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Berman Capital Advisors, LLC Historical SEC 13F Holdings & Archive (Q3 2021)
Berman Capital Advisors, LLCCIK: 0001720336
Diversified strategyLong-term holder
Total reported value
$635.6M
Reporting period: 2021-09-30 · Number of holdings: 2786
Berman Capital Advisors, LLC disclosed 2786 holdings in its latest 13F filing for the period ending 2021-09-30, with total reported value of $635.6M and a quarterly turnover rate of 0.0%.
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Personality snowflake
- Concentration
- 20.78
- Portfolio Stability
- 0
- Momentum
- 50
- Sector conviction
- 58.31
- Diversification
- 100
- Sizing Uniformity
- 0
Berman Capital Advisors, LLC's disclosed holdings carry a Herfindahl concentration index of 0.052 — mathematically equivalent to about 19 equally-sized positions, well below its 2786 actual disclosed holdings. That gap points to a strategy built around a small core of high-conviction bets rather than broad diversification.
Position sizes vary widely across the portfolio (a coefficient of variation of 10.76), with a handful of outsized bets alongside many smaller positions.
No strong tilt toward either adding to existing winners or initiating outsized new positions was observed in the latest reported quarter.
Sector classification currently covers about 25% of this portfolio's disclosed value; the remainder includes holdings (e.g. unmapped tickers, options, or other security types) not yet covered by our sector mapping.
Source and citation information
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Recent moves
View source Form 13F filing on SEC.govNo holding changes this quarter
Holdings Map
New buyAddUnchangedTrim
* This report is exclusively curated by the AlphaSMO team. AlphaSMO is the web's most authoritative 13F / Inside Trader database, delivering precise insider trading and institutional holdings insights.
Top 10 holdings by weight
Full holdings list this quarter
Showing top 200 holdings (of 2786 total)
| # | Ticker | Issuer | Asset Subclass | Weight | Weight Change | Shares Change | 4Q Trend |
|---|---|---|---|---|---|---|---|
| 1 | VV | Vanguard Large-cap ETF | ETF-Other | 17.06% | — | +8.43% | |
| 2 | IEFA | Ishares Core Msci Eafe ETF | ETF-Other | 11.84% | — | +14.53% | |
| 3 | VO | Vanguard Mid-cap ETF | ETF-Other | 4.32% | — | +2.51% | |
| 4 | QUAL | Ishares Msci USA Quality Fac | ETF-Other | 4.00% | — | -0.03% | |
| 5 | IWF | Ishares Russell 1000 Growth | ETF-Other | 3.84% | — | +0.13% | |
| 6 | AAPL | Apple Inc | Stock-Tech | 2.30% | — | +7.03% | |
| 7 | MSFT | Microsoft CORP | Stock-Tech | 1.93% | — | +26.87% | |
| 8 | VT | Vanguard Tot World Stk ETF | ETF-Other | 1.90% | — | -7.34% | |
| 9 | AMZN | Amazon.com Inc | Stock-Consumer Disc | 1.88% | — | +11.92% | |
| 10 | VXUS | Vanguard Total Intl Stock | ETF-Other | 1.80% | — | -26.94% | |
| 11 | SPY | Ss Spdr S&p 500 ETF Trust-us | ETF-Large Cap & Growth | 1.63% | — | -15.01% | |
| 12 | VTI | Vanguard Total Stock Mkt ETF | ETF-Other | 1.50% | — | +1.70% | |
| 13 | VTV | Vanguard Value ETF | ETF-Other | 1.46% | — | +0.48% | |
| 14 | LPRO | Open Lending CORP | Stock-Other | 1.14% | — | — | |
| 15 | GOOGL | Alphabet Inc-cl A | Stock-Comm Services | 0.83% | — | +14.57% | |
| 16 | BRK-B | Berkshire Hathaway Inc-cl B | Stock-Other | 0.82% | — | +8.86% | |
| 17 | DFUS | Dimensional US Eq Mkt ETF | ETF-Other | 0.78% | — | — | |
| 18 | HD | Home Depot Inc | Stock-Consumer Disc | 0.76% | — | +4.27% | |
| 19 | VEU | Vanguard Ftse All-world Ex-u | ETF-Other | 0.72% | — | +0.36% | |
| 20 | VWO | Vanguard Ftse Emerging Marke | ETF-Emerging Markets | 0.71% | — | -0.81% | |
| 21 | BND | Vanguard Total Bond Market | ETF-Other | 0.68% | — | -82.67% | |
| 22 | META | Meta Platforms Inc-class A | Stock-Comm Services | 0.63% | — | +16.70% | |
| 23 | VIG | Vanguard Dividend Apprec ETF | ETF-Other | 0.54% | — | +0.35% | |
| 24 | QQQ | Invesco Qqq Trust Series 1 | ETF-Tech | 0.52% | — | -0.13% | |
| 25 | TSLA | Tesla Inc | Stock-Consumer Disc | 0.49% | — | +1.69% | |
| 26 | GOOG | Alphabet Inc-cl C | Stock-Comm Services | 0.47% | — | +29.03% | |
| 27 | V | Visa Inc-class A Shares | Stock-Financials | 0.46% | — | +20.10% | |
| 28 | NVDA | Nvidia CORP | Stock-Tech | 0.45% | — | +399.28% | |
| 29 | IJH | Ishares Core S&p Midcap ETF | ETF-Other | 0.43% | — | +0.29% | |
| 30 | JPM | Jpmorgan Chase & Co | Stock-Financials | 0.43% | — | +20.60% | |
| 31 | PYPL | Paypal Holdings Inc | Stock-Financials | 0.43% | — | +56.60% | |
| 32 | IEMG | Ishares Core Msci Emerging | ETF-Emerging Markets | 0.43% | — | -5.46% | |
| 33 | IVV | Ishares Core S&p 500 ETF | ETF-Large Cap & Growth | 0.42% | — | +0.11% | |
| 34 | JNJ | Johnson & Johnson | Stock-Healthcare | 0.42% | — | +19.93% | |
| 35 | MA | Mastercard Inc - A | Stock-Financials | 0.41% | — | +14.68% | |
| 36 | BAC | Bank Of America CORP | Stock-Financials | 0.40% | — | +11.55% | |
| 37 | RSP | Invesco S&p 500 Equal Weight | ETF-Large Cap & Growth | 0.39% | — | +0.35% | |
| 38 | ADBE | Adobe Inc | Stock-Tech | 0.36% | — | +23.37% | |
| 39 | NOW | Servicenow Inc | Stock-Tech | 0.36% | — | +21.00% | |
| 40 | UNH | Unitedhealth Group Inc | Stock-Healthcare | 0.35% | — | +22.91% | |
| 41 | PG | Procter & Gamble Co/the | Stock-Consumer Staples | 0.34% | — | +13.89% | |
| 42 | DIS | Walt Disney Co/the | Stock-Comm Services | 0.33% | — | +15.51% | |
| 43 | LAMR | Lamar Advertising Co-a | Stock-Real Estate | 0.32% | — | -0.01% | |
| 44 | ✓ | Logistics Innovtn Technlgs C | Stock-Other | 0.31% | — | — | |
| 45 | CRM | Salesforce Inc | Stock-Tech | 0.30% | — | +45.09% | |
| 46 | MUB | Ishares National Muni Bond E | ETF-Other | 0.28% | — | +0.29% | |
| 47 | GLD | Spdr Gold Shares | ETF-Commodities | 0.26% | — | — | |
| 48 | BX | Blackstone Inc | Stock-Financials | 0.26% | — | +7.70% | |
| 49 | EFA | Ishares Msci Eafe ETF | ETF-Other | 0.25% | — | -1.51% | |
| 50 | MRK | Merck & Co. Inc. | Stock-Healthcare | 0.24% | — | +10.62% |
1–50 of 200
Reported value over time
Sector allocation
Sector allocation over time
Quarterly history
| Period | Holdings | Total value | Stability | Top holdings | |
|---|---|---|---|---|---|
| 2021 Q3 | 2786 | $635.6M | 0 | ||
| 2021 Q2 | 2553 | $628.2M | 86 | ||
| 2021 Q1 | 2367 | $478.5M | 23 | ||
| 2020 Q4 | 2177 | $417.7M | 22 | ||
| 2020 Q3 | 2273 | $352.3M | 27 | ||
| 2020 Q2 | 2457 | $381.1M | 33 | ||
| 2020 Q1 | 2761 | $310.2M | 37 | ||
| 2019 Q4 | 1832 | $347.1M | 13 | ||
| 2019 Q3 | 1841 | $320.8M | 15 | ||
| 2019 Q2 | 1881 | $314.3M | 20 | ||
| 2019 Q1 | 1737 | $298.7M | 25 | ||
| 2018 Q4 | 1967 | $254.7M | 66 | ||
| 2018 Q3 | 253 | $237.4M | 25 | ||
| 2018 Q2 | 378 | $287.5M | 16 | ||
| 2018 Q1 | 297 | $262.2M | 46 | ||
| 2017 Q4 | 122 | $302.2M | 0 |
Holding changes this quarter
| # | Ticker | Issuer | Weight Change | Shares Change | Action |
|---|
Filing History
FAQ
What is Berman Capital Advisors, LLC and what type of investor is it?
Berman Capital Advisors, LLC is an investment manager that files SEC Form 13F quarterly, disclosing its U.S. public equity holdings to regulators. As of the most recent reporting period (2021-09-30), the firm manages a tracked equity portfolio valued at approximately $635.6M, spread across 2786 disclosed positions.
What are Berman Capital Advisors, LLC's largest equity positions?
Based on the latest 13F filing, Berman Capital Advisors, LLC's top holdings by market value are:
1. Vanguard Large-cap ETF (VV) — $108.5M (17.1%)
2. Ishares Core Msci Eafe ETF (IEFA) — $75.3M (11.8%)
3. Vanguard Mid-cap ETF (VO) — $27.4M (4.3%)
4. Ishares Msci USA Quality Fac (QUAL) — $25.4M (4.0%)
5. Ishares Russell 1000 Growth (IWF) — $24.4M (3.8%)
What changes did Berman Capital Advisors, LLC make in its most recent portfolio filing?
No notable portfolio changes were recorded for Berman Capital Advisors, LLC in the most recent quarter. Holdings appear to have remained relatively stable.
What sectors does Berman Capital Advisors, LLC focus on?
Berman Capital Advisors, LLC is concentrated in the following sectors based on its current disclosed equity portfolio:
• Information Technology: 32.9%
• Consumer Discretionary: 16.8%
• Financials: 15.5%
• Communication Services: 12.7%
• Health Care: 11.8%
• Consumer Staples: 4.6%
Investment Profile
Berman Capital Advisors, LLC's portfolio is broadly diversified and long-term-holding, with 32.9% of the portfolio concentrated in Information Technology.
Its turnover score has fallen from 27 to 0 over the past 4 quarters — a shift toward longer holding periods.
It has added to its VV position over the past two quarters (+$20.9M, now $108.5M), while trimming IJH over the same stretch (-$1.8M, still holding $2.8M).
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