13F GuideFiling Basics
What is SEC Form 13F? Ultimate Guide to Institutional Equity Filings
Learn how SEC Form 13F filings work, the $100M threshold, 45-day reporting lag, and how to track top hedge fund holdings.
AlphaSMO Research GuideRead Guide
CIK: 0001904373
Total reported value
$152.3M
$152.3M
32 檔
56.4%
According to the latest 13F quarterly dataset, Caldwell Investment Management Ltd. managed an equity portfolio of $152.3M at the end of Q3 2024, spanning 32 distinct U.S. exchange-listed positions.
During Q3 2024, Caldwell Investment Management Ltd.'s portfolio maintained high stability with no major positional turnover, reflecting a continuous long-term holding approach.
| # | Ticker | Issuer | Asset Subclass | Weight | Weight Change | Shares Change | 4Q Trend |
|---|---|---|---|---|---|---|---|
| 1 | KKR | Kkr & Co Inc | Stock-Financials | 19.12% | +4.96% | +3.25% | |
| 2 | CBOE | Cboe Global Markets Inc | Stock-Financials | 15.62% | +4.45% | — | |
| 3 | ICE | Intercontinental Exchange In | Stock-Financials | 11.12% | +1.92% | — | |
| 4 | BAC | Bank Of America CORP | Stock-Financials | 9.66% | +7.36% | — | |
| 5 | CLSEUR | Celestica Inc | Stock-Other | 4.69% | — | +4.64% | |
| 6 | AEM | Agnico Eagle Mines LTD | Stock-Materials | 4.49% | -2.47% | -5.78% | |
| 7 | BCBUSD | Primo Water CORP | Stock-Other | 4.33% | — | — | |
| 8 | MFC | Manulife Financial CORP | Stock-Financials | 3.75% | +6.49% | NEW | |
| 9 | RBA | Rb Global Inc | Stock-Industrials | 3.08% | +0.76% | NEW | |
| 10 | WCN | Waste Connections Inc | Stock-Industrials | 2.60% | +0.24% | — | |
| 11 | AMZN | Amazon.com Inc | Stock-Consumer Disc | 1.58% | +0.72% | — | |
| 12 | TTEK | Tetra Tech Inc | Stock-Industrials | 1.51% | — | +400.00% | |
| 13 | COST | Costco Wholesale CORP | Stock-Consumer Staples | 1.49% | — | — | |
| 14 | FTAI | FTAI Aviation Ltd. | Stock-Industrials | 1.30% | — | — | |
| 15 | JPM | Jpmorgan Chase & Co | Stock-Financials | 1.22% | +0.42% | — | |
| 16 | J | Jacobs Solutions Inc | Stock-Industrials | 1.20% | +0.03% | — | |
| 17 | STN | Stantec Inc | Stock-Other | 1.18% | -0.17% | — | |
| 18 | BAH | Booz Allen Hamilton Holdings | Stock-Industrials | 1.17% | — | — | |
| 19 | UNH | Unitedhealth Group Inc | Stock-Healthcare | 1.10% | — | — | |
| 20 | AKX | Ansys Inc | Stock-Other | 1.09% | — | — | |
| 21 | GIB | Cgi Inc | Stock-Tech | 1.03% | +0.18% | — | |
| 22 | ATS | Ats CORP | Stock-Other | 1.00% | +0.50% | — | |
| 23 | V | Visa Inc-class A Shares | Stock-Financials | 0.98% | +0.55% | — | |
| 24 | MA | Mastercard Inc - A | Stock-Financials | 0.97% | — | — | |
| 25 | CARR | Carrier Global CORP | Stock-Industrials | 0.85% | — | — | |
| 26 | ACN | Accenture plc | Stock-Tech | 0.78% | +0.01% | — | |
| 27 | ORCL | Oracle CORP | Stock-Tech | 0.70% | — | — | |
| 28 | VRT | Vertiv Holdings Co-a | Stock-Industrials | 0.69% | +0.64% | -33.33% | |
| 29 | AVGO | Broadcom Inc | Stock-Tech | 0.52% | — | +168.75% | |
| 30 | ARES | Ares Management CORP - A | Stock-Financials | 0.48% | — | -30.16% | |
| 31 | IRM | Iron Mountain Inc | Stock-Real Estate | 0.48% | — | — | |
| 32 | AMTM | Amentum Holdings Inc | Stock-Industrials | 0.20% | -0.12% | EXIT |
According to official SEC Form 13F filings, Caldwell Investment Management Ltd. reported a total U.S. public equity portfolio value of $152.3M across 32 disclosed positions in Q3 2024.
Expert Analysis & Guides for Tracking Wall Street Smart Money Movements
Learn how SEC Form 13F filings work, the $100M threshold, 45-day reporting lag, and how to track top hedge fund holdings.
In terms of portfolio concentration, the top 5 core holdings (including KKR, CBOE, ICE) accounted for 56.4% of total reported equity market value during Q3 2024.
During Q3 2024, Caldwell Investment Management Ltd.'s top holdings by market value included KKR (19.1%)、CBOE (15.6%)、ICE (11.1%). The largest single position, KKR, represented 19.1% of total portfolio value.
In Q3 2024, Caldwell Investment Management Ltd. made 0 total portfolio adjustments, initiating 0 new buys, adding to 0 positions, trimming 0 holdings, and fully liquidating 0 stocks.
All holding records on this page are fetched directly from the U.S. Securities and Exchange Commission (SEC) EDGAR system (Form 13F-HR). AlphaSMO parses CUSIP identifiers and formats data into Schema.org-compliant datasets.
Understand SEC Form 4 insider disclosures for corporate officers, directors, and 10% owners to track executive transactions.
Understand Rule 144 restricted stock sale notices to spot planned insider liquidations before market sell pressure arrives.
Explore the 5% beneficial ownership threshold, 13D vs 13G filing differences, and recent SEC accelerated deadline rules.
Best practices for analyzing 13F quarterly changes without getting misled by stock splits, options, or market valuation drift.
Learn how AlphaSMO's flagship signal detects high-conviction stocks where 13F hedge funds and corporate insiders buy at the same time.