B&
Baugh & Associates, LLC: 13F Stock Holdings & Portfolio (Q3 2026)
Baugh & Associates, LLCCIK: 0001730818
Momentum followerDiversified strategyQuality / disciplined sizing
Total reported value
$220.7M
Reporting period: 2026-09-30 · Number of holdings: 41
Baugh & Associates, LLC disclosed 41 holdings in its latest 13F filing for the period ending 2026-09-30, with total reported value of $220.7M and a quarterly turnover rate of 17.3%.
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Personality snowflake
- Concentration
- 15.66
- Portfolio Stability
- 17.31
- Momentum
- 100
- Sector conviction
- 54.45
- Diversification
- 82
- Sizing Uniformity
- 92.12
Baugh & Associates, LLC's disclosed holdings carry a Herfindahl concentration index of 0.039 — mathematically equivalent to about 26 equally-sized positions, close to its 41 actual disclosed holdings. Value is spread relatively evenly across the portfolio rather than concentrated in a handful of names.
Position sizes are fairly uniform across the portfolio (a coefficient of variation of 0.79), suggesting a disciplined, rules-based approach to how much capital goes into each idea.
No strong tilt toward either adding to existing winners or initiating outsized new positions was observed in the latest reported quarter.
Source and citation information
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Recent moves
View source Form 13F filing on SEC.govNew buy 30233Q108
Add MSFT
+7.3% $4.7M
Sold out XOM
Trim INTC
+5.7% -$2.9M
Trim PEP
-72.3% -$2.5M
Add AAPL
+6.4% $1.8M
Holdings Map
New buyAddUnchangedTrim
Top 10 holdings by weight
Full holdings list this quarter
| # | Ticker | Issuer | Asset Subclass | Weight | Weight Change | Shares Change | 4Q Trend |
|---|---|---|---|---|---|---|---|
| 1 | MSFT | Microsoft CORP | Stock-Tech | 8.30% | +2.26% | +7.26% | |
| 2 | AAPL | Apple Inc | Stock-Tech | 8.11% | +0.98% | +6.37% | |
| 3 | INTC | Intel CORP | Stock-Tech | 6.21% | -1.13% | +5.65% | |
| 4 | MS | Morgan Stanley | Stock-Financials | 4.29% | -0.50% | +8.78% | |
| 5 | ABBV | Abbvie Inc | Stock-Healthcare | 4.28% | +0.11% | +8.02% | |
| 6 | JPM | Jpmorgan Chase & Co | Stock-Financials | 4.26% | +0.01% | +4.05% | |
| 7 | WMT | Walmart Inc | Stock-Consumer Staples | 3.83% | -0.37% | +8.79% | |
| 8 | COST | Costco Wholesale CORP | Stock-Consumer Staples | 3.76% | -0.13% | +5.30% | |
| 9 | MRK | Merck & Co. Inc. | Stock-Healthcare | 3.47% | +0.37% | +9.23% | |
| 10 | JNJ | Johnson & Johnson | Stock-Healthcare | 3.05% | +0.10% | +7.04% | |
| 11 | QCOM | Qualcomm Inc | Stock-Tech | 2.97% | -0.03% | +9.81% | |
| 12 | BAC | Bank Of America CORP | Stock-Financials | 2.85% | -0.16% | +7.70% | |
| 13 | HD | Home Depot Inc | Stock-Consumer Disc | 2.85% | -0.69% | +8.78% | |
| 14 | PFE | Pfizer Inc | Stock-Healthcare | 2.66% | +0.44% | +12.05% | |
| 15 | MO | Altria Group Inc | Stock-Consumer Staples | 2.64% | -0.12% | +14.08% | |
| 16 | LOW | Lowe's Cos Inc | Stock-Consumer Disc | 2.52% | -0.52% | +8.65% | |
| 17 | NEE | Nextera Energy Inc | Stock-Utilities | 2.44% | -0.37% | +14.19% | |
| 18 | ✓ | Stock-Other | 2.42% | +2.42% | NEW | ||
| 19 | SO | Southern Co/the | Stock-Utilities | 2.40% | +0.21% | +40.57% | |
| 20 | TFC | Truist Financial CORP | Stock-Financials | 2.28% | -0.19% | +5.87% | |
| 21 | COP | Conocophillips | Stock-Energy | 2.28% | +0.38% | +6.69% | |
| 22 | ARCC | Ares Capital CORP | Stock-Financials | 2.25% | +0.05% | +10.37% | |
| 23 | CVX | Chevron CORP | Stock-Energy | 2.24% | +0.41% | +6.63% | |
| 24 | ASML | ASML Holding N.V. | Stock-Tech | 2.19% | -0.23% | +5.61% | |
| 25 | ABT | Abbott Laboratories | Stock-Healthcare | 2.16% | +0.15% | +12.84% | |
| 26 | VZ | Verizon Communications Inc | Stock-Comm Services | 2.11% | +0.15% | +5.42% | |
| 27 | ANET | Arista Networks Inc | Stock-Tech | 1.88% | +0.31% | +12.73% | |
| 28 | GOOG | Alphabet Inc-cl C | Stock-Comm Services | 1.74% | -0.08% | +11.84% | |
| 29 | WY | Weyerhaeuser Co | Stock-Real Estate | 1.67% | -0.45% | +11.61% | |
| 30 | O | Realty Income CORP | Stock-Real Estate | 1.54% | -0.23% | +5.82% | |
| 31 | NVDA | Nvidia CORP | Stock-Tech | 1.40% | +0.17% | +13.57% | |
| 32 | ET | Energy Transfer LP | Stock-Energy | 1.22% | +0.03% | +7.71% | |
| 33 | PEP | Pepsico Inc | Stock-Consumer Staples | 0.37% | -1.09% | -72.28% | |
| 34 | QQQ | Invesco Qqq Trust Series 1 | ETF-Tech | 0.23% | -0.02% | -8.83% | |
| 35 | SPY | Ss Spdr S&p 500 ETF Trust-us | ETF-Large Cap & Growth | 0.21% | — | +4.82% | |
| 36 | CAT | Caterpillar Inc | Stock-Industrials | 0.18% | -0.06% | — | |
| 37 | KO | Coca-cola Co/the | Stock-Consumer Staples | 0.16% | +0.01% | +2.05% | |
| 38 | IBM | Intl Business Machines CORP | Stock-Tech | 0.15% | -0.04% | — | |
| 39 | PGR | Progressive CORP | Stock-Financials | 0.15% | — | — | |
| 40 | QTEC | First Trust Nasdq 100 Tech I | ETF-Tech | 0.12% | -0.01% | -7.83% | |
| 41 | SDY | Ss Spdr S&p Dividend ETF | ETF-Other | 0.10% | -0.03% | +94.16% |
Portfolio Performance
Performance for Q4 2026
+2.6%
Performance Last 4 Quarters
+18.2%
- Stdev
- +11%
- Beta
- +0.77
- Alpha
- +1.1%
- Max Drawdown
- -7.3%
- Annualized Perf
- +19.6%
- Batting Avg vs S&P
- +36.1%
- Sortino
- +3.36
- Stutzer
- +0.49
- Treynor
- +0.24
- Sterling
- +1.29
- Calmar
- +2.7
- Information Ratio
- -0.63
- Tracking Error
- +6.4%
- Stdev Down
- +5.5%
- Winning Months %
- +75%
- Losing Months %
- +25%
- Best 12 Months
- +32.1%
- Worst 12 Months
- +5.2%
- Efficiency Ratio
- +0.67
- Sharpe
- +1.68
- Stdev Sectors
- +9%
- Skewness
- -0.24
- Kurtosis
- -0.2
- Upside Potential
- +4.85
Reported value over time
Sector allocation
Sector allocation over time
Quarterly history
| Period | Holdings | Total value | Stability | Top holdings | |
|---|---|---|---|---|---|
| 2026 Q3 | 41 | $220.7M | 17 | ||
| 2026 Q2 | 42 | $226.0M | 0 | ||
| 2026 Q1 | 44 | $231.5M | 17 | ||
| 2025 Q4 | 41 | $203.4M | 10 | ||
| 2025 Q3 | 41 | $201.2M | 13 | ||
| 2025 Q2 | 42 | $191.9M | 0 | ||
| 2025 Q1 | 39 | $197.7M | 100 | ||
| 2024 Q4 | 39 | $192.9M | 0 | ||
| 2024 Q3 | 40 | $194.2M | 0 | ||
| 2024 Q2 | 39 | $192.7M | 0 | ||
| 2024 Q1 | 40 | $187.9M | 0 | ||
| 2023 Q4 | 37 | $174.0M | 0 | ||
| 2023 Q3 | 39 | $159.9M | 0 | ||
| 2023 Q2 | 42 | $166.1M | 0 | ||
| 2023 Q1 | 41 | $156.5M | 0 | ||
| 2022 Q4 | 39 | $154.4M | 0 | ||
| 2022 Q3 | 38 | $141.3M | 0 | ||
| 2022 Q2 | 38 | $148.6M | 0 | ||
| 2022 Q1 | 40 | $170.1M | 0 | ||
| 2021 Q4 | 41 | $181.0M | 0 | ||
| 2021 Q3 | 41 | $163.4M | 0 | ||
| 2021 Q2 | 41 | $161.2M | 97 | ||
| 2021 Q1 | 40 | $151.4M | 16 | ||
| 2020 Q4 | 41 | $140.3M | 11 | ||
| 2020 Q3 | 39 | $127.4M | 12 | ||
| 2020 Q2 | 38 | $125.3M | 22 | ||
| 2020 Q1 | 37 | $103.5M | 28 | ||
| 2019 Q4 | 41 | $137.0M | 8 | ||
| 2019 Q3 | 40 | $129.0M | 12 | ||
| 2019 Q2 | 40 | $126.2M | 10 | ||
| 2019 Q1 | 40 | $124.8M | 14 | ||
| 2018 Q4 | 41 | $116.1M | 12 | ||
| 2018 Q3 | 40 | $125.1M | 10 | ||
| 2018 Q2 | 40 | $114.6M | 11 | ||
| 2018 Q1 | 42 | $124.1M | 13 | ||
| 2017 Q4 | 41 | $118.6M | 0 |
Holding changes this quarter
Baugh & Associates, LLC's most significant position changes for 2026-09-30: New buy: ; Sold out: Exxon Mobil CORP (XOM); Sold out: Service Properties Trust (SVC); Add: Microsoft CORP (MSFT) — shares +7.26%; Add: Intel CORP (INTC) — shares +5.65%.
| # | Ticker | Issuer | Weight Change | Shares Change | Action |
|---|---|---|---|---|---|
| 1 | ✓ | +2.4% | NEW | New buy | |
| 2 | MSFT | Microsoft CORP | +2.3% | +7.26% | Add |
| 3 | AAPL | Apple Inc | +1% | +6.37% | Add |
| 4 | PFE | Pfizer Inc | +0.4% | +12.05% | Add |
| 5 | CVX | Chevron CORP | +0.4% | +6.63% | Add |
| 6 | COP | Conocophillips | +0.4% | +6.69% | Add |
| 7 | MRK | Merck & Co. Inc. | +0.4% | +9.23% | Add |
| 8 | ANET | Arista Networks Inc | +0.3% | +12.73% | Add |
| 9 | SO | Southern Co/the | +0.2% | +40.57% | Add |
| 10 | NVDA | Nvidia CORP | +0.2% | +13.57% | Add |
| 11 | ABT | Abbott Laboratories | +0.2% | +12.84% | Add |
| 12 | VZ | Verizon Communications Inc | +0.2% | +5.42% | Add |
| 13 | ABBV | Abbvie Inc | +0.1% | +8.02% | Add |
| 14 | JNJ | Johnson & Johnson | +0.1% | +7.04% | Add |
| 15 | ARCC | Ares Capital CORP | +0.1% | +10.37% | Add |
| 16 | ET | Energy Transfer LP | 0% | +7.71% | Add |
| 17 | JPM | Jpmorgan Chase & Co | 0% | +4.05% | Add |
| 18 | KO | Coca-cola Co/the | 0% | +2.05% | Add |
| 19 | PGR | Progressive CORP | — | — | Unchanged |
| 20 | SPY | Ss Spdr S&p 500 ETF Trust-us | — | +4.82% | Add |
| 21 | QTEC | First Trust Nasdq 100 Tech I | 0% | -7.83% | Trim |
| 22 | QQQ | Invesco Qqq Trust Series 1 | 0% | -8.83% | Trim |
| 23 | QCOM | Qualcomm Inc | 0% | +9.81% | Add |
| 24 | SDY | Ss Spdr S&p Dividend ETF | 0% | +94.16% | Add |
| 25 | IBM | Intl Business Machines CORP | 0% | — | Unchanged |
| 26 | CAT | Caterpillar Inc | -0.1% | — | Unchanged |
| 27 | GOOG | Alphabet Inc-cl C | -0.1% | +11.84% | Add |
| 28 | MO | Altria Group Inc | -0.1% | +14.08% | Add |
| 29 | COST | Costco Wholesale CORP | -0.1% | +5.30% | Add |
| 30 | SVC | Service Properties Trust | -0.1% | EXIT | Sold out |
| 31 | BAC | Bank Of America CORP | -0.2% | +7.70% | Add |
| 32 | TFC | Truist Financial CORP | -0.2% | +5.87% | Add |
| 33 | ASML | ASML Holding N.V. | -0.2% | +5.61% | Add |
| 34 | O | Realty Income CORP | -0.2% | +5.82% | Add |
| 35 | WMT | Walmart Inc | -0.4% | +8.79% | Add |
| 36 | NEE | Nextera Energy Inc | -0.4% | +14.19% | Add |
| 37 | WY | Weyerhaeuser Co | -0.5% | +11.61% | Add |
| 38 | MS | Morgan Stanley | -0.5% | +8.78% | Add |
| 39 | LOW | Lowe's Cos Inc | -0.5% | +8.65% | Add |
| 40 | HD | Home Depot Inc | -0.7% | +8.78% | Add |
| 41 | PEP | Pepsico Inc | -1.1% | -72.28% | Trim |
| 42 | INTC | Intel CORP | -1.1% | +5.65% | Add |
| 43 | XOM | Exxon Mobil CORP | -2.1% | EXIT | Sold out |
Filing History
FAQ
What is Baugh & Associates, LLC and what type of investor is it?
Baugh & Associates, LLC is an investment manager that files SEC Form 13F quarterly, disclosing its U.S. public equity holdings to regulators. As of the most recent reporting period (2026-09-30), the firm manages a tracked equity portfolio valued at approximately $220.7M, spread across 41 disclosed positions.
What are Baugh & Associates, LLC's largest equity positions?
Based on the latest 13F filing, Baugh & Associates, LLC's top holdings by market value are:
1. Microsoft CORP (MSFT) — $18.3M (8.3%)
2. Apple Inc (AAPL) — $17.9M (8.1%)
3. Intel CORP (INTC) — $13.7M (6.2%)
4. Morgan Stanley (MS) — $9.5M (4.3%)
5. Abbvie Inc (ABBV) — $9.5M (4.3%)
What changes did Baugh & Associates, LLC make in its most recent portfolio filing?
In the latest reported quarter, Baugh & Associates, LLC made 40 notable position adjustments: 1 new positions were initiated, 34 existing holdings were added to, 3 positions were partially reduced, and 2 were completely exited. The largest of these moves: New buy: ; Sold out: Exxon Mobil CORP (XOM); Sold out: Service Properties Trust (SVC); Add: Microsoft CORP (MSFT) — shares +7.26%; Add: Intel CORP (INTC) — shares +5.65%
What sectors does Baugh & Associates, LLC focus on?
Baugh & Associates, LLC is concentrated in the following sectors based on its current disclosed equity portfolio:
• Information Technology: 32.2%
• Financials: 16.6%
• Health Care: 16.1%
• Consumer Staples: 11.1%
• Energy: 5.9%
• Consumer Discretionary: 5.5%
Investment Profile
Baugh & Associates, LLC returned an annualized 19.6% over the trailing 36 months — outperforming the S&P 500 by 1.1 points — based on a reconstructed track record of its disclosed 13F positions, with a beta of 0.77 (less volatile than the market) and a 36% quarterly batting average against the index.
Its portfolio is broadly diversified and long-term-holding, with 32.2% of the portfolio concentrated in Information Technology.
It has added to its AAPL position over the past two quarters (+$2.2M, now $17.9M), while trimming PEP over the same stretch (-$3.3M, still holding $822.9K).
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Developer Access
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