13F GuideFiling Basics
What is SEC Form 13F? Ultimate Guide to Institutional Equity Filings
Learn how SEC Form 13F filings work, the $100M threshold, 45-day reporting lag, and how to track top hedge fund holdings.
AlphaSMO Research GuideRead Guide
CIK: 0001803415
Total reported value
$419.7M
$419.7M
175 檔
35.4%
According to the latest 13F quarterly dataset, Ballast Advisors LLC managed an equity portfolio of $419.7M at the end of Q4 2025, spanning 175 distinct U.S. exchange-listed positions.
Ballast Advisors LLC executed strategic sector rebalancing during Q4 2025, establishing 6 new positions while fully exiting 11 holdings and trimming 63 positions.
| # | Ticker | Issuer | Asset Subclass | Weight | Weight Change | Shares Change | 4Q Trend |
|---|---|---|---|---|---|---|---|
| 1 | SCHX | Schwab US Large-cap ETF | ETF-Other | 9.44% | -1.13% | -2.59% | |
| 2 | SCHV | Schwab US Large-cap Value | ETF-Other | 9.27% | -0.81% | -1.22% | |
| 3 | SCHF | Schwab Intl Equity ETF | ETF-Other | 8.11% | -0.87% | +0.16% | |
| 4 | SCHG | Schwab US Large-cap Growth | ETF-Other | 7.87% | -0.81% | -2.23% | |
| 5 | AAPL | Apple Inc | Stock-Tech | 6.26% | -0.15% | -5.95% | |
| 6 | AGG | Ishares Core U.s. Aggregate | ETF-Other | 5.78% | -0.69% | +2.19% | |
| 7 | SCHO | Schwab Short-term US Treas | ETF-Other | 4.37% | +5.01% | NEW | |
| 8 | JPM | Jpmorgan Chase & Co | Stock-Financials | 3.63% | -0.40% | -8.44% | |
| 9 | MSFT | Microsoft CORP | Stock-Tech | 3.40% | -0.47% | -3.17% | |
| 10 | EPD | Enterprise Products Partners | Stock-Energy | 2.73% | -0.70% | -2.07% | |
| 11 | SCHE | Schwab Emrg Mrkts Eqty ETF | ETF-Other | 2.43% | -0.30% | +0.17% | |
| 12 | TSM | Taiwan Semiconductor-sp Adr | Stock-Tech | 1.95% | +0.42% | +10.21% | |
| 13 | SCHB | Schwab US Broad Market ETF | ETF-Other | 1.92% | +1.94% | NEW | |
| 14 | NVDA | Nvidia CORP | Stock-Tech | 1.70% | -0.12% | -0.65% | |
| 15 | BRK-B | Berkshire Hathaway Inc-cl B | Stock-Other | 1.67% | -0.22% | +2.24% | |
| 16 | UBER | Uber Technologies Inc | Stock-Industrials | 1.45% | -0.26% | -9.20% | |
| 17 | SCHA | Schwab US Small-cap ETF | ETF-Other | 1.45% | -0.05% | +1.41% | |
| 18 | AMZN | Amazon.com Inc | Stock-Consumer Disc | 1.30% | -0.10% | -1.40% | |
| 19 | GOOGL | Alphabet Inc-cl A | Stock-Comm Services | 1.19% | +0.01% | -2.33% | |
| 20 | SLB | Slb LTD | Stock-Energy | 0.85% | -0.42% | -0.41% | |
| 21 | V | Visa Inc-class A Shares | Stock-Financials | 0.82% | -0.05% | -0.29% | |
| 22 | BX | Blackstone Inc | Stock-Financials | 0.82% | -0.12% | -0.98% | |
| 23 | META | Meta Platforms Inc-class A | Stock-Comm Services | 0.71% | -0.13% | +0.41% | |
| 24 | SCHH | Schwab US Reit ETF | ETF-Other | 0.66% | -0.09% | +4.13% | |
| 25 | SCHZ | Schwab US Aggregate Bond ETF | ETF-Other | 0.63% | +0.01% | +2.01% | |
| 26 | VWOB | Vanguard Emerg Mkts Gov Bnd | ETF-Other | 0.62% | -0.08% | +2.90% | |
| 27 | TSLA | Tesla Inc | Stock-Consumer Disc | 0.61% | -0.05% | -2.71% | |
| 28 | IWM | Ishares Russell 2000 ETF | ETF-Small Cap | 0.58% | -0.02% | -0.01% | |
| 29 | COST | Costco Wholesale CORP | Stock-Consumer Staples | 0.56% | -0.16% | +0.34% | |
| 30 | NXPI | NXP Semiconductors N.V. | Stock-Tech | 0.54% | +0.09% | +1.00% | |
| 31 | ECL | Ecolab Inc | Stock-Materials | 0.49% | -0.07% | +0.92% | |
| 32 | XLRE | Ss Real Estate Select Sector | ETF-Other | 0.46% | -0.03% | +0.24% | |
| 33 | GOOG | Alphabet Inc-cl C | Stock-Comm Services | 0.45% | +0.03% | — | |
| 34 | IWF | Ishares Russell 1000 Growth | ETF-Other | 0.44% | -0.03% | -1.17% | |
| 35 | MCO | Moody's CORP | Stock-Financials | 0.44% | -0.06% | +1.70% | |
| 36 | SPDW | Ste Str Spdr Pt Dw EU ETF | ETF-Other | 0.43% | +0.05% | -2.01% | |
| 37 | SYK | Stryker CORP | Stock-Healthcare | 0.40% | -0.09% | +1.77% | |
| 38 | ACN | Accenture plc | Stock-Tech | 0.38% | -0.15% | -6.59% | |
| 39 | TMO | Thermo Fisher Scientific Inc | Stock-Healthcare | 0.38% | -0.07% | +1.20% | |
| 40 | NTIC | Northern Technologies Intl | Stock-Other | 0.37% | -0.09% | — | |
| 41 | IVV | Ishares Core S&p 500 ETF | ETF-Large Cap & Growth | 0.36% | -0.06% | -1.13% | |
| 42 | PEP | Pepsico Inc | Stock-Consumer Staples | 0.36% | -0.14% | +2.04% | |
| 43 | ITW | Illinois Tool Works | Stock-Industrials | 0.35% | -0.06% | +0.99% | |
| 44 | DHR | Danaher CORP | Stock-Healthcare | 0.33% | -0.07% | +1.13% | |
| 45 | KO | Coca-cola Co/the | Stock-Consumer Staples | 0.33% | -0.04% | -0.58% | |
| 46 | SPY | Ss Spdr S&p 500 ETF Trust-us | ETF-Large Cap & Growth | 0.32% | -0.02% | -21.45% | |
| 47 | NVO | Novo-nordisk A/s-spons Adr | Stock-Healthcare | 0.30% | -0.01% | -1.73% | |
| 48 | MMM | 3m Co | Stock-Industrials | 0.30% | -0.07% | -2.62% | |
| 49 | ADP | Automatic Data Processing | Stock-Tech | 0.29% | -0.06% | -1.87% | |
| 50 | MUFG | Mitsubishi Ufj Finl-spon Adr | Stock-Financials | 0.28% | -0.01% | — |
| # | Ticker | Issuer | Weight Change | Shares Change | Action |
|---|---|---|---|---|---|
| 1 | TSM | Taiwan Semiconductor-sp Adr | +0.3% | +10.21% | Add |
| 2 | SCHF | Schwab Intl Equity ETF | +0.3% | +0.16% | Add |
| 3 | GOOGL | Alphabet Inc-cl A | +0.2% | -2.33% | Trim |
| 4 | SCHO | Schwab Short-term US Treas | +0.2% | +4.24% | Add |
| 5 | AGG | Ishares Core U.s. Aggregate | +0.1% | +2.19% | Add |
| 6 | GOOG | Alphabet Inc-cl C | +0.1% | — | Unchanged |
| 7 | SLB | Slb LTD | +0.1% | -0.41% | Trim |
| 8 | TMO | Thermo Fisher Scientific Inc | +0.1% | +1.20% | Add |
| 9 | SCHA | Schwab US Small-cap ETF | +0.1% | +1.41% | Add |
| 10 | AMZN | Amazon.com Inc | +0.1% | -1.40% | Trim |
| 11 | SCHV | Schwab US Large-cap Value | +0.1% | -1.22% | Trim |
| 12 | DHR | Danaher CORP | 0% | +1.13% | Add |
| 13 | MCO | Moody's CORP | 0% | +1.70% | Add |
| 14 | BRK-B | Berkshire Hathaway Inc-cl B | 0% | +2.24% | Add |
| 15 | AAPL | Apple Inc | 0% | -5.95% | Trim |
| 16 | LLY | Eli Lilly & Co | 0% | -4.22% | Trim |
| 17 | SCHB | Schwab US Broad Market ETF | 0% | -0.27% | Trim |
| 18 | MAR | Marriott International -cl A | 0% | +1.37% | Add |
| 19 | VUG | Vanguard Growth ETF | 0% | +13.99% | Add |
| 20 | VWOB | Vanguard Emerg Mkts Gov Bnd | 0% | +2.90% | Add |
| 21 | CAT | Caterpillar Inc | 0% | +4.14% | Add |
| 22 | V | Visa Inc-class A Shares | 0% | -0.29% | Trim |
| 23 | AXP | American Express Co | 0% | -0.66% | Trim |
| 24 | ITOT | Ishares Core S&p Total U.s. | 0% | +225.00% | Add |
| 25 | WMT | Walmart Inc | 0% | +0.15% | Add |
| 26 | KO | Coca-cola Co/the | 0% | -0.58% | Trim |
| 27 | IWM | Ishares Russell 2000 ETF | 0% | -0.01% | Trim |
| 28 | SCHZ | Schwab US Aggregate Bond ETF | 0% | +2.01% | Add |
| 29 | PEP | Pepsico Inc | 0% | +2.04% | Add |
| 30 | AMAT | Applied Materials Inc | 0% | — | Unchanged |
| 31 | CMI | Cummins Inc | 0% | — | Unchanged |
| 32 | AMGN | Amgen Inc | 0% | -2.79% | Trim |
| 33 | LRCX | Lam Research CORP | 0% | -9.24% | Trim |
| 34 | SHOP | Shopify Inc - Class A | 0% | +4.97% | Add |
| 35 | SPEM | State Street Sp Ptf Em ETF | 0% | +101.96% | Add |
| 36 | EPD | Enterprise Products Partners | 0% | -2.07% | Trim |
| 37 | HLT | Hilton Worldwide Holdings In | 0% | -1.57% | Trim |
| 38 | CSCO | Cisco Systems Inc | 0% | -1.68% | Trim |
| 39 | SPDW | Ste Str Spdr Pt Dw EU ETF | 0% | -2.01% | Trim |
| 40 | DCI | Donaldson Co Inc | 0% | — | Unchanged |
| 41 | AIZ | Assurant Inc | 0% | — | Unchanged |
| 42 | IVE | Ishares S&p 500 Value ETF | 0% | +28.53% | Add |
| 43 | NTIC | Northern Technologies Intl | 0% | — | Unchanged |
| 44 | CVS | Cvs Health CORP | 0% | — | Unchanged |
| 45 | WM | Waste Management Inc | 0% | +4.99% | Add |
| 46 | IWY | Ishares Russell Top 200 Grow | 0% | — | Unchanged |
| 47 | MMM | 3m Co | 0% | -2.62% | Trim |
| 48 | SCHM | Schwab US Mid Cap ETF | 0% | -0.48% | Trim |
| 49 | NVDA | Nvidia CORP | — | -0.65% | Trim |
| 50 | IJR | Ishares Core S&p Small-cap E | — | -21.93% | Trim |
According to official SEC Form 13F filings, Ballast Advisors LLC reported a total U.S. public equity portfolio value of $419.7M across 175 disclosed positions in Q4 2025.
Expert Analysis & Guides for Tracking Wall Street Smart Money Movements
Learn how SEC Form 13F filings work, the $100M threshold, 45-day reporting lag, and how to track top hedge fund holdings.
In terms of portfolio concentration, the top 5 core holdings (including SCHX, SCHV, SCHF) accounted for 35.4% of total reported equity market value during Q4 2025.
Top New Position Initiated
QCOM
市值: $281.2K
Top Position Liquidated / Trimmed
LIN
前期市值: $241.3K
During Q4 2025, Ballast Advisors LLC's top holdings by market value included SCHX (9.4%)、SCHV (9.3%)、SCHF (8.1%). The largest single position, SCHX, represented 9.4% of total portfolio value.
In Q4 2025, Ballast Advisors LLC made 135 total portfolio adjustments, initiating 6 new buys, adding to 55 positions, trimming 63 holdings, and fully liquidating 11 stocks.
All holding records on this page are fetched directly from the U.S. Securities and Exchange Commission (SEC) EDGAR system (Form 13F-HR). AlphaSMO parses CUSIP identifiers and formats data into Schema.org-compliant datasets.
Understand SEC Form 4 insider disclosures for corporate officers, directors, and 10% owners to track executive transactions.
Understand Rule 144 restricted stock sale notices to spot planned insider liquidations before market sell pressure arrives.
Explore the 5% beneficial ownership threshold, 13D vs 13G filing differences, and recent SEC accelerated deadline rules.
Best practices for analyzing 13F quarterly changes without getting misled by stock splits, options, or market valuation drift.
Learn how AlphaSMO's flagship signal detects high-conviction stocks where 13F hedge funds and corporate insiders buy at the same time.