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Brainard Capital Management LLC Historical SEC 13F Holdings & Archive (Q1 2023)
Brainard Capital Management LLCCIK: 0001963704
Diversified strategyLong-term holderQuality / disciplined sizing
Total reported value
$130.7M
Reporting period: 2023-03-31 · Number of holdings: 100
Brainard Capital Management LLC disclosed 100 holdings in its latest 13F filing for the period ending 2023-03-31, with total reported value of $130.7M and a quarterly turnover rate of 0.0%.
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Personality snowflake
- Concentration
- 18.34
- Portfolio Stability
- 0
- Momentum
- 50
- Sector conviction
- 63.22
- Diversification
- 100
- Sizing Uniformity
- 80.97
Brainard Capital Management LLC's disclosed holdings carry a Herfindahl concentration index of 0.046 — mathematically equivalent to about 22 equally-sized positions, well below its 100 actual disclosed holdings. That gap points to a strategy built around a small core of high-conviction bets rather than broad diversification.
Position sizes vary widely across the portfolio (a coefficient of variation of 1.90), with a handful of outsized bets alongside many smaller positions.
No strong tilt toward either adding to existing winners or initiating outsized new positions was observed in the latest reported quarter.
Sector classification currently covers about 47% of this portfolio's disclosed value; the remainder includes holdings (e.g. unmapped tickers, options, or other security types) not yet covered by our sector mapping.
Source and citation information
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Recent moves
View source Form 13F filing on SEC.govNo holding changes this quarter
Holdings Map
New buyAddUnchangedTrim
Top 10 holdings by weight
Full holdings list this quarter
| # | Ticker | Issuer | Asset Subclass | Weight | Weight Change | Shares Change | 4Q Trend |
|---|---|---|---|---|---|---|---|
| 1 | UBER | Uber Technologies Inc | Stock-Industrials | 14.86% | — | -2.36% | |
| 2 | AVUV | Avantis US Small Cap Value | ETF-Small Cap | 7.69% | — | +3.82% | |
| 3 | UPST | Upstart Holdings Inc | Stock-Financials | 4.76% | — | — | |
| 4 | AMZN | Amazon.com Inc | Stock-Consumer Disc | 4.41% | — | -9.65% | |
| 5 | DFAU | Dimensional US Core Equity M | ETF-Other | 4.40% | — | +25.13% | |
| 6 | BXSL | Blackstone Secured Lending F | Stock-Financials | 3.83% | — | +0.13% | |
| 7 | DFAI | Dimensional International Co | ETF-Other | 3.68% | — | +19.21% | |
| 8 | AVES | Avantis Emerging Markets Val | ETF-Emerging Markets | 3.42% | — | +26.34% | |
| 9 | AVDE | Avantis International Equity | ETF-Other | 3.04% | — | — | |
| 10 | AVLV | Avantis US Large Cap Value | ETF-Large Cap & Growth | 2.88% | — | +16.54% | |
| 11 | VOO | Vanguard S&P 500 ETF | ETF-Large Cap & Growth | 2.73% | — | — | |
| 12 | AVDV | Avantis Intl S/c Value ETF | ETF-Other | 2.54% | — | +20.82% | |
| 13 | AAPL | Apple Inc | Stock-Tech | 2.35% | — | +0.14% | |
| 14 | DFAS | Dimensional US Small Cap ETF | ETF-Small Cap | 2.29% | — | +42.47% | |
| 15 | DFUS | Dimensional US Eq Mkt ETF | ETF-Other | 2.19% | — | +2.50% | |
| 16 | RBLX | Roblox CORP -class A | Stock-Comm Services | 2.08% | — | — | |
| 17 | AVUS | Avantis U.s. Equity ETF | ETF-Other | 2.04% | — | +4.93% | |
| 18 | DFSI | Dimensional Int Sus Cor1 ETF | ETF-Other | 1.72% | — | -1.14% | |
| 19 | DFSU | Dimensional US Sus Core1 ETF | ETF-Other | 1.50% | — | +0.08% | |
| 20 | GOOG | Alphabet Inc-cl C | Stock-Comm Services | 1.22% | — | — | |
| 21 | TSLA | Tesla Inc | Stock-Consumer Disc | 1.13% | — | — | |
| 22 | META | Meta Platforms Inc-class A | Stock-Comm Services | 1.11% | — | -0.09% | |
| 23 | PD | Pagerduty Inc | Stock-Other | 1.00% | — | — | |
| 24 | DFSE | Dimensional Em Sus Core1 ETF | ETF-Other | 0.99% | — | +0.04% | |
| 25 | LPRO | Open Lending CORP | Stock-Other | 0.86% | — | — | |
| 26 | VTI | Vanguard Total Stock Mkt ETF | ETF-Other | 0.86% | — | +0.25% | |
| 27 | MSFT | Microsoft CORP | Stock-Tech | 0.85% | — | -5.66% | |
| 28 | DFEV | Dimensional Emrg Mrkt Val | ETF-Other | 0.80% | — | +35.28% | |
| 29 | XLK | Ss Technology Select Sector | ETF-Tech | 0.79% | — | +0.20% | |
| 30 | GOOGL | Alphabet Inc-cl A | Stock-Comm Services | 0.78% | — | +11.78% | |
| 31 | ABNB | Airbnb Inc-class A | Stock-Consumer Disc | 0.73% | — | — | |
| 32 | V | Visa Inc-class A Shares | Stock-Financials | 0.73% | — | -4.69% | |
| 33 | DFIV | Dimensional International Va | ETF-Other | 0.73% | — | +0.45% | |
| 34 | NVDA | Nvidia CORP | Stock-Tech | 0.63% | — | -11.17% | |
| 35 | QQQ | Invesco Qqq Trust Series 1 | ETF-Tech | 0.58% | — | — | |
| 36 | AVIV | Avantis Int Lrg Cap Val ETF | ETF-Other | 0.54% | — | — | |
| 37 | COIN | Coinbase Global Inc -class A | Stock-Financials | 0.51% | — | — | |
| 38 | DFAE | Dimensional Emerging Core Eq | ETF-Emerging Markets | 0.51% | — | +11.27% | |
| 39 | XLE | Ss Energy Select Sector | ETF-Other | 0.48% | — | +0.01% | |
| 40 | DFIC | Dimensional International Co | ETF-Other | 0.47% | — | +55.36% | |
| 41 | XOM | Exxon Mobil CORP | Stock-Energy | 0.44% | — | -0.30% | |
| 42 | IBB | Ishares Biotechnology ETF | ETF-Tech | 0.40% | — | +0.02% | |
| 43 | DFAR | Dimensional US Real Est ETF | ETF-Other | 0.39% | — | +78.85% | |
| 44 | DFEM | Dimensional Emrg Mrkt Core | ETF-Other | 0.38% | — | +0.08% | |
| 45 | OZK | Bank Ozk | Stock-Financials | 0.34% | — | — | |
| 46 | DFAC | Dimensional US Core Equity 2 | ETF-Other | 0.34% | — | +0.19% | |
| 47 | ABBV | Abbvie Inc | Stock-Healthcare | 0.33% | — | +0.29% | |
| 48 | HD | Home Depot Inc | Stock-Consumer Disc | 0.33% | — | +37.23% | |
| 49 | BA | Boeing Co/the | Stock-Industrials | 0.33% | — | -0.10% | |
| 50 | SHOP | Shopify Inc - Class A | Stock-Tech | 0.33% | — | — |
1–50 of 100
* This report is exclusively curated by the AlphaSMO team. AlphaSMO is the web's most authoritative 13F / Inside Trader database, delivering precise insider trading and institutional holdings insights.
Portfolio Performance
Performance for Q3 2026
+2.7%
Performance Last 4 Quarters
+1.5%
- Stdev
- +18.1%
- Beta
- +1.25
- Alpha
- -6.7%
- Max Drawdown
- -11.7%
- Annualized Perf
- +18.1%
- Batting Avg vs S&P
- +41.7%
- Sortino
- +1.98
- Stutzer
- +0.3
- Treynor
- +0.15
- Sterling
- +0.93
- Calmar
- +1.54
- Information Ratio
- -0.19
- Tracking Error
- +8.9%
- Stdev Down
- +9.2%
- Winning Months %
- +61.1%
- Losing Months %
- +38.9%
- Best 12 Months
- +43.4%
- Worst 12 Months
- -1.6%
- Efficiency Ratio
- +0.43
- Sharpe
- +1.01
- Stdev Sectors
- +10.4%
- Skewness
- +0.25
- Kurtosis
- -0.44
- Upside Potential
- +3.69
Reported value over time
Sector allocation
Sector allocation over time
Quarterly history
Holding changes this quarter
| # | Ticker | Issuer | Weight Change | Shares Change | Action |
|---|
Filing History
FAQ
What is Brainard Capital Management LLC and what type of investor is it?
Brainard Capital Management LLC is an investment manager that files SEC Form 13F quarterly, disclosing its U.S. public equity holdings to regulators. As of the most recent reporting period (2023-03-31), the firm manages a tracked equity portfolio valued at approximately $130.7M, spread across 100 disclosed positions.
What are Brainard Capital Management LLC's largest equity positions?
Based on the latest 13F filing, Brainard Capital Management LLC's top holdings by market value are:
1. Uber Technologies Inc (UBER) — $19.4M (14.9%)
2. Avantis US Small Cap Value (AVUV) — $10.1M (7.7%)
3. Upstart Holdings Inc (UPST) — $6.2M (4.8%)
4. Amazon.com Inc (AMZN) — $5.8M (4.4%)
5. Dimensional US Core Equity M (DFAU) — $5.7M (4.4%)
What changes did Brainard Capital Management LLC make in its most recent portfolio filing?
No notable portfolio changes were recorded for Brainard Capital Management LLC in the most recent quarter. Holdings appear to have remained relatively stable.
What sectors does Brainard Capital Management LLC focus on?
Brainard Capital Management LLC is concentrated in the following sectors based on its current disclosed equity portfolio:
• Industrials: 32.7%
• Financials: 23.0%
• Consumer Discretionary: 14.7%
• Communication Services: 12.2%
• Information Technology: 11.8%
• Energy: 1.6%
Investment Profile
Brainard Capital Management LLC returned an annualized 18.1% over the trailing 36 months — underperforming the S&P 500 by 6.7 points — based on a reconstructed track record of its disclosed 13F positions, with a beta of 1.25 (more volatile than the market) and a 42% quarterly batting average against the index.
Its portfolio is broadly diversified and long-term-holding, with 32.7% of the portfolio concentrated in Industrials.
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