Add |
| 2 | V | Visa Inc-class A Shares | +0.1% | +4.08% | Add |
| 3 | AMTM | Amentum Holdings Inc | -0.1% | — | Unchanged |
| 4 | ACN | Accenture plc | -0.3% | — | Unchanged |
| 5 | NOW | Servicenow Inc | -0.4% | — | Unchanged |
| 6 | GIB | Cgi Inc | -0.4% | — | Unchanged |
| 7 | J | Jacobs Solutions Inc | -0.4% | — | Unchanged |
| 8 | MCK | Mckesson CORP | -0.4% | — | Unchanged |
| 9 | ATS | Ats CORP | -0.4% | — | Unchanged |
| 10 | AMZN | Amazon.com Inc | -0.6% | — | Unchanged |
| 11 | EFXT | Enerflex LTD | -0.7% | — | Unchanged |
| 12 | CCJ | Cameco CORP | -0.7% | — | Unchanged |
| 13 | IBKR | Interactive Brokers Gro-cl A | -0.7% | -48.71% | Trim |
| 14 | CLS | Celestica Inc | -0.7% | — | Unchanged |
| 15 | ELVA | Electrovaya Inc | -0.8% | — | Unchanged |
| 16 | JPM | Jpmorgan Chase & Co | -2.1% | -67.72% | Trim |
| 17 | AEM | Agnico Eagle Mines LTD | -2.2% | -21.61% | Trim |
| 18 | ICE | Intercontinental Exchange In | -3.9% | — | Unchanged |
| 19 | CBOE | Cboe Global Markets Inc | -5.4% | — | Unchanged |
| 20 | KKR | Kkr & Co Inc | -8.7% | — | Unchanged |
| 21 | MIAX | Miami International Holdings | -11% | -10.15% | Trim |
| 22 | MS | Morgan Stanley | — | NEW | New buy |
| 23 | BAC | Bank Of America CORP | — | NEW | New buy |
| 24 | C | Citigroup Inc | — | NEW | New buy |
| 25 | SII | Sprott Inc | — | NEW | New buy |
| 26 | KGC | Kinross Gold CORP | — | NEW | New buy |
| 27 | MFC | Manulife Financial CORP | — | EXIT | Sold out |
| 28 | BABA | Alibaba Group Holding-sp Adr | — | EXIT | Sold out |
| 29 | LHX | L3harris Technologies Inc | — | NEW | New buy |
| 30 | RY | Royal Bank Of Canada | — | NEW | New buy |
| 31 | OVV | Ovintiv Inc | — | NEW | New buy |
| 32 | PFE | Pfizer Inc | — | NEW | New buy |
| 33 | FIX | Comfort Systems USA Inc | — | NEW | New buy |
| 34 | MSI | Motorola Solutions Inc | — | NEW | New buy |
| 35 | TJX | Tjx Companies Inc | — | NEW | New buy |
| 36 | CAE | Cae Inc | — | NEW | New buy |
| 37 | KLAC | Kla CORP | — | NEW | New buy |
| 38 | MSFT | Microsoft CORP | — | NEW | New buy |
| 39 | TMO | Thermo Fisher Scientific Inc | — | NEW | New buy |
| 40 | CW | Curtiss-wright CORP | — | NEW | New buy |
| 41 | STN | Stantec Inc | — | NEW | New buy |
| 42 | TFII | Tfi International Inc | — | EXIT | Sold out |
| 43 | AVGO | Broadcom Inc | — | EXIT | Sold out |
| 44 | HWM | Howmet Aerospace Inc | — | NEW | New buy |
| 45 | IDCC | Interdigital Inc | — | EXIT | Sold out |
| 46 | ✓ | — | NEW | New buy | |
| 47 | ROL | Rollins Inc | — | NEW | New buy |
| 48 | CNI | Canadian Natl Railway Co | — | NEW | New buy |
| 49 | AROC | Archrock Inc | — | NEW | New buy |
| 50 | LRCX | Lam Research CORP | — | NEW | New buy |
According to official SEC Form 13F filings, Caldwell Investment Management Ltd. reported a total U.S. public equity portfolio value of $152.3M across 57 disclosed positions in Q1 2026.
Expert Analysis & Guides for Tracking Wall Street Smart Money Movements
Learn how SEC Form 13F filings work, the $100M threshold, 45-day reporting lag, and how to track top hedge fund holdings.
In terms of portfolio concentration, the top 5 core holdings (including MS, CBOE, MIAX) accounted for 87.1% of total reported equity market value during Q1 2026.
Top New Position Initiated
MS
市值: $39.6M
Top Position Liquidated / Trimmed
MFC
前期市值: $3.8M
During Q1 2026, Caldwell Investment Management Ltd.'s top holdings by market value included MS (15.5%)、CBOE (13.1%)、MIAX (9.8%). The largest single position, MS, represented 15.5% of total portfolio value.
In Q1 2026, Caldwell Investment Management Ltd. made 50 total portfolio adjustments, initiating 36 new buys, adding to 2 positions, trimming 4 holdings, and fully liquidating 8 stocks.
All holding records on this page are fetched directly from the U.S. Securities and Exchange Commission (SEC) EDGAR system (Form 13F-HR). AlphaSMO parses CUSIP identifiers and formats data into Schema.org-compliant datasets.
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