BG
Belmont Global Advisors, Inc. Historical SEC 13F Holdings & Archive (Q3 2016)
Belmont Global Advisors, Inc.CIK: 0001598803
Momentum followerHigh-turnover traderSector-focused
Total reported value
$105.7M
Reporting period: 2016-09-30 · Number of holdings: 69
Belmont Global Advisors, Inc. disclosed 69 holdings in its latest 13F filing for the period ending 2016-09-30, with total reported value of $105.7M and a quarterly turnover rate of 79.3%.
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Personality snowflake
- Concentration
- 51.54
- Portfolio Stability
- 79.26
- Momentum
- 100
- Sector conviction
- 85.04
- Diversification
- 100
- Sizing Uniformity
- 73.35
Belmont Global Advisors, Inc.'s disclosed holdings carry a Herfindahl concentration index of 0.129 — mathematically equivalent to about 8 equally-sized positions, well below its 69 actual disclosed holdings. That gap points to a strategy built around a small core of high-conviction bets rather than broad diversification.
Position sizes vary widely across the portfolio (a coefficient of variation of 2.67), with a handful of outsized bets alongside many smaller positions.
No strong tilt toward either adding to existing winners or initiating outsized new positions was observed in the latest reported quarter.
Sector classification currently covers about 4% of this portfolio's disclosed value; the remainder includes holdings (e.g. unmapped tickers, options, or other security types) not yet covered by our sector mapping.
Source and citation information
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Recent moves
View source Form 13F filing on SEC.govAdd 98973p101
+18.6% $5.0M
Trim ACAD
-73.4% -$4.5M
Add 31816q101
+285.0% $2.4M
Add 46122t102
0.0% $2.6M
Add 871639308
+22.1% $1.1M
Add 009128307
+300.0% $902.0K
Holdings Map
New buyAddUnchangedTrim
Top 10 holdings by weight
Full holdings list this quarter
Showing top 62 holdings (of 69 total)
| # | Ticker | Issuer | Asset Subclass | Weight | Weight Change | Shares Change | 4Q Trend |
|---|---|---|---|---|---|---|---|
| 1 | ✓ | Ziopharm Oncology Inc | Stock-Other | 26.68% | +4.42% | +18.62% | |
| 2 | ✓ | Intrexon CORP | Stock-Other | 20.03% | +2.18% | — | |
| 3 | ✓ | Powershares Qqq Trust Ser 1 | Stock-Other | 11.23% | +11.23% | NEW | |
| 4 | ✓ | Fireeye | Stock-Other | 3.22% | +2.27% | +285.00% | |
| 5 | ✓ | Synergy Pharmaceuticals Inc. | Stock-Other | 2.45% | +1.05% | +22.08% | |
| 6 | ✓ | Fortress Biotech Inc | Stock-Other | 1.81% | +0.39% | +17.27% | |
| 7 | VBTX | Veritex Holdings Inc | Stock-Other | 1.57% | — | +1.25% | |
| 8 | ACAD | Acadia Pharmaceuticals Inc | Stock-Healthcare | 1.51% | -4.35% | -73.40% | |
| 9 | ✓ | Imperva Inc | Stock-Other | 1.45% | +1.45% | NEW | |
| 10 | AMZN | Amazon.com Inc | Stock-Consumer Disc | 1.19% | — | — | |
| 11 | ✓ | Stock-Other | 1.19% | +0.85% | +300.00% | ||
| 12 | ✓ | Biodelivery Sciences Intl In | Stock-Other | 1.17% | +1.17% | NEW | |
| 13 | ✓ | Stock-Other | 1.12% | +1.12% | NEW | ||
| 14 | MSFT | Microsoft CORP | Stock-Tech | 1.09% | — | — | |
| 15 | CYTK | Cytokinetics Inc | Stock-Healthcare | 1.04% | +1.04% | NEW | |
| 16 | ✓ | Blackrock Core Bd Tr | Stock-Other | 1.01% | — | +1.98% | |
| 17 | LXU | Lsb Industries Inc | Stock-Other | 0.97% | +0.51% | +200.00% | |
| 18 | ✓ | Stock-Other | 0.96% | +0.96% | NEW | ||
| 19 | ✓ | Stock-Other | 0.95% | — | +2.08% | ||
| 20 | ✓ | Stock-Other | 0.93% | — | — | ||
| 21 | ✓ | Vasco Data Security Intl | Stock-Other | 0.83% | +0.83% | NEW | |
| 22 | ✓ | Whole Foods Mkt Inc | Stock-Other | 0.81% | +0.81% | NEW | |
| 23 | ✓ | PIMCO Dynamic Income | Stock-Other | 0.80% | — | — | |
| 24 | BBW | Build-a-bear Workshop Inc | Stock-Other | 0.78% | +0.78% | NEW | |
| 25 | ✓ | Spectrum Brands Holdings, Inc. | Stock-Other | 0.78% | +0.78% | NEW | |
| 26 | TAUSD | Travelcenters Of America LLC | Stock-Other | 0.78% | +0.58% | +360.00% | |
| 27 | ✓ | Stock-Other | 0.74% | — | — | ||
| 28 | ✓ | Agenus Inc | Stock-Other | 0.73% | +0.73% | NEW | |
| 29 | AWK | American Water Works Co Inc | Stock-Utilities | 0.71% | — | — | |
| 30 | ✓ | Cornerstone Ondemand | Stock-Other | 0.67% | +0.67% | NEW | |
| 31 | SJM | Jm Smucker Co/the | Stock-Consumer Staples | 0.64% | +0.64% | NEW | |
| 32 | ✓ | Powershs Db US Dollar Index | Stock-Other | 0.62% | +0.62% | NEW | |
| 33 | CAMPEUR | Calamp CORP | Stock-Other | 0.62% | +0.26% | +88.00% | |
| 34 | ✓ | Gores Holdings Inc-a | Stock-Other | 0.61% | +0.61% | NEW | |
| 35 | ✓ | Stock-Other | 0.61% | — | -12.50% | ||
| 36 | ✓ | Cyberark Software LTD. Cmn | Stock-Other | 0.59% | — | — | |
| 37 | DY | Dycom Industries Inc | Stock-Industrials | 0.58% | -0.28% | -25.00% | |
| 38 | DAL | Delta Air Lines Inc | Stock-Industrials | 0.56% | — | +50.00% | |
| 39 | ✓ | Brookfield Total Rtn Fd | Stock-Other | 0.54% | — | +9.52% | |
| 40 | UAL | United Airlines Holdings Inc | Stock-Industrials | 0.50% | — | -33.33% | |
| 41 | ✓ | Fate Therapeutics Inc Com | Stock-Other | 0.44% | — | -62.50% | |
| 42 | ✓ | Cempra Inc | Stock-Other | 0.34% | — | — | |
| 43 | SSBUSD | Southstate Bank CORP | Stock-Other | 0.31% | — | — | |
| 44 | ✓ | Powershares India Portfolio | Stock-Other | 0.29% | — | -40.00% | |
| 45 | INDY | Ishares India 50 ETF | ETF-Other | 0.28% | -0.26% | -50.00% | |
| 46 | ✓ | Stock-Other | 0.28% | -0.26% | -50.00% | ||
| 47 | ✓ | Stock-Other | 0.26% | — | — | ||
| 48 | AAPL | Apple Inc | Stock-Tech | 0.26% | — | — | |
| 49 | HTH | Hilltop Holdings Inc | Stock-Other | 0.23% | — | — | |
| 50 | HFCUSD | Hollyfrontier CORP | Stock-Other | 0.23% | +0.23% | NEW |
1–50 of 62
* This report is exclusively curated by the AlphaSMO team. AlphaSMO is the web's most authoritative 13F / Inside Trader database, delivering precise insider trading and institutional holdings insights.
Reported value over time
Sector allocation
Sector allocation over time
Quarterly history
| Period | Holdings | Total value | Stability | Top holdings | |
|---|---|---|---|---|---|
| 2016 Q3 | 69 | $105.7M | 79 | 198973p246122t373935A | |
| 2016 Q2 | 64 | $104.2M | 100 | 198973p246122t378462f | |
| 2016 Q1 | 58 | $98.3M | 100 | 146122t298973P398973p | |
| 2015 Q4 | 70 | $77.2M | 80 | 198973p246122t330303m | |
| 2015 Q3 | 53 | $58.9M | 64 | 198973p246122t3966244 | |
| 2015 Q2 | 96 | $90.2M | 80 | 198973p246122t3966244 | |
| 2015 Q1 | 80 | $98.3M | 100 | 198973p246122t397717x | |
| 2014 Q4 | 110 | $101.3M | 85 | ||
| 2014 Q3 | 123 | $127.6M | 47 | ||
| 2014 Q2 | 129 | $138.6M | 62 | ||
| 2014 Q1 | 111 | $119.0M | 54 | ||
| 2013 Q4 | 127 | $123.8M | 0 |
Holding changes this quarter
Belmont Global Advisors, Inc.'s most significant position changes for 2016-09-30: Sold out: ; New buy: Powershares Qqq Trust Ser 1; Sold out: ; Sold out: Frontline plc (FRO); New buy: Imperva Inc.
| # | Ticker | Issuer | Weight Change | Shares Change | Action |
|---|---|---|---|---|---|
| 1 | ✓ | Ziopharm Oncology Inc | +4.4% | +18.62% | Add |
| 2 | ✓ | Fireeye | +2.3% | +285.00% | Add |
| 3 | ✓ | Intrexon CORP | +2.2% | — | Unchanged |
| 4 | ✓ | Synergy Pharmaceuticals Inc. | +1.1% | +22.08% | Add |
| 5 | ✓ | +0.9% | +300.00% | Add | |
| 6 | TAUSD | Travelcenters Of America LLC | +0.6% | +360.00% | Add |
| 7 | LXU | Lsb Industries Inc | +0.5% | +200.00% | Add |
| 8 | ✓ | Fortress Biotech Inc | +0.4% | +17.27% | Add |
| 9 | CAMPEUR | Calamp CORP | +0.3% | +88.00% | Add |
| 10 | INDY | Ishares India 50 ETF | -0.3% | -50.00% | Trim |
| 11 | ✓ | -0.3% | -50.00% | Trim | |
| 12 | DY | Dycom Industries Inc | -0.3% | -25.00% | Trim |
| 13 | ACAD | Acadia Pharmaceuticals Inc | -4.4% | -73.40% | Trim |
| 14 | ✓ | — | EXIT | Sold out | |
| 15 | ✓ | Powershares Qqq Trust Ser 1 | — | NEW | New buy |
| 16 | ✓ | — | EXIT | Sold out | |
| 17 | FRO | Frontline plc | — | EXIT | Sold out |
| 18 | ✓ | Imperva Inc | — | NEW | New buy |
| 19 | HD | Home Depot Inc | — | EXIT | Sold out |
| 20 | ✓ | Biodelivery Sciences Intl In | — | NEW | New buy |
| 21 | ✓ | — | NEW | New buy | |
| 22 | CYTK | Cytokinetics Inc | — | NEW | New buy |
| 23 | PANW | Palo Alto Networks Inc | — | EXIT | Sold out |
| 24 | ✓ | — | NEW | New buy | |
| 25 | LJPC | La Jolla Pharmaceutical Co | — | EXIT | Sold out |
| 26 | HALO | Halozyme Therapeutics Inc | — | EXIT | Sold out |
| 27 | ✓ | Vasco Data Security Intl | — | NEW | New buy |
| 28 | ✓ | Whole Foods Mkt Inc | — | NEW | New buy |
| 29 | BBW | Build-a-bear Workshop Inc | — | NEW | New buy |
| 30 | ✓ | Spectrum Brands Holdings, Inc. | — | NEW | New buy |
| 31 | ✓ | — | EXIT | Sold out | |
| 32 | ✓ | Agenus Inc | — | NEW | New buy |
| 33 | MFIN 9 04-15-21Bond | Medallion Financial CORP | — | EXIT | Sold out |
| 34 | ✓ | Mimecast LTD | — | EXIT | Sold out |
| 35 | ✓ | Chemocentryx Inc | — | EXIT | Sold out |
| 36 | SBUX | Starbucks CORP | — | EXIT | Sold out |
| 37 | ✓ | Cornerstone Ondemand | — | NEW | New buy |
| 38 | SJM | Jm Smucker Co/the | — | NEW | New buy |
| 39 | ✓ | Powershs Db US Dollar Index | — | NEW | New buy |
| 40 | ✓ | Gores Holdings Inc-a | — | NEW | New buy |
| 41 | ✓ | Powershs Db US Dollar Index | — | EXIT | Sold out |
| 42 | FIZZ | National Beverage CORP | — | EXIT | Sold out |
| 43 | LUV | Southwest Airlines Co | — | EXIT | Sold out |
| 44 | ✓ | — | EXIT | Sold out | |
| 45 | AANUSD | Aaron's Inc | — | EXIT | Sold out |
| 46 | ✓ | Ignyta Inc | — | EXIT | Sold out |
| 47 | ✓ | Cabelas Inc Cl-a Com | — | EXIT | Sold out |
| 48 | ✓ | Barracuda Networks Inc | — | EXIT | Sold out |
| 49 | IWM | Ishares Russell 2000 ETF | — | EXIT | Sold out |
| 50 | HFCUSD | Hollyfrontier CORP | — | NEW | New buy |
Filing History
FAQ
What is Belmont Global Advisors, Inc. and what type of investor is it?
Belmont Global Advisors, Inc. is an investment manager that files SEC Form 13F quarterly, disclosing its U.S. public equity holdings to regulators. As of the most recent reporting period (2016-09-30), the firm manages a tracked equity portfolio valued at approximately $105.7M, spread across 69 disclosed positions.
What are Belmont Global Advisors, Inc.'s largest equity positions?
Based on the latest 13F filing, Belmont Global Advisors, Inc.'s top holdings by market value are:
1. Ziopharm Oncology Inc — $28.2M (26.7%)
2. Intrexon CORP — $21.2M (20.0%)
3. Powershares Qqq Trust Ser 1 — $11.9M (11.2%)
4. Fireeye — $3.4M (3.2%)
5. Synergy Pharmaceuticals Inc. — $2.6M (2.5%)
What changes did Belmont Global Advisors, Inc. make in its most recent portfolio filing?
In the latest reported quarter, Belmont Global Advisors, Inc. made 49 notable position adjustments: 16 new positions were initiated, 8 existing holdings were added to, 4 positions were partially reduced, and 21 were completely exited. The largest of these moves: Sold out: ; New buy: Powershares Qqq Trust Ser 1; Sold out: ; Sold out: Frontline plc (FRO); New buy: Imperva Inc
What sectors does Belmont Global Advisors, Inc. focus on?
Belmont Global Advisors, Inc. is concentrated in the following sectors based on its current disclosed equity portfolio:
• Information Technology: 37.0%
• Consumer Discretionary: 28.5%
• Communication Services: 22.7%
• Industrials: 11.8%
Investment Profile
Belmont Global Advisors, Inc.'s portfolio is moderately concentrated and fast-trading, with 37.0% of the portfolio concentrated in Information Technology.
Its turnover score has risen from 64 to 79 over the past 4 quarters — a shift toward more active trading.
It has added to its ZIOPHARM ONCOLOGY INC position over the past two quarters (+$16.5M, now $28.2M), while trimming FATE THERAPEUTICS INC COM over the same stretch (-$400.0K, still holding $468.0K).
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Developer Access
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