BW
Broadway Wealth Solutions, Inc. 13F Holdings (92 Positions, Q2 2026)
Broadway Wealth Solutions, Inc.CIK: 0002021265
Long-term holderSector-focusedQuality / disciplined sizing
Total reported value
$214.1M
Reporting period: 2026-06-30 · Number of holdings: 92
Broadway Wealth Solutions, Inc. disclosed 92 holdings in its latest 13F filing for the period ending 2026-06-30, with total reported value of $214.1M and a quarterly turnover rate of 0.0%.
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Personality snowflake
- Concentration
- 38.66
- Portfolio Stability
- 0
- Momentum
- 50
- Sector conviction
- 70.48
- Diversification
- 100
- Sizing Uniformity
- 71.75
Broadway Wealth Solutions, Inc.'s disclosed holdings carry a Herfindahl concentration index of 0.097 — mathematically equivalent to about 10 equally-sized positions, well below its 92 actual disclosed holdings. That gap points to a strategy built around a small core of high-conviction bets rather than broad diversification.
Position sizes vary widely across the portfolio (a coefficient of variation of 2.82), with a handful of outsized bets alongside many smaller positions.
No strong tilt toward either adding to existing winners or initiating outsized new positions was observed in the latest reported quarter.
Sector classification currently covers about 20% of this portfolio's disclosed value; the remainder includes holdings (e.g. unmapped tickers, options, or other security types) not yet covered by our sector mapping.
Source and citation information
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Recent moves
View source Form 13F filing on SEC.govAdd SPYM
+4.3% $7.5M
Trim USTB
+3.4% $976.5K
Trim FTRB
+4.3% $1.2M
Sold out XOM
Add NVDA
+29.0% $1.3M
Add INTC
+0.4% $841.4K
Holdings Map
New buyAddUnchangedTrim
Top 10 holdings by weight
Full holdings list this quarter
| # | Ticker | Issuer | Asset Subclass | Weight | Weight Change | Shares Change | 4Q Trend |
|---|---|---|---|---|---|---|---|
| 1 | SPYM | Ste Str Spdr Pt S&p 500 ETF | ETF-Large Cap & Growth | 21.17% | +1.59% | +4.25% | |
| 2 | USTB | Victoryshares Short-term Bon | ETF-Other | 13.69% | -0.95% | +3.37% | |
| 3 | FTRB | Fed Hermes Ttl Rtrn Bnd | ETF-Other | 13.64% | -0.86% | +4.33% | |
| 4 | AVDE | Avantis International Equity | ETF-Other | 8.30% | -0.14% | +3.54% | |
| 5 | AVEM | Avantis Emerging Markets Eq | ETF-Emerging Markets | 3.91% | +0.32% | +0.74% | |
| 6 | JPIB | Jpmorgan Intl Bnd ETF | ETF-Other | 3.74% | -0.04% | +8.44% | |
| 7 | FMDE | Fidelity Enhanced Mid Cap Co | ETF-Other | 3.57% | +0.22% | +4.44% | |
| 8 | DFIS | Dimensional International Sm | ETF-Other | 2.32% | -0.04% | +4.35% | |
| 9 | JGRO | Jpmorgan Active Growth ETF | ETF-Other | 2.14% | +0.17% | +3.51% | |
| 10 | SPTL | Ss Spdr Pf Lng Trm Tsy E-usd | ETF-Other | 2.12% | -0.12% | +5.13% | |
| 11 | NVDA | Nvidia CORP | Stock-Tech | 1.85% | +0.46% | +29.00% | |
| 12 | AVUV | Avantis US Small Cap Value | ETF-Small Cap | 1.85% | +0.08% | +2.42% | |
| 13 | NBSM | Neuberger Small-mid Cap ETF | ETF-Other | 1.74% | +0.16% | +6.94% | |
| 14 | AAPL | Apple Inc | Stock-Tech | 1.32% | +0.23% | +18.08% | |
| 15 | MSFT | Microsoft CORP | Stock-Tech | 1.08% | -0.01% | +8.60% | |
| 16 | AMZN | Amazon.com Inc | Stock-Consumer Disc | 1.01% | +0.05% | +2.03% | |
| 17 | RTX | Rtx CORP | Stock-Industrials | 0.93% | -0.11% | — | |
| 18 | COST | Costco Wholesale CORP | Stock-Consumer Staples | 0.88% | -0.16% | +0.15% | |
| 19 | TSLA | Tesla Inc | Stock-Consumer Disc | 0.62% | +0.13% | +23.50% | |
| 20 | INTC | Intel CORP | Stock-Tech | 0.57% | +0.37% | +0.35% | |
| 21 | AVGO | Broadcom Inc | Stock-Tech | 0.57% | +0.02% | -5.95% | |
| 22 | GOOGL | Alphabet Inc-cl A | Stock-Comm Services | 0.55% | +0.13% | +17.10% | |
| 23 | PANW | Palo Alto Networks Inc | Stock-Tech | 0.47% | +0.17% | -16.30% | |
| 24 | MRSH | Marsh & Mclennan Cos | Stock-Financials | 0.46% | — | +16.82% | |
| 25 | IBM | Intl Business Machines CORP | Stock-Tech | 0.40% | +0.02% | +0.17% | |
| 26 | CSCO | Cisco Systems Inc | Stock-Tech | 0.37% | +0.07% | -10.46% | |
| 27 | JPM | Jpmorgan Chase & Co | Stock-Financials | 0.35% | — | +1.14% | |
| 28 | JNJ | Johnson & Johnson | Stock-Healthcare | 0.30% | -0.01% | +4.18% | |
| 29 | GS | Goldman Sachs Group Inc | Stock-Financials | 0.28% | +0.01% | -1.47% | |
| 30 | SPY | Ss Spdr S&p 500 ETF Trust-us | ETF-Large Cap & Growth | 0.28% | +0.01% | +0.25% | |
| 31 | QGRO | American Century US Quality | ETF-Other | 0.27% | +0.07% | +30.79% | |
| 32 | MCHP | Microchip Technology Inc | Stock-Tech | 0.26% | +0.02% | -14.09% | |
| 33 | META | Meta Platforms Inc-class A | Stock-Comm Services | 0.26% | -0.02% | +6.34% | |
| 34 | LLY | Eli Lilly & Co | Stock-Healthcare | 0.24% | +0.04% | +4.61% | |
| 35 | APH | Amphenol Corp-cl A | Stock-Tech | 0.23% | +0.05% | +0.29% | |
| 36 | WMT | Walmart Inc | Stock-Consumer Staples | 0.23% | -0.05% | +0.35% | |
| 37 | BKNG | Booking Holdings Inc | Stock-Consumer Disc | 0.20% | +0.02% | +2848.78% | |
| 38 | V | Visa Inc-class A Shares | Stock-Financials | 0.19% | +0.01% | +4.34% | |
| 39 | ETN | Eaton Corporation plc | Stock-Industrials | 0.18% | +0.01% | +2.90% | |
| 40 | WM | Waste Management Inc | Stock-Industrials | 0.18% | -0.01% | +7.51% | |
| 41 | UBER | Uber Technologies Inc | Stock-Industrials | 0.18% | -0.02% | -0.57% | |
| 42 | IVV | Ishares Core S&p 500 ETF | ETF-Large Cap & Growth | 0.18% | — | — | |
| 43 | CVX | Chevron CORP | Stock-Energy | 0.18% | -0.08% | -4.42% | |
| 44 | DE | Deere & Co | Stock-Industrials | 0.18% | — | — | |
| 45 | IAU | Ishares Gold Trust | ETF-Commodities | 0.18% | -0.05% | — | |
| 46 | TMO | Thermo Fisher Scientific Inc | Stock-Healthcare | 0.18% | — | +8.53% | |
| 47 | TJX | Tjx Companies Inc | Stock-Consumer Disc | 0.17% | -0.03% | +1.90% | |
| 48 | SCHW | Schwab (charles) CORP | Stock-Financials | 0.17% | -0.02% | +4.27% | |
| 49 | DELL | Dell Technologies -c | Stock-Tech | 0.17% | +0.17% | NEW | |
| 50 | GLD | Spdr Gold Shares | ETF-Commodities | 0.17% | -0.03% | +6.54% |
1–50 of 92
Portfolio Performance
Performance for Q3 2026
+1.8%
Performance Last 4 Quarters
+15.1%
- Stdev
- +8.2%
- Beta
- +0.59
- Alpha
- +3.4%
- Max Drawdown
- -4.2%
- Annualized Perf
- +15.3%
- Batting Avg vs S&P
- +50%
- Sortino
- +3.6
- Stutzer
- +0.52
- Treynor
- +0.25
- Sterling
- +1.08
- Calmar
- +3.63
- Information Ratio
- -0.75
- Tracking Error
- +6%
- Stdev Down
- +4.1%
- Winning Months %
- +72.2%
- Losing Months %
- +27.8%
- Best 12 Months
- +21.3%
- Worst 12 Months
- +14.4%
- Efficiency Ratio
- +0.64
- Sharpe
- +1.79
- Stdev Sectors
- +11.6%
- Skewness
- -0.37
- Kurtosis
- +0.39
- Upside Potential
- +4.84
Reported value over time
Sector allocation
Sector allocation over time
Quarterly history
Holding changes this quarter
Broadway Wealth Solutions, Inc.'s most significant position changes for 2026-06-30: Sold out: Exxon Mobil CORP (XOM); Sold out: Marvell Technology Inc (MRVL); Sold out: Intuit Inc (INTU); New buy: Dell Technologies -c (DELL); Sold out: Iqvia Holdings Inc (IQV).
| # | Ticker | Issuer | Weight Change | Shares Change | Action |
|---|---|---|---|---|---|
| 1 | SPYM | Ste Str Spdr Pt S&p 500 ETF | +1.6% | +4.25% | Add |
| 2 | NVDA | Nvidia CORP | +0.5% | +29.00% | Add |
| 3 | INTC | Intel CORP | +0.4% | +0.35% | Add |
| 4 | AVEM | Avantis Emerging Markets Eq | +0.3% | +0.74% | Add |
| 5 | AAPL | Apple Inc | +0.2% | +18.08% | Add |
| 6 | FMDE | Fidelity Enhanced Mid Cap Co | +0.2% | +4.44% | Add |
| 7 | JGRO | Jpmorgan Active Growth ETF | +0.2% | +3.51% | Add |
| 8 | PANW | Palo Alto Networks Inc | +0.2% | -16.30% | Trim |
| 9 | DELL | Dell Technologies -c | +0.2% | NEW | New buy |
| 10 | NBSM | Neuberger Small-mid Cap ETF | +0.2% | +6.94% | Add |
| 11 | BSX | Boston Scientific CORP | +0.1% | NEW | New buy |
| 12 | GLW | Corning Inc | +0.1% | NEW | New buy |
| 13 | TSLA | Tesla Inc | +0.1% | +23.50% | Add |
| 14 | GOOGL | Alphabet Inc-cl A | +0.1% | +17.10% | Add |
| 15 | QCOM | Qualcomm Inc | +0.1% | NEW | New buy |
| 16 | GE | General Electric | +0.1% | NEW | New buy |
| 17 | ABBV | Abbvie Inc | +0.1% | NEW | New buy |
| 18 | BA | Boeing Co/the | +0.1% | NEW | New buy |
| 19 | FBIN | Fortune Brands Innovations I | +0.1% | NEW | New buy |
| 20 | UNH | Unitedhealth Group Inc | +0.1% | NEW | New buy |
| 21 | SPSM | Ss Spdr P S&p 600 Small Cap | +0.1% | NEW | New buy |
| 22 | AVUV | Avantis US Small Cap Value | +0.1% | +2.42% | Add |
| 23 | CSCO | Cisco Systems Inc | +0.1% | -10.46% | Trim |
| 24 | QGRO | American Century US Quality | +0.1% | +30.79% | Add |
| 25 | AMZN | Amazon.com Inc | +0.1% | +2.03% | Add |
| 26 | APH | Amphenol Corp-cl A | +0.1% | +0.29% | Add |
| 27 | LLY | Eli Lilly & Co | 0% | +4.61% | Add |
| 28 | NXPI | NXP Semiconductors N.V. | 0% | -5.69% | Trim |
| 29 | AVGO | Broadcom Inc | 0% | -5.95% | Trim |
| 30 | IBM | Intl Business Machines CORP | 0% | +0.17% | Add |
| 31 | MCHP | Microchip Technology Inc | 0% | -14.09% | Trim |
| 32 | BKNG | Booking Holdings Inc | 0% | +2848.78% | Add |
| 33 | SCHB | Schwab US Broad Market ETF | 0% | +13.67% | Add |
| 34 | GS | Goldman Sachs Group Inc | 0% | -1.47% | Trim |
| 35 | SPY | Ss Spdr S&p 500 ETF Trust-us | 0% | +0.25% | Add |
| 36 | ETN | Eaton Corporation plc | 0% | +2.90% | Add |
| 37 | V | Visa Inc-class A Shares | 0% | +4.34% | Add |
| 38 | UNP | Union Pacific CORP | 0% | +5.01% | Add |
| 39 | HD | Home Depot Inc | 0% | +11.00% | Add |
| 40 | TXN | Texas Instruments Inc | 0% | -21.46% | Trim |
| 41 | MRSH | Marsh & Mclennan Cos | — | +16.82% | Add |
| 42 | JPM | Jpmorgan Chase & Co | — | +1.14% | Add |
| 43 | IVV | Ishares Core S&p 500 ETF | — | — | Unchanged |
| 44 | DE | Deere & Co | — | — | Unchanged |
| 45 | MDY | State Street Spdr S&p Midcap | — | — | Unchanged |
| 46 | TMO | Thermo Fisher Scientific Inc | — | +8.53% | Add |
| 47 | MODL | Victoryshares Westend US Sec | — | — | Unchanged |
| 48 | AXP | American Express Co | — | — | Unchanged |
| 49 | EMR | Emerson Electric Co | — | +2.02% | Add |
| 50 | ULTA | Ulta Beauty Inc | — | +25.83% | Add |
1–50 of 105
Filing History
FAQ
What is Broadway Wealth Solutions, Inc. and what type of investor is it?
Broadway Wealth Solutions, Inc. is an investment manager that files SEC Form 13F quarterly, disclosing its U.S. public equity holdings to regulators. As of the most recent reporting period (2026-06-30), the firm manages a tracked equity portfolio valued at approximately $214.1M, spread across 92 disclosed positions.
What are Broadway Wealth Solutions, Inc.'s largest equity positions?
Based on the latest 13F filing, Broadway Wealth Solutions, Inc.'s top holdings by market value are:
1. Ste Str Spdr Pt S&p 500 ETF (SPYM) — $45.3M (21.2%)
2. Victoryshares Short-term Bon (USTB) — $29.3M (13.7%)
3. Fed Hermes Ttl Rtrn Bnd (FTRB) — $29.2M (13.6%)
4. Avantis International Equity (AVDE) — $17.8M (8.3%)
5. Avantis Emerging Markets Eq (AVEM) — $8.4M (3.9%)
What changes did Broadway Wealth Solutions, Inc. make in its most recent portfolio filing?
In the latest reported quarter, Broadway Wealth Solutions, Inc. made 95 notable position adjustments: 10 new positions were initiated, 59 existing holdings were added to, 13 positions were partially reduced, and 13 were completely exited. The largest of these moves: Sold out: Exxon Mobil CORP (XOM); Sold out: Marvell Technology Inc (MRVL); Sold out: Intuit Inc (INTU); New buy: Dell Technologies -c (DELL); Sold out: Iqvia Holdings Inc (IQV)
What sectors does Broadway Wealth Solutions, Inc. focus on?
Broadway Wealth Solutions, Inc. is concentrated in the following sectors based on its current disclosed equity portfolio:
• Information Technology: 42.6%
• Consumer Discretionary: 12.3%
• Industrials: 12.3%
• Financials: 8.8%
• Consumer Staples: 7.9%
• Health Care: 7.1%
💡
Data Source Notice: AlphaSMO is the web's most authoritative 13F / Inside Trader database. Institutional holdings and insider trades presented here are precisely computed to deliver accurate portfolio reporting.
Investment Profile
Broadway Wealth Solutions, Inc. returned an annualized 15.3% over the trailing 18 months — outperforming the S&P 500 by 3.4 points — based on a reconstructed track record of its disclosed 13F positions, with a beta of 0.59 (less volatile than the market) and a 50% quarterly batting average against the index.
Its portfolio is moderately concentrated and long-term-holding, with 42.6% of the portfolio concentrated in Information Technology.
It has added to its FTRB position over the past two quarters (+$2.9M, now $29.2M), while trimming SLV over the same stretch (-$184.9K, still holding $256.5K).
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Developer Access
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