CIK: 0002021265
Total reported value
$193.4M
Reporting period: 2026-03-31 · Number of holdings: 95
Broadway Wealth Solutions, Inc. disclosed 95 holdings in its latest 13F filing for the period ending 2026-03-31, with total reported value of $193.4M and a quarterly turnover rate of 7.3%.
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Broadway Wealth Solutions, Inc.'s disclosed holdings carry a Herfindahl concentration index of 0.095 — mathematically equivalent to about 11 equally-sized positions, well below its 95 actual disclosed holdings. That gap points to a strategy built around a small core of high-conviction bets rather than broad diversification.
Position sizes vary widely across the portfolio (a coefficient of variation of 2.85), with a handful of outsized bets alongside many smaller positions.
No strong tilt toward either adding to existing winners or initiating outsized new positions was observed in the latest reported quarter.
Sector classification currently covers about 17% of this portfolio's disclosed value; the remainder includes holdings (e.g. unmapped tickers, options, or other security types) not yet covered by our sector mapping.
Trim SPYM
+4.5% -$113.4K
Add USTB
+7.7% $1.9M
Add FTRB
+7.6% $1.7M
Add XOM
+3.5% $420.5K
Trim MSFT
+16.7% -$251.1K
Trim JGRO
+4.2% -$202.5K
| # | Ticker | Issuer | Asset Subclass | Weight | Weight Change | Shares Change | 4Q Trend |
|---|---|---|---|---|---|---|---|
| 1 | SPYM | Ste Str Spdr Pt S&p 500 ETF | ETF-Large Cap & Growth | 19.58% | -0.70% | +4.50% | |
| 2 | USTB | Victoryshares Short-term Bon | ETF-Other | 14.65% | +0.52% | +7.68% | |
| 3 | FTRB | Fed Hermes Ttl Rtrn Bnd | ETF-Other | 14.50% | +0.44% | +7.62% | |
| 4 | AVDE | Avantis International Equity | ETF-Other | 8.44% | +0.03% | +0.59% | |
| 5 | JPIB | Jpmorgan Intl Bnd ETF | ETF-Other | 3.78% | +0.10% | +8.06% | |
| 6 | AVEM | Avantis Emerging Markets Eq | ETF-Emerging Markets | 3.59% | +0.03% | -0.64% | |
| 7 | FMDE | Fidelity Enhanced Mid Cap Co | ETF-Other | 3.35% | +0.06% | +6.68% | |
| 8 | DFIS | Dimensional International Sm | ETF-Other | 2.36% | — | -1.32% | |
| 9 | SPTL | Ss Spdr Pf Lng Trm Tsy E-usd | ETF-Other | 2.24% | +0.08% | +7.86% | |
| 10 | JGRO | Jpmorgan Active Growth ETF | ETF-Other | 1.97% | -0.17% | +4.25% | |
| 11 | AVUV | Avantis US Small Cap Value | ETF-Small Cap | 1.77% | +0.13% | +2.92% | |
| 12 | NBSM | Neuberger Small-mid Cap ETF | ETF-Other | 1.58% | +0.04% | +6.27% | |
| 13 | NVDA | Nvidia CORP | Stock-Tech | 1.39% | — | +6.52% | |
| 14 | MSFT | Microsoft CORP | Stock-Tech | 1.09% | -0.17% | +16.75% | |
| 15 | AAPL | Apple INC | Stock-Tech | 1.09% | -0.14% | -2.55% | |
| 16 | RTX | Rtx CORP | Stock-Industrials | 1.04% | +0.02% | — | |
| 17 | COST | Costco Wholesale CORP | Stock-Consumer Staples | 1.04% | +0.12% | +0.60% | |
| 18 | AMZN | Amazon.com INC | Stock-Consumer Disc | 0.96% | -0.12% | +1.56% | |
| 19 | XOM | Exxon Mobil CORP | Stock-Energy | 0.69% | +0.20% | +3.47% | |
| 20 | AVGO | Broadcom INC | Stock-Tech | 0.55% | +0.03% | +21.70% | |
| 21 | TSLA | Tesla INC | Stock-Consumer Disc | 0.49% | -0.12% | — | |
| 22 | MRSH | Marsh & Mclennan Cos | Stock-Financials | 0.46% | -0.05% | -0.18% | |
| 23 | GOOGL | Alphabet Inc-cl A | Stock-Comm Services | 0.42% | -0.08% | -5.98% | |
| 24 | IBM | Intl Business Machines CORP | Stock-Tech | 0.38% | -0.07% | +7.12% | |
| 25 | JPM | Jpmorgan Chase & Co | Stock-Financials | 0.35% | — | +5.26% | |
| 26 | MRVL | Marvell Technology INC | Stock-Tech | 0.32% | +0.04% | — | |
| 27 | JNJ | Johnson & Johnson | Stock-Healthcare | 0.31% | — | -10.19% | |
| 28 | CSCO | Cisco Systems INC | Stock-Tech | 0.30% | — | +3.67% | |
| 29 | PANW | Palo Alto Networks INC | Stock-Tech | 0.30% | — | +18.83% | |
| 30 | WMT | Walmart INC | Stock-Consumer Staples | 0.28% | — | -7.48% | |
| 31 | META | Meta Platforms Inc-class A | Stock-Comm Services | 0.28% | — | +5.56% | |
| 32 | SPY | Ss Spdr S&p 500 ETF Trust-us | ETF-Large Cap & Growth | 0.27% | — | -2.42% | |
| 33 | GS | Goldman Sachs Group INC | Stock-Financials | 0.27% | +0.06% | +35.78% | |
| 34 | CVX | Chevron CORP | Stock-Energy | 0.26% | +0.07% | +3.12% | |
| 35 | ACN | Accenture plc | Stock-Tech | 0.25% | +0.07% | +98.39% | |
| 36 | MCHP | Microchip Technology INC | Stock-Tech | 0.24% | — | -7.59% | |
| 37 | IAU | Ishares Gold Trust | ETF-Commodities | 0.23% | — | -18.30% | |
| 38 | GLD | Spdr Gold Shares | ETF-Commodities | 0.20% | -0.04% | -20.03% | |
| 39 | UBER | Uber Technologies INC | Stock-Industrials | 0.20% | — | +16.59% | |
| 40 | QGRO | American Century US Quality | ETF-Other | 0.20% | — | +1.11% | |
| 41 | PEP | Pepsico INC | Stock-Consumer Staples | 0.20% | — | +3.89% | |
| 42 | TJX | Tjx Companies INC | Stock-Consumer Disc | 0.20% | — | +0.33% | |
| 43 | INTC | Intel CORP | Stock-Tech | 0.20% | +0.03% | — | |
| 44 | LLY | Eli Lilly & Co | Stock-Healthcare | 0.20% | -0.03% | +0.98% | |
| 45 | CRM | Salesforce INC | Stock-Tech | 0.20% | — | +40.47% | |
| 46 | NFLX | Netflix INC | Stock-Comm Services | 0.19% | +0.04% | +33.08% | |
| 47 | WM | Waste Management INC | Stock-Industrials | 0.19% | — | +3.15% | |
| 48 | INTU | Intuit INC | Stock-Tech | 0.19% | +0.03% | +88.30% | |
| 49 | SCHW | Schwab (charles) CORP | Stock-Financials | 0.19% | — | +0.84% | |
| 50 | LOW | Lowe's Cos INC | Stock-Consumer Disc | 0.19% | — | +3.44% |
Performance for Q3 2026
+1.7%
Performance Last 4 Quarters
+15.8%
Based on 73% of reported portfolio value with available pricing
Broadway Wealth Solutions, Inc.'s most significant position changes for 2026-03-31: Sold out: Ss Spdr P S&p 1500 Comp ETF (SPTM); New buy: Servicenow INC (NOW); Sold out: Roper Technologies INC (ROP); Sold out: Adobe INC (ADBE); New buy: Valero Energy CORP (VLO).
| # | Ticker | Issuer | Weight Change | Shares Change | Action |
|---|---|---|---|---|---|
| 1 | USTB | Victoryshares Short-term Bon | +0.5% | +7.68% | Add |
| 2 | FTRB | Fed Hermes Ttl Rtrn Bnd | +0.4% | +7.62% | Add |
| 3 | XOM | Exxon Mobil CORP | +0.2% | +3.47% | Add |
| 4 | AVUV | Avantis US Small Cap Value | +0.1% | +2.92% | Add |
| 5 | COST | Costco Wholesale CORP | +0.1% | +0.60% | Add |
| 6 | JPIB | Jpmorgan Intl Bnd ETF | +0.1% | +8.06% | Add |
| 7 | SPTL | Ss Spdr Pf Lng Trm Tsy E-usd | +0.1% | +7.86% | Add |
| 8 | ACN | Accenture plc | +0.1% | +98.39% | Add |
| 9 | CVX | Chevron CORP | +0.1% | +3.12% | Add |
| 10 | FMDE | Fidelity Enhanced Mid Cap Co | +0.1% | +6.68% | Add |
| 11 | GS | Goldman Sachs Group INC | +0.1% | +35.78% | Add |
| 12 | NBSM | Neuberger Small-mid Cap ETF | 0% | +6.27% | Add |
| 13 | NFLX | Netflix INC | 0% | +33.08% | Add |
| 14 | MRVL | Marvell Technology INC | 0% | — | Unchanged |
| 15 | AVDE | Avantis International Equity | 0% | +0.59% | Add |
| 16 | AVEM | Avantis Emerging Markets Eq | 0% | -0.64% | Trim |
| 17 | AVGO | Broadcom INC | 0% | +21.70% | Add |
| 18 | MDLZ | Mondelez International Inc-a | 0% | +16.24% | Add |
| 19 | INTU | Intuit INC | 0% | +88.30% | Add |
| 20 | VZ | Verizon Communications INC | 0% | +3.18% | Add |
| 21 | INTC | Intel CORP | 0% | — | Unchanged |
| 22 | TMUS | T-mobile US INC | 0% | +18.21% | Add |
| 23 | DE | Deere & Co | 0% | — | Unchanged |
| 24 | RTX | Rtx CORP | 0% | — | Unchanged |
| 25 | LLY | Eli Lilly & Co | 0% | +0.98% | Add |
| 26 | GLD | Spdr Gold Shares | 0% | -20.03% | Trim |
| 27 | ORCL | Oracle CORP | -0.1% | — | Unchanged |
| 28 | MRSH | Marsh & Mclennan Cos | -0.1% | -0.18% | Trim |
| 29 | ULTA | Ulta Beauty INC | -0.1% | -17.77% | Trim |
| 30 | SLV | Ishares Silver Trust | -0.1% | -29.98% | Trim |
| 31 | IBM | Intl Business Machines CORP | -0.1% | +7.12% | Add |
| 32 | GOOGL | Alphabet Inc-cl A | -0.1% | -5.98% | Trim |
| 33 | TSLA | Tesla INC | -0.1% | — | Unchanged |
| 34 | AMZN | Amazon.com INC | -0.1% | +1.56% | Add |
| 35 | AAPL | Apple INC | -0.1% | -2.55% | Trim |
| 36 | MSFT | Microsoft CORP | -0.2% | +16.75% | Add |
| 37 | JGRO | Jpmorgan Active Growth ETF | -0.2% | +4.25% | Add |
| 38 | SPYM | Ste Str Spdr Pt S&p 500 ETF | -0.7% | +4.50% | Add |
| 39 | SPTM | Ss Spdr P S&p 1500 Comp ETF | — | EXIT | Sold out |
| 40 | NOW | Servicenow INC | — | NEW | New buy |
| 41 | ROP | Roper Technologies INC | — | EXIT | Sold out |
| 42 | ADBE | Adobe INC | — | EXIT | Sold out |
| 43 | VLO | Valero Energy CORP | — | NEW | New buy |
| 44 | SCHB | Schwab US Broad Market ETF | — | NEW | New buy |
| 45 | BA | Boeing Co/the | — | EXIT | Sold out |
| 46 | FANG | Diamondback Energy INC | — | NEW | New buy |
| 47 | CMCSA | Comcast Corp-class A | — | NEW | New buy |
| 48 | QCOM | Qualcomm INC | — | EXIT | Sold out |
| 49 | MRK | Merck & Co. INC. | — | NEW | New buy |
| 50 | CLSK | Cleanspark INC | — | NEW | New buy |
| Period | Filed | Type | EDGAR |
|---|---|---|---|
| 2026-03-31 | 2026-04-22 | 13F-HR | View on EDGAR |
| 2025-12-31 | 2026-01-29 | 13F-HR | View on EDGAR |
| 2025-09-30 | 2025-11-10 | 13F-HR | View on EDGAR |
| 2025-06-30 | 2025-07-18 | 13F-HR | View on EDGAR |
| 2025-03-31 | 2025-04-14 | 13F-HR | View on EDGAR |
| 2024-12-31 | 2025-02-12 | 13F-HR | View on EDGAR |
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